UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`
`: 8,848,894 B2
`: 13/358353
`
`Page 1 of 1
`
`DATED
`INVENTOR(S)
`
`: September 30, 2014
`: Samuel F. Wood, Jerry A. Klein and Margaret Susan Asprey
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shown below:
`
`On the Title Page
`
`In Item (56) References Cited, under Foreign Patent Documents, page 4, line 79, column 2, please
`delete “WO99l35802” and insert --WOO99/35802--.
`
`Signed and Sealed this
`
`Seventeenth Day of March, 2015
`
`WMZKQ.
`
`Michelle K. Lee
`
`Director ofthe United States Patent and Trademark Oflice
`
`YMAX EXHIBIT 1037
`
`YMAX CORP. V. FOCAL IP
`
`000001
`
`|PR2016—01258
`
`000001
`
`YMAX EXHIBIT 1037
`YMAX CORP. V. FOCAL IP
`IPR2016-01258
`
`

`

`
`
`B LAKELY SO KO LOFF
`TAYLOR ZAFMAN LLP
`
`12400 Wilshire Boulevard, Seventh Floor
`Los Angeles, California 90025
`TEL 310.207.3800 | FAX 310.820.5988
`www.bstz.com I mail@bstz.c0m
`
`December 17, 2014
`
`Commissioner for Patents
`
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`Re:
`
`Certificate of Correction
`
`US Patent No. 8848894
`
`Issued: September 30, 2014
`For: Tandem Access Controller Within The Public Switched Telephone
`Network
`
`inventor: Samuel F. Wood, et al.
`Our Docket No. 2964P081
`
`Dear Sir/Madam:
`
`Enclosed is a Certificate of Correction for the above-referenced patent.
`
`This request for correction is made under rule 322 of the Rules of Practice and
`35 U.S.C. Section 254.
`
`Very truly yours,
`
`BLAKELY, SOKOLOFF, TAYLOR & ZAFMAN LLP
`
`
`
`
`0 Fa Amini
`Reg. No. 42261
`
`I hereby certify that this correspondence is being submitted
`electronically via EFS Web on the date shown below.
`
`W\ l
`aauw
`
`D
`
`Ingrid A.
`
`Enclosure
`
`Denver
`
`I LosAngeles
`
`| OrangeCounty | Portland | Seattle
`
`I SiliconValley
`
`000002
`
`000002
`
`

`

`(Also Form PTO-1050)
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`: 8848894
`
`APPLICATION NO.: 13/358,353
`
`ISSUE DATE
`
`I September 30, 2014
`
`INVENTOR(S)
`
`: Samuel F. Wood; Jerry A. Klein; Margaret Susan Asprey
`
`It is certified that error appears or errors appear in the above-identified
`patent andthat said Letters Patent is hereby corrected as shown below:
`
`In Item (56) References Cited, under Foreign Patent Documents, page 4 at the last line of
`column 2, please delete "W099135802" and insert ~~W0099l35802——.
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`
`BLAKELY. SOKOLOFF, TAYLOR & ZAFMAN LLP
`1279 Oakmead Parkway
`Sunnyvale, CA 94085
`Telephone:
`(310) 207~3800
`
`Based on PTO/SB/44 (04.05) as modified by Blakely, Solokoff, Taylor & Zafman (wlr) 11/30/2005,
`SEND TO, Attention Certificate of Corrections Branch, Commissioner for Patents, PO Box 1450, Alexandria, VA 22313-1450
`
`Docket No 2964P081
`
`000003
`
`000003
`
`

`

`Electronic Acknowledgement Receipt
`
`Title of Invention:
`
`Tandem Access Controller Within The Public Switched Telephone Network
`
`International Application Number: —
`
`
`
`First Named Inventor/Applicant Name:
`
`Payment information:
`
`FHeLBfing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File Size(Bytes)/
`Message Digest
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`
`
`Request for Certificate of Correction
`
`2964p081COC.pdf
`
`aa3f6d9ce288b7286a7fe4b2babfbda6f20c
`2504
`
`Information:
`
`000004
`
`000004
`
`

