Case 4:14-cv-00827 Document 2 Filed 12/19/14 Page 1 of 1 Page|D #: 161
`A0 120 Rev. 08/10
`
`T0:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`for the Eastern District of Texas
`on the following
`[I Trademarks or
`I] Patents.
`|:] the patent action involves 35 U.S.C. § 292.):
`
`(
`
`DOCKET NO.
`4:14-cv-00827
`PLAINTIFF
`
`DATE FILED
`12/19/2014
`
`U.S. DISTRICT COURT
`for the Eastern District of Texas
`DEFENDANT
`
`Reamme Data, LLC d/b/a [X0
`
`Microsofl Corporation, Dell Incorporated, Hewlett-Packard Company
`
`2/20/2007
`1/3/2012
`11/4/2014
`
`——
`
`DATE INCLUDED
`
`In the above——entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`El Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[I Answer
`
`[I Cross Bill
`
`[I Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`———— I
`
`n the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`1
`
`APPLE 1002
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`IIVTTED STATES T)F'.PAR'l'\fF'.\l'I‘ OF (‘,Ol\’|'lVlF‘.R(“,Fl
`United States Patent and Trademark Office
`Address. COMl\/lTSST0\TFIfi‘, FOR PATENTS
`P O Box 1450
`Alexandria, Yttgriia Z2313-1450
`Vvviwusptogov
`FIRST NAVED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`APPLICATION NUMBER
`
`FILING OR 371(C) DATE
`
`09/776,267
`
`02/02/2001
`
`26111
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 NEW YORK AVENUE, N.W.
`WASHINGTON, DC 20005
`
`James J. Fallon
`
`28550040003
`CONFIRMATION NO. 9730
`POA ACCEPTANCE LETTER
`
`1111 1111111 111111111111111111511111111111111111 1111111
`Date Mailed: 01/26/2011
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 01/07/2011.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/sleutclIit/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`2
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`IIVITFII) STATES I)F'.PAR'I'\IF'.\I'I‘ OF (7OI\’|'IVIF‘.R(‘7FI
`United States Patent and Trademark Office
`Addless. COI\/II\/IISSI0\IFIF‘, FOR PATENTS
`PO Box 1450
`A1exaILdIia,Y1.1gJiia Z2313-1450
`\vvl.w.usptc.g0V
`FIRST NANIED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`APPLICATION NUIVIBER
`
`FILING OR 371
`
`DATE
`
`09/776,267
`
`02/02/2001
`
`1473
`ROPES & GRAY LLP
`PATENT Dogma 39/361
`1211 AVENUE OF THE AMERICAS
`NEW YORK, NY 10036-8704
`
`Ja111csJ. Fallon
`
`8011-15
`CONFIRMATION NO. 9730
`POWER OF ATTORNEY NOTICE
`
`llllllllllllllllllllllllllflllllllllgllllllflllllllllllllllllllllllllllllllllllll
`
`Date Mailed: 01/26/2011
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 01/07/2011.
`
`- The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`3
`
`

`
`‘mt;
`
`PTO/SBIBD (11 -us)
`Approved for use through 1113112011. OMB 0651-0035
`US. Patent and Trademark Oflice: U.S. DEPARTMENT OF COMMERCE
`
`I hereby revoke all previous powers of attorney given in the application identified in the attached statement under
`37 CFR 3.73 b .
`I hereby appoint:
`
`Practitioners associated with the Customer Number.
`OR
`
`2611 1
`
`E Practitioner(s) named below (if more than ten patent practitioners are to be named. then a customer number must be used):
`
`attached to this form in accordance with 37 CFR 3.73(b).
`
`Please change the correspondence address for the application identified In the attadred statement under 37 CFR 3.730)) to;
`
`OR
`
`The address associated with Customer Number.
`
`Firm or
`Individual Name
`
`Telephone
`
`Assignee Name and Address:
`Realtime Data LLC DBA IXO
`
`ll Wampus Close
`Armonk, New York 10504
`
`A copy of this fomr, together with a statement under 37'CFR 3.73(b) (Fonn PTOISBI96 or equivalent) is required to be
`filed in each application in which this form is used. The statement under 37 CFR 3.73(b) may be completed by one of
`the practitioners appointed in this form if the appointed practitioner is authorized to act on behalf of the asslgnee,
`'
`‘
`‘
`is to be filed.
`
`SlGNATURE
`I ose signature at
`-
`‘
`'
`
`of Asgignee of Record
`p ied below is authorized to act on behalf of the assignee
`
`J . Fallon
`
`Title
`This collection of information is required by 37 CFR 1.31. 1.32 and 1,33_ The information is required to obtain or retain a benefit by the public which is to tile (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 172 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes
`to complete, including gathering. preparing. and submitting the completed application form tothe USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions lor reducing this burden. should be sent to the Chief Information Officer.
`U.S. Patent and Trademark Office, U.S. Department of Commerce, R0. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLEFED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria. VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`4
`
`

