`
`Non Patent Literature
`
`Engadget_Dutch_Testing_Geo
`_ Targeted.pdf
`
`525863
`
`1479Ql9'))c8?d223 15•1a950IJ4039d4591.
`7265
`
`no
`
`7
`
`Warnings:
`
`Information:
`
`37
`
`Non Patent Literature
`
`ETSl_TS_ 123_246_UMTS.pdf
`
`no
`
`16
`
`795645
`
`SO&! 7a626??1 Of5oe0d2 I bSS8c7Seb9 I 39"
`"9463
`
`Warnings:
`
`Information:
`
`38
`
`Non Patent Literature
`
`Global_Amateur_Radio_Emerg
`ency_ Communications.pdf
`
`615153
`
`6306e5dco.6efdb 14<8<94 1 ISS la5n6bc<
`l8d9e
`
`no
`
`15
`
`Warnings:
`
`Information:
`
`39
`
`Non Patent Literature
`
`lnternational_Search_Report.
`
`110439
`
`4<78e620836f<d7ac78<7'148«<1 18Sb9Jef
`dlel
`
`no
`
`3
`
`Warnings:
`
`Information:
`
`40
`
`Non Patent Literature
`
`Intl Telecommunication_Unio
`-n_ Cell_Broadcast.pdf
`
`704385
`
`3'1S9S900bQS39105'l.Old39iS IJ506dS8e
`b8.lb95
`
`no
`
`19
`
`Warnings:
`
`Information:
`
`41
`
`Non Patent Literature
`
`Messaging_Network_Bercut_Li
`mited_Broadcast.pdf
`
`441990
`
`Sble29Ddc9817.ofl95<f8o<l21635470819
`028e
`
`no
`
`9
`
`Warnings:
`
`Information:
`
`42
`
`Non Patent Literature
`
`MobilelN_com_Perspective_Ce
`ll_Broadcasting.pdf
`
`150152
`
`S840<4S620Sc2bl5el•1644•bbfe7497lb<f
`ddd<4
`
`no
`
`3
`
`Warnings:
`
`Information:
`
`43
`
`Non Patent Literature
`
`Mobile_com_Perspective_Hist
`ory _a nd_lmportance.pdf
`
`159083
`
`'1e8fdOd<8'48920a5adc7eOaSb•l•c829•6
`2SSO
`
`no
`
`3
`
`Warnings:
`
`Information:
`
`44
`
`Non Patent Literature
`
`News_from_Sen_John_Edward
`s_NC_ 4303.pdf
`
`32218
`
`dSa6d 13 71>dl I 548efle 7 385Jbd5bc87 ddb
`81013•
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`101/302
`
`DOJ EX. 1010
`
`
`
`45
`
`Non Patent Literature
`
`Newscientist_com_ Text_Messa
`ge_Broadcast_Public.pdf i - - - - - - - - . . . ;
`lf63'lf95'08708974d8Se1S4b7altld7af1lB
`<Cd
`
`181279
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`46
`
`Non Patent Literature
`
`137562
`OCG_EMTEL_Archives_Cell_Brc
`adcast_Public_Demonstration.1----------;
`40IS«foc;oc;09a045 14"a291«>4544 7Mlod
`ddf6f
`
`no
`
`3
`
`Warnings:
`
`Information:
`
`47
`
`Non Patent Literature
`
`218744
`RCR_Cell-
`Broadcast_Serv _ Gets_Second 1-- - - - - - - - - i
`Look_Silva_ 111003.pdf
`•l>'>'l6ld• raa11s1a92?<J9S64d<nm1>sa
`osrc-0
`
`no
`
`4
`
`Warnings:
`
`Information:
`
`48
`
`Non Patent Literature
`
`Recommendation_ 12_ wroc-o
`i - - - - - - - - - ;
`2_1stanbul_2002.pdf
`ba0b<8b? I ladftld0<38e57(,d2Jftn361l4a
`/c lb2
`
`45461
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`49
`
`Non Patent Literature
`
`112688
`SMS_News_ Text_Message_Bro
`adcasts_Could_Provide.pdf i---------;
`
`a9b I J730?7S2S4GOIJb81)3Jc:e8•1e<Ode4C
`Sb?49
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`so
`
`Non Patent Literature
`
`590978
`Stanford_University_EEl 79_1nt
`roduction_to_ Communications.1 - - - - - - - - - - ;
`JdJe48<:a4""66699'248abl08 1699d970. I<
`6a4S<
`
`no
`
`22
`
`Warnings:
`
`Information:
`
`51
`
`Non Patent Literature
`
`466543
`TeliaSonera_Mobile_Broadcast
`_Multicast_Service_MBMS.pdf i---------;
`
`JS61JO.OOS94a<d416bb2ol3793al7••1b»
`t:3a49
`
`no
`
`12
`
`Warnings:
`
`Information:
`
`52
`
`Non Patent Literature
`
`Text_message_warn_of_killer_
`lu_hot_spots_ 42003.pdf i - - - - - - - - - ;
`09bdble36ab9aJ7ebd la09<l9Jf68Jbfd I
`• lf<Jb
`
`32319
`
`Warnings:
`
`Information:
`
`53
`
`Non Patent Literature
`
`The_Cellular(cid:173)
`Emergency_alert_Services.pdf
`
`20188
`
`a08e362e9ah5686bc947M?9b<.e Id I a?O$(
`2aSS8
`
`Warnings:
`
`Information:
`
`no
`
`no
`
`102/302
`
`DOJ EX. 1010
`
`
`
`S4
`
`Non Patent Literature
`
`The_Wall_Street_Journal_Onlin
`
`440890
`
`I I 3d2e<I M 6"Sd0el4ab~9'1363d36 1 36c;<()';
`3873
`
`no
`
`7
`
`Warnings:
`
`Information:
`
`SS
`
`Non Patent Literature
`
`Warnings:
`
`Japanese_Office_Action_ 10_ 4_
`11.pdf
`
`1182408
`
`<h3bd8288717688Wc750<><ld982700h5<1f
`bbd>46
`
`no
`
`12
`
