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UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`CISCO SYSTEMS, INC.,
`Petitioner
`
`v.
`
`Focal IP, LLC,
`Patent Owner
`
`
`
`Case No. IPR2016-01257
`U.S. Patent No. 8,457,113
`
`
`
`PETITIONER’S SECOND SET OF OBJECTIONS TO PATENT OWNER’S
`EVIDENCE PURSUANT TO 37 C.F.R. 42.6
`
`

`

`
`
`Pursuant to 37 C.F.R. § 42.64(b)(1), Petitioner Cisco Systems, Inc.
`
`(“Petitioner”) hereby submits the following objections to Patent Owner Focal IP,
`
`LLC’s (“Patent Owner”) Exhibit 2070 and any reference to/reliance on the
`
`foregoing, in Patent Owner’s Reply in Support of Patent Owner’s Contingent
`
`Motion to Amend Claim 143 in the above-captioned inter partes review (“Motion
`
`to Amend Reply”). As required by 37 C.F.R. § 42.62, Petitioners’ objections below
`
`apply the Federal Rules of Evidence (“F.R.E.”).
`
`Petitioners’ objections are timely under 37 C.F.R. § 42.64(b)(1) because
`
`they are being filed and served within five (5) business days of the filing of Patent
`
`Owner’s Motion to Amend Reply on July 31, 2017. Petitioners’ objections
`
`provide notice to Patent Owner that Petitioners may move to exclude this exhibit
`
`under 37 C.F.R. § 42.64(c).
`
`I.
`
`OBJECTIONS TO EXHIBIT 2070 AND ANY REFERENCE TO/RELIANCE
`THEREON
`
`Evidence objected to: Exhibit 2070 and any reference to or reliance thereon.
`
`Exhibit 2070 is a Declaration of Regis J. “Bud” Bates in support of Patent Owner’s
`
`Motion to Amend Reply.
`
`Grounds for objection:
`
`Petitioners object to Exhibit 2070, and Patent Owner’s reference to or
`
`reliance thereon, as being inadmissible under F.R.E. 702, 703 (expert testimony),
`
`and 37 C.F.R. § 42.20(c) because Mr. Bates’s opinions are premised on Petitioners
`
`1
`
`

`

`
`
`bearing the burden of proving patentability of proposed substitute claim 184 which
`
`is the wrong legal standard. See, e.g., Exhibit 2070, ¶¶32, 47, 57-58; Motion to
`
`Amend Reply, 1 (“PO believes Petitioner bears the burden of proving that the
`
`Substitute Claim is not patentable.”); cf. Nike v. Adidas AG, 812 F.3d 1326, 1333-
`
`34 (Fed. Cir. 2016) (“[T]he burden of proving patentability of a proposed
`
`substitute claim [is] on the movant: the patent owner.”); MasterImage 3D v. RealD,
`
`IPR2015-00040, 2015 WL 4383224 (PTAB July 15, 2015) (“The burden is not on
`
`the petitioner to show unpatentability, but on the patent owner to show patentable
`
`distinction over the prior art of record and also prior art known to the patent
`
`owner.”) Petitioners further object to Exhibit 2070, and Patent Owner’s reference
`
`to or reliance thereon, as being inadmissible under F.R.E. 702, 703, and 37 C.F.R.
`
`§ 42.20(c) because Mr. Bates fails to address combinations of the prior art of
`
`record and prior art known to the patent owner.
`
`Petitioners further object to Exhibit 2070, and Patent Owner’s reference to
`
`or reliance thereon, as being inadmissible under F.R.E. 702, 703, 403 (confusing,
`
`waste of time, unfair prejudice), 37 C.F.R. § 42.23(b) and Office Patent Trial
`
`Practice Guide, 77 Fed. Reg. 48,756, 48,767 (Aug. 14, 2012), because Exhibit
`
`2070 contains opinions and statements outside the proper scope of a Reply
`
`Declaration including, for example, untimely opinions and statements attempting
`
`to attribute patentability to claim limitations other than the two limitations argued
`
`2
`
`

`

`
`
`in the Motion to Amend and/or opinions and statements that could have been
`
`included in Mr. Bates’s declaration in support of such Motion. See, e.g., Exhibit
`
`2070, ¶¶47-48, 50-51, 57 ; cf. Exhibit 2040, ¶¶116-145, 152.
`
`
`
`Dated: August 7, 2017
`
`BAKER BOTTS LLP
`ATTN: Wayne Stacy
`101 California Street, Suite 3600
`San Francisco, CA 94111
`Tel: 415-291-6206
`Fax: 415-291-6308
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`By: /Wayne Stacy/
`Wayne Stacy
`USPTO Reg. No. 45,125
`
`
`3
`
`

`

`
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 C.F.R. § 42.53, the undersigned certifies that on August 7,
`
`2017, a complete and entire electronic copy of Petitioner’s Objections to Patent
`
`Owner’s Evidence Pursuant to 37 C.F.R. § 42.6 were provided via the Patent
`
`Trial and Appeal Board End to End (PTAB E2E) System as well as delivering a
`
`copy electronically via email on the following:
`
`Brent N. Bumgardner
`brent@nelbum.com
`PAL-IPR@nelbum.com
`
`John Murphy
`murphy@nelbum.com
`
`NELSON BUMGARDNER, P.C.
`3131 W. 7th Street, Suite 300
`Fort Worth, Texas 76107
`
`
`
`
`Dated August 7, 2017
`
`LEAD COUNSEL FOR PETITIONERS
`
`
`
`
`
`By: /Wayne Stacy/
`Wayne Stacy
`USPTO Reg. No. 45,125
`
`
`4
`
`

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