throbber
Page 1
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` UNITED STATES PATENT AND TRADEMARK OFFICE
` BEFORE THE PATENT TRIAL AND APPEAL BOARD
`YMAX CORPORATION, )
` Petitioner, )
` )
`VS. )CASE NO. IPR2016-01256
` )
`FOCAL IP, LLC, )
` Patent Owner. )
` -----------------------------------------
` ORAL DEPOSITION OF
` REGIS JEROME "BUD" BATES
` MAY 4, 2017
` -----------------------------------------
` ORAL DEPOSITION OF REGIS JEROME "BUD" BATES,
`produced as a witness at the instance of the PETITIONER,
`and duly sworn, was taken in the above-styled and numbered
`cause on the 4th day of May, 2017, from 9:17 a.m. to 3:26
`p.m., before Kathryn R. Baker, CSR, RPR, in and for the
`State of Texas, reported by machine shorthand, at the
`offices of Nelson Bumgardner 3131 West 7th Street, Suite
`300, in the City of Fort Worth, State of Texas, pursuant
`to the Federal Rules of Civil Procedure.
`
`Job #123089
`
`TSG Reporting - Worldwide 877-702-9580
`
`000001
`
`YMAX EXHIBIT 1044
`YMAX CORP. V. FOCAL IP
`IPR2016-01260
`
`

`

`Page 3
`
` INDEX
`Appearances. . . . . . . . . 2
`Stipulations . . . . . . . . 4
`REGIS JEROME "BUD" BATES
` Examination by Mr. Brafman . . . 4
`Signature and Changes. . . . . 122
`Reporter's Certification . . . 124
`
` EXHIBITS
`NO./DESCRIPTION PAGE
`Exhibit 1001 (Previously marked)................ 86
` United States Patent 8,155,298
`Exhibit 1002 (Previously marked)................ 32
` Declaration of Tal Lavian Ph.D. in Support
` of The Petition for Inter Parties Review of
` Patent No. 8,155,298
`Exhibit 1003 (Previously marked)................ 63
` United States Patent No. 6,463,145 B1
`Exhibit 1005 (Previously marked)................ 99
` PCT, Internation Publication Number
` WO 99/14924
`Exhibit 1100.................................... 7
` Diagram
`Exhibit 1101.................................... 9
` Handwritten Diagram
`Exhibit 1102.................................... 42
` Defendant YMax's Preliminary Election of
` Asserted Prior Art and Invalidity Contention
`Exhibit 1103.................................... 42
` United States Patent No. 6,188,683 B1
`Exhibit 1104.................................... 49
` Handwritten Diagram
`Exhibit 2022-1 (Previously marked).............. 22
` Declaration of Regis J. "Bud" Bates In
` Support of Patent Owner's Response
` Patent Number 8,155,298
`
`Page 5
`
` REGIS JEROME "BUD" BATES
` P R O C E E D I N G S
` THE REPORTER: Any agreements?
` MR. BRAFMAN: Federal rules.
` MR. MURPHY: We don't have anything else to
`put on the record.
` REGIS JEROME "BUD" BATES,
`having been first duly sworn, testified as follows:
` EXAMINATION
`BY MR. BRAFMAN:
` Q. Can you state your name, please.
` A. My legal name is Regis Jerome Bates, Junior. I
`go by "Bud."
` Q. Today I'll be asking questions, and you'll be
`responding to them.
` Is that your understanding?
` A. I do.
` Q. It's important that you hear each of my
`questions. If you don't hear one of my questions, please
`let me know, and I'll be happy to repeat it.
` Will you do that?
` A. Yes.
` Q. It's also important that you understand my
`questions. If you don't understand one of my questions,
`please let me know, and I'll be happy to explain it.
`
`1
`2
`3
`4
`5
`6
`7
`
`89
`
`10
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Page 2
`
` A P P E A R A N C E S
`
`FOR THE PETITIONER:
`David Brafman, Esq.
`Brice Dumais, Esq. (Appearing telephonically)
`AKERMAN
`777 South Flagler Drive
`West Palm Beach, Florida 33401
`-and-
`Alexander Walden, Esq.
`BRYAN CAVE
`1290 Avenue of the Americas
`New York, New York 10104
`
`FOR THE PATENT OWNER:
`John Murphy, Esq.
`NELSON BUMGARDNER
`3131 West 7th Street
`Fort Worth, Texas 76107
`-and-
`Victor Siber, Esq. (Appearing telephonically)
`Hanna Madbak, Esq.
`SIBERLAW
`28 West 44th Street
`New York, New York 10036
`
`Page 4
`
` INDEX
` (CONTINUED)
` EXHIBITS
`NO./DESCRIPTION PAGE
`Exhibit 2022-1 (Previously marked).............. 107
` Declaration of Regis J. "Bud" Bates In
` Support of Patent Owner's Response
` Patent Number 8,457,113
`Exhibit 2029 (Previously marked)................ 33
` Expert Deposition of Tal Lavian, Ph.D.
`Exhibit 2040-1 (Previously marked).............. 111
` Declaration of Regis J. "Bud" Bates in
` Support of Patent Owner's Contingent Motion
` to Amend, Patent Number 7,764,777 B2
`Exhibit 2062-1 (Previously marked).............. 117
` Exhibit 2062, Clean and Redlined Versions of
` the Proposed Substitute Claim, Redline of
` Original Claim 1 Against Proposed Substitute
` Claim 183
`
` REQUESTED DOCUMENTS/INFORMATION
` (NONE)
`
` CERTIFIED QUESTIONS
` (NONE)
`
`1
`
`23
`
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`TSG Reporting - Worldwide 877-702-9580
`
`2
`
`000002
`
`