`
`PTOISB/96 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office: US. DEPARTMENT OF COMMERCE
`
`STATEMENT UNDER 37 CFR 3.73[b|
`
`An)“ Docket N0- 2355-0040003
`
`Applicant/Patent Owner: Fallon et al_
`
`Februgy 20, 2007
`Filed/Issue Date:
`1,181,693 B2
`Application No./Patent No.:
`Titled:
`S stems and Methods For Accelerated Loadin OfO eratin S stems ndA lic tion Pro rams
`
`REALTIME DATA,_LLC
`(Name of Assignee)
`
`, a
`
`limited liability company
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.
`
`states that it is:
`
`1.
`
`IE the assignee of the entire right, title, and interest in;
`
`2. D an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interest is
`
`%); or
`
`the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)"
`3. E]
`.4
`the patent application/patent identified above, by virtue of either:
`,.
`~,
`r
`)
`
`A.
`
`OR
`
`An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`Q] 122]
`, Frame
`{H35
`, or for which a
`copy therefore is attached.
`
`B. E]
`
`A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`1. From:
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`or for which a copy thereof is attached.
`
`2. From:
`
`3. From:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`.
`
`or for which a copy thereof is attached.
`
`To:
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`or for which a copy thereof is attached.
`
`E]
`
`Additional documents in the chain of title are listed on a supplemental sheet( ).
`
`As required by 37 CFR 3.73(b)(1)(i), the documentary evidence of the chain of title from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. _S_e§ MPEP 302.08]
`
`The undersigne<1(w/tms.
`
`lie is supplied be
`
`i authorized to act on behalfofthe assignee.
`
`Signatufe
`
`S
`
`Date
`
`Attorney for Patentees
`Michael V. Messinger, Reg. No. 37,575
`Title
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to:
`process) an application. Confidentiality is governed by 35 U.S.C, 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount ct time
`you require to complete this form andlor suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`II vou need assistance in comoletina the form. call 1-80aPTO—9199 and select ootion 2.
`
`5
`
`

`
`09/776,267
`
`02/02/2001
`
`1473
`
`§ETZENST%‘3§f<E#iNPG 39/361
`
`1211 AVENUE OF THE AMERICAS
`NEW YORK, NY 10036-8704
`
`UVTTED STATES DFIPARTVTEVT OF (V/OlV|'lVIFlRCFl
`United States Patent and Traolenlark Uffice
`Addless. CUl\/ll\/llSST0\Tl7.l7, FUR PATENTS
`PO. BOX 1450
`Alexandlia. Y1.1gJlia Z2313-1450
`Vvvwuuspbagov
`
`J amcs J. Fallon
`
`8011-15
`CONFIRMATION NO. 9730
`POA ACCEPTANCE LETTER
`
`llllllllllllllllllllllmllllullllllllllllllllllllllllllllllllllllllll
`
`Date Mailed: 04/02/2008
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 03/24/2008.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/gbien-ai111e/
`
`Office of Initial Patent Examination (571) 272-4000 or 1-800-PTO-9199
`
`6
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UVITFID STATES DFIPARTVIFIVT OF COIWIVIFIRCFI
`United States Patent and Traolenlark Uffice
`Addless. CUI\/II\/ITSST0\TI7.I7. FUR PATENTS
`PO. BOX 1450
`Alexandlia. Y1.1gJl.ia Z2313-1450
`Vvvwuuspbagov
`
`09/776,267
`
`02/02/2001
`
`22150
`F. CHAU & ASSOCIATES, LLC
`130 WOODBURY ROAD
`WOODBURY, NY 11797
`
`James J. Fallon
`
`8011-15
`CONFIRMATION NO. 9730
`POWER OF ATTORNEY NOTICE
`
`llllllllllllllllllllllllmllllulllllllllllllllllllllllllllllllllllllllllll
`Date Mailed: 04/02/2008
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 03/24/2008.
`
`- The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`/gbien—aime/
`
`Office of Initial Patent Examination (571) 272-4000 or 1-800-PTO-9199
`
`7
`
`