`The page size in the PDF is too large. The pages should be 8.S x 11 or A4. If this PDF is submitted, the pages will be resized upon entry into t he
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`56
`
`Non Pat ent Literat ure
`
`Warnings:
`
`Yoshiro_ICHIOKA_Urban_Com
`munlty.pdf
`
`3133547
`
`icab 16"0a I e66c;~06df01c.lc.l 1269adf7e7
`c603
`
`no
`
`32
`
`The page size in the PDF is too large. The pages should be 8.5 x 11 or A4. If this PDF is submitted, t he pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`57
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`no
`
`2
`
`30356
`
`86871>2400 I 31390d97e3325S.Uf31928<8
`573d l
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`48752420
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New AE!E!lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International AE!E!lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT /DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International AE!Qlication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT /R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`103/302
`
`DOJ EX. 1010
`
`
`
`PTO/SBI08a (01-10)
`Doc code: IDS
`Approved for use through 07131/2012. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`13887940
`
`Filing Date
`2013-05-06
`First Named Inventor I Wood, etal.
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`ENIT 9834C3
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code1 Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S.PATENTS
`
`Remove
`
`1
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Add
`
`Remove
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`If you wish to add additional U.S. Published Application citation information please click the Add button. Add
`Remove
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite Foreign Document
`No Number3
`Initial*
`
`Country
`Code2 i
`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages,Columns,Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`T5
`
`1
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button
`
`NON-PATENT LITERATURE DOCUMENTS
`
`Add
`
`Remove
`
`Examiner Cite
`Initials* No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`D
`
`T5
`
`,_
`
`EFS Web 2.1.17
`
`104/302
`
`DOJ EX. 1010
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`13887940
`
`2013-05-06
`Filing Date
`First Named Inventor I Wood, etal.
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`ENIT 9834C3
`
`1
`
`CMG Emergency Broadcast ETSI -Emergency Telecommunications 2001
`
`2
`
`CMG Cell Broadcast System E112 -Wireless Emergency Services November 2001
`
`3
`
`4
`
`5
`
`lnmarsat, TC SES: lnmarsat GMDSS Satellite System - Enhancing Maritime Safety, Papaharalabos and Mullan,
`January 22, 2002
`
`ETSI Workshop on Emergency Telecommunications, No-presented papers, S. Antipolis, February 26 and 27, 2002 D
`
`Folts Issues For Standards Development Being Pursued For The Emergency Telecommunications Service, V1 .3,
`February 1, 2002
`
`D
`
`D
`
`D
`
`D
`
`D
`
`D
`
`D
`
`6
`
`Folts The Emergency Telecommunications Service {ETS) in Evolving Networks, November 14, 2001, Version 3.0
`
`7
`
`GSMA Disaster Response, Mobile Network Public Warning Systems and the Rise of Cell-Broadcast, January 2013
`
`8
`
`9
`
`GIS in Emergency Management as a Core Information System and Related New Requirements to Emergency
`Telecommunication, Trnka and Sivertun
`
`Wireless Emergency Response Team {WERT), Final Report for the September 11, 2001 New York City World Trade D
`Center Terrorist Attack, October 2001
`
`10
`
`Emergency Management and Information Society, How to Improve the Synergy?, Wybo and Lonka, ETSI February 26 D
`and 27, 2002
`
`If you wish to add additional non-patent literature document citation information please click the Add button Add
`
`EFS Web 2.1.17
`
`105/302
`
`DOJ EX. 1010
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`13887940
`
`Filing Date
`2013-05-06
`First Named Inventor I Wood, etal.
