`
`
`
`AO120(Re\/.0‘ ' ‘
`
`T0:
`
`Mag} smp 3
`Director“ of the US. Patent and Trademark Gffice
`R0. Box 145%}
`Alexzaxndria, VA, 22313-1450
`
`REP(}R’I" ON THE;
`FILING OR TEETERNEENATIGN GE" AN
`AICTTPCEN REGARBTNG A PATENT (ER
`TRAQEMARK
`
`In Compliance wifln 35 U.S.C.
`
`290 and/er 15 U.S.C. § 1116 yeu are hereby advised that a (:()u1‘I: action has
`
`files} in the U Di,stri,(:t Court
`
`DISIIICI Of Deiaware
`
`on the following
`
`Trademarks or
`
`BHI’a3I.et1is.
`
`(
`
`the patent aciimx im/elves 35 U .S.C. § 292.):
`
`DOCKET NO.
`
`DATE FELED
`
`Us. DESTRHCT COURT
`
`5/5/2016
`
`.
`
`District of Deiaware
`
`}’LAL'\ITEFF
`Immerséefi Corperatiere
`
`Apple Ii'iC., AT&T IF‘:C., and AT&T Mebiiity LLC
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEM/XR}<
`
`I
`$ TI
`HOLDER OF PAAENT OR TRADEMARK
`
`T D
`
`ATE INCLUDED
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`QR 'TRADI€]‘vIAR}(
`
`in the ab-;)Ve—————e11ii,t1ed case. the fellewing deei,si,en has been remiereei er judgement issued:
`DECKS ION/JUDG EM ENT
`
`(BY) DEPUTY CLERK
`
`Copy 1-----Uper: initisaiitm of aeiiert, msaifl this eepy ts) I)irecta)r Copy 3------Upon ternnimztixm 05’ aelien, msaifi this copy ts; Dires:ter
`Cepy 2-----Upon filing decuaneazt sadding psateams), msaifl this cepy ta) Birecteyr Cepy 4------Case fiie (zippy
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 1
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 1
`
`
`
`PTO/SB/47 (03-09)
`Approved for use through 05/31/2015. OMB 0651-0016
`U.S. Patent and Trademark Office; U. S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`“FEE ADDRESS” INDICATION FORM
`
`Address to:
`
`Mail Stop M Correspondence
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Fax to:
`
`571-273-6500
`
`In addition,
`INSTRUCTIONS: The issue fee must have been paid for application(s) listed on this form.
`only an address represented by a Customer Number can be established as the fee address for maintenance
`fee purposes (hereafter, fee address). A fee address should be established when correspondence related to
`maintenance fees should be mailed to a different address than the correspondence address forthe application.
`When to check the first box below: If you have a Customer Numberto represent the fee address. When
`to check the second box below: If you have no Customer Number representing the desired fee address,
`in which case a completed Request for Customer Number (PTO/SB/125) must be attached to this form. For
`more information on Customer Numbers, see the Manual of Patent Examining Procedure (MPEP) § 403.
`
`Forthe following listed application(s), please recognize as the “Fee Address” underthe provisions of 37 CFR
`1.363 the address associated with:
`
`CustomerNumber:
`
`OR
`
`B The attached Request for Customer Number (PTO/SB/125) form.
`
`PATENT NUMBER
`(if known)
`
`APPLICATION NUMBER
`
`8,749,507
`
`13/441,108
`
`Completed by (check one):
`
`Attorney or Agent of record 39590
`(Reg. No.)
`
`Barry 3- Goldsmith
`Typed or printed name
`
`Signature
`
`|:| Assignee of record of the entire interest. See 37 CFR 3.71.
`Statement under 37 CFR 3.73(b) is enclosed.
`(Form PTO/SB/96)
`
`703-510-8580
`Requester’s telephone number
`
`I:I Assignee recorded at Reel
`
`Frame
`
`March 29: 2016
`
`Date
`
`NOTE: Signatures ofall the inventors or assignees of record of the entire interest ortheir representative(s) are required. Submit multiple forms if more that one
`signature is required, see below*.
`
`forms are submitted.
`* Total of
`|:|
`This collection of information is required by 37 CFR 1.363. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1. 11 and 1.14. This collection is estimated to take 5 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department ofCommerce, P.O. Box 1450, Alexandria, VA 22313- 1450. DO NOT SEND COMPLETE D FORMS TO THIS A DDRESS.
`SEND TO: Mail Stop M Correspondence, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, ca/I 1-800-PTO-9199 and select option 2.