`
`Electronic Acknowledgement Receipt
`
`3039284
`
`Confirmation Number:
`
`Tme °i '""e"t'°"i
`
`SYSTEMS AND METHODS FOR ACCELERATED LOADING OF
`OPERATING SYSTEMS AND APPLICATION PROGRAMS
`
`First Named Inventor/Applicant Name:
`
`James J. Fallon
`
`Customer Number:
`
`22150
`
`Filer Authorized By:
`
`Richard DeGive Allison
`
`Attorney Docket Number:
`
`8011-15
`
`Receipt Date:
`
`24-MAR-2008
`
`Filing Date:
`
`02—FEB—2001
`
`Time Stamp:
`
`12:10:51
`
`Application Type:
`
`Utility under 35 USC 11‘l(a)
`
`Payment information:
`
`submitted with Payment
`
`File Listing:
`
`Document
`
`.
`
`.
`
`File Size(Bytes)
`
`Multi
`
`Pages
`
`Power of Attorney
`
`801115_Power.pdf
`
`368805
`
`6958e36edcae66d1 6B3ebb5926b6c70
`9CbBlb7l3
`
`Warnings:
`Information:
`
`8
`
`

`
`Total Files Size (in bytes)
`
`368805
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable.
`It serves as evidence of receipt
`similar to a Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see
`37 CFR 1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date
`shown on this Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions
`of 35 U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the
`application as a national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt,
`in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary
`components for an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the
`International Application Number and of the International Filing Date (Form PCT/R0/105) will be issued in due
`course, subject to prescriptions concerning national security, and the date shown on this Acknowledgement
`Receipt will establish the international filing date of the application.
`
`9
`
`

`
`PATENTS
`8011-15
`
`IN THE UNITED STATES PATENT KID TRADEMARK OPPICB
`PATENT APPLICATION
`
`Applicants
`
`:
`
`James J. Fallon et al.
`
`Application No.
`
`: 09/776,267
`
`Confirmation No.
`
`:
`
`Filed
`
`For
`
`Art Unit
`
`Examiner
`
`: February 2, 2001
`
`:
`
`:
`
`:
`
`SYSTEMS AND METHOFS FOR ACCELERATED
`LOADING O? OPERATING SYSTEMS AND‘
`APPLICATION PROGRIMS
`
`2115
`
`suresh Suryawanshj
`
`Comissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`REVOCATION OF POWER O3 ATTORNEY
`AND NEW POWER OF ATTORNEY
`
`Realtime Data LLC, assignee of the above-identified
`United States patent application by vlrtue of an assignment
`from the inventors to Realtime Data HLC,
`recorded at
`Reel 11797, Frames 735-736, hereby rerokes all powers of
`attorney heretofore existing in said United states patent
`application, and hereby appoints the attorneys and agents
`associated with customer No. 1473 as its principal attorneys
`and agents of record in said United States patent application,
`with full power of substitution and ruvocation including the
`power to appoint associate attorneys nnd to revoke their
`powers, and to transact all business ;n the Patent and
`Trademark Office pertaining to said patent application.
`
`10
`
`

`
`The Patent and Trademark Office is respectfully
`requested to direct all correspondense to;
`
`Customer No. 1473
`
`and to direct all telephone calls to:
`
`Ingerman
`Jeffrey H.
`Tel.:
`(212) 596-9000.
`
`The undersigned hereby cerzifies that the
`evidentiary documents have been reviewed and,
`to the best of
`the undersigned's knowledge and belief, title is in assignee.
`The undersigned hereby declares that all statements
`made herein of his own knowledge are true and that all
`statements made on information and bulief are believed to be
`true; and further that these statements were made with the
`knowledge that willful false statements and the like so made
`are punishable by fine or imprisonment, or both, under Section
`1001 of Title 18 of the United Staten Code and that such
`willful false statements may jeopardgze the validity of the
`application or any patent issued thereon.
`
`Real
`
`La LL .
`
`Date
`
`’
`
`St h n J. Mcfirlain
`President
`
`11
`
`

