PTO/SB/06 (09-11)
`Approved Ior use through 1/31/2014. OMB 0651—0O32
`US. Patent and Trademark Office, US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act oI 1995, no persons are required to respond to a collection CI intormation unless it displays a valid OMB Control number
`PATENT APPLICATION FEE DETERMINATION RECORD
`APP"°a“°” °’ D°°I‘eI N“”‘I°e’
`F‘””9 Dale
`Substitute for Form PTO-875
`
`2 D To be Mailed
`
`APPLICATION AS FILED — PART I
`
`ENTITY:
`
`|:| LARGE IZ SMALL |:| MICRO
`
`RATE ((3)
`N/A
`
`FEE ($)
`
`37OFFi116a, b,or 0
`I:I BASIC FEE
`_
`
`El SEARCH FEE
`37CFR1.16'k
`
`I or(m)
`
`I:I EXAMINATION FEE
`(37 CFR1 16(0), (p), or (q))
`TOTAL CLAiMS
`(37 CFR 1.16 1))
`INDEPENDENT CLAIMS
`137 CFR1.16 h
`
`I:IA:3F;PCL|IECF;{’I:T1Ié)N SIZE FEE
`I
`'
`(5))
`
`(Column 2)
`
`NUMBER EXTRA
`N/A
`
`N/A
`
`NUMBER FILED
`N/A
`
`N/A
`
`N/A
`‘
`
`"mus 20 =
`
`If the specification and drawings exceed 100 sheets
`f
`,th
`I"
`t"
`'
`f
`cl
`'
`310
`155
`1?orpsanl::Il enTit:)plfD0IrC:a:E :Iz::iti:Ie1alu5e0I:I?eets glf
`fraction thereof. see 35 u.s.C. 41 (a)(1 )(G) and 37
`CFR 1.1e( ).
`
`I:I MULTIPLE DEPENDENT CLAIM PRESENT (37 CFFi1.16(l))
`' If the difference in oolumn 1 is less than zero, enter “0” in column 2.
`
`APPLICATION AS AMENDED — PART II
`
`(Column 3)
`
`(Column 2)
`HIGHEST
`
`§F”1E”vB.EEsLY
`PAID FOR
`
`(Column 1)
`CLAIMS
`
`2'IEI”éII”'”G
`AMENDMENT
`
`, 2
`
`06/29/2015
`Total (37 CFR
`1.16 i
`1
`37 CFR I 15 h
`Independent
`
`I:I Application Size Fee (37 CFR 1.16(s))
`
`I] FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR1.16(j))
`
`(Column 1)
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`
`(Column 2)
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`(Column 3)
`
`PRESENT EXTRA
`
`Total (37 CFR
`1 .1 s(i)i
`
`I:I Application Size Fee (37 CFR 1.16(s))
`
`I] FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j'i'i
`
`I-
`LI
`
`ZL
`
`EDZL
`
`LI
`
`E<
`
`AMENDMENT
`
`* If the entry in column 1 is less than the entry in column 2, write “0” in column 3.
`"'
`If the “Highest Number Previously Paid For” IN THIS SPACE is less than 20, enter “20".
`""" If the “Highest Number Previously Paid For" IN THIS SPACE is less than 3, enter
`The “Highest Number Previously Paid For" (Total or Independent) is the highest number found in the appropriate box in column 1.
`This collection of intormation is required by 37 CFR 1.16. The intormation is required to obtain or retain a benefit by the public which is to file (and bythe USPTO to
`process) an application. Confidentiality is governed by 35 USS. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering,
`preparing and submitting the completed application form to the USPTO. Time will vary depending upon the individual Case. Any Comments on the amount of time you
`require to Complete this form and/or suggestions tor reducing this burden, should be sent to the Chief lntormation Otticer, U 8. Patent and Trademark Otfice, US.
`Department of Commerce P.O Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner Ior Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1 -800-P TO-9199 and select option 2.
`
`DE
`/PHYLUS CANTY/
`
`DISH
`
`Exhibit 1003 Pae 1
`
`DISH
`Exhibit 1003 Page 1
`
`

`

`Case 1:15—cv—OO121-RGA Document 42 Filed 03/13/15 Page 1 of 4 Page|D #: 1558
`A0 120 (Rev. 08/10
`
`T0:
`
`Mai] Stop 3
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1 116 you are hereby advised that a eoun action has been
`filed in the US. District Court
`Transferred to Delaware from Alabama
`on the following
`
`[:I Trademarks or
`DOCKET NO,
`15-cv-121-RGA
`PLAINTIFF
`
`MPatents. _( I: the patent action involves 35 USIC. § 292.):
`DATF. FILED
`U.S. DISTRICT COURT
`7/17/2014
`Transferred to Delaware from Alabama
`DEFENDANT
`
`ADTRAN. Inc,
`
`TQ Delta, LLC
`
`PATENT OR
`DATE OF PATENT
`TRADEMARK N0.
`OR TRADEMARK
`1 See Attachment #1 —
`
`HOLDER OF PATENT OR TRADEMARK
`
`_-—— I
`
`DATE INCLUDED
`
`3/13/2015
`PATENT OR
`TRADEMARK NO
`I See Attachment #2
`
`n the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`|:I Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`Z Answer
`
`I] Cross Bill
`
`[:| Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy -‘I-—Case file copy
`
`DISH
`
`Exhibit 1003 Pae 2
`
`DISH
`Exhibit 1003 Page 2
`
`