`

`Page 6
`
`Page 7
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` REGIS JEROME "BUD" BATES
` Will you let me know if you don't
`understand one of my questions?
` A. I will.
` Q. It's also important that you finish the answer
`to my questions before I move on to my next question. If
`I ever inadvertently cut you off, I apologize in advance.
` But will you let me know if you haven't had
`the opportunity to finish your question -- your answer?
` A. I will.
` Q. Great.
` In the context of the three patents we're
`dealing with in the IPRs, the '113, '298 and '777 patents,
`what is a local geographic area?
` A. The local --
` MR. MURPHY: Objection, form.
` A. The local geographic area that's defined, and if
`you will, I had specified them in my declarations of --
`whenever you can give me that, I'll basically refer back
`to that.
` But the local geographic area, typically in
`a -- let's say a Fort Worth area, there will be a series
`of central offices that serve dial tone to a group of
`end-users. The history of the central office would be
`about 10,000-plus customers is where a central office
`
`Page 8
`
` REGIS JEROME "BUD" BATES
`is, it would be nice to see what this round of context was
`to the declaration if you gave us the whole context.
` Q. (BY MR. BRAFMAN) Mr. Bates, do you recognize
`the illustrations on Exhibit 1100?
` A. I do.
` Q. These illustrations are meant to depict, in a
`basic way, the PSTN, correct?
` A. Yes.
` Q. It's correct, isn't it, that these diagrams are
`simplified versions of the PSTN?
` A. Correct.
` Q. For example, there are certain kinds of
`connections among switches in the PSTN that are not
`illustrated in these diagrams; is that right?
` A. Absolutely.
` Q. As one example, there are places in the PSTN
`where Class 5 switches connect to each other directly,
`correct?
` A. That is correct. If I may add, that is correct
`when they are within close proximity of each other, and
`there's enough traffic that would go between them.
` Q. In places where there are direct connections
`between Class 5 switches in the PSTN, that could be
`represented by a line going between a pair of the blue
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` REGIS JEROME "BUD" BATES
`would be.
` And then those local central offices would
`be connected to an access tandem or tandem switch. That
`serves the local area for all of those central offices.
` Q. (BY MR. BRAFMAN) Isn't the local geographic
`area, the area that is served by one Class 5 switch?
` A. And that was what I just described; it will be a
`central office serving up to about 10,000 customers.
` Q. Is it correct that there is a limitation on how
`far away a customer can be from the local Class 5 switch
`that's servicing his house?
` A. In order to run the unshielded twisted wires out
`to a customer, there typically would be some limitation.
`Historically, the Bell system would try to serve a central
`office in area of about five miles around.
` MR. BRAFMAN: Let's mark as Exhibit 1100,
`Page 10 from the Bates Declaration, Exhibit 2022, from
`IPR 2016-01256.
` (Exhibit 1100 marked.)
` MR. MURPHY: Do you have his full
`declaration for this?
` MR. BRAFMAN: Yes.
` MR. MURPHY: Since it's only one page from
`his whole declaration, insofar as that context, what this
`
`Page 9
`
` REGIS JEROME "BUD" BATES
`boxes in the bottom illustration on Exhibit 1100; is that
`right?
` A. So long as those two boxes -- for example, the
`left two boxes, sure. I don't know that I would see one
`running from the left all the way to the right, no. So
`they have to, again, be in close proximity to each other.
` (Exhibit 1101 marked.)
` Q. (BY MR. BRAFMAN) I'm going to mark the next
`exhibit as 1101. Mr. Bates, I've just handed you another
`diagram. In this one, the two stars, the one on the left
`in blue, and the one on the right in a light red, are
`meant to represent two Class 5 switches. Let's call the
`switch on the left in blue Switch 1, and the switch on the
`right in light red Switch 2.
` Is that okay?
` A. In this context that you're explaining, sure.
` Q. Okay. And I'd like these two Class 5 switches
`to represent one of those circumstances that exists in the
`PSTN, where there are two Class 5 switches directly
`connected to each other.
` Is that fair?
` A. This is your drawing. I'll go with what you're
`suggesting.
` Q. Okay. Because customers served by a Class 5
`
`TSG Reporting - Worldwide 877-702-9580
`
`3
`
`000003
`
`