`
`UNITED STATES PATENT AND TRADEMARK OEEICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMIVIISS IONER FOR PATENTS
`P.O Box 1450
`Alexandria. Virginia 22313-1450
`www.uspto gov
`
`APPLICATION NO.
`
`09/776.267
`
`ISSUE DATE
`
`02/20/2007
`
`PATENT NO.
`
`7181608
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8011-15
`
`9730
`
`22l5O
`
`7590
`
`Ol/31/2007
`
`F. CHAU & ASSOCIATES, LLC
`130 WOODBURY ROAD
`WOODBURY, NY 11797
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Tenn Adjustment is 223 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Customer Service Center of the Office of Patent Publication at
`(571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pair.11spto.gov for additional applicants):
`
`James J. Fallon, Armonk, N Y;
`John Buck, Oceanside, NY;
`Paul F. Pickel, Bethpage, NY;
`Stephen J. McErlain, New York, NY;
`
`112103 (Rev. 11/05)
`
`12
`
`

`
`0 I ’ I I '03”
`PART B - lFlElE(S) TIRANSMITTAIL
`
`Complete and send this form, together with applicable fee(s), to: Man Mall Stop IISSIUIE IFIEIE
`Commissioner for Patents
`P.O. [Box 1450
`Alexandria, Virginia 22313-11450
`or IE3}; (57!)-273-2885
`
`INSTRUCTIONS: This I’
`sho Id be
`ed for transmittiit
`the ISSUE FEE
`d PUBLICATION FEE ‘f
`"red . Bl
`its I thro
`5 sh uld be
`appropriate. All further et?rTsponIIence Iltulfllldlllg the Patent,Eidvance orders flndaIl‘0llTlflll.OI1'0I' inaintuiancg felgquwill
`mgaciled to tlieucgthirrent O
`i§r‘1'§3.l°§?1,§'s",‘.'§
`in i
`catcd unless corrected below or directed otherwise in Block I, by (ii) specifying a new correspondence addrms; and/or (b) indicating a separate " EE ADDRESS" for
`rnaintei-ianec fee notifications.
`.
`curutENTooaaBPoNDt=.NcE ADDRESS(Note:UseBIndt'I rauyetnqp attain-.ti)'
`ote:
`eu-ti ieate o man i_
`can on y
`or mesuc mat ings o
`e
`Fee(s) Tl'Bl'lSIlIIIIB_I.. This eerti ieate cannot be used for any other accompanying
`Each additional paper, such as an assignment or formal. drawing. must
`five its own certificate ofmailing or transmission.
`Certificate of Malling or Transmission
`this F
`s Transmittal is being deposited with the United
`I h
`tal
`rviee with
`States
`ieient postage for tirst elas mail in an envelope
`addressed to the Mail Stop ISSUE FE address above‘ or be‘
`facsimile
`transmitted to the USPTO ( 7|) 273-2885, on the date indicated he ow.
`
`21150
`
`7590
`
`I0/I6/2006
`
`: F. CHAU & ASSOCIATES, LLC
`130 WOODBURY ROAD
`WOODBURY,NY ll797'
`01/11/2007 BIIBRRHRE 00000008 061075
`01 FC:2501
`700.00 D0
`02 FC:1504
`300.00 DH
`03 FC:8001
`45.00 DR
`
`09776267
`
`\
`
`I
`
`I ATTORNEY DOCKET NO.
`FIRST NAMED INVENTOR
`FILING DATE
`APPLICATION NO.
`80! I- I5
`James J. Fallon
`-
`02/02/2001
`09/776,267
`TITLE OF INVENTION: SYSTEMS AND METHODS FOR ACCELERATED LOADING OF OPERATING SYSTEMS AND APPLICATION
`PROGRAMS
`
`CONFIRMATION NO.
`9730
