Case 3:15-cv-00743-MMH—JRK Document 2 Filed 06/23/15 Page 1 of 1 PagelD 88
`
`
`
`
`
`
`REPORT ON THE
`Mail Stop 8
`Director ofthe U.S. Patent and Trademark Oflice
`FILING OR DETERMINATION OF AN
`P.O. Box 1450
`ACTION REGARDING A PATENT OR
`Alexandria. VA 223l3-I450
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 andlor I5 U.S.C. § I I I6 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Middle District of Florida - Jacksonville
`on the following
`
`El Trademarks or
`[Z Patents.
`( C] the patent action involves 35 U.S.C. § 292.):
`
`
`DATE FILED
`U.S. DISTRICT COURT
` DOCKET NO.
`3:15-cv-743-J-34JRK
`6/19/2015
`Middle District of Florida - Jacksonville
`DEFENDANT
`
`PLAINTIFF
` WIDEOPEN WEST FINANCE. LLC.
`Patent Asset Licensing. LLC
`
`
`AND KNOLOGY OF FLORIDA. INC.
`
`
`
`
`
`
`
`
`
`
`HOLDERor PATENTon TRADEMARK
`TR’:’$g‘4":\TR?(RNO.
`‘
`’-’54-7'" 82D
`
`D W°°d ‘M'-
`
`
`T I
`
`n the above——entitlcd case. the following pntcnt(s)I trndcmark(s) have been included
`
`
`INCLUDED BY
`C] Answer
`I] Cross Bill
`C] Other Pleading
`IIOLDER or PATENT on TRADEMARK
`
`
`
`TR§’3334NATR?(RNo
`
`
`
`
`CI Amendment
`':)’}{T.'r3R‘3\FD';’;’I/‘$1’:
`
`DECISION/JUDGEMENT
`
`CLERK
`Sheryl L. Loesch
`
`(BY) DEPUTY CLERK
`
`' n. mail this copy to Director Copy 3—Upon termination ofaction. mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4-—-Case file copy
`
`A EX. 1020
`
`YMax Corporation
`
`Page 1 of 283
`
`
`
`Ex. 1020
`YMax Corporation
`Page 1 of 283
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`

`
`Case 3:15-cv—00747-T.JC—JBT Document 3 Filed 06/22/15 Page 1 of 1 PagelD 88
`
`
`
`T0
`Mail Stop 8
`'
`Director ofthe U.S. Patent and Trademark Office
`FILING OR DETERNHNATION OF AN
`
`ACTION REGARDING A PATENT OR
`P.O. Box 1450
`
`TRADEMARK l
`Alexandria, VA 22313-1450
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Middle District of Florida, Jacksonville Division
`on the following
`I] Trademarks or
`I] Patents.
`( E] the patent action involves 35 U.S.C. § 292.):
`
`DATE FILED
`U.S. DISTRICT COURT
`0.
`
`
`
`
`
`DOCKET N
`Middle Distri
`6/1 9/201 5
`
`3:15-cv- 47-J-32MCR
`
`DEFENDANT
`
`
`PLAINTIFF
`
`
`Patent Asset Licensing, LLC
`T3 Communications, Inc
`
`
`
`
`PATENT OR
`TRADEMARK NO.
`
`1 US 7,764,777 B2
`
`DATE OF PATENT
`OR TRADEMARK
`
`
`HOLDER OF PATENT OR TRADEMARK
`Patent Asset Lidensing, LLC
`
`2 US 8,155,298 B2 Patent Asset Licensing, LLC
`3 US 8,457,113 B2
`Patent Asset Licensing, LLC
`
`
`
`
`
`
`
`
`INCLUDED BY
`
`D Amendment
`ORTRADEMARK
`
`DATE OF PATENT
`
`I] Answer
`I] Cross Bill
`D Other Pleading
`HOLDER OF PATENT OR TRADEMARK
`
`In the above—-entitled case, the following patent(s)/ trademark(s) have been included:
`
`
`
`
`DATE INCLUDED
`
`
`PATENT OR
`
`TRADEMARKNO.
`
`
`
`
`
`
`DECISION/JUDGEMENT
`
` In the above—entitled case, the following decision has been rendered orjudgement issued:
`
`CLERK
`
`SHERYL L. LOESCH
`
`Copy 1—Upon initiation ofaction, mail this copy to Director Copy 3-Upon termination ofaction, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`EX. 1020
`
`YMax Corporation
`
`Page 2 of 283
`
`Ex. 1020
`YMax Corporation
`Page 2 of 283
`
`