`

`Page 10
`
`Page 11
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` REGIS JEROME "BUD" BATES
`switch generally need to be within a certain radius of the
`local switch, I've depicted as two circles the local
`geographic area for each of the two switches; the blue
`circle is meant to be the geographic -- local geographic
`area for Switch 1, and the circle on the right in light
`red is the local geographic area for Switch 2.
` Are you following so far?
` A. I understand what you're saying.
` Q. Is that a fair simplified representation?
` MR. MURPHY: Objection, form.
` A. You're using a Venn diagram here that wouldn't
`necessarily represent how a Bell Telephone Company would
`set up their networks. They would never have that kind of
`an overlap.
` Q. (BY MR. BRAFMAN) There would be less of an
`overlap?
` A. If there would be any at all. Normally, they
`abut each other that way. But this is your hypothetical;
`I'll let you continue.
` Q. Okay. Well, let me ask you: Does -- strike
`that.
` Do the two switches -- the Class 5 switches
`that are directly connected, must they be within the same
`radius as a customer needs to be, to be served by the
`
`Page 12
`
` REGIS JEROME "BUD" BATES
`generally don't overlap very much?
` MR. MURPHY: Objection, misstates
`testimony.
` A. As I stated, they typically would not overlap,
`or if there was any overlap, it would be very minor.
` Q. (BY MR. BRAFMAN) Okay. Can you pass me
`Exhibit 1101; I want to add to the drawing.
` A. (Witness complies.)
` Q. Thanks.
` Or, in fact, maybe it would make the most
`sense; would you draw a depiction of the geographic areas
`as you believe would be a fair representation as they
`exist in the PSTN when you have Class 5 switches directly
`connected to each other? And I'll give you my pen.
` MR. MURPHY: Objection.
` A. I just described it. Why do you need me to draw
`it?
` Q. (BY MR. BRAFMAN) Would you do so, so I can ask
`you further questions about it?
` A. I prefer not to draw when I'm in testimony.
` Q. Okay. I'll draw for you.
` A. Okay.
` Q. (Drawing.)
` On the bottom of Exhibit 1101, I've drawn
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` REGIS JEROME "BUD" BATES
`switch?
` A. The way a Bell Telephone Company would set up
`their wiring as they would normally, and this is why they
`called it a "central office," they would centralize it in
`the middle of an area. They would not put that kind of an
`overlap because they spoke out from that central office
`out to their customer with what they call their "feeds;"
`multiple bundles of wire are run out to the area, the
`geographic area they're covering, and then they split it
`off along the way.
` So they start out with a 600-pair cable,
`and they get all the way down to one pair that runs to the
`customer premises, in a residential or small business
`environment. There would be no need for them to try to
`run the cables in this kind of a Venn diagram, because
`normally they put it in the center. It doesn't require
`that. They could have them out on the outside of the
`circle or right at the edge and moving in, but normally
`they tried to centralize it and feed out, and that was an
`economic decision.
` Q. Okay. So do I understand correctly what you're
`explaining that, in your opinion, in the case of Class 5
`switches that are directly connected to each other in the
`PSTN, the local geographic areas abut each other, but
`
`Page 13
`
` REGIS JEROME "BUD" BATES
`two hand-drawn rough circles that are close to each other;
`one has a square, one has a triangle in the center. Those
`are meant to represent two Class 5 switches connected to
`each other.
` Is that a fair representation?
` MR. MURPHY: Objection.
` A. Again, it's your drawing, and I'll say that
`represents about what you've just said.
` Q. (BY MR. BRAFMAN) Okay. And is that a fair
`representation of the setup of two directly connected
`Class 5 switches?
` MR. MURPHY: Objection, form.
` A. Two directly connected? Those are two separate
`boxes in two separate geographic areas. To directly
`connect them, depending on the distance, I would run a
`wire between them or a link between them.
` Q. (BY MR. BRAFMAN) Okay. I'll add a line
`between the square and the triangle to represent that link
`you just testified about.
` (Drawing.)
` I've added that line; is that the link
`you're referring to?
` A. That would be appropriate, yes.
` Q. Okay. I've also added the letter A and the
`
`TSG Reporting - Worldwide 877-702-9580
`
`4
`
`000004
`
`