`
`novinal
`
`A
`
`was
`
`A
`
`so
`
`'
`
`was
`
`I
`
`A
`$300
`A
`5100
`I
`I
`A
`A
`W
`I
`SURYAWANSHI, SURESH
`F1sh & Neave I P Group
`2. For-printing on the patent front page. list
`I. Chan ofcorrespontlencc address or indiuition of ‘Fee Address‘ (37
`CFR I. 63).
`(I) the names of up to 3 ‘registered patent attorneys P
`or agents OR. alternatively.
`Chan c of cones ondcncc address (or Change of Correspondence
`_ Address Form P'_l'0/ B/I22) attached.
`(2) the name of a single l'irm (having as a member ii
`registered attorney or agent) and’ the names‘ ofup t_o'_
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`Application Number
`
`09/776,267
`
`Filing Date
`First Named Inventor
`Art Unit
`
`February 2, 2001
`ames J, Fallon
`1 15
`
`Examiner Name
`
`Suresh Suryawanshi
`
`Attorney Docket Number
`
`801 1-15
`
`Fee Transmittal Fonn
`
`Drawings (13 Replacement Sheets)
`
`After Allowance Communication to TC
`
`ENCLOSU RES
`
`(Check all that apply)
`
`[:1
`
`Fee Attached
`
`AmendmentlRepIy
`
`E]
`
`|:|
`
`_
`Aflei’ Final
`
`.
`_
`Affidavns/d°°'a'at'°"(5)
`
`Extension of Time Request
`
`Express Ab3"d°'""°"iRe‘l“°$‘
`lnforrnation Disclosure Statement
`
`Certified Copy of Priority
`' Document“)
`Reply to Missing Parts’
`'"w"‘P'e‘e APP"Ca“°"
`Reply to Missing Pans
`under 37 CFR 1.52 or 1.53
`
`Licensing-related Papers
`
`Petition
`
`Petition to Convert to a
`Provisional Application
`
`Power of Attorney, Revocation
`Change of Correspondence Address
`Terminal Disclaimer
`
`R
`
`tf Rf
`ewes °' 9”"
`cD_ Nun-|ber°fCD(s)
`
`d
`
`E Landscape Table on CD
`
`IZDEJEJDEI
`
`Appeal Communication to Board
`of Appeals and interferences
`
`Appeal Communication to TC
`(Appeal Notice, Brief. Reply Brlef)
`
`Proprietary lnforrnation
`
`Status Letter
`
`Other Enclosurels) (please Identify
`
`b°'°w)
`1. Submission of Formal Drawings;
`2. Thirteen Formal Drawings;
`3. Issue Fee Transmittal; and
`4. Return postcard.
`
`Director of the United States Patent and Trademark Office is hereby
`authorized to charge payment of any fees required in connection with this
`filing to Deposit Account No. 06-1075 (Order No. 103532-0002). A duplicate
`copy of this Statement is transmitted herewith.
`
`SIGNATURE OF APPLICANT, ATTORNEY, OR AGENT
`
`Firm Name
`
`Fish & Neave IP Group
`Roes -j Gr LLP
`n'
`
`M January 9, 2007
`52,056
`
`CERTIFICATE OF EXPRESS MAILING
`EXPRESS MAIL LABEL NO. EV620761223US
`I hereby certify that this correspondence is being facsimile transmitted to the USPTO or deposited with the United States Postal Service with
`sufficient postage as express mail
`in an envelope addressed to: Mail Stop:
`Issue Fee, Commissioner for Parents, P.O. Box 1450,
`Alexandria, VA 22313-1450 on the date shown below:
`
`W or vim name
`
`L
`
`/31 / ’
`I
`'53“ 3- S”““‘
`
`American Legalflet, Inc.
`www.Forma Workflomcorn
`
`14
`
`

