CSCO-1007
`Cisco v. TQ Delta
`Page 1 of 379
`
`

`
`Case 1:15-cv—O0615-RGA Document 8 Filed 09/09/15 Page 2 of 2 Page|D #: 263
`
`HOLDER OF PATENT OR TRADEMARK
`OR TRADEMARK
`TRADEMARK NO.
`PATENT OR
`DATE OF PATENT
`US 6,961,369 B1 TD
`US8,718,158B2 Tilj
`US 9,014,243 B2 TQ Delta, LLC
`US 7,83 5,430 B2 TQ Delta, LLC
`US 8,238,412 B2
`
`US 8,432,956 B2
`US 8,611,404 B2
`
`Page 2 of 379
`
`

`
`Case 6:14—cv-01027—ACC—KRS Document 73 Filed 09/09/15 Page 1 of 1 PagelD 721
`A0 120 (Rev. 08/10
`
`.].0_
`'
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`ll 16 you are hereby advised that a court action has been
`th 35 U.S.C. § 290 and/or 15 U.S.C.§
`on the following
`In Compliance wi
`Middle District of Florida, Orlando Division
`filed in the U.S. District Court
`:1 Trademarks or M Patents.
`( E] the patent action involves 35 U.S.C. § 292.):
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`6:14—cv-1027
`6/26/2014
`Middle District of Florida, Orlando Division
`DEFENDANT
`PLAINTIFI"
`
`Orlando Communications LLC
`
`LG Electronics, lnc., et al
`
`PATENT OR
`DATE OF PATENT
`-
`l 5.687,1296 James Arthur Proctor, Jr., James Carl Otto
`2 6,0009,553
`12/28/0199
`Dennis Martinez, Thomas Hengeveld, Mlchael Axford
`
`,
`
`In the above~entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`E] Amendment
`
`PATENT OR
`TRADEMARK NO.
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above~entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Order of Dismissal
`
`(BY) DEPUTY CLERK
`CLERK
`9/9/2015
`R. Olsen
`Sheryl Loesch
`Copy l—Upon initiation ofaction, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2——Upon filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`
`DATE
`
`V
`
`Page 3 of 379
`
`

`
`Case 6:14-cv-O1026—ACC-KRS Document 75 Filed 09/09/15 Page 1 of 1 PagelD 749
`A0 120(Rev 08/10
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`on has been
`on the following
`
`TU
`'
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`5 U.S.C. § 290 and/or 15U.S.C. § ll16 you are hereby advised that a court acti
`In Compliance with 3
`Middle District of Florida, Orlando Division
`filed in the US. District Court
`I:I Trademarks or
`MPatents.
`( El the patent action involves 35 U.S.C. § 292.):
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`6:14—cv-1026
`6/26/2014
`Middle District of Florida, Orlando Division
`DEFENDANT
`_
`PLAINTIFF
`Orlando Communications LLC
`
`LG Electronics, lnc., et al
`
`.
`DATE OF PATENT
`PATENT OR
`HOLDER OT PATENT OR TRADEMARK
`ORTRADEMARK
`TRADEMARKN0
`1 5,68’/,1296 James Arthur Proctor, Jr., James Can Otto
`Dennis Martinez, Thomas Hengeveld, Michael Axford
`2 6,0009,553
`12/28/0199
`
`In the aboVe—entitled case, theifollowing patent(s)/ trademaIk(s) have been included:
`
`DATE INCLUDED
`
`.lR:f3E:];,l;gR?£\,0
`
`INCLUDED BY
`
`D Amendment
`%‘;T§‘R(:FDI;§\E§I£
`
`[3 Cross Bill
`
`E] Answer
`HOLDER or PATENT ORTRADEMARK
`
`E] Other Pleading
`
`In the above—~cntitled case, the following decision has been rendered or judgement issued:
`DECISION/J UDGEMENT
`
`Order of Dismissal
`
`(BY) DEPUTY CLERK
`R. Olsen
`
`DATE
`
`9/9/2015
`
`Copy 5—Upon termination of action, mail this copy to Director
`Copy l——Upon initiation of action, mail this copy to Director
`Copy 4——Case file copy
`Copy 2—-Upon filing document adding patent(s), mail this copy to Director
`
`Page 4 of 379
`
`