`

`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`Total Files Size (in bytes)
`
`43994
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`000005
`
`000005
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMIVHSSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`13/358,353
`
`ISSUE DATE
`
`09/30/2014
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8848894
`
`002964.P081
`
`7896
`
`8791
`
`7590
`
`09/10/2014
`
`BLAKELY SOKOLOFF TAYLOR & ZAFMAN
`
`1279 Oakmead Parkway
`Sunnyvale, CA 94085-4040
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above—identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)—272—7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pairuspto. gov for additional applicants):
`
`Samuel F. Wood, Los Altos, CA;
`Jerry A. Klein, Los Altos, CA;
`Margaret Susan Asprey, Los Altos, CA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`000006
`
`000006
`
`

`

`FORM PTO-1449
`
`LIST OF PATENTS AND OTHER ITEMS FOR APPLICANTS
`INFORMATION DISCLOSURE STATEMENT
`
`
`
`
`
`
` (Use several sheets If necessary)
`
`TLM-103C1CON2
`
`Samuel F. WOOD, et :11.
`
`Jul 5, 2006
`
`11/428,822
`
`2614
`
`lNlTiAL
`
`DOCUMENT NUMBER
`
`DATE
`
`CLASS
`
`CLASS
`
`DATE
`
`U.S. PATENT DOCUMENTS
`
`-- 2mm
`-- WW
`
`
`
`
`2003/0040325A]
`to doc
`m.- 2003;009:5650“
`
`- 20031013355-3A7]
`
`2003/0026403A]
`
`14—3999
`
`02-2003
`
`Cla -
`
`Clark
`
`07-2003
`
`Khakoo e! 3].
`
`2003/0] 5669.3Al
`
`08-2003
`
`Goldman
`
`2003/0194078Al
`
`10-2003
`
`Wood et a1.
`
`2004(0029568A1
`
`02-2004
`
`DeLuca e! .
`
`200510041526!“
`
`02-2005
`
`Esmerso et a1.
`
`2005/0141500A1
`
`06-2005
`
`Bhandari et al.
`
`2005/0169445A1
`
`08—2005
`
`Hams
`
`2005m207557A1
`
`09-2005
`
`Dolan et a].
`
`
`
`
`
`
`
`
`4,313,035
`
`4,348,554
`
`4,611,094-
`4.611.096
`4.953.198
`
`4,973,837
`
`5.297.191
`
`5,311,582
`
`01-1982
`
`Jordan et a1.
`
`09-1982
`
`Asmuth
`
`09-1986
`Asmuth et al.
`au—
`mm mm.
`08-1990 a!“
`
`Bradbeer
`
`03-1994
`
`Gerszber;
`
`05-1994
`
`Daven rt et a].
`
`--a—m
`
`7/3/Z
`
`
`
`
`
`EXAMINER:
`
`fl
`,
`A
`14/17/2014
`l/goma Gay];
`EXAMINER: Initial if reference is considered, whether or not citation is in conformance with MPEP 609; Draw
`
`DATE CONSIDERED:
`
`
`
`
`
`
`line through citation if not in conformance and not considered. Include a copy of this form with next
`communication to a licant
`
`Information Disclosure Statement — Section 9 PTO-1449
`
`Page 1 of 9
`
`ALL REFERENSES SONSiDERED EXCEPT WHERE LiNEE) THRQUGH.
`000007
`
`/S.G./
`
`000007
`
`