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 2
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 2
`
`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority forthe
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment ofthe application or expiration of the patent.
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`The information provided by you in this form will be subject to the following routine uses:
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`1 . The information on this form will be treated confidentially to the extent allowed underthe
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
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`A record in this system of records may be disclosed, as a routine use, to a Member of
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`A record in this system of records may be disclosed, as a routine use, to a contractor of the
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`this system of records may be disclosed, as a routine use, to the International Bureau ofthe
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
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`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public ifthe record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 3
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 3
`
`
`
`Electronic Acknowledgement Receipt
`
`T—
`
`T'"e °f I""°"t'°"’
`
`SYSTEMS AND METHODS FOR ADAPTIVE INTERPRETATION OF INPUT FROM A
`TOUCH—SENS|T|VE INPUT DEVICE
`
`I
`
`Payment information:
`
`.
`
`.
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`
`
`File Listing:
`
`Document
`
`Information:
`
`Maintenance Fee Address Change
`
`T9047—22171USO2—
`
`FEEADDRESSFORM.pdf
`
`f2e0709c0444ca7f8e56f931cc2b825660d5
`C802
`
`APPLE |NC_
`EXHIBIT 1002 - PAGE 4
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 4
`
`
`
`Total Files Size (in bytes)
`
`203971
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 5
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 5
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`
`2 8,749,507 B2
`: 13/441108
`
`DATED
`
`INVENTOR(S)
`
`: June 10, 2014
`
`: Dacosta et al.
`
`Page; 1 Of]
`
`It is certified that error appears in the above—identified patent and that said Letters Patent is hereby corrected as shown below:
`
`In the Claims
`
`In column 10, line 43, in Claim 1, delete “outputting the” and insert -- outputting a --, therefor.
`
`In column 11, line 18, in Claim 9, delete “outputting the” and insert -- outputting a --, therefor.
`
`In column 12, line 18, in Claim 14, delete “output the” and insert -- output a --, therefor.
`
`Signed and Sealed this
`
`Fifteenth Day of March, 2016
`
`‘%u;uo&.X/..<:’..e__
`
`Michelle K. Lee
`
`Director ofthe United States Patent and Trademark Oflice
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 6
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 6
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address. COMMISSIONER FOR PATENTS
`PO Box 1450
`A1exaJidI‘ia,Vi.1gLnia 22313-1450
`WVWl.'.IlSpt0.g0V
`
`13/441,108
`
`04/06/2012
`
`Henry DaCosta
`
`IMM174.C1 (51851/835125)
`CONFIRMATION NO. 3727
`
`95000
`MILES & STOCKBRIDGE P.C.
`Immersion Corporation
`1751 Pinnacle Drive
`Suite 1500
`
`Tysons Corner, VA 22102-3833
`
`POA ACCEPTANCE LETTER
`
`lllllllllllllllllllllllliiiilllll||lll||ll||l|lIlillllll lllllilllllllllllllllllllllll
`oso
`°°°°°°°8
`7
`
`Date Mailed: 03/04/2016
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 02/18/2016.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/zretta/
`
`page 1 of 1
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 7
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 7
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address. COMMISSIONER FOR PATENTS
`PO Box 1450
`Alexandria, Viigrnia 22313-1450
`WvvW.uspto.gov
`
`APPLICATION NUMBER
`
`F ING OR 371 (C) DATE
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`13/441,108
`
`04/06/2012
`
`Henry DaCosta
`
`IMM174.C1 (51851/835125)
`CONFIRMATION NO. 8727
`
`34300
`
`Kilpatrick Townsend and Stockton, LLP
`1001 w Fourth Street
`Winston-Salem, NC 27101
`
`POWER OF ATTORNEY NOTICE
`
`HIIIIIIIIIIIIIIIIIIHLIIIIIIIIIIIIIIIIIIIII11111111IIIIIIIHIIIIIIIIIIIIIII
`°°°°°°°8
`°753
`Date Mailed: 03/04/2016
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 02/18/2016.
`
`- The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/zretta/
`
`page 1 of 1
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 8
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 8
`
`
`
`1
`Doc Code: PA..
`PTOiAlAl82B (97-13)
`Approved for use through 11i3or2o14. OMB 0651-0051
`D0‘3UmE-‘fit De3CTIl3II0n3 POWBT Of Attomey
`US Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection ofintormation unless it displays a valid OMB control number
`
`POWER OF ATTORNEY BY APPLICANT
`
`
`
`i hereby revoke all previous powers of attorney given in the application identified in either the attached transmittal letter or
`_ the boxes below.