`
`EV620761223US
`
`PATENTS
`8011-15
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`PATENT APPLICATION
`
`Applicants
`
`: James J. Fallon et al.
`
`Application No.
`
`2 09/776,267
`
`Confirmation No.
`
`: 9730
`
`Filed
`
`For
`
`: February 2, 2001
`
`: SYSTEMS AND METHODS FOR ACCELERATED
`LOADING OF OPERATING SYSTEMS AND
`APPLICATION PROGRAMS
`
`Group Art Unit
`
`: 2115
`
`Examiner
`
`: Suresh Suryawanshi
`
`New York, New York 10020
`January 9, 2007
`
`Mail Stop ISSUE FEE
`Hon. Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`SUBMISSION OF FORMAL DRAWINGS
`
`Pursuant to 37 C.F.R.
`
`§ 1.85, and in accordance
`
`with the requirement in the October 16, 2006 Notice of
`
`Allowability, applicants herewith furnish thirteen (13)
`
`sheets of formal drawings,
`
`to be substituted for the
`
`thirteen (13) sheets of informal drawings previously filed.
`
`15
`
`

`
`The Director is hereby authorized to charge
`
`payment of any additional fees required in connection with
`
`the paper(s) transmitted herewith, or to credit any
`
`overpayment of same,
`
`to Deposit Account No. 06-1075.
`
`A
`
`duplicate copy of this transmittal letter is transmitted
`
`herewith.
`
`Respectfu 1
`
`submitted,
`
`L
`
`Jeffr
`Reg.
`Agent for Applicant
`FISH & NEAVE IP GROUP
`ROPES & GRAY LLP
`Customer No. 1473
`1251 Avenue of the Americas
`New York, New York 10020-1105
`Te1.:
`(212) 596-9000
`
`16
`
`

`
`:
`Applicant
`Application No. :
`
`Docket No.: 801 M5
`James J. Fallon
`Filed:
`February 2, 2001
`09/776.267
`MELECmRmSDOmEMDNASMmSV..S
`DmSMW.
`SV.SCmTMED.0F0Cmwm
`D.mm.
`APPLICATION PROGRAMS
`: Jeffrey D. Mullen
`Reg. No. 52,056
`lofl3
`REPLACEMENT SHEET:
`Express Mail Label No. EV62076l223US
`
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`
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`17
`
`

`
`Docket No.2 8011-l5
`James J. Fallon
`:
`Applicant
`Filed:
`February 2, 2001
`Application No. 2 09/776,267
`For
`: SYSTEMS AND METHODS FOR ACCELERATED LOADING OF OPERATING SYSTEMS AND
`APPLICATION PROGRAMS
`Agent : Jeffrey D. Mullen
`Reg. No. 52,056
`Express Mail Label No. EV62076l223US
`REPLACEMENT SHEET: 2 oil}
`
`co
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`an
`
`2 9(
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`
`26DEDICATEDI/0
`
`DSPORPROCESSOR
`
`
`
`ROMIFLASHOROTHERNON-VOLATILEMEMORY
`
`RESET&POWERUPCIRCUITS
`COMPUTER
`
`18
`
`

`
`Docket No.: 801 M5
`James J. Fallon
`:
`Applicant
`Filed: February 2, 2001
`Application No. : 09/776,267
`For
`: SYSTEMS AND METHODS FOR ACCELERATED LOADING OF OPERATING SYSTEMS AND
`APPLICATION PROGRAMS
`Agent : Jeffrey D. Mullen
`Reg. No. 52,056
`Express Mail Label No. EV62076l223US
`REPLACEMENT SHEET: 3 of 13
`
`3/13
`
`24aI ROM/FLASH
`
`I21
`
`LOCALBUS
`
`DSPORPROCESSOR
`
`
`
`DISKINTERFACE
`
`PROGRAMMABLE
`
`
`
`QTHERI/O
`
`ROM/FLASHS
`
`RAM
`
`21
`
`2
`
`31
`
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`
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`COMPUTER
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`

`
`:
`Applicant
`Application No. :
`For
`
`Docket No.2 80l l-I5
`James J. Fallon
`09/776,267
`Filed:
`February 2,2001
`DNASMETSv.SGMWEP0F0GNDAmmmLECCAR0FSD0WEMDNASMETSYS
`APPLICATION PROGRAMS
`Agent : Jeffrey D. Mullen
`Reg. No. 52,056
`REPLACEMENT SHEET: 4 of 13
`Express Mail Label No. EV62076l223US
`
`
`
`E89:<_,_$cm¢o%mn__%_EI
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`20
`
`