`

` FORM PTO-1M9
`
`
`“"- °°°m
`TIM-IOSCJCONZ
`LIST OF PATENTS AND OTHER ITEMS FOR APPLICANTS
`
`
`INFORMATION DISCLOSURE STATEMENT
`
`“”"“°'”E‘
`
`
`(Use several sheets if necessary)
`
`
`Samuel F. WOOD, et a].
`
`111428.822
`
`2614
`
`
`
`
`
`
`US. PATENT DOCUMENTS
`
`DATE
`
`NAME
`
`CLASS
`
`—02-2005 Met.
`02-2005 !
`03-2005 !
`07-2005 E
`08-2005
`
`
`
`FILING
`DATE
`
`CLASS
`
`
`
`10-2005
`
`
`
`
`
`FOREIGN PATENT DOCUMENTS
`
`
`IIIHII
`
`EXAMINER
`INITIAL
`
`Chang 5 am)“:
`
`7/8/ZI‘+
`
`
`
`
`
`DOCUMENT NUMBER
`
`6,857 021
`
`6,857,072
`
`6,870,830
`
`6,9 I 4,897
`
`6,937,699
`6.956341
`
`
`
`
`
`
`
`
`
`
`
`
`
`sxmmen
`
`INtTIAL
`
`DOCUMENT
`
`NUMBER
`
`DEI9813I79
`
`EP0578374
`
`EP0704788
`
`EP0738093
`
`EP0858202
`
`EP0869688
`
`DATE
`09-1999-
`Ol-l
`
`04-1996
`
`10-1996
`
`08-1998
`
`- SUB
`
`CLASS
`
`CLASS
`
`COUNTRY
`
`EP
`
`EP
`
`
`
`YE
`
`NO
`
`TRANSLATI
`I.
`
`EPO881848
`
`12-1998
`
`EP
`
`EP089843 1
`
`EP09184Z3
`
`02-1999
`
`10-1998
`
`W010184859
`
`11-200!
`
`W0
`
`W00 1 [024496
`
`04-2001
`
`W00 1 [024498
`
`04—2001
`
`WWI/024500
`
`04-2001
`
`WON/02450]
`
`04-2001
`
`°“E°°"s'°E"E°‘
`
`‘2”‘7/20‘2
`
`EXAMINER: Initial if reference is considered, whether or not citation is in conformance with MPEP 609; Draw
`line though citation if not in conformance and not considered. Include a copy of this form with next
`communication to a licant
`
`Information Disclosure Statement - Section 9 PTO-1449
`
`Page 7 of 9
`
`ALL EEEERENSES SONSIOERED EXCEPT WHERE LINES THROUGH.
`000008
`
`/S.G./
`
`000008
`
`

`

`FORM PTO-1449
`
`
`
`nnnnunnnlll
`
`
`LIST OF PATENTS AND OTHER ITEMS FOR APPLICANT'S
`ennui-Ill.-
`INFORMATION DISCLOSURE STATEMENT
`Samuel F. WOOD, et a1.
`
`
`
`
`FILING DATE:
`GROUP: 2 6 5 1
`
`Jul 5, 2006
`2614
`(Use Several sheets It necessary)
`
`
`TLM-lOSCICON2
`
`1 1/4285822
`
`
`
`EXAMINER
`INITIAL
`
`US. PATENT DOCUMENTS
`
`DOCUMENT NUMBER
`
`DATE
`
`CLASS
`
`CLASS
`
`FILING
`DATE
`
`02-04—1980
`
`1 1-07-1995
`
`12-29-1995
`
`07-09-1997
`
`10-27-2006
`
`Katko
`
`3'70
`
`3 5
`9
`
`201
`
`5 2
`2
`
`88.2]
`
`IIIII
`
`4,310,726
`
`5,673,262
`
`5,848,140
`
`5,991,310
`
`01-12-1982
`09-30-1997
`12.08-1993
`
`114999
`
`2007/0041526
`
`02-2
`
`§
`
`IIIIIIIIIIIIIIIIIIIllllllll
`
`- -
`
`--- ‘
`
`Chang
`
`
`
`
`EXAMINER
`INITIAL
`
`DOCUMENT
`NUMBER
`
`DATE
`
`COUNTRY
`
`CLASS
`
`SUB
`CLASS
`
`TRANSLATI
`YES
`NO
`
`FOREIGN PATENT DOCUMENTS
`
`
`
`
`Dowden, Douglas C., et a]., “The Future of Network-Provided Communications Services.” Bell Labs Technical
`Journal, Jul
`‘ tember 2000, gt 3-10
`'
`.
`., “Teaming Switches and Computers for Customer Applications," AT&T Technology, 1991; 6. 4;
`Research Librar
`. 32-38
`
`. 192-207
`
`Foster. Robin Harris, “Cemputer-Tclcphone Integration Goes Global,” AT&T Technology. Autumn 1995; 10, 3;
`Research Libra:
`9. 18-22
`Kozik. Jack, ct aL, “On Opening PSTN to Enhanced VoicelData Services — The PINT Protocol Solution.“ Bell
`'
`-Se tember 2000, . 153-165
`Lei, Anthony Y., et al., “The Enhanced Service Manager: A Service Management System for Nextfieneration
`Networks," Bell Labs Technical Journal. Juli -Se tember 2000. 5- 130-144
`Reisfield. E.S.. “Customers Take Control of the AT&T Network.”-AT&T Technology, 1991; 6, 1; Research
`Libra: ,
`. 44-48
`Sijben, Paul 6., el al, “Bridging the Gap to IP Telephony," Bell Labs Technical Journal, October-December 1998,
`
`
`
` EXAMINER:
`
`
`
`
`Ennis Gay/l
`
`
`EXAMINER: Initial if reference is considered, whether or not citation is in conformance with MPEP 60.9; Draw
`line through citation if not in conformance and not considered. Include a copy of this form with next
`communication to a licant
`
`DATE CONSIDERED:
`
`12/17/2012
`
`Information Disclosure Statement - Section 9 PTO-1449
`
`Page 1 of 1
`
`ALI. EEEEEENSES SONSiDEEED EXCEPT WHERE LINED THRQUGH.
`000009
`
`/S.G./
`
`000009
`
`