`

`Page 14
`
`Page 15
`
` REGIS JEROME "BUD" BATES
`letter B in circles. Those are meant to represent
`subscribers to the telephone system, where Subscriber A is
`connected to a switch that's a square, and Subscriber B is
`connected to the local 5 switch that is a triangle.
` A. So they're not connected. If they're in the
`geographic area, there would be a line running out to each
`of those boxes or each of those circles.
` Q. I'll add those lines as well.
` (Drawing.)
` Have I added the lines in the right place?
` A. I believe so, yes.
` Q. Okay. If Subscriber A places a telephone call
`to Subscriber B, one possible path for his call to take is
`from his premises to his end-office, which is the square,
`down the line connected from the square to the triangle,
`which is the neighboring local office, to a subscriber's
`House B; is that correct?
` A. That would be one possible path, yes.
` Q. Okay. It's correct, isn't it, that
`switch -- the triangle switch -- the end -- strike that.
` It's correct, isn't it, that the end-office
`represented by the triangle interconnects Subscriber B to
`the geographic area of Subscriber A?
` MR. MURPHY: Objection, form.
`
`Page 16
`
` REGIS JEROME "BUD" BATES
`exchange, could be called a number of different things,
`but they all basically serve the same function. It's a
`local dial tone provider that is giving the dial tone to
`the customer.
` Q. Are those LE switches -- LEC switches part of
`the PSTN?
` A. They're on the edge of the PSTN, but, yes,
`they're part of the PSTN.
` Q. Okay. What is an IXC?
` A. That's another acronym.
` Q. What does it stand for?
` A. Interexchange carrier.
` Q. Is there also an IXC switch?
` A. Yes, there can be, and there usually will be.
` Q. What is an IXC switch?
` A. Normally, that would be the toll offices on out
`into the core of the network.
` Q. Does that include Class 4 tandem switches?
` A. More than likely, yes.
` Q. Are these IXC toll switches also a part of the
`PSTN?
` A. They are an overlay to the PSTN, but they're
`included in the PSTN as we define public switch telephone
`network.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` REGIS JEROME "BUD" BATES
` A. Would you care to define what you mean by it,
`interconnects B to that other area?
` Q. (BY MR. BRAFMAN) Interconnects is a phrase
`used in the patents at issue here, correct?
` A. Correct.
` Q. What's your understanding of the word?
` A. Interconnection means that we will connect
`between multiple devices.
` Q. What is an LEC?
` A. It's an acronym.
` Q. What does it stand for?
` A. Local exchange carrier.
` Q. What is an LEC switch?
` A. Local exchange carrier provides local dial tone;
`so it's, typically, it's an end-office, a Class 5 central
`office. The LEC can also own or operate a Class 4 office.
` Q. Is the LE switch that is a local office one of
`the Class 5 switches in the PSTN?
` A. It would be a Class 5 central office. There are
`a number of terms that we use, as you've probably seen in
`working in this case. This is an industry where we use
`multiple terms for the same device.
` An LEC switch could be a classified switch,
`could be called an end-office, could be called a branch
`
`Page 17
`
` REGIS JEROME "BUD" BATES
` Q. For example, turning back to the diagrams from
`your report in Exhibit 1100, one of those purple boxes at
`the Class 4 tandem switch level might, for example, be an
`IXC switch; is that correct?
` MR. MURPHY: Objection, form.
` A. There could be some purple boxes in that
`picture, normally -- and I say, normally -- your toll
`office is your access, your tandem access toll to the toll
`network. So normally, there would be perhaps like a
`separate line drawn out to a purple box that isn't part of
`the Bell system, but it might be somebody else's. It
`could also be setting up as a primary center depending on
`what area they were serving.
` Q. (BY MR. BRAFMAN) Do I understand you correctly
`that there might be additional connections not shown to
`the purple box; is that what you were essentially
`explaining?
` A. Well, what I'm saying is there might be other
`boxes that are out there that those purple boxes would
`connect to that could be toll centers, but not part of the
`Bell tandem toll system, yes.
` Q. Are there IXC switches that are the purple
`boxes?
` MR. MURPHY: Objection, form.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`TSG Reporting - Worldwide 877-702-9580
`
`5
`
`000005
`
`