`
`
`
`
`Application Number
`
`Fiiing Date
`
`
`
`
`
`
`(Note: The boxes above may be left blank if information is provided on form PTO/AlAl82A.)
`I hereby appoint the Patent Practitioneris} associated with the following Customer Number as myiour attorney(s} or agent(s), and
`to transact ali business in the United States Patent and Trademark Office connected therewith forthe application referenced in
`the attached transmittal letter (forrn PTOIAEA/82A) or identified above: J”"“W"““‘":
`OR
`95000
`E] I hereby appoint Practitionerts) named in the attached list (form PTO/AEA/82(3) as myioor attorney(s) or agentis), and to transact
`all business in the United States Patent and Trademark Office connected therewith tor the patent application referenced in the
`attached transmittal letter (form PTO/AIA/82A) or identified above.
`(Note: Complete form PTO/AIA/82C.)
`
`
`
`
`
`
`
`
`
` Please recognize or change the correspondence address for the application identified in the attached transmittal
`
`letter or the boxes above to:
`
`
`CI
`The address associated with the above-mentioned Customer Number
`OR
`The address associated with Customer Number: 95000
`OR
`Firm or
`individual Name
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`———
`
`
`Telephone ——
`
`I am the Applicant (if the Applicant is a juristic entity, list the Applicant name in the box):
`
`
`Immersion Corporation
`I:I
`Inventor or Joint Inventor (title not required below)
`I: Legal Representative of a Deceased or Legaliy incapacitated inventor (title not required below)
`Assignee or Person to Whom the inventor is Under an Obligation to Assign (provide signer's title if applicant is a juristic entity)
`I:I Person Who Otherwise Shows Sufficient Proprietary Interest {e.g., a petition under 37 CFR 1.46(b)(2) was granted in the
`application or is concurrentl bein filed with this document) {provide siner’s title ifapplicant is a 'uristic entit
`)
`SIGNATURE of Applicant for Patent
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`The undersigned twhosgtitle is supplied below) is authorized to act on behalfofthe applicant (e.g., where the applicant is a juristic entity).
`
`
`
`
`
`
`- '
`rrrrveee .1» ¢«....ra7r;/;..,
`nae (ODIEOFISI)—
`
`
`Catherine Maren
`'
`Senior IP Patent Counsei, Immersion Corporation
`
`,I_~i_9_'_[,i_E_; Signature - This form must be signed by the applicant in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements
`and certifications. If more than one applicant, use multipie forms.
`
`
`
`forms are submitted.
`I:-ITotal of
`This coilection of information is required by 37 CFR 1.131, 1.32, and 1.33. The information is required to obtain or retain a benefit by the public which is to tile {and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes to complete,
`including gathering. preparing, and submitting the cornpieied application form to the USPTO. Time will vary depending upon the individuai case. Any comments on the amount
`oftime you require to compiete this form andfor suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313~145Cl. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.D. Box 1450, Alexandria, VA 22313-1450.
`if you need assistance in compieting the form, ca-if 1-800-PTO—9199 and seiect option 2.
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 9
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 9
`
`
`
`Electronic Acknowledgement Receipt
`
`T—
`
`T'"e °f I""°"t'°"’
`
`SYSTEMS AND METHODS FOR ADAPTIVE INTERPRETATION OF INPUT FROM A
`TOUCH—SENS|T|VE INPUT DEVICE
`
`I
`
`Payment information:
`
`File Listing:
`
`Document
`
`.
`
`.
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`d13f2
`
`T9047—22171USO2—POAF|LE.pd ab0b663ba3080bb13bea6b1e53f3bfaa9f8
`
`128726
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 10
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 10
`
`
`
`Multipart Description/PDF files in .zip description
`
`Assigneeshowingofownershipper37CFR3.73
`
`Information:
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 11
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 11
`
`
`
`PTO/SB/96 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73[b[
`
`Applicant/Patent Owner: Henry DACOSTA et 3'-
`
`Application No./Patent No.: 3,749,507
`
`Filed/Issue Date: June 10, 2014
`
`“fled:
`
`SYSTEMS AND METHODS FOR ADAPTIVE INTERPRETATION OF INPUT FROM A TOUCH-SENSITIVE
`INPUT DEVICE
`
`Immersion Corporation
`(Name of Assignee)
`
`states that it is:
`
`a
`
`corporation
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.