`

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`TO: communion-rnt PIIIIIII. PD. Eu 1‘50. Alanna-II. VA 22313-1451
`"you nmassistam inW mm, call 1W199¢1m7m1991wmum 2.
`
`ALL REFERENSES SONSIQERED EXCEPT WHERE LINES THRQUGH.
`OOOO‘IO
`
`/S.G./
`
`000010
`
`

`

`
`
`U.S. DEPT. OF COMMERCE Atty. Docket No.: 357323-990127
`Patent and Trademark Office
`
`Serial No.: 13/358,353
`
`INFORMATION DISCLOSURE CITATION
`
`(Use several sheets if necessary)
`
`Unit: 2614
`
`Applicants: WOOD, Samuel F. et 3].
`
`Examiners
`Initials
`
`Patent Number/
`Publication Number
`
`US. PATENT DOCUMENTS
`Name
`
`Date
`
`Class
`
`Subclass
`
`Filing Date
`
`
`
`|||||||||||||I||i||ii§|i|l|l
`
`
`5,396,542
`5,907,811
`6,243,373
`6,438,124
`6,498,797
`6,577,718
`6,775,264
`6,775,284
`6,807,257
`6,816,582
`6,937,713
`7,184,527
`7,233,658
`
`07 Mar 1995
`25 Ma 1999
`05 Jun 2001
`
`20 Au 2002
`24 Dec 2002
`
`10 Au 2004
`10 Au 2004
`19 Oct 2004
`09 Nov 2004
`
`30 Au 2005
`27 Feb 2007
`19 Jun 2007
`
`A1 er
`FoIadare
`Turock
`Wilkes
`Anerousis
`
`Kur anov
`CaIVi nac
`Kur anov
`LeVine
`
`Kun ;
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`Koser
`
`I
`ChangeCs am? 16
`to docum nt,
`
`\D W 717
`
`z/a/zox‘
`
`7.005
`
`Kalmanek,
`
`r. et ai.
`
`FOREIGN PATENT DOCUMENTS
`
`Document
`
`number
`
`Date
`
`Country
`
`Class
`
`Sub-class
`
`OTHER DOCUMENTS Includin Author, Title, Date, Pertinent Paes, Etc.
`
`
`a 1icant.
`
`Exammer,
`
`llsgn ga Gay/I,
`
`Date Cons1dered:
`
`12/4: 71,2012
`
`EXAMINER: Initial if citation considered, Whether or not citation is in conformance With MPEP ‘609; Draw line
`through citation if not in conformance and not considered. Include copy of this form With next communication to the
`
`WEST\237300446.1
`357323—990127
`
`ALL REFERENCES CONSIQEREE‘: EXCEPT WHERE LINES THROUGH.
`OOOO‘I‘I
`
`/S.G./
`
`000011
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`PO. Box 1450
`Alexandria, Virginia 22313-1450
`or Ea;
`(571)-273-2885
`—___—__.___.________.___—__——_——————
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`through 5 should be completed where
`up ropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current corres ondence address as
`in icated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "
`E ADDRESS" for
`maintenance fee notifications
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper. such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmisswn.
`Certificate of Mailing or Transmission
`.
`.
`~
`-
`.
`.
`.
`-
`that this Fee 5) Transmittal 15 being depos1ted With the United
`I hereb certif
`5‘52ng
`distal Sférviga su pglsitfigeggr first t()tlass mailbin an Envelope
`e
`i
`to
`a
`ress a ove, or
`ein
`acsinu e
`a
`esse
`to
`transmitted to the USPTO ( 71) 273-2885. on the date indicated belgw.
`
`
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block | for any change ofaddress)
`
`8791
`7590
`05/27/2014
`BLAKELY SOKOLOF‘F TAYLOR & ZAFMAN
`1279 Oakmead Parkway
`Sunnyvale, CA 94085-4040
`
`
`
`
`Auust 22,2 (Date)
`
`
`
`APPLICATION NO.
`
`FILING DATE
`
`‘
`
`FRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`Samuel F. Wood
`01/25/2012
`13/358,353
`TITLE OF INVENTION: Tandem Access Controller Within The Public Switched Telephone Network
`
`002964.P081
`
`7896