`
`Case 3:15-cv-00744-MMH-JBT Document 3 Filed 06/22/15 Page 1 of 1 PagelD 88
`
`REPORT ON THE
`Mail Stop 8
`T0‘
`'
`Director of the U.S. Patent and Trademark Office
`FILING OR DETERMINATION OF AN
`
`PO. Box 1450
`ACTION REGARDING A PATENT OR
`
`Alexandria, VA 22313-1450
`TRADEMARK
`
`
`
`
`
`A0 120 (Rev. 08/10
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Middle District of Florida — Jacksonville
`on the following
`D Trademarks or
`lZPatents.
`( E] the patent action involves 35 U.S.C. § 292.):
`
`DATE FILED
`U.S. DISTRICT COURT
`6/19/2015
`Middle District of Florida — Jacksonville
`
`
`DEFENDANT
`
`
` DOCKET NO.
`3:1 5—cv—744—MMH—J BT
`
`
`PLAINTIFF
`
`
`Patent Asset Licensing, LLC
`
`
`
`
`
`YMAX Corporation
`
`
`
`
`
`OR TRADEMARKMM
`2 8,155,298 Wood et al.
`
`TRADEMARK NO.
`
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`
`
`
`DATE INCLUDED
`
`
`INCLUDED BY
`
`E] Amendment
`
`TR[1:{’3}T3‘If/iTR‘I)<RNO
`%’:{T$R(:FD1;"TM/Egg
`HOLDER OF PATENT ORTRADEMARK
`_
`
`--K
`
`
`
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/IUDGEMENT
`
`CLERK
`Sheryl L. Loesch
`
`(BY) DEPUTY CLERK
`Nicole Schaefer
`
`DATE
`
`6/22/2015
`
`Copy 1——Upon initiation of action, mail this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 2——Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`EX. 1020
`
`YMax Corporation
`
`Page 3 of 283
`
`Ex. 1020
`YMax Corporation
`Page 3 of 283
`
`

`
`Case 3:15—cv—OO743—MMH—JRK Document 2 Filed 06/23/15 Page 1 of 1 Page|D 88
`
`Mail Stop 8
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`Director of the U.S. Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`In Compliance with 35 U.S.C. § 290 and/or I5 U.S.C. § l I 16 you are hereby advised that a court action has been
`filed in the US. District Court
`Middle District of Florida - Jacksonville
`on the following
`E] Trademarks or M Patents.
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`3:15-cv-743-J-34JRK
`PLAINTIFF
`
`DATE FILED
`61191201 5
`
`Patent Asset Licensing. LLC
`
`U.S. DISTRICT COURT
`Middle District of Florida - Jacksonville
`DEFENDANT
`WIDEOPEN WEST FINANCE. LLC.
`AND KNOLOGY OF FLORIDA, INC.
`
`
`
`I 7.764.777 B2
`
`2 8,155,298 B2
`
`3 8,457,113 B2
`
`7/27/2010
`
`4/10/2012
`
`Wood el al.
`
`Wood el al.
`Wood et al.
`
`
`
`In the nbov&—cnlitlcd case. the following pntent(s)l trndemark(s) have been included:
`
`
`
`
`DATE INCLUDED
`
`TR!:’g3EA“:R?(RNo
`
`INCLUDED av
`
`CI Amendment
`'Z)’:{TTER‘3\FD"F’g/‘E211;
`
`El Answer
`E] Cross Bill
`CI Other Pleading
`HOLDER or PATENT on TRADEMARK
`
`In the nbove—cntitIed case. the following decision has been rendered orjudgcment issued:
`
`DECISION/JUDGEMENT
`
`CLERK
`Sheryl L. Loesch
`
`(av) DEPUTY CLERK
`Robin Hall
`
`DATE
`
`6/23/2015
`
`Copy 3—Upon termination ofaction. mail this copy to Director
`Copy l—lIpon initiation of action. until this copy to Director
`atent(s), mail this copy to Director Copy 4-Case file copy
`Copy 2—Upon filing document adding p
`
`EX. 1020
`
`YMax Corporation
`
`Page 4 of 283
`
`Ex. 1020
`YMax Corporation
`Page 4 of 283
`
`