`
`Case 1:15-cv—OO616-RGA Document 8 Filed 09/09/15 Page 1 of 2 PagelD #: 279
`
`A0120 Rev 08/10)
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`’
`Director of the U.S. Patent and Trademark Office
`TO.
`Mail Stop 8
`ACTION REGARDING A PATENT OR
`P.0. Box 1450
`TRADEMARK
`Alexandria, VA 22313-1450
`§ 290 and/or 15 U.S.C. 9] I116 you are hereby advised that a court action has been
`on the following
`District of Delaware
`S.C. § 292.):
`
`In Compliance with 35 U.S.C.
`filed in the US. District Court
`( El the patent action involves 35 U.
`I] Trademarks or
`I] Patents.
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`15-cv-616—RGA
`7/17/2015
`District of Delaware
`DEFENDANT
`PLAINTIFF
`Verizon Communications Inc, Verizon Services Corp., Verizon
`Online LLC, Verizon Business Network Services lnc., Verizon
`Delaware LLC, and Verizon Information Technologies LLC
`
`TQ Delta, LLC
`
`DATE lNC9:IéJI2J(l)F.1l)5
`I
`TRADEMARKN0
`PATENT OR
`
`INCLUDED BY
`Amendment
`ORTRADEMARK
`DATE OF PATENT
`
`D Other Pleading
`B Cross Bill
`I] Answer
`HOLDEROF PATENT ORTRADEMARK
`
`In the aho\'e~entit1cd case, the following decision has been rendered orjudgement issued:
`
`(BY) DEPUTY CLERK
`
`to Director
`Copy 3—Upon termination of action, mail this copy to Director
`Copy 4-—Case file copy
`Copy ]—Upon initiation of action, mail this copy mail this copy to Director
`Copy 2——Upon filing document adding patent(s),
`
`Page 5 of 379
`
`

`
`US 9,014,243 B2
`US 7,835,430 B2
`US 8,238,412 B2
`US 8,432,956 B2
`US 8,611,404 B2
`
`)
`
`TQ Delta, LLC
`
`Page 6 of 379
`
`

`
`Case 6:14—cv-01028-ACC-KRS Document 84 Filed 09/09/15 Page 1 of 1 PagelD 790
`
`T0_
`'
`
`Mail Stop 8
`Director ofthe U.S. Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`has been
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § I116 you are hereby advised that a court action on the following
`filed in the U.S. District Court
`Middle District of Florida, Orlando Division
`El Trademarks or
`MPatents.
`( [I the patent action involves 35 U.S.C. § 292.):
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`6:14-cv-1028
`6/26/2014
`Middle District of Florida, Orlando Division
`DEFENDANT
`PLAINTIFF
`Orlando Communications LLC
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`HTC Corporation, et al
`
`HOLDER OF PATENT ORTRADEMARK
`0.
`I 5587,1296 James Arthur Proctor, Jr., James Carl Otto
`2 6,0009,553
`12/28/0199
`Dennis Martinez, Thomas Hengeveld, Michael Axford
`
`PATENT OR
`TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above——entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Order of Dismissal
`
`CLERK
`Sheryl Loesch
`
`(BY) DEPUTY CLERK
`9/9/2015
`R. Olsen
`to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy l~Upon initiation of action, mail this copy mail this copy to Director Copy 4——Case file copy
`Copy 2——Upon filing document adding patcnt(s),
`
`DATE
`
`Page 7 of 379
`
`

`
`Case 1:15-cv—00616—RGA Document 3 Filed 07/17/15 Page 1 of 2 PagelD #: 121
`A0 120 Rev.O8/TU
`
`T0:
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 USC. § l 116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`District of Delaware
`on the following
`3 Trademarks or
`MPatents.
`( C} the patent action involves 35 U.S.C. § 292.):
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`7/17/2015
`
`PLAINTIFF
`
`DEFENDANT
`
`District of Delaware
`
`TQ Delta, LLC
`
`PATENT OR
`TRADEMARK N0‘
`1 See Attached
`
`Verizon Communications |nc., Verizon Services Corp., Verizon
`Online LLC, Verizon Business Network Services Inc, Verizon
`Delaware LLC, and Verizon Information Technologies LLC
`
`DATE OF PATENT
`OR TRADEMARK
`
`.
`.
`.
`,
`.
`.
`.
`.
`.
`\
`,
`HOLDER OT- PATENT OR TRADEMARK.
`
`DATE TNCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`Cl Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`:1 Answer
`
`E] Cross Bill
`,
`,
`.
`HOLDER OT" PATENT OR TRADEMARK
`
`C] Other Pleading
`
`_——— I
`
`n the abovcwcntitlcd case, the following decision has been rendered orjudgement issued:
`DECISION/JUDGEMENT
`
`(BY) I)ET’U'T‘Y CLERK
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—L'pon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`
`Page 8 of 379
`
`

