IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`PATENT
`Docket No. 5634.304
`
`Group Art Unit: 2602
`
`Examiner:
`
`092cifl0LlEl
`
`"'1"?=8’;-!dlI33096
`
`Inventors:
`
`John C. Harvey and James W.
`Cuddihy
`
`Serial No.:
`
`08/485,507
`
`Filing Date:
`
`June 7, 1995
`
`For:
`
`Signal Processing Apparatus and
`Methods
`
`Assistant Commissioner of Patents
`
`Washington D.C. 20231
`
`INFORMATION DISCLOSURE STATEMENT
`
`Sir:
`
`In accordance with the duty of disclosure under 37 C.F.R. § 1.56(a) and in
`
`conformance with the procedures of 37 C.F.R. §§ 1.97-98 and M.P.E.P. § 609, the
`
`attention of the Patent and Trademark Office is hereby directed to the references listed
`on the attached Form PTO-1449.
`
`The above-referenced application claims priority under 35 U.S.C. § 120 of the
`
`following applications:
`
`Serial No.
`
`08 / 1 13,329
`08 / 056,501
`07/849,226
`07/ 588,1 26
`07/ 096,096
`
`Filing Date
`
`August 30, 1993
`May 3,1993
`March 10, 1992
`
`September 25, 1990
`September 11, 1987
`
`Patent No.
`
`Pending
`5,335,277
`5,233,654
`5,109,414
`4,965,825
`
`APPLE Exhibit 1042
`
`Apple v. PMC
`lPR2016-00755
`
`Page 1
`
`APPLE Exhibit 1042
`Apple v. PMC
`IPR2016-00755
`Page 1
`
`

`
`Applicants believe that all references cited on the attached PTO 1449 form
`
`were cited by or submitted to the PTO in one or more of the case cited above or in
`
`U.S. Patent Application Serial No. 06/829,531, filed February 15, 1986 now U.S.
`
`Patent No. 4,704,725, U.S. Patent Application Serial No. 06/317,510, filed November
`
`3, 1981 now U.S. Patent No. 4,694,490 and co—pending U.S. Patent Application Serial
`
`No. 08/448,143, filed May 23, 1995. Therefore, no copies of the listed references are
`
`provided herewith. Additionally, references believed to be dated in the period from
`
`November 3, 1981 through September 11, 1987 are included in the present IDS as
`
`this application only claims priority to the September 11, 1987 filing date. It is
`
`respectfully requested that the information above be expressly considered during the
`
`prosecution of this application, and that the references be made of record therein
`
`and appear among the "References Cited" on any patent to issue therefrom.
`
`CERTIFICATION AND[OR FEE
`
`Since this IDS is being filed pursuant to 37 C.F.R. § 1.97(b) before the later of
`
`three months after the filing date of the above-referenced application or the date of
`
`receipt of the first Office action on the merits, no certification or fee is required.
`
`Respectfully submit ed,
`
`Dated: December 5, 1995
`
`HOWREY & SIMON
`
`1299 Pennsylvania Avenue, N.W.
`Washington, D.C. 20004-2402
`(202) 783-0800 (telephone)
`(202) 383-6610 (telecopier)
`
`4
`
`APELE Exhibit 1042
`
`Apple v. PMC
`lPR2016-00755
`
`Page 2
`
`APPLE Exhibit 1042
`Apple v. PMC
`IPR2016-00755
`Page 2
`
`

