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Paper No. __
`
`
`Filed on behalf of Petitioners
`By: Randy J. Pritzker
`Michael N. Rader
`Robert M. Abrahamsen
`Andrew J. Tibbetts
`WOLF, GREENFIELD & SACKS, P.C.
`600 Atlantic Avenue
`Boston, MA 02210
`Tel: (617) 646-8000
`Fax: (617) 646-8646
`RPritzker-PTAB@wolfgreenfield.com
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________
`
`SONY CORPORATION, SONY MOBILE COMMUNICATIONS (USA) INC.,
`SONY MOBILE COMMUNICATIONS AB & SONY MOBILE
`COMMUNICATIONS INC.,
`Petitioners,
`
`v.
`
`CREATIVE TECHNOLOGY LIMITED,
`Patent Owner.
`_____________
`
`Case No. IPR2016-01407
`Patent No. 6,928,433
`_____________
`
`PETITIONERS’ UPDATED MANDATORY NOTICES
`
`

`
`APPENDIX LISTING OF EXHIBITS
`
`
`Exhibit Description
`1001
`U.S. Patent No. 6,928,433 (“the ’433 patent”)
`Reexamination Certificate (469th) for U.S. Patent No. 6,928,433
`1002
`1003
`Original File History of U.S. Patent No. 6,928,433
`1004
`Reexamination File History of U.S. Patent No. 6,928,433
`Complaint Under Section 337 of the Tariff Act of 1930, In the Matter of
`1005
`Certain Portable Electronic Devices and Components Thereof,
`Investigation No. 337-TA-994 (public version, without confidential
`exhibit) (“ITC Complaint”)
`Declaration of Benjamin B. Bederson, PhD. (“Bederson”)
`File History of Application Serial No. 09/755,629
`File History of Application Serial No. 11/033,465
`U.S. Patent No. 5,969,283 (“Looney”)
`File History of U.S. Patent No. 5,969,283
`U.S. Patent No. 6,118,450 (“Proehl”)
`U.S. Patent No. 5,798,921 (“Johnson”)
`U.S. Patent No. 6,332,175 (“Birrell”)
`U.S. Patent No. 6,128,012 (“Seidensticker”)
`Curriculum Vitae of Benjamin B. Bederson, PhD.
`Samsung Elecs. Co. v. Black Hills Media, LLC, IPR2014-00737, Paper
`No. 7 (PTAB, Nov. 4, 2014)
`Final Initial Determination, In the Matter of Certain Portable Electronic
`Devices and Components Thereof, U.S. International Trade Commission
`Investigation No. 337-TA-994 (August 19, 2016)
`Notice Of Commission Determination Not To Review The 100-Day
`Initial Determination Finding The Asserted Claims Of U.S. Patent No.
`6,928,433 Invalid Under 35 U.S.C. § 101; Termination Of Investigation,
`In the Matter of Certain Portable Electronic Devices and Components
`Thereof, U.S. International Trade Commission Investigation No. 337-
`
`1006
`1007
`1008
`1009
`1010
`1011
`1012
`1013
`1014
`1015
`1016
`
`1017
`
`1018
`
`
`
`i
`
`

`
`1019
`
`TA-994 (September 21, 2016)
`Creative Technology Ltd. v. ITC, Case No. 16-2715, Doc. No. 01 (U.S.
`CAFC September 28, 2016) (Notice of Docketing)
`
`
`
`ii
`
`

`
`Petitioners hereby submit the following updates to their Mandatory Notices.
`
`I.
`
`REAL PARTY-IN INTEREST
`
`No Change.
`
`II.
`
`RELATED MATTERS
`
`ITC Investigation No. 337-TA-994, where Patent Owner had asserted
`
`infringement of the ’433 patent by Petitioners, was terminated on September 21,
`
`2016. See Ex. 1017 (Final Initial Determination, construing the term “portable
`
`media player” and finding all claims invalid under 35 U.S.C. 101); Ex. 1018
`
`(Notice Of Commission Determination Not To Review The 100-Day Initial
`
`Determination Finding The Asserted Claims Of U.S. Patent No. 6,928,433 Invalid
`
`Under 35 U.S.C. § 101; Termination Of Investigation).
`
`Creative Technology Ltd. v. ITC, United States Court of Appeals for the
`
`Federal Circuit, Case No. 16-2715, is now a related matter, following the Patent
`
`Owner’s appeal of the ITC Investigation’s findings. See Ex. 1019 (Petition for
`
`Review).
`
`III. LEAD AND BACKUP COUNSEL
`
`No Change.
`
`IV.
`
`SERVICE INFORMATION
`
`No Change.
`
`1
`
`

`
`
`Respectfully submitted,
`Sony Corporation et al.
`
`
`
`
`
` /Andrew J. Tibbetts/
`By
`Randy J. Pritzker, Reg. No. 35,986
`Michael N. Rader, Reg. No. 52,146
`Robert M. Abrahamsen, Reg. No. 40,886
`Andrew J. Tibbetts, Reg. No. 65,139
`WOLF GREENFIELD & SACKS, P.C.
`600 Atlantic Ave.
`Boston, MA 02210-2206
`Tel: 617-646-8000/Fax: 617-646-8646
`
`2
`
`
`Dated: 11/3/2016
`
`
`
`
`
`

`
`CERTIFICATE OF SERVICE UNDER 37 C.F.R. § 42.6 (e)(4)
`
`I certify that on November 3, 2016, I will cause a copy of the foregoing
`
`
`
`document, including any exhibits or appendices referred to therein, to be served via
`
`electronic mail, as previously consented to by Patent Owner, upon the following:
`
`
`
`
`
`
`
`
`
`Jonathan D. Baker
`Russell Swerdon
`
`
`
`
`
`
`JBaker@farneydaniels.com
`russ_swerdon@creativelabs.com
`CreativeZen@farneydaniels.com
`
`
`
`
`
`
`
`
`Date: November 3, 2016
`
`
`
`
`
`
`
`
`
`
`
`/MacAulay S. Rush/
`MacAulay S. Rush

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