`
`
`
`
`
`'
`TO.
`
`
`
`
`
`
`
`REPORT ON THE
`Director ofthe U.S. Patent and Trademark Office
`FILING OR DETERMINATION OF AN
`Mail Stop 8
`
`P.0. Box 1450
`ACTION REGARDING A PATENT OR
`Alexandria, VA 22313-I450
`TRADEMARK
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Middle District of Florida, Jacksonville Division
`on the following
`D Trademarks or M Patents.
`( E] the patent action involves 35 U.S.C. § 292.):
`
`U.S. DISTRICT COURT
`
`Middle District of Florida, Jacksonville Division
`O.
`DOCKET N
`
`47—J-32MCR
`DEFENDANT
`3:1 5-cv-7
`
`PLAINTIFF
`
`T3 Communications, Inc
`
`Patent Asset Licensing, LLC
`
`
`
`
`
`
`1 DATE or PTN 1
`OR TRADEMARK
`
`2 US 8,155,298 B2
`
`3 US 8,457,113 B2
`
`DECISION/JUDGEMENT
`
`
`
`(BY) DEPUTY CLE '
`CLERK
`
`SHERYL L. LOESCH
`Copy 1—Upon initiation ofaction, mail this copy to Director Copy3-—Upon termination ofaction, mail this copy to Director
`Copy 2——Upon filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`
`EX. 1020
`
`YMax Corporation
`
`Page 5 of 283
`
`Ex. 1020
`YMax Corporation
`Page 5 of 283
`
`

`
`Case 2:15—cv-01108 Document 4 Filed 06/19/15 Page 1 of 1 Page|D #2 84
`
`A0120 Rev. 08/10
`REPORT ON THE
`TO
`Mail Stop 8
`'
`Director of the U.S. Patent and Trademark Office
`FILING OR DETERMINATION OF AN
`P.O. Box 1450
`ACTION REGARDING A PATENT OR
`Alexandria, VA 22313-1450
`TRADEMARK
`
`
`
`
`
`
`S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`In Compliance with 35 U.
`Eastern District of Texas, Marshall Division
`on the following
`filed in the U.S. District Court
`I:] the patent action involves 35 U.S.C. § 292.):
`(
`I] Trademarks or
`lZPatents.
`DOCKET NO. 2:15-cv-1108
`DATE FILED
`U.S. DISTRICT COURT
`
`
`6/19/2015
`Eastern D
`PLAINTIFF
`DEFENDANT
`Fellowship Filtering Technologies, LLC
`Sa|esforce.com, lnc.
`
`
`istrict of Texas, Marshall Division
`
`
`
`
`
`
`
`
`PATENT OR
`
`DATE OF PATENT
`
`TRADEMARKNO
`HOLDEROF PATENT ORTRADEMARK
`1 5,884,282
`Fellowship Filtering Technologies, LLC
`5/16/1999
`n—
`
`1
`
`DATE INCLUDED
`
`PATENT OR
`
`TRADEMARKNO.
`
`
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`INCLUDED BY
`I] Answer
`El Cross Bill
`[:1 Amendment
`HOLDER OF PATENT OR TRADEMARK
`ORTRADEMARK
`—_
`
`DATE OF PATENT
`
`
`
`In the above~entitled case, the following decision has been rendered orjudgement Issued:
`
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy 1—Upon initiation ofaction, mail this copy to Director Copy 3—Upon termination ofaction, mail this copy to Director
`Copy 2-—Upon filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`
`YMax Corporation
`
`Page 6 of 283
`
`Ex. 1020
`YMax Corporation
`Page 6 of 283
`
`