`
`
`Serial No.
`Attorney Docket No.
`Information Disclosure
`Statement by Applicant
`5634-304
`08/485507
`
`
`
`Sheet 1 of 63
`
`
`
`
`
`Title: Signal Processing
`Apparatus and Method
`
`App1icant(s)
`Iohn C. Harvey and Iames W. Cuddihy
`
`Filing Date
`
`Group
`2602
`
`Iune 7, 1995
`
`U. S. Patent Documents
`
`Examiner
`Imtlal
`
`Number
`
`
`
`Patent
`Date
`
`25
`
`Class /
`Subclass
`
`‘I’
`
`Filing Date
`
`Clark et al.
`
`340/ 172.5
`
`Haselwood et al.
`
`340/ 172.5
`
`8/31/71
`
`3/21/72
`
`5/15/73
`
`11/19/74
`
`9/16/75
`
`3/30/76
`
`4/6/76
`
`8/ 3/ 76
`
`9/ 13/ 77
`
`3/14/73
`
`3/28/78
`
`1o/3/73
`
`3/13/79
`
`8/19/80
`
`3/16/82
`
`7/6/82
`
`10/19/76
`
`Belcher et al.
`
`Kirk, ]r., et al.
`
`Van Baggem
`
`Prado,
`
`Jr.
`
`Miyake
`
`Freeman
`
`Haselwood et al.
`
`Haselwood et al.
`
`Freeman
`
`178/ 5.1
`
`325/31
`
`340/ 150
`
`178/6
`
`35/8A
`
`325/455
`
`325/308
`
`325/31
`
`35/8 A
`
`Sherman
`
`358/124
`
`Kurland et al.
`
`Metzger
`
`Bart et al.
`
`35/9 A
`
`325/4
`
`358/22
`
`Freeman
`
`179/ 6.04
`
`Tadokoro
`
`360/ 135
`
`Include copy of this form with next communication to applicant.
`
`Examiner: Initial if citation considered, whether or not citation is in conformance with
`M.P.E.P. 609; draw line through citation if not in conformance and not considered.
`
`APPLE Exhibit 1042
`
`Apmev.PMC
`lPR2016-00755
`
`Page3
`
`APPLE Exhibit 1042
`Apple v. PMC
`IPR2016-00755
`Page 3
`
`

`
`Sheet 2 of 63
`
`Information Disclosure
`
`Statement by Applicant
`
`Attorney Docket No.
`5634.304
`
`Serial No.
`
`08/ 485,507
`
`Applicant(s)
`John C. Harvey and Iames W. Cuddihy
`
`Apparatus and Method
`
`Title: Signal Processing
`
`Filing Date
`June 7, 1995
`
`Group
`2602
`
`U. S. Patent Documents
`
`Examiner
`Initial
`
`Patent
`Number
`
`Patent
`Date
`
`2E
`
`Class /
`Subclass
`
`*
`
`“mg Date
`
`4,369,333
`
`1/18/83
`
`Gemperle et al.
`
`178/22.13
`
`4,377,870
`
`3/ 22/ 83
`
`Anderson et al.
`
`455/2
`
`4,410,911
`
`10/ 18/83
`
`Field et al.‘
`
`358/121
`
`4,414,516
`
`11/8/83
`
`Howard
`
`333/21A
`
`4,420,656
`
`12/13/83
`
`Freeman
`
`179/ 6.04
`
`4,422,486
`
`12/27/83
`
`Maret
`
`144/117R
`
`4,429,385
`
`1/31/84
`
`Cichellj et al.
`
`370/92
`
`4,433,211
`
`2/ 21/ 84
`
`McCalmont et al.
`
`179/15 5
`
`4,433,379
`
`2/ 21/ 84
`
`Schenk et al.
`
`364/ 200
`
`4,443,660
`
`4/ 17/ 84
`
`DeLong
`
`178/ 22.04
`
`4,449,114
`
`5/15/84
`
`Fascenda et al.
`
`340/988
`
`4,450,477
`
`5/22/84
`
`Lovett
`
`358/86
`
`4,451,700
`
`5/ 29/ 84
`
`Kempner et al.
`
`179/2 AS
`
`4,454,543
`
`6/12/84
`
`Lund et al.
`
`4,454,594
`
`6/ 12/ 84
`
`Heffron et al.
`
`358/118
`
`364/ 900
`
`4,458,109
`
`4,458,315
`
`4,460,922
`
`7/ 3/ 84
`
`7/3/84
`
`7/17/84
`
`Ensinger et al.
`
`Uchenick
`
`354/zoo
`
`358/122
`
`Mueller-Schloer
`
`178/ 22.11
`
`Examiner: Inifial if citation considered, whether or not citation is in conformance with
`M.P.E.P. 609; draw line through citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`
`
`APPLE Exhibit 1042
`
`Apple v. PMC
`lPR2016-00755
`
`Page 4
`
`APPLE Exhibit 1042
`Apple v. PMC
`IPR2016-00755
`Page 4
`
`