`
`the assignee ofthe entire right, title, and interest in;
`
`2. D an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interest is
`
`%); or
`
`3. E]
`
`the assignee of an undivided interest in the entirety of (a complete assignment from one ofthejoint inventors was made)
`
`the patent application/patent identified above, by virtue of either:
`
`A.
`
`OR
`
`An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel 028019
`, Frame 0789
`, or forwhich 3
`copy therefore is attached.
`
`B. D A chain of title from the inventor(s), ofthe patent application/patent identified above, to the current assignee as follows:
`1. From:
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`or forwhich a copy thereof is attached.
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`or forwhich a copy thereof is attached.
`
`To:
`
`To:
`
`2. From:
`
`3. From:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`or forwhich a copy thereof is attached.
`
`I:
`
`Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`D As required by 37 CFR 3.73(b)(1)(i), the documentary evidence ofthe chain oftitle from the original ownerto the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records ofthe USPTO. E MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`/Barry S. Goldsmithl
`
`Signature
`
`Barry S. Goldsmith, Reg. No. 39,690
`
`February 18, 2016
`Date
`
`Attorney of Record
`
`Title
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`APPLE |NC_
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select optE:XJ.‘I IBIT 1 002 - PAGE 1 2
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 12
`
`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission ofthe attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that:
`(1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment ofthe application or expiration ofthe patent.
`
`The information provided by you in this form will be subject to the following routine uses:
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`1 . The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure ofthese records is required by the Freedom of Information Act.
`in the course of
`A record from this system of records may be disclosed, as a routine use,
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`to a Member of
`A record in this system of records may be disclosed, as a routine use,
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need forthe information in orderto perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part ofthat agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records forthis
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication ofthe application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public ifthe record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, ifthe USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 13
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 13
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Commissioner for Patents
`United States Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`www.uspto.gov
`
`Patent No.
`
`8749507
`
`Issued Date:
`
`10 June, 2014
`
`Appl. No:
`Filed.:
`
`13/441,108
`06 April 2012
`
`PART A RESPONSE FOR CERTIFICATES OF CORRECTION
`
`This is a decision on the Certificate of Correction request filed 04 January 2016.
`
`The request for issuance of Certificate of Correction for the above—identified correction(s)
`under the provisions of 37 CFR 1.322 and/or 1.323 is hereby:
`
`(Check one)
`
`IXI Approved
`
`Comments:
`
`I:I Approved in Part
`
`I:I Denied
`
`PART B PETITION UNDER 37 CFR 1.324 OR 37 CFR 1.48
`
`This is a decision on the petition filed
`
`to correct inventorship under 37 CFR 1.324.
`
`. In view of the fact
`This is a decision on the request under 37 CFR 1.48, petition filed
`that the patent has already issued, the request under 37 CFR 1.48 has been treated as a
`petition to correct inventorship under 37 CFR 1.324.
`
`The petition is hereby:
`
`I:I Granted
`
`I:I Dismissed
`
`The patented filed is being forwarded to Certificate of Corrections Branch for issuance of a
`certificate naming only the actual inventor or inventors.
`
`/WILLIAM BODDIE/
`
`Supervisory Patent Examiner, Art Unit 2625
`Technology Center 2600
`Phone: 571-272-0666
`
`Certificates of Correction Branch email: CustomerServiceCoC@uspto.gov CoC Central Phone Number: (703) 756-1814
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 14
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 14
`
`
`
`PTO/SB/44 (09-07)
`Approved for use through 08/31/2013. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`Also Form PTO-1050
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`: 8,749,507
`
`APPLICATION NO.: 13/441 _1o3
`
`ISSUE DATE
`
`1 June 10’ 2014
`
`INVENTORISI
`
`I DACOSTA etal.
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`In column 10, line 43, in Claim 1, delete "outputting the" and insert —— outputting a
`
`therefor.
`
`In column 11, line 18, in Claim 9, delete "outputting the" and insert —— outputting a
`
`therefor.
`
`In column 12, line 18, in Claim 14, delete "output the" and insert —— output a
`
`therefor.
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`
`Miles & Stockbridge P.C.
`1751 Pinnacle Drive, Suite 1500
`Tysons Corner, VA 22102
`This collection of information is required by 37 CFR 1.322, 1.323, and 1.324. The information is required to obtain or retain a benefit by the public which is to file
`(and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 1.0 hour to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS To THIS ADDRESS. SEND TO: Attention Certificate of Corrections Branch, Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 15
`
`APPLE INC.
`EXHIBIT 1002 - PAGE 15
`
`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority forthe
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1 . The informat