`

`Page 18
`
` REGIS JEROME "BUD" BATES
` A. In the way this hierarchy is described, this was
`the Bell system network that was described in the
`hierarchy that they laid out when Bell owned the whole
`network. After the allowance of MCI and Sprint and
`companies like that, they were able to put in toll offices
`that would serve normally the longer distance. So they
`would be considered more like a -- I don't want to call it
`a four-and-a-half, or something like that, but they were
`not necessarily the toll office that connected to the
`Class 5, but they would be connected out of the toll
`center. You could think of it as toll-to-toll or 4-to-4
`or 4-to-3, depending on how we configured it.
` Q. (BY MR. BRAFMAN) You've used the phrase,
`normally, or, typically.
` Are there circumstances where the IXC toll
`switch is the same as the Class 4 switch as depicted in
`your diagram?
` MR. MURPHY: Objection, form.
` A. There are conditions where that could have been.
`As you know, 1996, we had the Telecom Act of 1996, where
`some of those interexchange carriers moved closer to the
`customer, and they could have put in toll centers. They
`could have.
` Q. (BY MR. BRAFMAN) You referenced a toll switch
`
`Page 20
`
` REGIS JEROME "BUD" BATES
`companies, the independent operating Bell systems, of
`which there were like 23 different Bell operating
`companies around the country, they had to go to the AT&T
`long distance network. So they could have a tandem office
`that connected multiple Class 5s, and then feed up to a
`tandem toll office that was operated by AT&T; because AT&T
`owned the whole network, it wasn't a big deal. Everything
`fed that way.
` When the network broke apart, then the toll
`center could be somebody else's box. It wasn't until
`1996, by the way, that the Bell systems were allowed to
`offer long distance.
` Q. So let's focus on the time frame of just before
`the alleged invention of the patents at issue, the
`Focal IP patents at issue, so the '99/2000 time frame.
` At that time, are toll switches and tandem
`switches referring to the same thing?
` A. Once again, that same intermingling of terms
`were happening, yes.
` Q. Have you heard of the phrase, tandem switch
`network?
` A. I've heard of that term, yes.
` Q. Is that, in your opinion, synonymous with a toll
`network or a toll switch network?
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Page 19
` REGIS JEROME "BUD" BATES
`network, I think.
` What do you mean by, toll switch network?
` A. Well, the end-office serves local dial tone.
`The toll centers serve the long distance network. Now,
`the toll centers, as you know, looking at this picture,
`connects multiple end-offices. That's their feed into the
`long distance portion of the network.
` So we use this toll center, or the tandem
`access capability, to get into the long distance toll
`network. That was my description.
` Q. Are the phrases, toll switch, and, tandem
`switch, referring to the same thing?
` A. Oftentimes people tend to do that. They'll say
`it's a, tandem switch, and they'll also call it a, toll
`center.
` As a matter of fact, if you look at the
`diagram, it says on the left, Tandem Switch, and if you
`look at the right, it says, Toll Center. So they kind of
`intermingle those terms.
` Q. And oftentimes, they are the same physical
`thing, right?
` A. It could be. I don't want to say oftentimes
`because the way the Bell system was built and regulated,
`said the Bell system wasn't -- the local telephone
`
`Page 21
`
` REGIS JEROME "BUD" BATES
` A. It's part of it; the tandem switch is a part of
`the toll network, so, yes.
` Q. In this technology field of the Focal IP
`patents, is it correct that the word, facility, can refer
`to phone lines?
` A. Facility can refer to phone lines, it can refer
`to a number of different things. Once again, this is a
`technology, we call it the, communications network, but we
`don't communicate very well. We keep intermingling
`different terms depending on who uses them.
` Q. I'd like to ask you a few questions about the
`O'Neal prior art, which has the UMS, unified messaging
`system.
` Are you familiar with what I'm talking
`about?
` A. Yes, I am.
` Q. In your opinion, the telephony server that's
`part of the UMS in O'Neal needs to be connected to an
`end-switch of the PSTN; is that correct?
` A. May I have my declaration? I can show you right
`there where I've referred to that.
` Q. Well, we're going to go through your
`declaration.
` But is that your opinion?
`
`TSG Reporting - Worldwide 877-702-9580
`
`6
`
`000006
`
`