`

`Case 1:l5—cv—00121—RGA Document 42 Filed 03/13/15 Page 2 of 4 Page|D #: 1559
`
`Attachment #1
`
`Patent or Trademark No.
`
`Date of Patent or Trademark
`
`Holder of Patent or Trademark
`
`1.U.
`
`2.U.
`
`5. 7,453,881 B2
`
`11/18/2008
`
`5. 7,809,028 B2
`
`10/05/2010
`
`3.U. S. 7,978,706 B2
`
`4.U.S. 8,422,511 B2
`
`5.U. 5. 6,445,730 B1
`
`6.U.S. 7,292,627 B2
`
`7/12/2011
`
`4/16/2013
`
`9/03/2002
`
`11/6/2007
`
`7.U.
`
`8.U.
`
`S. 7,451,379 B2
`
`11/11/2008
`
`S. 7,471,721 B2
`
`12/30/2008
`
`9.U.5. 7,570,686 B2
`
`8/4/2009
`
`10. U.S. 7,831,890 B2
`
`11/09/2010
`
`11. U.S. 7,835,430 B2
`
`11/16/2010
`
`12. U.S. 7,836,381 B1
`
`1 1/16/2010
`
`13. u.s. 7,344,332 B2
`
`14.
`
`u.s. 7339,7234 B2
`
`11/30/2010
`
`2/15/2011
`
`15. U.S. 7,925,958 B2
`
`04/12/2011
`
`16.
`
`17.
`
`U.S. 7,978,753 B2
`
`07/12/2011
`
`U.S. 7,979,778 B2
`
`07/12/2011
`
`18. U.S. 8,073,041 B1
`
`12/6/2011
`
`19. U.S. 8,090,008 B2
`
`1/3/2012
`
`20. U.S. 8,218,610 B2
`
`7/10/201i
`
`21. U.S. 8,238,412 B2
`
`o3/o7/2012
`
`22. U.S. 8,276,048 B2
`
`1 09/25/2012
`
`23. U.S. 8,355,427 B2
`
`1/15/2013
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`TO. Delta, LLC
`
`TQ Delta, LLC
`
`TO. Delta, LLC
`
`TQ Delta, LLC
`
`DISH
`
`Exhibit 1003 Pae 3
`
`DISH
`Exhibit 1003 Page 3
`
`

`

`Case 1:15—cv—O0121—RGA Document 42 Filed 03/13/15 Page 3 of 4 PageID #: 1560
`
`. U.S. 8,432,956 B2
`
`4/30/2013
`
`. U.S. 8,437,382 B2
`
`5/7/2013
`
`. U.S. 8,462,835 B2
`
`6/11/2013
`
`. U.S. 8,495,473 B2
`
`7/23/2013
`
`. u.s. 8,516,337 B2
`
`08/20/2013
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`I TQ Delta, LLC
`4 TQ Delta, LLC
`‘ TQ Delta, LLC
`
`DISH
`
`Exhibit 1003 Pae 4
`
`DISH
`Exhibit 1003 Page 4
`
`

`

`Case 1:15—cv—00121—RGA Document 42 Filed 03/13/15 Page 4 of 4 Page|D #: 1561
`Attachment #2
`
`PATENT OR
`
`DATE OF PATENT
`
`ORTRADEMARK
`
`‘
`
`DISH
`
`Exhibit 1003 Pae 5
`
`DISH
`Exhibit 1003 Page 5
`
`