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprOVisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`08/27/2014
`
`GAY, SONIA L
`
`2651
`
`379-211010
`
` 2. For printing on the patent front page, list
`1. Change of correspondence address or indication of "Fee Address" (37
`
`CFR 1.363).
`(1) The names of up to 3 registered patent attorneys
`
`or agents OR, alternatively,
`
`D Chan e of corresspgndence address (or Change of Correspondence
`Address orm PTO/
`/122) attached.
`2
`(2) The name of a single firm (having as a member a
`
`registered attorney or agent) and the names of up to
`D "Fee Address" indication (or "Fee Address" Indication form
`
`3
`2 registered patent attorneys or agents. If no name is
`PTOISE/47; Rev 03—02 or more recent) attached. Use ol‘a Customer
`listed, no name will be printed.
`Number is required.
`
`
`lBlakely’ sokolOff’ Ta lor & zafman’ LLP
`
`
`
`‘3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the. patent.
`recordation as set forth in 37 CFR 3.1]. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Focal 1P, LLC
`
`Wilmington, Delaware
`
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : D Individual m Corporation or other private group entity Cl Government
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`4a. The following fee(s) are submitted:
`D A check is enclosed.
`Issue Fee
`D Publication Fee (No small entity discount permitted)
`El Payment by credit card. Form PTO-2038 is attached.
`D Advance Order - # of Copies
`The Director is hereby authorized to charge(5116 ieggiéed fee(s), any deficiency, or credits any
`
`overpayment, to Deposit Account Number
`-
`(enclose an extra copy of this form).
`5. Change in Entity Status (from status indicated above)
`El Applicant certifying micro entity status. Sec 37 CFR 1.29
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B). issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`
`'3 Applicant asserting small entity status. See 37 CFR 1.27
`
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`KI Applicant changing to regular undiscounted fee status.
`
`entity status, as applicable.
`nature re uirements and certifications.
`7 CFR 1.31 and 1.33. See 37 CFR 1.4 for si
`
`
`
`
`Date ,_-..,A.ug.ust&&.201.4..........................................,_
`
`Registration No.
`
`
`PTOL—85 Part B (10—13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 2 of 3
`
`000012
`
`000012
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`Tandem Access Controller Within The Public Switched Telephone Network
`
`First Named Inventor/Applicant Name:
`
`Samuel F. Wood
`
`Attorney Docket Number:
`
`002964.P081
`
`Utility under 35 USC111(a) Filing Fees
`
`Description
`
`Fee Code
`
`Sub-Total in
`
`USD($)
`
`Quantity
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-lnterference:
`
`Post-Al|owance-and-Post-lssuance:
`
`Extension-of—Time:
`
`I I I I
`
`000013
`
`

`

`Miscellaneous:
`
`Total in USD (5)
`
`000014
`
`000014
`
`

`

`Electronic Acknowledgement Receipt
`
`“—
`
`
`
`Title of Invention:
`
`Tandem Access Controller Within The Public Switched Telephone Network
`
`—
`
`Payment information:
`
`Submitted with Payment
`
`yes
`
`RAM confirmation Number
`
`Deposit Account
`
`136
`
`022666
`
`
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`
`000015
`
`000015
`
`