`
`Case 2:15—cv—O3181-DDP-AS Document 14 Filed 06/18/15 Page 1 of 1 Page ID #2185
`
`Director of the U.S. Patent and Trademark Office
`FILING OR DETERMINATION OF AN
`Mail Stop 8
`P-0- 30* 1459
`ACTION REGARDING A PATENT OR
`Alexandria, VA 22313-1450
`TRADEMARK
`
`r 15 U.S.C. § 1116 you are hereby advised that a court action has been
`on the following
`In Compliance with 35 U.S.C. § 290 and/o
`filed in the U.S. District Court Central District of California
`E Trademarks or
`[:1 Patents.
`( D the patent action involves 35 U.S.C. § 292.):
`
`U.S. DISTRICT COURT
`DATE FILED
`
`
`DOCKET NO.
`Central District of California
` DP (ASX)
`Aril 29, 2015
`2:15-cv-03181 D
`DEFENDANT
`
`
`PLAINTIFF
`Hernan Slodowicz, et al.
`American Bullion, Inc., Swiss America Trading Corp., and Lear
`Capital, Inc.
`
`
`
`
`
`A0 120 Rev. 08/10)
`'
`TO.
`
`REPORT ON THE
`
`
`
`
`
`
`
`
`
`PATENT OR
`TRADEMARK NO.
`1 3696663
`
`DATE OF PATENT
`OR TRADEMARK
`10/13/2009
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`Lear Capital, Inc.
`
`
`
`
`
`E] Amendment
`
`DATE INCLUDED
`
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`In the above~«entitled case, th
`
`e following decision has been rendered or judgement issued:
`
`CISION/IUDGEMENT
`
`
`
`(BY) DEPUTY CLERK
`
`
`Copy 3——Upon termination of action, mail this copy to Director
`tion ofaction, mail this copy to Director
`1 this copy to Director
`Copy 4~—Case file copy
`v
`1
`Copy 1—Upon initia
`American LegalNet, Inc. %
`Copy 2-—Upon filing document adding patent(s), mai
`X.
`._.
`
`YMax Corporation
`
`Page 7 of 283
`
`Ex. 1020
`YMax Corporation
`Page 7 of 283
`
`

`
`
`
`LII’
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMEVT OF COMMERCE
`United States Patent and Trademark Office
`Address. COMMISSIONER FOR PATENTS
`,. 1301:1450
`exaJAdI‘ia,Vi.1g1.11ia 22313-1450
`WWVl.'.llSpt0.goV
`
`APPLICATION \1 UMBER
`
`F ING OR 371 (C) DATE
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`11/428,822
`
`07/05/2006
`
`Samuel F. Wood
`
`002964.P073
`CONFIRMATION NO. 4565
`
`8791
`BLAKELY SOKOLOFF TAYLOR & ZAFMAN
`1279 Oakmead may
`Sunnyvale, CA 94085-4040
`
`POA ACCEPTANCE LETTER
`
`llllllllllllllllllllllllllllwllllllllllllllyllllllllllllllllllllllllllllllllllll
`
`Date Mailed: 09/29/2014
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 09/19/2014.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/ytbedada/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`EX. 1020
`
`YMax Corporation
`
`Page 8 of 283
`
`Ex. 1020
`YMax Corporation
`Page 8 of 283
`
`

`
`
`
`‘LII’
`
`»
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address. COMMISSIONER FOR PATENTS
`,. Box1450
`exandria, Vi.1gLnia 22313-1450
`WWVl.'.HSpt0.goV
`
`APPLICATION \1 UMBER
`
`F ING OR 371 (C) DATE
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`11/428,822
`
`07/05/2006
`
`Samuel F. Wood
`
`357323990123
`CONFIRMATION NO. 4565
`
`26379
`
`DLA PIPER LLP (us)
`2000 uruveasrw AVENUE
`EAST PALO ALTO, CA 94303-2248
`
`POWER OF ATTORNEY NOTICE
`
`lllllllllllllllllIllllIlllflllllllIllllIlllllllllllllllllllfllllllllllllllllllllllllllllllll
`000000070986 28
`
`Date Mailed: 09/29/2014
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 09/19/2014.
`
`- The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`/ytbedada/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`EX. 1020
`
`YMax Corporation
`
`Page 9 of 283
`
`Ex. 1020
`YMax Corporation
`Page 9 of 283
`
`

