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`BROADCAST ALERTING MESSAGE AGGREGATOR/GATEWAY SYSTEM AND
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`Mark Andrew Wood
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`no
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`6
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`137281
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`no
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`Folts_-
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`67442
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`no
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`110/302
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New ARRlications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1 .53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1 .54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International ARRlication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International ARRlication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT /R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
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`111/302
`
`DOJ EX. 1010
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`

`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`PATENT
`
`Application No.:
`Filing Date:
`Applicant:
`Group Art Unit:
`Examiner:
`Title:
`
`Attorney Docket:
`
`13887940
`2013-05-06
`Wood et al.
`
`N/A
`BROADCAST ALERTING MESSAGE
`AGGREGATOR/GATEWAY SYSTEM AND METHOD
`ENIT 9834C3
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`INFORMATION DISCLOSURE STATEMENT - SUPPLEMENTAL #2
`
`Sir:
`
`Pursuant to 37 C.F.R. §§ 1.56, 1.97 and 1.98, Applicant hereby submits a
`Information Disclosure Statement for consideration by the Examiner.
`
`I.
`
`LIST OF PATENTS, PUBLICATIONS, AND OTHER INFORMATION
`
`The patents, publications and other information requested to be considered by
`the Office (except unpublished U.S. patent applications) are listed on Form 1449
`attached hereto.
`
`II.
`
`COPIES
`
`A. ~ Submitted herewith is a legible copy of (i) each foreign patent; (ii) each
`publication or that portion which caused it to be listed, other than U.S. patents
`and U.S. patent application publications unless required by the Office; (iii) each
`unpublished U.S. application listed below in Section IV (i.e., including the
`specification, claims, and any drawing of the application, or that portion of the
`application which caused it to be listed, including any claims directed to that
`portion), except for such applications filed on or after June 30, 2003, pursuant to
`the Waiver of the Copy Requirement in 37 C.F.R. 1.98 (OG Notice dated
`October 19, 2004); and (iv) all other information or that portion which caused it to
`be listed.
`B. D Any patents, publications or other information which are listed on Form
`1449 or on the copies of PT0-892, but which are not enclosed herewith, were
`previously cited by or submitted to the PTO in one of the following applications
`which has been relied upon for an earlier filing date under 35 U.S.C. § 120:
`
`ENIT 9834C3
`
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`
`U.S. Serial Number
`
`U.S. Filing Date
`
`C. D This is a PCT application in the entry of the National Phase in the United
`States. A copy of the International Search Report is attached for the Examiner's
`information. The documents listed on the International Search report are listed
`on the attached Form 1449 for consideration by the Examiner and for listing on
`If the International Search report was
`any patent resulting from this application.
`from the US, EPO, or JPO search authorities, copies of these references should
`have been supplied to the USPTO under the trilateral agreement and are
`believed to be in the file of the above-identified application. (MPEP 1893.03(g).)
`
`Ill.
`
`CONCISE EXPLANATION OF THE RELEVANCE (check at least one box)
`
`A.~ Except as may be indicated below in (B) , all of the patents, publications or
`other information are in the English language (concise explanation not required).
`B. D A concise explanation of the relevance of each patent, publication or other
`information listed that is not in the English language is as follows (see 37 C.F.R.
`§ 1.98(a)(3)):
`1. D See the attached foreign patent office communication from a
`counterpart foreign application:
`2. D English translations are provided:
`3. D Other: As indicated on the SB08a attached hereto.
`
`C. D The following additional
`consideration.
`
`information is provided for the Examiner's
`
`ENIT 9834C3
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`
`IV.
`
`CROSS REFERENCE TO RELATED APPLICATION(S)
`A. D The Examiner is advised that the following co-pending applications contain
`subject matter that may be related to the present application. By bringing these
`applications to the Examiner's attention, Applicants do not waive the confidentiality
`provisions of 35 U.S.C. § 122.
`
`Serial No.
`
`Filing Date
`
`Art Unit
`
`V.
`
`THIS IDS IS BEING FILED UNDER
`
`A. ~ 37 C.F.R. § 1.97(b): (check only one box)
`1. D within three months of the filing date of a national application other
`than a continued prosecution application under § 1.53(d) (37 C.F.R. §
`1.97(b)(1 )). No tee or certification is required.
`2. D within three months of the date of entry of the national stage as set
`forth in § 1.491 in an international application (37 C.F.R. § 1.97(b)(2)). No
`tee or certification is required.
`
`3. ~before the mailing of a first Office Action on the merits (37 C.F.R. §
`1.97(b)(3)). No tee or certification is required.
`In the event that a first
`Office Action on the merits has been issued, please consider this IDS
`under 37 C.F.R. § 1.97(c) and see the certification under 37 C.F.R. §
`1.97(e) below; or, if no certification has been made, charge our deposit
`account a tee in the amount of $180.00 as required by 37 C.F.R. § 1.17(p).
`4. D before the mailing of a first Office Action after the filing of a request
`for continued examination under 37 C. F. R. § 1 .114. No tee or certification
`is required.