`
`:
`Applicant
`Application No. :
`For
`
`Docket No.: 80] I-15
`James J. Fallon
`Filed:
`February 2, 2001
`09/776,267
`DNASMETSYSGmmED:0rr0GmDmLDEmELECCAR0FSDmEMDNASWSYS
`APPLICATION PROGRAMS
`Agent : Jeffrey D. Mullen
`Reg No 52.056
`Express Mail Label No. EV62076l223US
`REPLACEMENT SHEET: 5 ofl3
`
`mohas
`
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`
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`9.$15A.3am2
`
`E_8m_o%E28IwEma$5,300
`
`mamI:09
`
`21
`
`

`
`Docket No.: 801 I-l5
`James .I. Fallon
`:
`Applicant
`Filed:
`February 2, 200]
`Application No. : 09/776,267
`For
`: SYSTEMS AND METHODS FOR ACCELERATED LOADING OF OPERATING SYSTEMS AND
`APPLICATION PROGRAMS
`Agent : Jeffrey D. Mullen
`Reg. No. 52,056
`Express Mail Label No. EV62076l223US
`REPLACEMENT SHEET: 6 ol'l3
`
`6/13
`
`START
`
`50
`
`ASSERT DSP
`RESET SIGNAL
`
`51 COPY DSP BOOT LOADER
`FROM NON VOLATILE
`LOGIC DEVICE
`
`52
`
`DSP BEGINS
`EXECUTION
`
`53
`
`CONFIGURE I/O PORTS
`FOR VOLATILE LOGIC
`DEVICE PROGRAMMING
`
`54
`
`55
`
`INITIALIZE VOLATILE
`LOGIC DEVICE
`
`READ
`CONFIGURATION
`DATA
`
`CLEAN BYTE
`COUNTER
`AND
`READ IST
`CONFIGURATION
`DATA BYTE
`
`LOAD 1ST
`CONFIGURATION
`DATA BYTE
`INTO DSP I/O
`
`ENSURE ENOUGH 58
`DELAY FOR VOLATILE
`LOGIC DEVICE
`INITIALIZATION
`To BE COMPLETE
`
`59
`
`INTO VOLATILE
`LOGIC DEVICE
`
`so
`
`CHECK BYTE
`COUNT LESS THAN
`PRESPECIFIED
`
`"0
`
`B
`
`‘ YES
`
`DSP READS NEXT DATA 5‘
`BYTE 0F DEVICE
`PROGRAM DATA
`
`62
`
`63
`
`64
`
`INCREMENT BYTE
`COUNTER
`
`LOAD DATA BYTE
`INTO DSP I/O
`
`DELAY 20 nsec
`AND
`LATCH INTO
`PROGRAMMABLE
`LOGIC
`
`DEVICE
`
`22
`
`

`
`Docket No.: 801 l-lS
`James]. Fallon
`:
`Applicant
`Filed:
`February 2, 2001
`Application No. : 09/776,267
`For
`: SYSTEMS AND METHODS FOR ACCELERATED LOADING OF OPERATING SYSTEMS AND
`APPLICATION PROGRAMS
`Agent 1 Jeffrey D. Mullen
`Reg. No. 52,056
`Express Mail Label No. EV62076l223US
`REPLACEMENT SHEET: 7 M13
`
`7/13
`
`DSP READ LAST
`DATA BYTE & LATCH INTO
`VOLATILE LOGIC
`DEVICE
`AND
`POLL VOLATILE LOGIC
`DEVICE TO ENSURE
`PROGRAMMING
`COMPLETE
`
`PROGRAMMING
`SUCCESSFUL
`
`CONTINUE DATA STORAGE
`CONTROLLER
`INITIALIZATION
`
`FLAG ERROR
`REPEAT
`ENTIRE PROCESS
`
`23
`
`

`
`Docket No.: 80] 1-15
`James J. Fallon
`:
`Applicant
`Filed:
`February 2, 2001
`Application No. : 09/776,267
`For
`: SYSTEMS AND METHODS FOR ACCELERATED LOADING OF OPERATING SYSTEMS AND
`APPLICATION PROGRAMS
`Agent : Jeffrey D. Mullen
`Reg. No. 52,056
`Express Mail Label No. EV620761223US
`REPLACEMENT SHEET: 8 M13
`
`8/13
`
`BOOT PROCESS
`COMPLETE
`?
`
`STORE LIST
`
`24
`
`

