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Paper No.
`Filed: May 16, 2016
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`GENERAL ELECTRIC COMPANY,
`Petitioner,
`
`v.
`
`UNITED TECHNOLOGIES CORPORATION,
`Patent Owner
`
`
`
`
`
`
`
`
`Case IPR2016-00952
`Patent No. 9,121,412
`
`
`
`
`
`
`PATENT OWNER’S MANDATORY NOTICES
`PURSUANT TO 37 C.F.R. § 42.8
`
`
`
`
`

`
`Case IPR2016-00952
`
`Patent No. 9,121,412
`
`Patent Owner United Technologies Corporation provides the following
`
`mandatory notices pursuant to 37 C.F.R. § 42.8.
`
`I.
`
`Real Party-in-Interest
`
`Pursuant
`
`to 37 C.F.R. §42.8(b)(1),
`
`the real party-in-interest
`
`is United
`
`Technologies Corporation, the assignee of record for U.S_ Patent No- 9,121,412
`
`(“the ’4l2 patent”).
`
`H.
`
`Related Matters
`
`Patent Owner is not aware of any matters that may be deemed related to this
`
`proceeding under 37 C.F.R. § 42.8(b)(2).
`
`III. Lead and Back-Up Counsel and Service Information
`
`In accordance with 37 C.F.R. §42.8(b)(3) and (b)(4), Patent Owner
`
`identifies the following lead and back-up counsel and service information:
`
`Lead Counsel
`
`Back-U Counsel
`
`M. Andrew Holtman, Ph.D.
`
`Jason E. Stach
`
`(Reg. No. 53,032)
`Finnegan, Henderson, Farabow,
`Garrett & Dunner, L.L.P.
`
`(Reg. No. 54,464)
`Finnegan, Henderson, Farabow,
`Garrett & Dunner, L.L.P.
`
`901 New York Avenue NW
`
`3500 SunTrust Plaza
`
`303 Peachtree Street, NE
`Washington, DC 20001-4413
`Atlanta, GA, 30308-3263
`Telephone: 202-408-4131
`Telephone: 404-653-6428
`Facsimile: 202-408-4400
`E-mail: andy.ho1tman@f1nnegan.com Facsimile: 404-653-6444
`E-mail:
`jason.stach@finnegan.com
`
`

`
`Lead Counsel
`
`Back-U n Counsel
`
`Case IPR2016-00952
`
`Patent No. 9,121,412
`
`Jeffrey C. Totten
`(Reg. No. 65,229)
`Firmegan, Henderson, Farabow,
`Garrett & Dunner, L_L_P_
`
`901 New York Avenue NW
`
`Washington, DC 20001-4413
`Telephone: 202-408-4232
`Facsimile: 202-408-4400
`
`E-mail: jeffrey.totten@finnegan.com
`
`James D. Stein (Reg. No. 63,782)
`Firmegan, Henderson, Farabow,
`Garrett & Dunner, L_L_P_
`
`3500 SunTrust Plaza
`
`303 Peachtree Street, NE
`
`Atlanta, GA, 30308-3263
`Telephone: 404-653-6439
`Facsimile: 404-653-6444
`
`'ames.stein I
`
`Patent Owner consents to electronic service by email at the following
`
`address: UTC-IPR@finnegan_com_
`
`Dated: May 16, 2016
`
`Respectfully submitted,
`
`By:
`
`/M. Andrew HOItman/
`M. Andrew Holtman
`
`Reg. No- 53,032
`
`Lead Counsel for Patent Owner
`
`

`
`CERTIFICATE OF SERVICE
`
`Case IPR2016-00952
`Patent No. 9,121,412
`
`The undersigned hereby certifies that a copy of the foregoing PATENT
`
`OWNER’S MANDATORY NOTICES PURSUANT TO 37 C.F.R. § 42.8 was
`
`served electronically on May 16, 2016 on counsel of record for the Petitioner as
`
`follows:
`
`Anish Desai
`Brian Ferguson
`Christopher Pepe
`Weil, Gotshal & Manges LLP
`1300 Eye Street, N.W., Suite 900
`Washington, D.C. 20005
`GE.412.IPR@weil.com
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`By: /Valencia Daniel/
`Valencia Daniel
`Litigation Legal Assistant
`
`
`
`
`
`
`
`
`
`
`
`Dated: May 16, 2016

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