`

`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`FHeLBfing:
`
`Document
`
`Information:
`
`.
`
`.
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`Issue Fee Payment (PTO-85B)
`
`2964P081_PartBFeeTrans_05_2
`7 14 pdf
`
`814158682032e63a2c5fea88ad5eec95b24
`8ec12
`
`
`
`Fee Worksheet (SBO6)
`
`fee-info.pdf
`
`0214d7c1(b1d6c142af629a4088552e3dd6
`2f1 15
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`000016
`
`000016
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`8791
`
`7590
`
`05/27/2014
`
`BLAKELY SOKOLOFF TAYLOR & ZAFMAN
`
`1279 Oakmead Parkway
`Sunnyvale, CA 94085-4040
`
`GAY, SONIAL
`
`2651
`
`DATE MAILED: 05/27/2014
`
`13/358,353
`
`01/25/2012
`
`Samuel F. Wood
`
`002964.P081
`
`7896
`
`TITLE OF INVENTION: Tandem Access Controller Within The Public Switched Telephone Network
`
`
`
`
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`08/27/2014
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL—85 (Rev. 02/11)
`
`Page 1 of 3
`
`000017
`
`000017
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`PO. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`ap ropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change ofaddress)
`
`8791
`BLAKELY
`
`7590
`
`05/27/2014
`
`&
`
`1279 Oakmead Parkway
`Sunnyvale, CA 94085-4040
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing, must
`gave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient osta e for first class mail in an envelo e
`a
`resse
`to
`e
`a1
`top
`a
`ress a ove, or
`e1ng
`ac31m1 e
`dd
`d
`th M '1 S
`ISSUEpFEEg dd
`b
`b '
`f
`'
`transmitted to the USPTO (571) 273—2885, on the date indicated below.
`(Depositor's name)
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`
`
` F {ST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/358,353
`
`01/25/2012
`
`Samuel F. Wood
`
`002964.P081
`
`7896
`
`TITLE OF INVENTION: Tandem Access Controller Within The Public Switched Telephone Network
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`GAY, SONIAL
`
`$480
`
`2651
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`
`3 Chan e of correspondence address (or Change of Correspondence
`Address orm PTO/SB/ 122) attached.
`
`3 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03—02 or more recent) attached. Use of a Customer
`Vumber is required.
`
`
`
`$0
`
`$0
`
`$480
`
`08/27/2014
`
`379—211010
`
`2. For printing on the patent front page, list
`(1) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`2
`
`3
`
`
`
`
`
`
`
`
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`'3 Individual
`
`'3 Corporation or other private group entity '3 Government
`
`4a. The following fee(s) are submitted:
`3 Issue Fee
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`3 A check is enclosed.
`
`
`
`3 Publication Fee (No small entity discount permitted)
`3 Advance Order — # of Copies
`
`5. Change in Entity Status (from status indicated above)
`3 Applicant certifying micro entity status. See 37 CFR 1.29
`
`3 Applicant asserting small entity status. See 37 CFR 1.27
`
`3 Applicant changing to regular undiscounted fee status.
`
`
`
`3 Payment by credit card. Form PTO—2038 is attached.
`3 The Director is hereby authorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`VOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/ 15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`VOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`VOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Authorized Signature
`
`Typed or printed name
`
`
`Date
`
`Registration No.
`
`PTOL—85 Part B (10—13) Approved for use through 10/31/2013.
`
`OM9WQ)1)&
`
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`Page 2 of 3
`
`000018
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`
`F {ST NAMED INVENTOR
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/358,353
`
`01/25/2012
`
`Samuel F. Wood
`
`002964.P081
`
`7896
`
`8791
`
`7590
`
`05/27/2014
`
`BLAKELY SOKOLOFF TAYLOR & ZAFMAN
`
`1279 Oakmead Parkway
`Sunnyvale,CA94oss-404o
`
`GAY, SONIAL
`
`2651
`
`DATE MAILED: 05/27/2014
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`to eliminate the
`Section 1(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)(i)
`requirement that the Office provide a patent term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent term adjustment determination with the Issue Notification Letter that is mailed to applicant
`approximately three weeks prior to the issue date of the patent, and will include the patent term adjustment on the
`patent. Any req