`B. D 37 C.F.R. § 1.97(c): (check only one box)
`
`before the mailing date of either any Final Office Action under 37 C.F.R. §
`1.113, a Notice of Allowance under 37 C. F. R. § 1 .311 , or an action that
`otherwise closes prosecution.
`
`ENIT 9834C3
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`
`1. D No certification; therefore, a fee in the amount of $180.00 is required
`by 37 C.F.R. § 1.17(p).
`2. D See the certification below. No fee is required.
`C. D 37 C.F.R. § 1.97(d):
`
`after the mailing date of either a Final Office Action under 37 C.F.R. §
`1.113 or a Notice of Allowance under 37 C.F.R. § 1.311 , yet on or before
`payment of the issue fee.
`1. D See the certification below. A fee in the amount of $180.00 is
`required by 37 C.F.R. § 1.17(p).
`
`VI.
`
`CERTIFICATION UNDER 37 C.F.R. § 1.97(e): (check only one box)
`
`The undersigned hereby certifies that:
`A. D each item of information contained in this IDS was first cited in a
`communication from a foreign patent office in a counterpart foreign application
`not more than three months prior to the filing of this IDS (See 37 C.F.R. §
`1.97(e)(1 )). See further statement under 37 C.F.R. 1.704(d) below in section VII,
`if applicable; or
`B. D no item of information contained in this IDS was cited in a communication
`from a foreign patent office in a counterpart foreign application, and, to the
`knowledge of the undersigned after making reasonable inquiry, no item of
`information contained in this IDS was known to any individual designated in 37
`C.F.R. § 1.56(c) more than three months prior to the filing of this IDS (See 37
`C.F.R. § 1.97(e)(2)).
`C. D some of the items of information were first cited in a communication from a
`foreign patent office. As to this information, the undersigned hereby certifies that
`each item of information contained in this IDS was cited in a communication from
`a foreign patent office in a counterpart foreign application not more than three
`months prior to the filing of this IDS. As to the remaining information, the
`undersigned hereby certifies that no item of this remaining information contained
`in this IDS was cited in a communication from a foreign patent office in a
`counterpart foreign application, and, to the knowledge of the undersigned after
`making reasonable inquiry, no item of information contained in this IDS was
`known to any individual designated in 37 C.F.R. § 1.56(c) more than three
`months prior to the filing of this IDS. A copy of said PCT Search Report is
`attached.
`
`VII.
`
`STATEMENT UNDER 37 C.F.R. 1.704(d)
`
`The undersigned hereby states that:
`
`ENIT 9834C3
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`D each item of information contained in this IDS was cited in a communication
`from a foreign patent office in a counterpart application and this communication
`was not received by any individual designated in 37 C.F.R. § 1.56(c) more than
`thirty days prior to the filing of this I OS.
`
`VIII. PAYMENT OF FEES (check only one box)
`
`A. ~ No fee required.
`B. D A check in the amount of $180.00 is enclosed for the above identified fee.
`C. D Please charge Deposit Account No. 162201 in the amount of $180.00 for
`the above-indicated fee. A duplicate copy of this paper is attached.
`
`The above references are being cited only in the interest of candor and without
`any admission that they constitute statutory prior art, contain matter which anticipates
`the invention, or which would render the same obvious, either singly or in combination,
`to a person of ordinary skill in the art. Furthermore, this Information Disclosure
`Statement shall not be construed as a representation that a search has been made.
`
`If it is determined that this I OS has been filed under the wrong rule, the PTO is
`requested to consider this IDS under the proper rule (with a petition if necessary) and
`charge the appropriate fee to Deposit Account No. 162201.
`
`Please charge any additional fees or credit any overpayment pursuant to 37
`C.F.R. § 1.16 or§ 1.17 to Deposit Account No. 162201.
`
`Dated: February 7, 2014
`
`Respectfully submitted,
`
`By: /David L. Howard/
`David L. Howard, Reg. No. 41 ,502
`Customer No.: 01688
`Polster Lieder Woodruff & Lucchesi L.C.
`12412 Powerscourt Drive, Suite 200
`St. Louis, MO 63131-3615
`Tel. No.: (314) 238-2460
`Fax No.: (314) 238-2401
`
`ENIT 9834C3
`
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`
`

`
`APPLICATION
`NUMBER
`13/887,940
`
`FILING or
`37l(c)DATE
`05/06/2013
`
`GRPART
`UNIT
`2649
`
`FIL FEE REC'D
`800
`
`1688
`Polster, Lieder, Woodruff & Lucchesi, L.C.
`12412 Powerscourt Dr. Suite 200
`St. Louis, MO 63131-3615
`
`Ul'l'l'lm S'l'ATl':S IW:PARTM l':Yr or COMMl': rtcr;
`Uni ted States Pa te nt and Tt ademark Office
`AddJ ..... coMM ISSIO'.'IER FOR PATENTS
`P.O Box 1• 50
`>\l<xanJria, V'uginia 223 13-1~50
`w\\"'.uspto.gov
`
`A TIY.DOCKET.NO
`ENIT 9834C3
`
`TOT CLAIMS IND CLAIMS