`
`Case 1:15-cv—OO616—RGA Document 3 Filed 07/17/15 Page 2 of 2 PageID #: 122
`
`PATENT OR
`
`DATE OF PATENT
`
`.
`
`5
`6
`7
`
`US 8,238,412 B2
`US 8,432,956 B2
`US 8,611,404 B2
`
`8/7/2012
`4/30/2013
`I2/l7/2013
`
`TQ Delta, LLC
`TQ Delta, LLC
`TQ Delta, LLC
`
`Page 9 of 379
`
`

`
`Case 1:15-cv-12975-WGY Document 2 Filed 07/17/15 Page 1 of 1
`
`Mai] stop 3
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`Alexandria. VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a count action has been
`
`filed in the U.S. District Court
`
`Massachusefls
`
`on the following G Patents or
`
`G Trademarks:
`
`DOCKET NO.
`PLAINTIFF
`
`DATE 1-'l]7E/'l|]7/2015
`
`U.S. DISTRICT COURT
`DEFENDANT
`
`Massachusetts
`
`BOSTON PROPERTIES LIMITED PARTNERSHIP
`
`CLAUDETTE MOUSSA,
`dlbla Boston Properties Advisors
`
`——
`——
`——
`——
`
`DATE INCLUDED
`
`In the above——cntitled case, the following patent(s)/ trademarl<(s) have been included:
`INCLUDED BY
`
`G Answer
`G Cross Bill
`G Other Pleading
`G Amendment
`HOLDER or PATENT on TRADEMARK
`Ié)’;T1‘§R‘3\FD’;E‘1:/fplfgg
`PATELVATRERNO
`_——
`——
`——
`——
`——
`
`In the above~—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy l~Upon initiation of action, mail this copy to Director Copy I#Upon termination of action, mail this copy to Director
`Copy 2-—Upon filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`
`Page 10 of 379
`
`

`
`Case 1:13-cv-01533-GMS Document 39 Filed 07/17/15 Page 1 of 1 Page|D #: 216
`
`Case 1:13-cv-01533-GMS Document 3 Filed 09/04/13 Page 1 of 1 Page|D #: 29
`A0 I20 Rev. 08/10
`
`To
`‘
`
`Mail stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box I450
`Alexand ria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or I5 U.S.C. § I I I6 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Delaware
`on the following
`I] Trademarks or
`HI Patents.
`( C] the patent action involves 35 U.S.C. § 292.):
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`9/4/2013
`
`PLAINTIFF
`
`DEFENDANT
`
`Delaware
`
`ROCHE PALO ALTO LLC and
`GENENTECH, INC.
`
`WATSON LABORATORIES, INC. — FLORIDA
`
`PATENT OR
`
`DATE OF PATENT
`
`I 6,083,953
`
`2
`
`7/4/2000
`
`Roche Palo Alto LLC
`
`DATE INCLUDED
`
`INCLUDED BY
`
`E] Amendment
`PATENT OR
`DATE OF PATENT
`TRADEMARK N0.
`OR TRADEMARK
`_—
`
`I] Answer
`
`I: Cross Bill
`
`CI Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`———— I
`
`n the above—entitIcd case, the following decision hm been rendered orj udgemeni issued:
`DECISION/JUDGEMENT
`
`Emm:
`
`CLERK John A Ceiino, Clerk
`United States District Court
`I
`'
`'
`'
`_
`:
`o '
`g
`_
`_
`_
`_
`Vwlmington. DE 1 801 .
`,
`opy 3——Upon termination of action, mail this copy to Director
`Copy l—Upon lI'lI iiition of action, mail this copy to Director
`Copy 2-Upon filing document adding paIent(s), miiil this copy to Director Copy 4——Case file copy
`
`(BY) DEPUTY c
`4
`
`RK
`/,
`4"’
`
`Page 11 of 379
`
`

`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In Re the Application of: Marcos C. Tzannes
`Application No.: 09/710,310
`Filed: November 9, 2000
`Atty. Filc No.: 6936-47
`
`; Patent No.: 6,961,369
`Issued: November 1, 2005
`% Examiner: NGUYEN, DungX
`Confirmation No.1 5605
`
`SYSTEM AND METHOD FOR SCRAMBLING THE PHASE OF THE CARRIERS IN
`For:
`A MULTICARRIER COMMUNICATIONS SYSTEM
`
`NOTIFICATION OF LOSS OF ENTITLEMENT OF
`SMALL ENTITY STATUS UNDER
`
`37 CFR §§ 1.27 (g)(2) and 1.28(c)
`
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Madam:
`
`On November 7, 2012, Applicants filed an Assertion of Entitlement to Small Entity Status in
`
`the referenced application. Applicants filed the Assertion in good faith, and paid the fees associated
`
`with the application as a small entity in good faith. It was later discovered that the Applicant should
`
`not have been entitled to small entity status and the Assertion was established in error.
`
`Pursuant to 37 CFR §§ l.27(g)(2) and l.28(c), Applicants are informing the Office that the
`
`referenced application is no longer entitled to Small Entity Status.
`
`Furthermore, pursuant to 37 C.F.R. §l.28(c)(l)(2), on December 28, 2012, Applicants
`
`submitted a payment of $2900 at the large entity rate for the 7.5 year maintenance fee and then on
`
`January 4, 2013 Applicants requested a refund indicating the payment was made erroneously at the
`
`large entity and should have been paid at the small entity rate of $1450.00. Applicants are now
`
`submitting that the referenced patent is no longer a small entity and the 7.5 year maintenance fee
`
`should be paid at the large entity rate.
`
`The current fee for the 7.5 year maintenance fee is $3600. Therefore, the Commissioner
`
`is hereby authorized to charge to deposit account number 19-1970 $2,150.00 for the deficiency
`
`owed.
`
`Page 12 of 379
`
`

`
`The Commissioner is also hereby authorized to charge to deposit account number 19-
`
`1970 any fees under 37 CFR § 1.16 and 1.17 that may be required by this paper and to credit any
`
`overpayment to that Account.
`
`Respectfully submitted,
`
`SHERIDAN ROSS P.C.
`
`Date: March 25 2013
`
`By:
`
`/Jason H. Vick/
`Jason H. Vick
`
`Reg. No. 45,285
`1560 Broadway, Suite 1200
`Denver, Colorado 80202
`Telephone: 303-863-9700
`
`Page 13 of 379
`
`

`
`Electronic Acknowledgement Receipt
`
`15346190
`
`International Application Number:
`
`Confirmation Number:
`
`ml‘ °f l""°"l'°"‘
`
`SYSTEM AND METHOD FOR SCRAMBLING THE PHASE OF THE CARRIERS IN A
`MULTICARRIER COMMUNICATIONS SYSTEM
`
`First Named Inventor/Applicant Name:
`
`MARCOS C. TZANNES
`
`Customer Number:
`
`62574
`
`Filer Authorized By:
`
`Jason Vick
`
`Attorney Docket N um ber:
`
`6936-47
`
`Filing Date:
`
`Time Stamp:
`
`09-NOV-2000
`
`16:30:38
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`P
`
`Notification of loss of entitlement to
`small entity status
`
`Loss_of_Entit|ement_of_Sma||
`Entity_Status.pdf
`
`Warnings:
`Information:
`
`File Size(Bytes)/
`Message Digest
`71478
`
`74910[llJlJB67iLaedele689e4lJ637338MOS
`Sflbiq
`
`Part /.zip (if appl.)
`
`Page 14 of 379
`
`

`
`Total Files Size (in bytes)
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage ofan international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`Ifa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Page 15 of 379
`
`

`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In Re the Application of: Marcos C. Tzannes
`
`Application No.: 09/710,310
`Filed: November 9, 2000
`Atty. File No.: 6936-47
`
`g Patent No.: 6,961,369
`3 Issued: November 1, 2005
`3 Examiner: NGUYEN, Dung X
`5 Confirmation No.: 5605
`
`SYSTEM AND METHOD FOR SCRAMBLING THE PHASE OF THE CARRIERS IN
`For:
`A MULTICARRIER COMMUNICATIONS SYSTEM
`
`REQUEST FOR REFUND OF MAINTENANCE
`~ FEE UNDER § 37 C.F.R. 1.26
`
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Madam:
`
`This Request for Refund is filed pursuant to 37 U.S.C. 1.26 and MPEP 607.02.
`
`On December 28, 2012, Applicants erroneously paid the 8"‘ year Maintenance Fee payment
`
`for the referenced patent as a large entity when it should have been paid as a small entity. On
`
`November 7, 2012, Applicants submitted an “Assertion of Entitlement to Small Entity Status” with
`
`the USPTO. A copy of the Assertion is attached herewith. Applicants’ status is now Small Entity
`
`and therefore should have paid $1450.00 for the 8"‘ year maintenance fee instead of the $2900.00.
`
`Applicants respectfully request a refund of $1450.00 in the above-referenced patent.
`
`Applicant respectfully requests that the $1450.00 be refunded to Deposit Account No. 19-
`
`1970 (6936-47).
`
`Respectfully submitted,
`
`SHERIDAN ROSS P.C,
`
`By:
`
`son H. Vick
`
`Reg. No. 45,285
`1560 Broadway, Suite 1200
`Denver, Colorado 80202
`Telephone: 303-863-9700
`
`Page 16 of 379
`
`

`
`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`14170370
`
`09710310
`
`International Application Number:
`
`Confirmation Number:
`
`“"°°fmV°"fi°“‘
`
`SYSTEM AND METHOD FOR SCRAMBLING THE PHASE OF THE CARRIERS IN A
`MUUKMRWERCOMMUNKANONSSYMEM
`
`First Named Inventor/Applicant Name:
`
`MARCOS C. TZANNES
`
`Customer Number:
`
`181
`
`Filer:
`
`Jason Vick/Joanne Vos
`
`Filer Authorized By:
`
`Jason Vick
`
`Attorney Docket Number:
`
`AWR—01 7 (457/19)
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`07-NOV~2012
`
`09-Nov-2000
`
`14:16:36
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`Submitted with Payment
`
`FHeLBfing:
`
`Document
`Number
`
`Document Description
`
`File Size(Bytes)l
`Message Digest
`
`Part /.zip (if appl.)
`
`EntityStatus_373c_w_POA.pdf S06-1Z6549iBSa97594§0abb4746aad(d5) 1
`
`Page 17 of 379
`
`

`
`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Miscellaneous Incoming Letter
`
`Assignee showing of ownership per 37 CFR 3.73.
`
`Power of Attorney
`
`Warnings:
`Information:
`
`Total Files Size (in bytes)l
`
`418846
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1 810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Page 18 of 379
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`

`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In Re the Application of: Marcos C. Tzannes
`Application No.: 09/710,310
`Filed: November 9, 2000
`Atty. File No.: 6936-47
`
`5 Patent No.: 6,961,369
`5 Issued: November 1,2005
`g Examiner: NGUYEN, Dung X
`3 Confirmation No.: 5605
`
`SYSTEM AND METHOD FOR SCRAMBLING THE PHASE OF THE CARRIERS IN
`For:
`A MULTICARRIER COMMUNICATIONS SYSTEM
`
`ASSERTION OF ENTITLEMENT TO SMALL ENTITY STATUS
`
`Commissioner for Patents
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`Madam:
`
`In accordance with MPEP §§ 509.02 and 50903 and 37 CFR 1.27, this document is
`
`being filed to inform the US, Patent Office of the change of status for the abovc—identit'1ed patent
`
`from large entity status to small entity status. All fees paid to date have been paid as large entity
`
`status. No fees have yet been paid as small entity status. Due to the sale of the referenced patent,
`
`the Applicant is now entitled to small entity status.
`
`I
`
`We respectfully request that small entity status be granted for the above-referenced
`
`patent.
`
`A
`
`Please contact the undersigned if there are any questions regarding this notification.
`
`Respectfully submitted,
`
`SHERIDAN ROSS P.C.
`
`1560 Broadway, Suite 1200
`Denver, Colorado 80202
`Telephone: 303~863-9700
`
`Page 19 of 379
`
`

`
`PTO/AIA/96 (0842)
`Approved ior use through Oi/3t/2013. OMB 065143081
`US. Patent and Trademark Oiilce; U.S. DEPARTMENT OF COMMERCE
`Under the Paerwcrk Reduction Act oi 1995, no ereons are rsuired to resend to a collection of information unless it disie s a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c[
`App|ioanUPatent Owner: TQ DELTAI LLC
`Filed/issue Date: L~____
`Application No./Patent No.1 6v951v359
`med.
`SYSTEM AND METHOD FOR SCRAMBLING THE PHASE OF THE CARRIERS IN A MULTICARRIER COMMUNICATIONS SYSTEM
`
`TQ DELTA, LLC
`(Name at Asslgnee)
`
`' a Corporation
`(Type of Assignoe. e.g.. corporation, partnership, university, government agency. etc.)
`
`states that, forthe patent application/patent identified above, it is (choose one of options 1. 2, 3 or 4 below):
`
`i.
`
`The assignee of the entire right, title, and interest.
`
`2. E] An assignee of less than the entire right, title, and interest (check applicable box):
`[__i The extent (by percentage) of its ownership interest is
`%. Additional Statement(s) by the owners
`holding the balance of the interest must be submitted to account for 100% of the ownership Interest.
`C] There are unspeciiied percentages of ownership. The other parties, including Inventors, who together own the entire
`right, title and interest are:
`'
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`[:1 The assighee of an undivided interest in the entirety (a complete assignment from one of the joint inventors was made).
`3.
`The other parties, including inventors, who together own the entire right. title, and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`4. E] The recipient, via a court proceeding or the like (e.g., bankruptcy, probate), of an undivided interest in the entirety (a
`complete transfer of ownership interest was made). The certified documentts) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose o_rte of options A or B below):
`
`A. D An assignment from the inventor(s) of the patentapplication/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Best
`, Frame
`*, or forwhich a copy
`thereof is attached.
`
`B.
`
`A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`1_ From. Marcos C. Tzannes
`To; AWARE, iNC.
`The document was recorded in the United States Patent and Trademark Office at
`
`. Frame 0307
`
`, or for which a copy thereof is attached.
`Reel 010877
`T0. TQ DELTA, LLC
`2' From, AWARE, lNC.
`The document was recorded in the United States Patent and Trademark Office at
`Root 029154
`, Frame 0937
`,or for which a copy thereof is attached.
`[Page i of 2]
`This collection oi iniormatlon is required by 37 CFR 3.713(1)). The information is required to obtain or retain a beneiit by the public which is to tile (and by the USPTO to
`process) an application. Confidentiality is governed by 85 U.S.O. 122 and 37 CPR 1.11 and 1,14. This collection is estimated to take 12 minutes to complete, including
`gathering» Preparing. and submitting the completed application form to the USPTO. Time will van’ depending upon the individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Ohiei information Officer, U.S. Patent and Trademark
`Office, U.S. Department of Commerce, F’.O. Box 1450, Alexandria, VA 22313-1460. DO NOT SEND FEES OR COMPLETED FORMS TO Tiiis ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Ifyou need assistance in completing Iheform, call l~800~PTO~9I99 and select option 2.
`
`Page 20 of 379
`
`

`
`PTO/AIA/96 (084 2)
`Approved for use through 01/31/2013. OMB 0651-0031
`US. Patent and Trademark Oiiice; US. DEPARTMENT OF COMMERCE
`Under the Paerwork Reduction Act oi 1995 no ereons are reulred to resend to a collection of lnlormatlon unless it dis is s a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.7310}
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`_
`To:
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`To:
`
`The document was recorded In the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`L]
`
`Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`[7]
`
`As required by 37 CFR 3.73(c)(i)(|), the documentary evidence of the chain of title from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy 0.6., a true copy of the original assignment documenttsi) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3. to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supil -
`
`e = ewiisafltfiofifssfto act on behalf of the asslgnee.
`
`. “
`.
`Si
`Jason H. ViCk
`Printed or Typed Name
`
`-
`
`[Page 2 of 2]
`
`rt/ow ".1
`
`Date
`45,235
`Title or Registration Number
`
`Page 21 of 379
`
`

`
`PTOIAINBO (0742)
`Approved for use through 11l8tJ/2014, OMB 0tl61~OO3G
`U.S. Patent and Trademark Oiticet U.S DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no person: are required to respond to a collection oi information unless it displays a valid OMB control number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`l hereby revoke all previous powers of attorney given in the application identified in the attached statement
`under 87 CFR 3.73 o .
`l hereby appoint:
`
`El
`1:]
`
`:)r:tit|onersassociatedwithCustomerNumber: 4
`Praotitionerte) named below (if more than ten patent practitioners are to be named. then a customer number must be used):
`
`As atlorneyls) or agenl(s) to represent the undersigned before the United States Patent and Trademark Otiloe (USPTO) in connection with
`any and all patent applications assigned only to the undersigned according to the USPTO assignment records or assignments documents
`attached to this form in accordance with 37 CFR 3.73(o).
`
`Please change the correspondence address for the application Identified in the attached statement under 37 CFR 3.‘/3(0) to:
`
`E! The address associated with Customer Number: 624
`OR
`Firm or
`individual Name
`
`Telephone
`
`Asslgnee Name and Address: TQ DELTA, LLC
`805 Las Clmas Parkway, Suite 240
`Austin, Texas 78746
`
`A copy ofthls form. togetherwlth a statement under 37 CFR 3.73(c) (Form PTOIAIA/96 or equivalent) is required to be
`Filed in each application in which this form is used. The statement under 37 CFR 3.73to) may be completed by one of
`The practitioners appointed in this form. and must identify the application in which this Power of Attorney is to be filed.
`SIGNATURE of Auslgnee of Record
`The individual whose signature and title is supplied below is authorized to act on behalf of the assignee
`
`Signature
`
`‘
`
`«
`
`_
`
`.
`
`Date
`
`re /1//,» 7:
`
`Telephone 51 2~609~1 810
`
`This collection ciinfermetlon is required by 37 CFR1.31, 1.52 and 1.33. The intcnnation Is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes
`to complete, including gathering, preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this ionn and/or suggestions for reducing this burden. should be sent to the Chiet lnlormallon Otficert
`U.S. Patent and Trademark Office. U.S. Department orcommeroe, R0. Box 1450. Alexandria. VA 22313-1460. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`It you need assistance in completing the form. call 1-800-PTO-9199 and select option 2.
`
`Page 22 of 379
`
`

`
`Electronic Acknowledgement Receipt
`
`14614805
`
`International Application Number:
`
`Confirmation Number:
`
`ml‘ °f l""°"l'°"‘
`
`SYSTEM AND METHOD FOR SCRAMBLING THE PHASE OF THE CARRIERS IN A
`MULTICARRIER COMMUNICATIONS SYSTEM
`
`First Named Inventor/Applicant Name:
`
`MARCOS C. TZANNES
`
`Customer Number:
`
`62574
`
`Filer Authorized By:
`
`Jason Vick
`
`Attorney Docket N um ber:
`
`6936-47
`
`Filing Date:
`
`Time Stamp:
`
`09-NOV-2000
`
`11:34:06
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`P
`
`Refund Request
`
`Request_for_Refund.pdf
`
`Warnings:
`Information:
`
`File Size(Bytes)/
`Message Digest
`661 799
`
`Z61S03071e5i42lJi lJZ97684ellJ61Ll5a7eiJa
`26857
`
`Part /.zip (if appl.)
`
`Page 23 of 379
`
`

`
`Total Files Size (in bytes)
`
`661799
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage ofan international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`Ifa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Page 24 of 379
`
`

`
`UNITED STATES EATENT AND TRADEMARK OFFICE
`
`II\ |'I'I‘I|) S'I'A'|'I4IS I)|<IPA|I'I‘V||1I\I'I'()I4'(7()M 1\’I|‘IIH‘|<I
`United States Patent and Trademark Office
`Address COMMISSIONER FOR PATENTS
`Pa Rm mo
`AIexa11d.na,V11g1rua 22313-1450
`wwwuspto gm
`FIRST NAMET) APPLTCANT
`
`ATTY. T)(’)CKF1T NO./TITTE
`
`APPLTCATTON N'U'1VITiF.R
`
`F1T,1\I('E OR 3"/I (C) DATE
`
`09/710,310
`
`11/09/2000
`
`181
`MILES & STOCKBRIDGE PC
`1751 PINNACLE om
`SUITE 500
`MCLEAN, VA 22102-3833
`
`/dgbut1cr/
`
`MARCOS C. TZANNES
`
`AWR-017 (457/19)
`CONFIRMATION NO. 5605
`POWER OF ATTORNEY NOTICE
`
`111111111I1111ug111111111111g1;11111g111111111111111
`
`Date Mailed: 11/26/2012
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`Page 25 of 379
`
`