`

`Case 1:14—cv—00954-UNA Document 3 Filed 07/17/14 Page 1 of 2 PageID #1 592
`A0 120 (Rev. 08/I0
`
`TO‘
`'
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S,C. § 290 and/or I5 U.S.C. § lll6 you are hereby advised that a court action has been
`filed in the US. District Conn
`District Of Delaware
`on the following
`[:1 Trademarks or
`MPatenIs. 7
`( U the patent octioE invoFves
`U.S.C. § E92.):V
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`7/18/2014
`
`District of Delaware
`
`PLAINTIFF
`
`TQ Delta, LLC
`
`DEFENDANT
`
`ADTRAN, Inc.
`
`PATENT OR
`TRADEMARK N0.
`
`DATE OF PATENT
`OR TRADEMARK
`
`‘
`F
`9
`IIOLDER OF PATENT OR TRADEMARK
`
`W
`
`2
`
`3
`
`DATE INCLUDED
`
`INCLUDED BY
`
`I:| Amcndmcnl
`[(’)’:TfR‘i\FDi’EAIJ/3!:
`TR’*:gg;:TRiRNO
`I —
`
`I:| Answer
`E] Cross Bill
`D Other Pleading
`HOLDER or PATENT OR TRADEMARK
`
`In the above—entitled case, the following decision has been rendered orjudgemcnt issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy l—-Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding paIent(s), mail this copy to Director Copy 4—Case file copy
`
`DISH
`
`Exhibit 1003 Pae 6
`
`DISH
`Exhibit 1003 Page 6
`
`

`

`Case 1:14—cv-00954-UNA Document 3 Filed 07/17/14 Page 2 of 2 PagelD #: 593
`
`PATENT OR
`TRADEMARK NO.
`
`
`
`US 8,090,008 B2
`US 8,073,041 B1
`US 7,292,627 B2
`US 7,471,721 B2
`US 8,218,610 B2
`US 8,355,427 B2
`US 7,453,881 B2
`US 7,809,028 B2
`US 7,978,706 B2
`0 US 8,422,511 B2
`1
`US 7,889,784 B2
`12
`US 7,835,430 B2
`3
`US 7,570,686 B2
`4 US 8,238,412 B2
`5
`US 8,432,956 B2
`16
`US 7,451,379 B2
`17 US 8,516,337 B2
`18
`US 7,979,778 B2
`19 US 7,925,958 B2
`20 US 8,462,835 B2
`21
`US 8,594,162 B2
`
`2 US 7,978,753 B2
`23
`US 6,445,730 B1
`4
`US 8,611,404 B2
`US 8,437,382 B2
`US 7,836,381 B1
`6
`27 US 7,844,882 B2
`US 8,276,048 B2
`29 US 8,495,473 B2
`
`0
`US 8,607,126 B1
`31
`US 7,831,890 B2
`32
`US 8,625,660 B2
`
`LII
`
`DATE OF PATENT
`OR TRADEMARK
`1/3/2012
`12/6/201 1
`1 1/6/2007
`12/30/2008
`7/10/2012
`1/15/2013
`
`11/18/2008
`10/5/2010
`7/12/2011
`4/16/2013
`2/15/2011
`11/16/2010
`8/4/2009
`8/7/2012
`4/30/2013
`11/11/2008
`8/20/2013
`7/12/2011
`4/12/2011
`6/11/2013
`11/26/2013
`7/12/2011
`9/3/2002
`12/17/2013
`5/7/2013
`11/16/2010
`11/30/2010
`9/25/2012
`7/23/2013
`12/10/2013
`11/9/2010
`1/7/2014
`
`HOLDER OF PATENT OR TRADEMARK
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`T Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`'l'Q Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`
`DISH
`
`Exhibit 1003 Pae 7
`
`DISH
`Exhibit 1003 Page 7
`
`

`

`Birch, Melvin (Akima)
`
`From:
`Sent:
`To:
`Subject:
`
`ded,nefrep|y@ded.uscourts.gov
`Wednesday, November 20, 2013 4:56 PM
`ded_ecf@ded.uscourts.gov
`Activity in Case 1:13—cv~O183S—RGA TQ Delta LLC v. Pace Americas Inc.
`Patent/Trademark Report to Commissioner
`
`This is an automatic e—mail message generated by the CM/ECF system. Please DO NOT RESPOND to
`this e—mail because the mail box is unattended.
`***NOTE TO PUBLIC ACCESS USERS*** Judicial Conference of the United States policy permits
`attorneys of record and parties in a case (including pro se litigants) to receive one free electronic copy of
`all documents filed electronically, if receipt is required by law or directed by the filer. PACER access fees
`apply to all other users. To avoid later charges, download a copy of each document during this first
`viewing. However, if the referenced document is a transcript, the free copy and 30 page limit do not
`apply-
`
`U.S. District Court
`
`District of Delaware
`
`Notice of Electronic Filing
`
`The following transaction was entered by Faman, Brian on 11/20/2013 at 4:56 PM EST and filed on 11/20/2013
`Case Name:
`TQ Delta LLC v. Pace Americas Inc.
`Case Number:
`1:l3—cv—01835-RGA
`Filer:
`
`Document Number: 1
`
`Docket Text:
`Report to the Commissioner of Patents and Trademarks for PatentlTrademark Number(s) US
`8,090,008 B2; US 8,073,041 B1; US 7,292,627 B2; US 7,471,721 B2; US 8,218,610 B2; US
`8,355,427 B2; US 7,453,881 B2; US 7,978,706 B2; US 8,422,511 B2; US 7,889,784 B2; US
`7,835,430 B2; US 7,570,686 B2; US 8,238,412 B2; US 8,432,956 B2; US 7,451,379 B2; US
`8,516,337 B2; US 7,979,778 B2; US 7,925,958 B2; US 8,462,835 B2; US 7,836,381 B1; US
`7,844,882 B2; US 8,276,048 B2; US 8,495,473 B2; US 7,831,890 B2; . (Farnan, Brian)
`
`1:13—cv-01835-RGA Notice has been electronically mailed to:
`
`Brian E. Farnan
`
`bfarnan@farnanlaw.com, tfarnan@farnanlaw.corn
`
`Michael J. Farnan mfarnangagfamanlawcom, tfarnan@farnanlaw.com
`
`1:13-cv-01835-RGA Filer will deliver document by other means to:
`
`The following document(s) are associated with this transaction:
`
`DISH
`
`Exhibit 1003 Pae 8
`
`DISH
`Exhibit 1003 Page 8
`
`