`
`
`
`PTO/SBIB1A (I2-O8)
`Approved tor use through 11130/2011 OMB 0651-0035
`I
`US. Patent ano Trademark Ollice: U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection ol information unless it displays a valid OMB control number
`
`PATENT . POWER OF ATTORNEY
`OR
`REVOCATION OF POWER or ATTORNEY
`W”” A “V” ”°Xlfi? °"' ""°“"“
`°”A“°E °F °°RRE5‘°°”°E“°E ADDRESS
`
`*’*’“*”‘ ”“'“"e'
`issue Date
`
`8,155,298
`
`Aoril 10. 2012
`
`I hereby revoke all previous powers of attorney given in the above-identified patent.
`
`D A Power of Attorney is submitted herewith.
`OR
`
`I hereby appoint Practilioner(s) associated with the following Customer Number as my/our
`atlorney(s) or agent(s) with respect to the patent identified above. and to transact all business in
`OR the United States Patent and Trademark Office connected therewith:
`
`05791
`
`E]
`
`I hereby appoint Practilionerts) named below as my/our attorney(s) or agent(s) with respect to the patent identified
`above. and to transact all business in the United States Patent and Trademark Olfice connected therewith:
`Practlllonerts) Name
`
`Registration Number
`
`Please recognize or change the correspondence address lor the above-identified patent to:
`
`The address associated with the above-mentioned Customer Number.
`OR
`
`E] The address associated with Customer Number:
`OR
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`individual Name
`B Firm or
`AUUTBSS
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`0*”
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`_ E
`
` I am the:
`
`E] Inventor. having ownership of the patent.
`OR
`Patent owner.
`
`i O/SB/96) submitted herewith or /iled on
`‘-13.32 NATURo1 Invento r Patent Owner
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`Name
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`N915: Signatures or all the inventors or patent owners oi the entire interest or Iholr reprosentntivsls) are required. Submit multiple forms it more than one
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`Telephone
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`(323)ao-920
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`lorrns are submitted.
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`This collection of intorrnation is required by 37 CFR 1 31. 1.32 and 1,33. The inlormallon is required to obtain or retain a benefit by the public which is to tile (and by the
`USPTO to process) an application. conlioenllality I5 governed by 35 U.S C. I22 and 37 CFR I it and 1.14. This collection is estimated to lake 3 minutes to complete.
`including gathering, preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
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`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`II you need assistance in completing the fonn, call 1 -800-PTO-9199 and select option 2.
`
`EX. 1020
`
`YMax Corporation
`
`Page 10 of 283
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`Ex. 1020
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`

`
`Electronic Acknowledgement Receipt
`
`Title of Invention:
`
`TANDEM ACCESS CONTROLLER WITHIN THE PUBLIC SWITCH ED TELEPHONE
`NEWVORK
`
`First Named Inventor/Applicant Name:
`
`Samuel F. Wood
`
`Customer Number:
`
`26379
`
`Farzad Etemad Amini/Margaux Wolson
`
`Filer Authorized By:
`
`Farzad Etemad Amini
`
`Attorney Docket Number:
`
`357323-9901 23
`
`Receipt Date:
`
`Filing Date:
`
`19-SEP—201 4
`
`05-JUL—2006
`
`Time Stamp:
`
`16:50:24
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`Application Type:
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`Utility under 35 USC111(a)
`
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Size(Bytes)/
`Message Digest
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`Information:
`
`Assignee showing of ownership per 37
`CFR 3.73.
`
`2964P073_State37CFR373b_09
`_I 9_14.pdf
`
`886953de534cbe8e29e2a335ca30ec16680
`624e8
`
`Ex. 1020
`YMax Corporation
`Page 11 of 283
`
`

`
`PowerofAttorney
`
`2964P073_PatentPOA_RevCha
`nge 09 19 Mpdf
`
`1196126001587ac7fdd8d7c69360bb02bf31
`869f7
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`EX. 1020
`
`YMax Corporation
`
`Page 12 of 283
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`Ex. 1020
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`Page 12 of 283
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`

`
`PTOISB/96 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; US, DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(b)
`
`Applicant/Patent Owner:
`
`1:035] |p LLQ
`
`Application No./Patent No.1
`Titled:
`
`3 155 293
`
`Filed/issue Date:
`
`gm‘
`
`jQ 2912
`
`Focal IP, LLC
`(Name of Assignee)
`states that it is:
`
`, a
`
`limited liability company
`(Type of Assignee, e,g., corporation, partnership, university, government agency. etc.
`
`1.
`
`the assignee of the entire right, title, and interest in;
`
`2. C]
`
`an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interest is
`
`%); or
`
`3. D the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)
`the patent application/patent identified above, by virtue of either:
`
`A.
`
`[_—_l
`
`OR
`
`B.
`
`An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a
`copy therefore is attached.
`
`A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`le amaze inc
`T01
`it FTC")? Wood, gamuel F. Klein Jerry A.
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`014034
`
`,
`
`Frame 0043
`
`,
`
`or for which a copy thereof is attached.
`
`2- FTC")?
`
`Telemaze Inc.
`T05
`Asprey, Margaret Susan
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`015613
`
`,
`
`Frame
`
`0259
`
`,
`
`orforwhichacopythereofis attached.
`
`3. From:
`
`Telemaze Inc.
`
`T01
`
`Telemaze LLC
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`016844
`
`,
`
`Frame 0708
`
`,
`
`or for which a copy thereof is attached.
`
`Additional documents in the chain of title are listed on a supplemental sheet( ).
`
`D As required by 37 CFR 3.73(b)(1)(i), the documentary evidence of the chain of title from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (ie, a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. §ee MPEP 302.08]
`
`The undersi ned (whose title is
`
`pplied below) is authorized to act on behalf of the assignee.
`
` September
`
`Signature
`
`2014
`
`Date
`
`A
`Farzad E. Amini Reg. No. 42 25
`’
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time
`you require to complete this form andlor suggestions for reducing this burden, should be sent to the Chief information Officer, US. Patent and Trademark Offlce, US.
`Department of Commerce, PO. Box 1450, Alexandria. VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THlS ADDRESS. SEND TO: Commissioner
`for Patents. P.0. Box 1450, Alexandria, VA 223134450.
`
`If you need assistance in completing the form, call 1-800—PTO-9199 and select option 2.
`
`EX. 1020
`
`YMax Corporation
`Péigé"ii’i”3'ilofl’2é3
`
`Ex. 1020
`YMax Corporation
`Page 13 of 283
`
`

`
`A chain of title from the inventor(s) of the patent application/patent identified
`above, to the current assignee as follows:
`(CONTINUED)
`
`4. From:
`
`Te|emaz§J_LLC
`
`To:
`
`Focal iPi__L_L_C
`
`The document was recorded in the United Sates Patent and Trademark Office at
`
`Reel
`
`032350
`
`,
`
`Frame
`
`0549
`
`EX. 1020
`
`YMax Corporation
`
`Page 14 of 283
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`Ex. 1020
`YMax Corporation
`Page 14 of 283
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`

`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMEVT OF COMMERCE
`United States Patent and Trademark Office
`Address. COMMISSIONER FOR PATENTS
`PO Box 1450
`Alexandria, Vi.1gLnia 22313-1450
`WvWv.uspto.gov
`
`APPLICATION NUMBER
`
`F ING OR 371 (C) DATE
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`11/428,822
`
`07/05/2006
`
`Samuel F. Wood
`
`357323—990123
`CONFIRMATION NO. 4565
`
`26379
`
`DLA PIPER LLP (us)
`2000 UNIVERSITY AVENUE
`EAST PALO ALTO, CA 94303-2248
`
`MISCELLANEOUS NOTICE
`
`willInllumIllmlmglgglmllylglgmumllullullwml
`
`Date Mailed: 09/09/2014
`
`A communication which cannot be delivered in electronic form has been mailed to the applicant.
`
`page 1 of 1
`
`EX. 1020
`
`YMax Corporation
`
`Page 15 of 283
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`Ex. 1020
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`Page 15 of 283
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`

`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria, Virginia 22313-1450
`www.us-pto.gov
`
`Doc Code: N572
`
`APPLICATION NUMBER
`
`FILING DATE
`
`FIRST NAMED APPLICANT
`
`A'I'I'Y. DOCKET NO./TITLE
`
`11/428,822
`
`I
`
`07/05/2006
`
`Samuel F. Wood
`
`357323-990123
`
`26379
`DLA PIPER LLP (US )
`2000 UNIVERSITY AVENUE
`
`EAST PALO ALTO, CA 94303-2248
`
`CC: BLAKELY SOKOLOFF TAYLOR & ZAFMAN
`1279 OAKMEAD PARKWAY
`
`SUNNYVALE, CA 94085-4040
`
`CONFIRMATION NO. 4565
`||l|||||I|l||l|Illll|||l||||||Ill|||l||||llllllllllllllllIlllllllllllllllllllllllllllllll
`
`
`*ocooooooo7os24oe3*
`
`Date Mailed: 09/09/2014
`
`DENIAL OF REQUEST FOR POWER OF ATTORNEY
`
`The request for Power of Attorney filed 08/25/2014 is acknowledged. However, the request cannot be
`granted at this time for the reason stated below.
`
`D The Power of Attorney you provided did not comply with the new Power of Attorney rules that became
`effective on June 25, 2004. See 37 CFR 1.32.
`
`U The revocation is not signed by the applicant, the assignee of the entire interest, or one particular
`principal attorney having the authority to revoke.
`
`/awe Power of Attorney is from an assignee and the Certificate required by 37 CFR 3.73(b) has not been
`
`-
`
`received.
`
`1:1 The person signing for the assignee has omitted their empowerment to sign on behalf of the assignee.
`
`CI The inventor(s) is without authority to appoint attorneys since the assignee has intervened as provided
`by 37 CFR 3.71.
`
`, a co-inventor in this application, has been omitted.
`CI The signature(s) of
`The Power of Attorney will be entered upon receipt of confirmation signed by said co—inventor(s).
`
`D The person(s) appointed in the Power of Attorney is not registered to practice before the U.S. Patent and
`Trademark Office.
`
`Questions relating to this Notice should be directed to the Application Assistance Unit.
`
`1,6. ./
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`EX. 1020
`
`YMax Corporation
`
`Page 16 of 283
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`Ex. 1020
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`

`
`PTOISEIMA (12-08)
`Approved tor use through 11/30/2011 OMB 0651-0035
`u.s. Patent and Trademark Otflce: US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act or 1995. no persons are required to respond to a collection ol tnlormation unless I1 displays a valid OMB control number
`
`PATENT - POWER OF ATTORNEY
`
`’°“‘e"‘ ””'“'°°'
`Issue Date
`
`April 10, 2012
`
`AND
`
`REVocA'r|oN oi: powgp or-' An-oRNEy
`A
`
`_
`
`TANDEM ACCESS CONTROLLER WITHIN TH
`PUBl.l(‘.SWl'I'CHF1DTF.l.F'.PHONF.NETWORK
`
`I hereby revoke all previous powers of attorney given in the above-identified patent.
`
`{:1 A Power of Attorney is submitted herewith."
`OR
`
`I hereby appoint Practitionerts) associated with the following Customer Number as mylour
`attorneyts) or agent(s) with respect to the patent identified above. and to transact all business in
`OR the United States Patent and Trademark Office connected therewith:
`
`05791
`
`
`
`
`
`D t hereby appoint Practitioner(s) named below as my/our a11orney(s) or agentts) with respect to the patent identified
`above, and to transact all business in the United States Patent and Trademark Office connected therewith:
`Practitlonerts) Name
`Registration Number
`
`
`
`
`
`
`
`Please recognize or change the correspondence address lor the above-identified patent to:
`
`The address associated with the above-mentioned Customer Number.
`OR
`
`B The address associated with Customer Number:
`OR
`
`Individual Name
`E] Firm or
`Address
`
`0'”
`
`_ — Zip—
`
`
`
`
`
`
` I am the:
`
`
`
`D Inventor, having ownership of the patent.
`
`OR
`Statement under 37 CFR 3. 73(2)) {Fa
`Patent owner.
`
`
` ' NATURE oi lnventoor Patent Owner
`
`
`
`5‘9“a‘“'°
`ii
`. "I
`Jet‘! Adetr
`Name
`
`
`Title and Coman Manager. Focal IP. LLC
`11915: Signatures at all the inventors or patent owners at the critic Interest or lholr reprosentelivets) are required. Submit multiple torms it more than one
`signature is required. see below‘.
`
` This collection oi inlonnation is required by 37 CFR 1 31. 1 32 and 1.33. The intormatlon is required to obtain or retain a benefit by the public which Is to tile (and by the
`tonns are submitted.
`[3 ‘Total ol
`
`USPTO to process) an application. Conlidentlality is governed by 35 U5 C. 122 and 37 CFR 1 ll and 1.14. This collection is estimated to lake 3 minutes to complete,
`including gathering. preparing. and subinmirig the completed application lorm to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount or time you require to complete this term andlor suggestions tor reducing this burden. should be sent to the chtet Information Oificer. U 5. Patent and
`Trademark Ollirze. Us. Department at Commerce. PO. Box 1450. Alexandria. VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`II you need assistance in completing the form, call 1 -B00-PTO-9199 and select option 2.
`
`E 7—.é
`(323) 50-920
`
`o
`
`_
`
`
`
`EX. 1020
`
`YMax Corporation
`
`Page 17 of 283
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`Ex. 1020
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`

`
`Electronic Acknowledgement Receipt
`
`Title of Invention:
`
`TANDEM ACCESS CONTROLLER WITHIN THE PUBLIC SWITCH ED TELEPHONE
`NEWVORK
`
`First Named Inventor/Applicant Name:
`
`Samuel F. Wood
`
`Customer Number:
`
`26379
`
`Farzad Etemad Amini/Margaux Wolson
`
`Filer Authorized By:
`
`Farzad Etemad Amini
`
`Attorney Docket Number:
`
`357323-990123
`
`Receipt Date:
`
`25-AUG-2014
`
`Filing Date:
`
`05-JUL-2006
`
`Time Stamp:
`
`15:53:13
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`Power of Attorney
`
`Information:
`
`File Size(Bytes)/
`Message Digest
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`2964P073_PatentPOA_RevCha
`nge_08_25_14.pdf
`
`e7e4C4eb80856a69b36I 9ff5Ce356050305
`e28f
`
`Ex. 1020
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`Page 18 of 283
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`

`
`Total Files Size (in bytes)
`
`46903
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`EX. 1020
`
`YMax Corporation
`
`Page 19 of 283
`
`Ex. 1020
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`Page 19 of 283
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`

`
`_.
`‘ FEB-24-E814 15:44 From:BSTZ
`
`Best Available Copy
`31218265988
`
`To:91S?12?36SBB
`
`Pa9e=1’1
`
`Please fax to: Status & Entity Branch, Office of Finance
`
`571-273-6500 or submit to:
`
`Mail Stop M Correspondence
`Director of the US Patent and Trademark Office
`PO Box 1450
`
`Alexandria, VA 22313-1450
`
`Re:
`
`US Patent No. 8,155,298
`Our Ref: 002964.P073
`
`Dear Sir:
`
`
`
`Please note that the applicant for the above~refercnce patent qualifies as a LAR_G§ entity.
`
`Respectfully submitted,
`
`
`BLAKELY, SOKOLO '
`
`,TAYLOR & ZAFMAN
`
`
`
`Dated: __
`
`/1
`
`6l ‘7
`
`12400 Wilshire Boulevard
`Seventh Floor
`Los Angelcs, California 90025
`(310) 207-3800
`
`By:
`
`I hereby certify that this cor espondcnce is being suhmined lu
`the USPTO ()l'l'Ice of Finan ‘e via facsimile at S7l—273-6500
`-
`
`Alexis Kn iker
`
`
`
`
`
`PAGE 1!1 * RCVDAT 2l24l2014 5:48:37 PM [Eastern Standard Time] * SVR:W-PTOFAX-00111 * DNlS:2736500 * CSlD:3108205988
`
`* DURATION (mm-ss):00-23 E7“ 1920
`YMax Corporation
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`Page 20 of 283
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`Ex. 1020
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`

`
`
`
`UNITED STATES PATENT AND TRADEMARK OPEICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`11/428,822
`
`ISSUE DATE
`
`04/10/2012
`
`26379
`
`7590
`
`03/21/2012
`
`DLA PIPER LLP (US )
`2000 UNIVERSITY AVENUE
`EAST PALO ALTO, CA 94303-2248
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8155298
`
`357323-990123
`
`4565
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application fi