`

`Page 22
`
`Page 23
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` REGIS JEROME "BUD" BATES
` MR. MURPHY: Objection. This isn't a
`memory test; he's looked at thousands of documents.
` Q. (BY MR. BRAFMAN) Do you need to see your
`opinion to answer my questions?
` A. I would like it.
` (Exhibit 2022-1 previously marked.)
` Q. (BY MR. BRAFMAN) Mr. Bates, I'm handing you
`the Declaration of Regis J. "Bud" Bates in Support of
`Patent Owner's Response in connection with the '298
`Patents, which was Exhibit 2022 from Focal IP.
` A. Do we need to mark it?
` Q. No.
` I'll repeat my question: It's your opinion
`that the telephony server that's part of the unified
`messaging system of O'Neal needs to be connected to an
`edge switch of the PSTN; is that right?
` A. And what I had said is it does relate to a
`communication via a data center network and a telephony
`center network. So the telephony center network, it says,
`a network that's going to carry telephony, such as voice
`and so on.
` Q. Mr. Bates, let me just stop you there.
` A. Okay.
` Q. It seems like you're going on a roll for a long
`
`Page 24
`
` REGIS JEROME "BUD" BATES
`local or long distance. Their subscribers typically would
`be locally connected, so the public switch telephone
`network would show like 130 would dial in -- a consumer
`would dial in through the public-switch network to that
`device. It could be anywhere.
` Q. (BY MR. BRAFMAN) It can be anywhere?
` A. Uh-huh.
` Q. Right?
` The O'Neal UMS could be in the same
`neighborhood as an O'Neal subscriber, or it could be
`across the country, correct?
` A. The UMS could, yes.
` Q. Okay.
` A. But it would be connected to the Class 5 office
`wherever it is located.
` Q. What page are you on in the declaration?
` A. Excuse me?
` Q. What page are you looking at on the declaration
`right now?
` A. Oh, I'm just looking at -- I have it on page 41.
`It just happens to be where I stopped turning pages.
` Q. So continuing to look at your Declaration In
`Support of Patent Owner's Response in the '298 Patent, on
`page 41, that Figure 1 is from O'Neal, correct?
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` REGIS JEROME "BUD" BATES
`answer, but I'm asking a very narrow question.
` Am I right that it's your opinion that the
`telephony server of the unified messaging system at O'Neal
`needs to be connected to an edge switch of the PSTN?
` A. And if I look at the drawing that I have signed
`in my declaration, it shows the public telephone network,
`or what it defines as 128, which would be a link between
`the PSTN and the UMS. And I see that to be a telephony
`central office switch.
` Q. So is your answer to my question, yes?
` A. It is connected to an edge switch or central
`office switch in the PSTN.
` Q. We've already discussed the fact that edge
`switches are connected only to subscribers in a local
`geographic area, correct?
` A. Correct. As we've defined this, it connects
`to the end -- the edge switch connects to an end-user and
`user device in a local area.
` Q. Okay. Does the unified messaging system of
`O'Neal need to be connected to the same end-office switch,
`the same edge switch, as the O'Neal subscriber's home
`telephone is connected to?
` MR. MURPHY: Objection, form.