`

`ded_nefrep|y@ded.uscourts.gov
`Wednesday, November 20, 2013 5:07 PM
`ded_ecf@ded.uscourts.gov
`Activity in Case 1:13-cv—01836—RGA TQ Delta LLC v. Zhone Technologies Inc.
`Patent/Trademark Report to Commissioner
`
`This is an automatic e-mail message generated by the CM/ECF system. Please DO NOT RESPOND to
`this e-mail because the mail box is unattended.
`***NOTE TO PUBLIC ACCESS USERS*** Judicial Conference of the United States policy permits
`attorneys of record and parties ina case (including pro se litigants) to receive one free electronic copy of
`all documents filed electronically, if receipt is required by law or directed by the filer. PACER access fees
`apply to all other users. To avoid later charges, download a copy of each document during this first
`viewing. However, if the referenced document is a transcript, the free copy and 30 page limit do not
`apply-
`
`U.S. District Court
`
`District of Delaware
`
`Notice of Electronic Filing
`
`The following transaction was entered by Faman, Brian on 11/20/2013 at 5:07 PM EST and filed on 11/20/2013
`Case Name:
`TQ Delta LLC V. Zhone Technologies Inc.
`Case Number:
`1:13-cv—01836—RGA
`Filer:
`
`Document Numberzz
`
`Docket Text:
`Report to the Commissioner of Patents and Trademarks for Patent/Trademark Number(s) US
`8,090,008 B2; US 8,073,041 B1; US 7,292,627 B2; US 7,471,721 B2; US 8,218,610 B2; US
`8,355,427 B2; US 7,453,881 B2; US 7,809,028 B2; US 7,978,706 B2; US 8,422,511 B2; US
`7,796,705 B2; US 7,889,784 B2; US 7,835,430 B2; US 7,570,686 B2; US 8,238,412 B2; US
`8,432,956 B2; US 7,451,379 B2; US 8,516,337 B2; US 7,979,778 B2; US 7,925,958 B2; US
`8,462,835 B2; US 7,978,753 B2; US 6,445,730 B1; US 8,437,382 B2; US 7,836,381 B1; US
`7,844,882 B2; US 8,276,048 B2; US 8,495,473 B2; US 7,831,890 B2; US 8,335,956 B2; US
`8,468,411 B2; US 8,407,546 B2 . (Farnan, Brian)
`
`1:13-cv—01836—RGA Notice has been electronically mailed to:
`
`Brian E. Faman
`
`bfarnan@,farnan1aw.com, tfarnan@,faman1aw.com
`
`Michael J. Faman mfaman@farnanlaw.com, tfarnan@faman1aw.com
`
`1:13-cv—01836—RGA Filer will deliver document by other means to:
`
`DISH
`
`Exhibit 1003 Pae 9
`
`DISH
`Exhibit 1003 Page 9
`
`

`

`Case 1:13-cv—O2013—UNA Document 3 Filed 12/09/13 Page 1 of 2 Page|D #2 504
`A0120 Rev 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § I II6 you are hereby advised that a court action has been
`filed in the US. District Court
`District of Delaware
`on the following
`I:I Trademarks or
`l]l’atems.
`( E] the patent action involves 35 U.S.C. § 292,):
`
`DOCKET NO.
`
`PLAINTIFF
`TQ Delia, LLC
`
`PATENT OR
`TRADEMARK NOV
`1 See Attached
`
`2
`
`DATE FILED
`12/9/2013
`
`U.S. DISTRICT COURT
`
`District of Delaware
`
`‘
`
`DEFENDANT
`ZyXEL Communications Corporation and ZyXEL
`Communications, Inc.
`
`DATE OF PATENT
`OR TRADEMARK
`
`.. .
`.
`HOLDER OF PAIl:N F OR TRADEMARK
`
`In the above—4:ntitIcd case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO‘
`
`CI Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`I:I Cross Bill
`
`|:I Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above—entitIed case, the following decision has been rendered orjudgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy 1——Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2——L'pon filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`
`DISH
`
`Exhibit 1003 Pae 10
`
`DISH
`Exhibit 1003 Page 10
`
`

`

`Case 1:13-cv-O2013—UNA Documeht 3 Filed 12/09/13 Page 2 of 2 PageID #: 505
`
`|\)»—A
`
`'—‘\0OO O
`
`>—‘>—‘Z|Jswro
`
`I\)[\)t\)>—->-r-tI\J>—*©\OOO\l
`
`(".71
`
`7‘1
`
`DATE OF PATENT
`OR TRADEMARK
`
`12/30/2008
`
`11/18/2008
`
`9/14/2010
`
`8/4/2009
`
`11/11/2008
`8/20/2013
`
`6/18/2013
`
`PATENT OR
`TRADEMARK NO.
`L S 8,090,008 B2
`LS 8,073,041 B1
`L S 7,292,627 B2
`US 7,471,721 B2
`US 8,218,610 B2
`US 8,355,427 B2
`US 7,453,881 B2
`US 7,809,028 B2
`US 7,978,706 B2
`("
`S 8,422,511 B2
`11 US 7,796,705 B2
`S 7,889,784 B2
`LS 7,835,430 B2
`'S 7,570,686 B2
`15 US 8,238,412 B2
`('1
`>— C\
`S 8,432,956 B2
`U1 V\1J3 U1 »— U3 \] \O EU 10
`,
`L
`LS 8,516,337 B2
`US 7,979,778 B2
`US 7,925,958 B2
`US 8,462,835 B2
`'S 7,978,753 B2
`
`TQ Delta, LLC
`3 US 6,445,730 B1
`-%R
`TQ Delta, LLC
`S 8,437,382 B2
`TQ Delta, LLC
`25 US 7,836,381 B1
`TQ Delta, LLC
`I\)O\
`S 7,844,882 B2
`TQ Delta, LLC
`27 US 8,276,048 B2
`TQ Delta, LLC
`00
`US 8,495,473 B2
`TQ Delta, LLC
`29 LS 7,831,890 B2
`TQ Delta, LLC
`30 US 8,335,956 B2
`TQ Delta, LLC
`31 US 8,468,411 B2
`U3 N
`6'?
`S 8,407,546 B2
`
`HOLDER OF PATENT OR TRADEMARK
`
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`DISH
`
`Exhibit 1003 Pae 11
`
`DISH
`Exhibit 1003 Page 11
`
`

`

`A0 120 (Rev. 08/10
`
`T0‘
`
`Mail Stop 8
`Director ofthe U.S. Patent and Trademark Office
`Po. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION or AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the US. District Court
`Northern District Of Texas, Dallas Division
`on the following
`I] Trademarks or
`I:] Patents.
`I:] the patent action involves 35 U.S.C. § 292.):
`
`(
`
`DOCKET NO.
`3:12-cv-1462-L
`PLAINTIFF
`Boulle Ltd
`
`DATE FILED
`5/10/2012
`
`U.S. DISTRICT COURT
`Northern District of Texas, Dallas Division
`DEFENDANT
`De Boulle Diamond & Jewelry Inc
`
`PATENT OR
`TRADEMARK N0
`1 4,086,050
`
`2
`
`DATE OF PATENT
`OR TRADEMARK
`1/17/2012
`
`Boulle Lid
`
`HOLDER OT PATENT OR TRADEMARK
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE
`
`PATENT OR
`TRADEMARK N0.
`1 3,078,625
`
`INCLUDED BY
`M Amendment
`DATE OF PATENT
`OR TRADEMARK
`4/11/2006
`
`I:] Answer
`El Cross Bill
`I:] Other Pleading
`.
`,
`.
`HOLDLR OF PATENT OR IRADEMARK
`De Boulle Diamond & Jewelry Inc
`
`2 3,078,627
`
`4/11/2006
`
`De Boulle Diamond & Jewelry Inc
`
`3 4
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`
`CLERK
`
`Karen Mitchell
`
`(BY) DEPUTY CLERK
`s/A. Lowe-Monserrate
`
`DATE
`
`12/10/2013
`
`this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 1——Upon initiation ofaction, mail
`Copy 4-—Casc file copy
`Copy 2—Upon filing document adding patent(s), mail this copy to Director
`
`DISH
`
`Exhibit 1003 Pae 12
`
`DISH
`Exhibit 1003 Page 12
`
`

`

`Case 1:13-cv-01835-UNA Document 3 Filed 11/04/13 Page 1 of 2 Page|D #: 286
`A0 120 (Rev. 08/10)
`
`T0:
`
`Mai] stop 3
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or I5 U.S.C. § I I16 you are hereby advised that a court action has been
`filed in the US. District Court
`District of Delaware
`on the following
`
`[:] Trademarks or
`
`[ZPatcnts.
`
`( E] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`PLAINTIFF
`
`TQ Delta, LLC
`
`DATE FILED
`1 1/4/2013
`
`US. DISTRICT COURT
`
`DEFENDANT
`
`District of Delaware
`
`Pace Americas, Inc.
`
`PATENT 012
`DATE OF PATENT
`.
`TRADEMARK NO.
`OR TRADEMARK
`“OLDER OF PATPNT OR TRADEM‘ ‘M
`1 See Attached ——
`——
`——
`——
`——
`
`DATE INCLUDED
`
`In the above—entitIed case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`l:I Answer
`
`l:I Cross Bill
`
`E] Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above———entit1ed case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 2———Upon filing document adding patcnt(s), mail this copy to Director Copy 4—Casc file copy
`
`DISH
`
`Exhibit 1003 Pae 13
`
`DISH
`Exhibit 1003 Page 13
`
`

`

`Case 1:13-cv—01835-UNA Document 3 Filed 11/04/13 Page 2 of 2 Page|D #: 287
`
`OF P TENT OR TRADEMARK
`
`A T
`
`Q Delta, LLC
`To Delta, LLC
`TQDe1ta, LLC
`'l‘QDe1ta, LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`To Delta, LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`TQDe1ta, LLC
`To Delta, LLC
`TQ Delta, LLC
`TQDe1ta,LLC
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`H
`
`OLDER
`
`DISH
`
`Exhibit 1003 Pae 14
`
`DISH
`Exhibit 1003 Page 14
`
`

`

`Case 1:13—cv-O1836—UNA Document 3 Filed 11/04/13 Page 1 of 2 Page|D #: 362
`A0 I20 Rey 08x10)
`
`T0:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria. VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Cmnpliaitcc with 35 U.S.C. 5‘ 290zti1d‘o1' [5 USC. § 1116 you are hereby advised that at cuun action has been
`tiled in the US. District Court
`District Of Delaware
`on the llillmi mg
`[I 'I‘rade1nzirk.~. or
`IZPatcuts.
`I:] the patent action iiivolves 35 U.S.C. § 292.).
`
`(
`
`1,)ocKI:’I‘ N0.
`
`l’I../\I.\l'I IFII
`
`TQ Delta, LLC
`
`DA"! 5 FILED
`11/4/2013
`
`U .3. DISTRICT COURT
`
`DEFI"-.ND.»\:\"l"
`
`District of Delaware
`
`Zhone Technologies, lnc.
`
`P.-\’[F.NT1')R
`’l‘RADl~'M.v\RK NO.
`
`DATEOF PATENT
`on 'l‘ILAl)I-ZMARK
`
`,
`.1
`.
`“
`-
`1
`HOI‘DI‘R or PATWT “R 1 RADWAR"
`
`2 -
`
`I)/\ I l. Ii\(,'[,I 5I)I'.I)
`
`entitled case, the fo]lo\\'xng paIcnt(s)/ trademnrk(s) have been included:
`In the above
`INCLI IDED BY
`
`PA’! 1’-lN'I OR
`,I,RADEMARK NO
`
`E] Amendment
`DA’! Li()F PATI-.NT
`OR TRADbM/ARK
`
`C] Other Pleading
`D Cm». Hill
`D Answci
`,
`.
`_.
`.‘
`..
`.
`>
`lIOLDl:R 0] PA TEN} OR l'RADLMARK
`
`In the above
`l)l;CIS1(_)l\' .lUD(jlIMILN'l'
`
`entitled case. the follnwiiig decininn has been rendered orjudgcinent issued
`
`(BY) DEPUTY CLERK
`
`('up_\‘ l—l "pun initintion afacliun, mail this copy to Directol‘ Copy 3—Upnn termination of action, mail this copy to Dirirctor
`('op_\' 2—l?pon filing document adding pat»nt(s), mail this copy to Director
`(Topy -1——('ase file copy
`
`DISH
`
`Exhibit 1003 Pae 15
`
`DISH
`Exhibit 1003 Page 15
`
`

`

`Case 1:13—cv—O1836—UNA Document 3 Filed 11/04/13 Page 2 of 2 PagelD #2 363
`
`(—:r"
`
`PATENT OR
`TRADEMARK NO.
`S 8.090.008 B2
`S 8,073,041 B1
`5 7.292.627 B2
`5 7,471,721 132
`58.210610 B2
`S 8.355.427 B2
`5 7,453,881 132
`5 7,809,028 B2
`I8 7.978.706 B2
`S 8.422.511 B2
`S 7.796.705 B2
`LS 7,889,784 B2
`L5 7,835,430 B2
`US 7,570,686 B2
`L8 8,238,412 B2
`LS 8,432,956 B2
`LS 7,451,379 132
`LS 8,516,337 B2
`LS 7,979,778 B2
`LS 7,925,958 B2
`L's 8,462,835 132
`1 5 7,978,753 B2
`L8 6,445,730 B1
`US 8,437,382 132
`
`
`
`....(_‘(_:'"‘(—‘(_‘("‘(-‘(-'(-‘
`
`<.»Jt\)-—-
`
`©oo\1.o«u-.5
`
`10
`H
`12
`13
`14
`15
`I6
`17
`18
`19
`20
`21
`22
`23
`24
`
`HOLDER OF PATENT OR TRADEMARK
`
`DATE OF PATENT
`OR TRADEMARK
`1/3/2012
`12/6/2011
`I 1/6/2007
`12/30/2008
`7/10/2012
`1/15/2013
`11/18/2008
`10/5/2010
`7/12/2011
`4/16/2013
`0/14/2010
`2/15/2011
`11/16/2010
`8/4/2009
`8/7/2012
`4/30/2013
`11/11/2008
`8/20/2013
`7/12/2011
`4/12/2011
`6/11/2013
`7/12/2011
`9/3/2002
`5/7/2013
`
`DISH
`
`Exhibit 1003 Pae 16
`
`DISH
`Exhibit 1003 Page 16
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In Re the Application of: Marcos C. Tzannes
`Application No.: 13/439,605
`Filed: April 4, 2012
`Atty. File No.: 6936-47-CON-DIV-CON-2
`
`; Patent No: 8,355,427
`Issued: January 15,2013
`% Examiner: JOSEPH, Jaison
`Confirmation No.1 4069
`
`SYSTEM AND METHOD FOR DESCRAMBLING THE PHASE OF CARRIERS IN A
`For:
`MULTICARRIER COMMUNICATIONS SYSTEM
`
`NOTIFICATION OF LOSS OF ENTITLEMENT OF
`SMALL ENTITY STATUS UNDER
`
`37 CFR §§ 1.27 (g)(2) and 1.28(c)
`
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Madam:
`
`On October 30, 2012, Applicants filed an Assertion of Entitlement to Small Entity Status in
`
`the referenced application. Applicants filed the Assertion in good faith, and paid the fees associated
`
`with the application as a small entity in good faith. It was later discovered that the Applicant should
`
`not have been entitled to small entity status and the Assertion was established in error.
`
`Pursuant to 37 CFR §§ 1.27(g)(2) and l.28(c), Applicants are informing the Office that the
`
`referenced application is no longer entitled to Small Entity Status.
`
`Furthermore, pursuant to 37 C.F.R. §1.28(c)(l)(2), on October 30, 2012, Applicants
`
`submitted payment of $1185 at the small entity rate for the following:
`
`I Utility Appl Issue Fee — $885
`I
`Publication Fee — $300
`
`The current fees for the referenced payments are listed below for a total of $2080:
`
`I Utility Appl lssue Fee — $1780
`I
`Publication Fcc — $300
`
`Therefore, the Commissioner is hereby authorized to charge to deposit account number
`
`19-1970 $895.00 for the deficiency Owed.
`
`DISH
`
`Exhibit 1003 Pae 17
`
`DISH
`Exhibit 1003 Page 17
`
`

`

`The Commissioner is also hereby authorized to charge to deposit account number 19-
`
`1970 any fees under 37 CFR § 1.16 and 1.17 that may be required by this paper and to credit any
`
`overpayment to that Account.
`
`Respectfully submitted,
`
`SHERIDAN ROSS P.C.
`
`Date: March 25 2013
`
`By:
`
`/Jason H. Vick/
`Jason H. Vick
`
`Reg. No. 45,285
`1560 Broadway, Suite 1200
`Denver, Colorado 80202
`Telephone: 303-863-9700
`
`DISH
`
`Exhibit 1003 Pae 18
`
`DISH
`Exhibit 1003 Page 18
`
`

`

`Electronic Acknowledgement Receipt
`
`15345553
`
`International Application Number:
`
`Confirmation Number:
`
`T'll° °f l""°"l'°"‘
`
`SYSTEM AND METHOD FOR DESCRAMBLING THE PHASE OF CARRIERS IN A
`MULTICARRIER COMMUNICATIONS SYSTEM
`
`First Named Inventor/Applicant Name:
`
`Marcos C. Tzannes
`
`Customer Number:
`
`62574
`
`Filer Authorized By:
`
`Jason Vick
`
`Attorney Docket Number:
`
`6936-47-CON-DIV-CON-2
`
`Filing Date:
`
`Time Stamp:
`
`04-APR-2012
`
`16:05:02
`
`Application Type:
`
`Utility under 35 USC ‘l11(a)
`
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`P
`
`Notification of loss of entitlement to
`small entity status
`
`Loss_of_Entit|ement_of_Sma||
`Entity_Status.pdf
`
`Warnings:
`Information:
`
`File Size(Bytes)/
`Message Digest
`86504
`
`B08B99076Lll LlelJLl3944Be9aSle404i5 3Llai
`L634
`
`Part /.zip (if appl.)
`
`DISH
`
`Exhibit 1003 Pae 19
`
`DISH
`Exhibit 1003 Page 19
`
`

`

`Total Files Size (in bytes)
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage ofan international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`Ifa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`DISH
`
`Exhibit 1003 Pae 20
`
`DISH
`Exhibit 1003 Page 20
`
`

`

`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Addicssz COIVIMISSIONER FOR PATENTS
`P.0. Box 1450
`Alexandria, Virginia 22313-1450
`www uspto.gov
`
`PATENT NO.
`
`8355427
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`6936-47-CON -DlV—CON—2
`
`4069
`
`APPLICATION NO.
`
`l3/439,605
`
`ISSUE DATE
`
`01/15/2013
`
`62574
`
`7590
`
`12/22/2012
`
`Jason H. Vick
`Sheridan Ross, PC
`Suite # 1200
`1560 Broadway
`Denver, CO 80202
`
`The projected patent number a11d issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto. gov for additional applicants):
`
`Marcos C. Tzannes, Orinda, CA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`DISH
`
`Exhibit 1003 Pae 21
`
`DISH
`Exhibit 1003 Page 21
`
`

`

`OK TO ENTER:
`
`/Jtii
`
`I/JV;/12,'gg/‘£012
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In Re the Application of: Marcos C. Tzannes
`Application No.: 13/439,605
`Filed: April 4, 2012
`
`; Group Art Unit: 2634
`; Examiner: WILLIAMS, Lawrence B.
`) Confirmation No.2 4069
`
`Atty. File No.: 6936—47—CON—DIV-CON-2
`
`For: SYSTEM AND METHOD FOR DESCRAMBLING THE PHASE OF
`
`CARRIERS IN A MULTICARRIER COMMUNICATIONS SYSTEM
`
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313
`AMENDMENT AFTER ALLOWANCE UNDER
`37 C.F.R. 1.312
`
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Madam:
`
`Applicants submit this Amendment After Allowance pursuant to 37 C.F.R. 1.312 in
`
`response to the Notice of Allowance having a mailing date of September 14, 2012. While
`
`Applicants believe that no fees are due with the filing of this response, the undersigned hereby
`
`authorizes the charge of any fees deemed necessary to Deposit Account No. 19-1970.
`
`An amendment may be entered after the mailing of a Notice of Allowance but prior to
`
`payment of the issue fee upon recommendation of the primary Examiner. Therefore, it is
`
`respectfiJlly requested that the aboVe—referenced application be amended as follows:
`
`Amendments to the Specification begin on page 2 of this paper.
`
`Remarks begin on page 3 of this paper.
`
`1 Attorney Docket No.: 6936-47-CON—DIV—CON-2
`
`DISH
`
`Exhibit 1003 Pae 22
`
`DISH
`Exhibit 1003 Page 22
`
`

`

`“M,
`i,
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexa.ndria1 Virginia 22313-1450
`www Ilspto gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/439,605
`
`04/04/2012
`
`Marcos C. Tzannes
`
`6936—47—CON—DIV—CON—2
`
`4069
`
`1213/2012
`
`7590
`
`62574
`.
`Jason H. Vick
`Sheridan Ross, PC
`Suite # I200
`
`1560 Broadway
`Denver, CO 80202
`
`.
`l;XAMlNl:R
`
`JOSEPH, JAISON
`
`ART UNIT
`2633
`
`PAPER NUMBER
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`12/13/2012
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on aboVe—indicated "Notification Date" to the
`following e—mail address(es):
`jvick @ shcridanrosscom
`
`PTOI.-90A (Rev. 04/07)
`
`DISH
`
`Exhibit 1003 Pae 23
`
`DISH
`Exhibit 1003 Page 23
`
`

`

`Response to Rule 312 Communication
`
`Application No.
`
`App|icant(s)
`
`13/439,605
`Examiner
`
`TZANNES, MARCOS C.
`Art Unit
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`JAISON JOSEPH
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`2633
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`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address —
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`1. IE The amendment filed on 30 OcIober2012 under 37 CFR 1.312 has been considered, and has been:
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`a) IZ entered.
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`entered as directed to matters of form not affecting the scope of the invention.
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`disapproved because the amendment was filed after the payment of the issue fee.
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`Any amendment filed after the date the issue fee is paid must be accompanied by a petition under 37 CFR 1.313(c)(1)
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`and the required fee to withdraw the application from issue.
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`disapproved. See explanation below.
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`entered in part. See explanation below.
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`U 8 Patent and Trademark