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`ENIT 9834C3
`
`Examiner Signature I
`
`I Date Considered I
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`EXAMINER SIGNATURE
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here i1
`English language translation is attached.
`
`EFS Web 2.1.17
`
`106/302
`
`DOJ EX. 1010
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`13887940
`
`Filing Date
`2013-05-06
`First Named Inventor I Wood, etal.
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`ENIT 9834C3
`
`CERTIFICATION STATEMENT
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s}:
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`D from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e}(1 }.
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`D any individual designated in 37 CFR 1.56(c} more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e}(2}.
`
`D See attached certification statement.
`D The fee set forth in 37 CFR 1.17 (p} has been submitted herewith.
`[8] A certification statement is not submitted herewith.
`
`SIGNATURE
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d} for the
`form of the signature.
`
`Signature
`
`Name/Print
`
`s/David L. Howard/
`
`David L. Howard
`
`Date (YYYY-M M-DD}
`
`2014-02-07
`
`Registration Number
`
`41502
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the USPTO to process} an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`EFS Web 2.1.17
`
`107/302
`
`DOJ EX. 1010
`
`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the
`attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised
`that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited
`is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office is to
`process and/or examine your submission related to a patent application or patent. If you do not furnish the requested
`information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
`Department of Justice to determine whether the Freedom of Information Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a
`court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement
`negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance from the
`Member with respect to the subject matter of the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for
`the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant
`to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSA as part of that agency's responsibility to
`recommend improvements in records management practices and programs, under authority of 44 U .S.C. 2904 and
`2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not be used to make
`determinations about individuals.
`
`8.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U .S.C. 151. Further, a record
`may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record was filed in
`an application which became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
`
`9.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`EFS Web 2.1.17
`
`108/302
`
`DOJ EX. 1010
`
`
`
`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`18142207
`
`13887940
`
`International Application Number:
`
`Confirmation Number:
`
`7639
`
`Title of Invention:
`
`BROADCAST ALERTING MESSAGE AGGREGATOR/GATEWAY SYSTEM AND
`METHOD
`
`First Named Inventor/Applicant Name:
`
`Mark Andrew Wood
`
`Customer Number:
`
`1688
`
`Filer:
`
`David L. Howard
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`ENIT9834C3
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`07-FEB-2014
`
`06-MAY-2013
`
`12:45:52
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`J no
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`1
`
`Transmittal Letter
`
`ENIT_9834C3_Supplemental_I
`DS_2_ Transmittal.pdf
`
`35055
`
`9"'621•2•27.S 15a'J00Se&:d>90S41<22d "
`acl19
`
`no
`
`5
`
`Warnings:
`
`Information:
`
`109/302
`
`DOJ EX. 1010
`
`
`
`2
`
`Information Disclosure Statement (IDS)
`Form (SB08)
`
`ENIT_9834C3_Supplemental_I
`DS_2.pdf
`
`613166
`
`m a21Sb2b;l76fldc584? 16d?9B06f lcba
`o.57
`
`no
`
`5
`
`Warnings:
`
`Information:
`
`A U.S. Patent Number Citation or a U.S. Publication Number Citation is required in the Information Disclosure Statement {IDS) form for
`autoloading of data into USPTO systems. You may remove the form to add the required data in order to correct the Informational Message if
`you are citing U.S. References. If you chose not to include U.S. References, the image of the form will be processed and be made available
`within the Image File Wrapper (IFW) system. However, no data will be extracted from this form. Any additional data such as Foreign Patent
`Documents or Non Patent Literature will be manually reviewed and keyed into USPTO systems.
`
`3
`
`Non Patent Literature
`
`CMG_Emergency _broadcast_E
`TSl_Aug2001 .pdf
`
`909267
`
`no
`
`9
`
`2oaaJ99fc8c3941l1684<~•S8 191'222bc4d
`41fd
`
`Warnings:
`
`Information:
`
`4
`
`Non Patent Literature
`
`CMG_Wireless_CB_E112_White
`_Paper_Nov2001.pdf
`
`1811209
`
`4S<S606<40 146 I 14/llb2 14d4a6"30014 .. f
`a2bb4
`
`no
`
`6
`
`Warnings:
`
`Information:
`
`5
`
`Non Patent Literature
`
`Dapaharalabos_lnmarsat_ GMD
`SS_-
`_Enhancing_Safety _ 1-22-02.
`
`137281
`
`79al8H9•29>fod2d4lab'J8lb84 1..0b2J
`5876
`
`no
`
`11
`
`Warnings:
`
`Information:
`
`6
`
`Non Patent Literature
`
`ETSl_Em_ Telecom_Workshop_
`List_ Non-
`presented_papers_Sophia_Ant
`ipolis_2-26-02.pdf
`
`279297
`
`9707S947b6Sf44«002a<'l>ll 16cb8b«id9t
`dcl7a4
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`7
`
`Non Patent Literature
`
`Folts_-
`- lssues_for _Standards_ vl _2-1-
`02.pdf
`
`67442
`
`9582S848ac4el93cd2f99ec lb9fSl486d29
`898•
`
`no
`
`7
`
`Warnings:
`
`Information:
`
`8
`
`Non Patent Literature
`
`Folts_ETS_in_Evolving_Nets_v
`3-0_ 11-14-01.pdf
`
`117029
`
`be328c.97S<ibnros1bfo11201c92dJf4fl4<
`6a9c
`
`no
`
`11
`
`Warnings:
`
`Information:
`
`9
`
`Non Patent Literature
`
`Mobile-Network-Public-
`Warning-Systems-and-the-Rise
`of-CB_Jan2013.pdf
`
`685588
`
`6c48b9>4S78fla<JJ38439CY.122b01<'8<2240
`1'44e
`
`no
`
`13
`
`Warnings:
`
`The page size in the PDF is too large. The pages should be 8.5 x 11 or A4. If this PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`110/302
`
`DOJ EX. 1010
`
`
`
`Information:
`
`10
`
`Non Patent Literature
`
`Warnings:
`
`Information:
`
`Trnka_-_Sivertun_-
`_Liknkoping_-
`_GIS_in_EMgmt_after_Jan_200
`2.pdf
`
`123730
`
`4C2"8307&!93 1170167319<67161d254S4
`•d l6e
`
`no
`
`4
`
`11
`
`Non Patent Literature
`
`WERT _final_report_Oct_2001.
`
`766013
`
`7""4cd8l1>60d5dS14'Jb3 17IO.,SJ l ldffc7f
`86ab
`
`no
`
`78
`
`Warnings:
`
`Information:
`
`12
`
`Non Patent Literature
`
`Wybo_Lonka_-_ETSl_2-26·02.
`
`181240
`
`cl2a9cJtefOf597battl3dcba762•6Sdb246f
`a9fd
`
`no
`
`10
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`5726317
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New ARRlications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1 .53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1 .54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International ARRlication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International ARRlication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT /R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`111/302
`
`DOJ EX. 1010
`
`
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`PATENT
`
`Application No.:
`Filing Date:
`Applicant:
`Group Art Unit:
`Examiner:
`Title:
`
`Attorney Docket:
`
`13887940
`2013-05-06
`Wood et al.
`
`N/A
`BROADCAST ALERTING MESSAGE
`AGGREGATOR/GATEWAY SYSTEM AND METHOD
`ENIT 9834C3
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`INFORMATION DISCLOSURE STATEMENT - SUPPLEMENTAL #2
`
`Sir:
`
`Pursuant to 37 C.F.R. §§ 1.56, 1.97 and 1.98, Applicant hereby submits a
`Information Disclosure Statement for consideration by the Examiner.
`
`I.
`
`LIST OF PATENTS, PUBLICATIONS, AND OTHER INFORMATION
`
`The patents, publications and other information requested to be considered by
`the Office (except unpublished U.S. patent applications) are listed on Form 1449
`attached hereto.
`
`II.
`
`COPIES
`
`A. ~ Submitted herewith is a legible copy of (i) each foreign patent; (ii) each
`publication or that portion which caused it to be listed, other than U.S. patents
`and U.S. patent application publications unless required by the Office; (iii) each
`unpublished U.S. application listed below in Section IV (i.e., including the
`specification, claims, and any drawing of the application, or that portion of the
`application which caused it to be listed, including any claims directed to that
`portion), except for such applications filed on or after June 30, 2003, pursuant to
`the Waiver of the Copy Requirement in 37 C.F.R. 1.98 (OG Notice dated
`October 19, 2004); and (iv) all other information or that portion which caused it to
`be listed.
`B. D Any patents, publications or other information which are listed on Form
`1449 or on the copies of PT0-892, but which are not enclosed herewith, were
`previously cited by or submitted to the PTO in one of the following applications
`which has been relied upon for an earlier filing date under 35 U.S.C. § 120:
`
`ENIT 9834C3
`
`Page 1 of 5
`
`112/302
`
`DOJ EX. 1010
`
`
`
`U.S. Serial Number
`
`U.S. Filing Date
`
`C. D This is a PCT application in the entry of the National Phase in the United
`States. A copy of the International Search Report is attached for the Examiner's
`information. The documents listed on the International Search report are listed
`on the attached Form 1449 for consideration by the Examiner and for listing on
`If the International Search report was
`any patent resulting from this application.
`from the US, EPO, or JPO search authorities, copies of these references should
`have been supplied to the USPTO under the trilateral agreement and are
`believed to be in the file of the above-identified application. (MPEP 1893.03(g).)
`
`Ill.
`
`CONCISE EXPLANATION OF THE RELEVANCE (check at least one box)
`
`A.~ Except as may be indicated below in (B) , all of the patents, publications or
`other information are in the English language (concise explanation not required).
`B. D A concise explanation of the relevance of each patent, publication or other
`information listed that is not in the English language is as follows (see 37 C.F.R.
`§ 1.98(a)(3)):
`1. D See the attached foreign patent office communication from a
`counterpart foreign application:
`2. D English translations are provided:
`3. D Other: As indicated on the SB08a attached hereto.
`
`C. D The following additional
`consideration.
`
`information is provided for the Examiner's
`
`ENIT 9834C3
`
`Page 2 of 5
`
`113/302
`
`DOJ EX. 1010
`
`
`
`IV.
`
`CROSS REFERENCE TO RELATED APPLICATION(S)
`A. D The Examiner is advised that the following co-pending applications contain
`subject matter that may be related to the present application. By bringing these
`applications to the Examiner's attention, Applicants do not waive the confidentiality
`provisions of 35 U.S.C. § 122.
`
`Serial No.
`
`Filing Date
`
`Art Unit
`
`V.
`
`THIS IDS IS BEING FILED UNDER
`
`A. ~ 37 C.F.R. § 1.97(b): (check only one box)
`1. D within three months of the filing date of a national application other
`than a continued prosecution application under § 1.53(d) (37 C.F.R. §
`1.97(b)(1 )). No tee or certification is required.
`2. D within three months of the date of entry of the national stage as set
`forth in § 1.491 in an international application (37 C.F.R. § 1.97(b)(2)). No
`tee or certification is required.
`
`3. ~before the mailing of a first Office Action on the merits (37 C.F.R. §
`1.97(b)(3)). No tee or certification is required.
`In the event that a first
`Office Action on the merits has been issued, please consider this IDS
`under 37 C.F.R. § 1.97(c) and see the certification under 37 C.F.R. §
`1.97(e) below; or, if no certification has been made, charge our deposit
`account a tee in the amount of $180.00 as required by 37 C.F.R. § 1.17(p).
`4. D before the mailing of a first Office Action after the filing of a request
`for continued examination under 37 C. F. R. § 1 .114. No tee or certification
`is required.
`B. D 37 C.F.R. § 1.97(c): (check only one box)
`
`before the mailing date of either any Final Office Action under 37 C.F.R. §
`1.113, a Notice of Allowance under 37 C. F. R. § 1 .311 , or an action that
`otherwise closes prosecution.
`
`ENIT 9834C3
`
`Page 3 of 5
`
`114/302
`
`DOJ EX. 1010
`
`
`
`1. D No certification; therefore, a fee in the amount of $180.00 is required
`by 37 C.F.R. § 1.17(p).
`2. D See the certification below. No fee is required.
`C. D 37 C.F.R. § 1.97(d):
`
`after the mailing date of either a Final Office Action under 37 C.F.R. §
`1.113 or a Notice of Allowance under 37 C.F.R. § 1.311 , yet on or before
`payment of the issue fee.
`1. D See the certification below. A fee in the amount of $180.00 is
`required by 37 C.F.R. § 1.17(p).
`
`VI.
`
`CERTIFICATION UNDER 37 C.F.R. § 1.97(e): (check only one box)
`
`The undersigned hereby certifies that:
`A. D each item of information contained in this IDS was first cited in a
`communication from a foreign patent office in a counterpart foreign application
`not more than three months prior to the filing of this IDS (See 37 C.F.R. §
`1.97(e)(1 )). See further statement under 37 C.F.R. 1.704(d) below in section VII,
`if applicable; or
`B. D no item of information contained in this IDS was cited in a communication
`from a foreign patent office in a counterpart foreign application, and, to the
`knowledge of the undersigned after making reasonable inquiry, no item of
`information contained in this IDS was known to any individual designated in 37
`C.F.R. § 1.56(c) more than three months prior to the filing of this IDS (See 37
`C.F.R. § 1.97(e)(2)).
`C. D some of the items of information were first cited in a communication from a
`foreign patent office. As to this information, the undersigned hereby certifies that
`each item of information contained in this IDS was cited in a communication from
`a foreign patent office in a counterpart foreign application not more than three
`months prior to the filing of this IDS. As to the remaining information, the
`undersigned hereby certifies that no item of this remaining information contained
`in this IDS was cited in a communication from a foreign patent office in a
`counterpart foreign application, and, to the knowledge of the undersigned after
`making reasonable inquiry, no item of information contained in this IDS was
`known to any individual designated in 37 C.F.R. § 1.56(c) more than three
`months prior to the filing of this IDS. A copy of said PCT Search Report is
`attached.
`
`VII.
`
`STATEMENT UNDER 37 C.F.R. 1.704(d)
`
`The undersigned hereby states that:
`
`ENIT 9834C3
`
`Page 4 of 5
`
`115/302
`
`DOJ EX. 1010
`
`
`
`D each item of information contained in this IDS was cited in a communication
`from a foreign patent office in a counterpart application and this communication
`was not received by any individual designated in 37 C.F.R. § 1.56(c) more than
`thirty days prior to the filing of this I OS.
`
`VIII. PAYMENT OF FEES (check only one box)
`
`A. ~ No fee required.
`B. D A check in the amount of $180.00 is enclosed for the above identified fee.
`C. D Please charge Deposit Account No. 162201 in the amount of $180.00 for
`the above-indicated fee. A duplicate copy of this paper is attached.
`
`The above references are being cited only in the interest of candor and without
`any admission that they constitute statutory prior art, contain matter which anticipates
`the invention, or which would render the same obvious, either singly or in combination,
`to a person of ordinary skill in the art. Furthermore, this Information Disclosure
`Statement shall not be construed as a representation that a search has been made.
`
`If it is determined that this I OS has been filed under the wrong rule, the PTO is
`requested to consider this IDS under the proper rule (with a petition if necessary) and
`charge the appropriate fee to Deposit Account No. 162201.
`
`Please charge any additional fees or credit any overpayment pursuant to 37
`C.F.R. § 1.16 or§ 1.17 to Deposit Account No. 162201.
`
`Dated: February 7, 2014
`
`Respectfully submitted,
`
`By: /David L. Howard/
`David L. Howard, Reg. No. 41 ,502
`Customer No.: 01688
`Polster Lieder Woodruff & Lucchesi L.C.
`12412 Powerscourt Drive, Suite 200
`St. Louis, MO 63131-3615
`Tel. No.: (314) 238-2460
`Fax No.: (314) 238-2401
`
`ENIT 9834C3
`
`Page 5 of 5
`
`116/302
`
`DOJ EX. 1010
`
`
`
`APPLICATION
`NUMBER
`13/887,940
`
`FILING or
`37l(c)DATE
`05/06/2013
`
`GRPART
`UNIT
`2649
`
`FIL FEE REC'D
`800
`
`1688
`Polster, Lieder, Woodruff & Lucchesi, L.C.
`12412 Powerscourt Dr. Suite 200
`St. Louis, MO 63131-3615
`
`Ul'l'l'lm S'l'ATl':S IW:PARTM l':Yr or COMMl': rtcr;
`Uni ted States Pa te nt and Tt ademark Office
`AddJ ..... coMM ISSIO'.'IER FOR PATENTS
`P.O Box 1• 50
`>\l<xanJria, V'uginia 223 13-1~50
`w\\"'.uspto.gov
`
`A TIY.DOCKET.NO
`ENIT 9834C3
`
`TOT CLAIMS IND CLAIMS