` A. I don't believe O'Neal disclosed whether it was
`
`Page 25
`
` REGIS JEROME "BUD" BATES
` A. Yes, it is.
` Q. The servers in Figure 1, 122, 124, 120, and 126,
`are all part of this UMS, right?
` A. It's the way it's described, yes.
` Q. Okay. Is it correct that the servers shown in
`the figure that are part of O'Neal's UMS could be together
`in the same room, or they could be distributed, again,
`across the country?
` A. The way this is laid out, it appears that it is
`one system in which it's all connected with a -- what I
`would look at as like a local area network, one backbone
`network connected with the multiple devices. Could those
`servers be elsewhere? I suppose they could. It's not
`disclosed; it doesn't tell me that it's going to be
`someplace else.
` Q. Okay.
` A. So a person reading this as a person in skill of
`the art would see that to be all in one place.
` Q. At the time of the alleged invention of the
`Focal IP patents, was it known that one could use multiple
`servers to serve as backup or to balance load in a variety
`of applications?
` A. At the time of the invention, one could use
`multiple servers as backups, absolutely.
`
`TSG Reporting - Worldwide 877-702-9580
`
`7
`
`000007
`
`

`

`Page 26
`
`Page 27
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` REGIS JEROME "BUD" BATES
` Q. All right. You have a bachelor's degree in
`business, correct?
` A. I do.
` Q. Do you have any further degrees, bachelor's or
`higher?
` A. I've got all of the work that was necessary to
`get an MBA, however, I did not write the thesis.
` Q. Okay.
` A. My fault, because after I had left corporate
`America, I published 20 books with about 20,000 pages in
`total, but I never wrote a hundred-page thesis because I
`was too busy at the time.
` So your answer is, no.
` Q. Looking at the declaration we've been looking
`at, Your Declaration in Support of Patent Owner's Response
`For the '298 Patent, back on page 2, Paragraph 10, you
`referenced the fact that you've authored 20 books.
` A. Yes.
` Q. Are any of those books particularly relevant in
`their content to the technology at issue here?
` A. All of these books deal with voice and data
`communications and Voice over Internet Protocol
`technologies. These books have been used by 166 colleges
`around the world, mostly in technical fields; Rochester
`
`Page 28
`
` REGIS JEROME "BUD" BATES
` Q. So where did you learn the information that went
`into the books?
` A. Well, I learned it in multiple ways. First, I
`was in the United States Army as an officer in the
`Signal Corps, communications corps. I operated and ran
`telephone networks for the military in different
`assignments. I ran radio networks, I ran a central office
`at Fort Devens, Massachusetts.
` After coming out of the military, I went
`right into corporate America. And in corporate America,
`it happened to be right after the Carterfone decision,
`where we were able to buy our own telephone systems.
`Prior to that, the Bell system provided everything; you
`didn't have a choice. But this allowed us to buy systems.
` I introduced my corporations, as a
`telecommunications manager, director, whatever, into these
`technologies. In order to learn it, I got my hands on it.
`I attend

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket