`Date Filed: September 6, 2017
`
`Filed On Behalf Of:
`
`Alkermes Pharma Ireland Limited and
`Alkermes Controlled Therapeutics, Inc.
`
`By:
`
`Scott K. Reed
`sreed@fchs.com
`212-218-2100
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`________________
`
`LUYE PHARMA GROUP LTD., LUYE PHARMA (USA) LTD., SHANDONG
`LUYE PHARMACEUTICAL CO., LTD., and NANJING LUYE
`PHARMACEUTICAL CO., LTD.,
`Petitioners,
`v.
`ALKERMES PHARMA IRELAND LTD and ALKERMES CONTROLLED
`THERAPEUTICS, INC.,
`Patent Owners.
`________________
`
`Case IPR2016-01096
`U.S. Patent No. 6,667,061
`________________
`
`PATENT OWNERS’ OPPOSITION TO PETITIONERS’ SECOND
`MOTION TO EXCLUDE
`
`
`
`TABLE OF CONTENTS
`
`I.
`
`II.
`
`INTRODUCTION ...........................................................................................1
`
`ARGUMENT...................................................................................................1
`
`A.
`
`B.
`
`C.
`
`D.
`
`Exhibits 2073, 2075, 2077-2079, and 2081 Should Not Be
`Excluded Under 37 C.F.R. § 42.64(a)...................................................1
`
`Exhibits 2075 and 2077 Should Not Be Excluded Under 37
`C.F.R. § 42.63(b)...................................................................................3
`
`Exhibits 2074 and 2076 Should Not Be Excluded as Irrelevant...........3
`
`Exhibits 2074–2079 Should Not Be Excluded as Irrelevant. ...............4
`
`III. CONCLUSION................................................................................................4
`
`ii
`
`
`
`TABLE OF AUTHORITIES
`
`Cases
`Mazzari v. Rogan, 323 F.3d 1000 (Fed. Cir. 2003)...................................................2
`
`Schering Corp. v. Geneva Pharm. Inc., 339 F.3d 1373 (Fed. Cir. 2003)..................1
`
`Rules and Statutes
`
`35 U.S.C. § 120..........................................................................................................3
`
`37 C.F.R. § 42.61 .......................................................................................................3
`
`37 C.F.R. § 42.63 .......................................................................................................3
`
`37 C.F.R. § 42.64 ...................................................................................................1, 3
`
`Other Authorities
`
`F.R.E. 402 ..................................................................................................................1
`
`F.R.E. 403 ..................................................................................................................1
`
`M.P.E.P. § 2112 .........................................................................................................1
`
`M.P.E.P. § 2124 .........................................................................................................1
`
`The LCCN Namespace, U.S. LIBR. OF CONG. (Nov. 2003),
`https://web.archive.org/web/20170819205149/http://www.loc.gov/marc /lccn-
`namespace.html ......................................................................................................2
`
`iii
`
`
`
`I.
`
`INTRODUCTION
`Patent Owners respectfully oppose Petitioners’ Second Motion to Exclude,
`
`which should be denied for the following reasons.
`
`II.
`
`ARGUMENT
`A.
`Exhibits 2073, 2075, 2077-2079, and 2081 Should Not Be Excluded
`Under 37 C.F.R. § 42.64(a), F.R.E. 402, or F.R.E. 403.
`Petitioners argue that these exhibits should be excluded under grounds
`
`referred to by Petitioners’ counsel in Dr. Patrick DeLuca’s Deposition (Exh. 2081).
`
`The passages Petitioners cite are ambiguous, but they hint that the actual basis for
`
`the objection is that the exhibits might not be prior art, and in their view, irrelevant.
`
`(Id. at 132:24–133:11.) These exhibits were properly presented in response to
`
`arguments first made in Dr. DeLuca’s Supplemental Declaration (Exh. 1024) and
`
`the Petitioners’ Reply (Paper 40). Petitioners make a similar argument in II.E
`
`(Paper 70 at 4) regarding Exhs. 2073, 2078, and 2079, which we address here.
`
`As Patent Owners have pointed out before (Paper 56 at 8–10), inherency
`
`does not require recognition in the prior art. Schering Corp. v. Geneva Pharm.
`
`Inc., 339 F.3d 1373, 1377 (Fed. Cir. 2003); M.P.E.P. § 2112. An exhibit need not
`
`be prior art to be relevant evidence. M.P.E.P. § 2124 (“[R]eferences cited to show
`
`a universal fact need not be available as prior art.”).
`
`Exh. 2073, an excerpt from the Rheology Modifiers Handbook, compares
`
`Aqualon CMCs offered at different purities (food, pharmaceutical, and industrial)
`
`1
`
`
`
`and finds their viscosities identical (Table 2.7). Exh. 2073 was filed in the Library
`
`of Congress Catalog with a Card Number (LCCN) of 99-32076, indicating that it
`
`was filed in 1999. See The LCCN Namespace, U.S. LIBR. OF CONG. (Nov. 2003),
`
`https://web.archive.org/web/20170819205149/http://www.loc.gov/marc/lccn-
`
`namespace.html (explaining that the first two digits of the LCCN signify the year
`
`the reference was catalogued). Exh. 2073 rebuts Petitioners’ argument that Patent
`
`Owners’ tests were flawed for using CMCs that were not identified as
`
`pharmaceutical grade (Paper 40 at 10–11), and is relevant.
`
`Exh. 2075, WO99/48841, is a German PCT application published on
`
`September 30, 1999, showing the use of Blanose 7UL, 7EL, and 7ULC. (Id. at 3,
`
`10, 11.) Exh. 2077, WO98/02486, is a French PCT application published on
`
`January 22, 1998, showing the use of Blanose 7ULC. (Id. at 15, 22.) Both are
`
`prior art. See Mazzari v. Rogan, 323 F.3d 1000, 1005-06 (Fed. Cir. 2003) (holding
`
`that a printed publication need not be in English to be prior art). Both rebut
`
`Petitioners’ argument that Patent Owners’ tests were flawed by the use of CMCs
`
`that were not commercially available at the time of the invention and are relevant.
`
`Exhs. 2078 and 2079 are not prior art, but disclose the use of another ultra-
`
`low CMC, Sigma 360384 (Exh. 2039; Exh. 2014 at ¶ 58), used in microneedles
`
`and medical adhesives. Both rebut Petitioners’ argument that Patent Owners’ tests
`
`were flawed for using CMCs that Petitioners allege would not be used in a
`
`2
`
`
`
`pharmaceutical application (Paper 40 at 10–11), and are thus relevant.
`
`Petitioners have also moved for exclusion of unspecified portions of Exh.
`
`2081, which “relate” to these exhibits. (Paper 70 at 2.) This request is vague and
`
`fails to explain the objections as required under 37 C.F.R. § 42.64(c). It should
`
`therefore be denied. As discussed herein and in Paper 50, Dr. DeLuca’s deposition
`
`testimony also confirms the relevance of Exhs. 2073–2079, which Petitioners have
`
`only now moved to exclude.
`
`B.
`
`Exhibits 2075 and 2077 Should Not Be Excluded Under 37 C.F.R.
`§ 42.63(b).
`Petitioners further argue that Exhs. 2075 and 2077 should be excluded for
`
`lacking translation. (Paper 70 at 2–3.) As PCT publications, Exhs. 2075 and 2077
`
`have English translations on the record already in Exhs. 2074 and 2076
`
`respectively, the U.S. patents which claim priority to the PCT applications. Patent
`
`Owners were thus not obligated to present a separate translation. 37 C.F.R. §
`
`42.61(b) (“Certification is not necessary . . . when the evidence to be submitted is a
`
`record of the Office.”). Neither exhibit should be excluded.
`
`Exhibits 2074 and 2076 Should Not Be Excluded as Irrelevant.
`C.
`Petitioners claim that Exhs. 2074 and 2076 are irrelevant because they
`
`issued after the critical date. However, each patent claims priority to the earlier
`
`filed PCT application (Exhs. 2075 and 2077). Such priority claims are not
`
`contingent upon whether the reference applications were properly authenticated in
`
`3
`
`
`
`a given proceeding. See 35 U.S.C. § 120. Furthermore, both exhibits actually
`
`designate the 102(e) dates on the face of the patent. Both exhibits, therefore, show
`
`the prior art use of Blanose 7UL and 7EL and directly rebut Petitioners’ argument
`
`that Patent Owners’ tests were flawed by the use of CMCs that were not
`
`commercially available at the time of the invention. Neither Exh. 2074 nor Exh.
`
`2076 should be excluded as irrelevant.
`
`Exhibits 2074–2079 Should Not Be Excluded as Irrelevant.
`D.
`Petitioners argue that Exhs. 2074–2079 are irrelevant because they are
`
`directed to “nonanalogous art.” (Paper 70 at 3-4.) CMC is a versatile polymer
`
`with many applications, and patents and publications—including the ’061 patent,
`
`Johnson, Gustafsson, and Kino—often do not disclose the grade, or even the
`
`manufacturer, of CMC used. Petitioners’ own case illustrates the difficulty of
`
`finding references that state which CMC grade was used. After defining a narrow
`
`category of relevant CMCs (Paper 40 at 10), Petitioners have failed to provide the
`
`Board with a single example of a low (but not extra low or ultra low) viscosity
`
`CMC used in an injection vehicle before May 25, 2000. Exhs. 2074–2079 are
`
`relevant and should not be excluded.
`
`III. CONCLUSION
`
`Petitioners have provided no reason to exclude Exhs. 2073–2079, or any
`
`portion of Exh. 2081, and their Second Motion to Exclude should be denied.
`
`4
`
`
`
`September 6, 2017
`
`Respectfully submitted,
`
`/Scott Reed/
`Scott K. Reed (Reg. No. 32,433)
`FITZPATRICK, CELLA, HARPER & SCINTO
`1290 Avenue of the Americas
`New York, NY 10104-3800
`Tel: (212) 218-2100
`
`5
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`
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 C.F.R. § 42.6(e)(4), I certify that a copy of the foregoing
`
`PATENT OWNERS’ OPPOSITION TO PETITIONERS’ SECOND MOTION TO
`
`EXCLUDE EVIDENCE was served on September 6, 2017 by causing it to be sent
`
`by email to counsel for Petitioner at the following email addresses:
`
`wmentlik.ipr@lernerdavid.com
`
`pkochanski@lernerdavid.com
`
`tvanbuskirk@lernerdavid.com
`
`nvaleyko@lernerdavid.com
`
`September 6, 2017
`
`Respectfully submitted,
`
`/Scott Reed/
`Scott K. Reed (Reg. No. 32,433)
`FITZPATRICK, CELLA, HARPER & SCINTO
`1290 Avenue of the Americas
`New York, NY 10104-3800
`Tel: (212) 218-2100
`
`6
`
`