`
`Dock¢1No_; 3011.15
`James J. Fallon
`:
`Applicant
`Filed:
`February 2, 200]
`Application No. : O9/776,267
`For
`: SYSTEMS AND METHODS FOR ACCELERATED LOADING OF OPERATING SYSTEMS AND
`APPLICATION PROGRAMS
`Agent: Jeffrey D. Mullen
`Reg. No. 52,056
`Express Mail Label No. EV62076l223US
`REPLACEMENT SHEET: 9 ol 13
`
`9/13
`
`POWER-UP
`QR SYSTEM
`RESET
`9
`'S
`
`YE
`
`76
`
`77 RETRIEVE & READ LIST
`
`PREFETCH DATA BLOCKS
`SPECIFIED IN LIST
`
`78 .
`
`COMMENCE BOOT PROCESS
`
`79
`
`RECEIVE READ REQUEST
`FOR BOOT DATA
`
`°
`
`IS
`
`PRELOADED
`?
`
`NO
`
`2
`
`RETRIEVE REQUESTED BOOT
`DATA FROM BOOT DEVICE
`
`3
`
`UPDATE LIST TO INCLUDE
`BOOT DATA NOT PREVIOUSLY
`SPECIFIED IN LIST
`
`SERVICE REQUEST USING
`PRELOADED BOOT DATA
`84
`
`Is ANY BOOT
`DATA NOT REQUESTED "0
`DURING BOOT
`PROCESS
`7
`
`UPDATE LIST TO EXCLUDE
`BOOT DATA NOT PREVIOUSLY
`SPECIFIED IN LIST
`
`25
`
`

`
`Docket No.: 8011-15
`James J. Fallon
`:
`Applicant
`Filed:
`February 2, 200]
`Application No. : 09/776,267
`For
`: SYSTEMS AND METHODS FOR ACCELERATED LOADING OF OPERATING SYSTEMS AND
`APPLICATION PROGRAMS
`Agent : Jeffrey D. Mullen
`Reg. No. 52,056
`Express Mail Label No. EV62076l223US
`REPLACEMENT SHEET:
`II] of I3
`
`10/13
`
`START
`
`RECEIVE REQUEST FOR APPLICATION
`DATA ASSOICATED WITH
`
`LAUNCHED APPLICATION
`
`RETREIVE REQUESTED
`APPLICATION DATA FROM DISK
`
`RECORD DATA BLOCK NUMBER
`OF RETRIEVED APPLICATION DATA IN A LIST
`
`LAUNCH
`PROCESS
`COMPLETE
`?
`
`STORE LIST
`
`26
`
`

`
`Docket No.2 8011-15
`James J. Fallon
`:
`Applicant
`Filed:
`February 2, 2001
`Application No. : 09/776.267
`For
`: SYSTEMS AND METHODS FOR ACCELERATED LOADING OF OPERATING SYSTEMS AND
`APPLICATION PROGRAMS
`Agent : Jeffrey D. Mullen
`Reg. No. 52,056
`Express Mail Label No. EV62076I223US
`REPLACEMENT SHEET: 11 M13
`
`11/13
`
`APPLICATION
`LAUNCHED
`?
`
`YES
`
`RETRIEVE & READ LIST
`
`REQUESTED
`APPLICATION DATA
`PHELOADED
`?
`
`RETRIEVE REMAINDER OF
`APPLICATION DATA
`FROM DISC
`
`UPDATE LIST TO INCLUDE
`APPLICATION DATA NOT
`
`PREVIOUSLY SPECIFIED IN LIST
`
`UPDATE LIST TO EXCLUDE
`APPLICATION
`DATA PREVIOUSLY
`SPECIFIED IN LIST
`
`27
`
`

`
`:
`Applicant
`Application No. :
`For
`
`Docket No.: 801 I-l5
`James J. Fallon
`Filed:
`February 2, 2001
`09/776.267
`DNASMSYSOmmED.0F0GmDA0Lm.mLECCARmSDmEMDNASMETSYS
`Reg. No. 52,056
`Agent 2 Jeffrey D. Mullen
`APPLICATION PROGRAMS
`REPLACEMENT SHEET: 12 Ml