`
`Sheet 3 of 63
`
`Attorney Docket No.
`5634.304
`
`Serial No.
`
`08/ 485,507
`
`Applicant(s)
`John C. Harvey and Iames W. Cuddihy
`
`
`
`Group
`2602
`
`
`
`Information Disclosure
`
`Statement by Applicant
`
`Title: Signal Processing
`
`Apparatus and Method
`
`
`
`
`
`Filing Date
`June 7, 1995
`
`U. S. Patent Documents
`
`Examiner
`Initial
`
`Patent
`Number
`
`Patent
`Date
`
`
`Name
`
`Class /
`Subclass
`
`
`
`Filing Date’:
`
`
`
`4,461,032
`— 2 _:
`7/17/84
`455/4
`--
`_D:
`--
`:-
`-H
`2 4/484,027—
`_ W217-
`--
`--
`--
`: 360/482
`::
`et al.
`— Morris 2
`_ : :-
`4,503,538
`3/5/85
`371/28
`: 2 2-
`4,507,680
`3/26/85
`358/86
`- — :-
`45091073
`4/2/85
`358/86
`- - 2-
`4,512,011
`4/16/85
`370/60
`
`
`
`
`
`Include copy of this form with next communication to applicant.
`
`Examiner: Initial if citation considered, whether or not citation is in conformance with
`
`M.P.E.P. 609; draw line through citation if not in conformance and not considered.
`
`APPLE Exhibit 1042
`
`Apple v. PMC
`lPR2016-00755
`
`Page 5
`
`APPLE Exhibit 1042
`Apple v. PMC
`IPR2016-00755
`Page 5
`
`

`
`Sheet 4 of 63
`
`Information Disclosure
`
`Statement by Applicant
`
`Attorney Docket No.
`5634.304
`
`Serial No.
`
`08/ 485,507
`
`Applicant(s)
`Iohn C. Harvey and Iames W. Cuddihy
`
`
`
`Title: Signal Processing
`Apparatus and Method
`
`Filing Date
`]une 7, 1995
`
`Group
`2602
`
`U. S. Patent Documents
`
`Initial
`
`Number
`
`
`
`Patent
`Date
`
`2%
`
`Class /
`Subclass
`
`Filing Date*
`
`4/23/85
`
`5/28/85
`
`6/4/85
`
`7/2/85
`
`Poetsch et al.
`
`Von Kohorn
`
`Abraham
`
`Sirazi
`
`358/214
`
`358/335
`
`358/86
`
`358/ 86
`
`7/ 23/85 Wechselberger et al.
`
`178/22.08
`
`7/23/85
`
`7/30/85
`
`8/ 6/85
`
`8/6/85
`
`8/13/85
`
`8/27/85
`
`9/3/85
`
`10/ 1/ 85
`
`10/ 8/ 85
`
`10/8/85
`
`10/15/85
`
`11/ 12/85
`
`11/ 19/ 85
`
`
`
`Bluestein et al.
`
`178/22.08
`
`Bennett
`
`McNamara et al.
`
`Fujimura et al.
`
`Am et al
`
`Gargini et al.
`Lucas
`
`Iacoby et al.
`
`McKenna et al.
`
`358/ 148
`
`358/122
`
`358/122
`
`358/ 123
`
`358/ 86
`
`370/60
`
`360/ 40
`
`358/84
`
`Glaab
`
`358/186
`
`Greenberg
`
`Egendorf
`
`358/ 142
`
`377/ 15
`
`Toy
`
`179/2 DP
`
`
`
`_—I2I—__-KII—_HS2—
`
`
`
`4,539,676
`
`4,544,963
`
`4,546,382
`
`4,546,387
`
`4,547,804
`
`4,553,252
`
`4,554,418
`
`
`
`Include copy of this form with next communication to applicant.
`
`Examiner: Initial if citation considered, whether or not citation is in conformance with
`M.P.E.P. 609; draw line through citation if not in conformance and not considered.
`
`APPLE Exhibit 1042
`
`Apple v. PMC
`lPR2016-00755
`
`Page 6
`
`APPLE Exhibit 1042
`Apple v. PMC
`IPR2016-00755
`Page 6
`
`

`
`Information Disclosure
`
`Statement by Applicant
`
`Attorney Docket No.
`5634.304
`
`Serial No.
`
`08/ 485,507
`
`Sheet 5 of 63
`
`Apparatus and Method
`
`Applicant(s)
`]ohn C. Harvey and Iames W. Cuddihy
`
`Title: Signal Processing
`
`Filing Date
`]une 7 1995
`
`Group
`2602
`
`U. S. Patent Documents
`
`Examiner
`Initial
`
`Patent
`Number
`
`Patent
`Date
`
`
`Name
`
`Class /
`Subclass
`
`*
`.
`.
`Fflmg Date
`
`4,558,464
`
`12/ 10/ 85
`
`O'Brien, Ir.
`
`455/4
`
`4,562,306
`
`12/31/35
`
`Chou et al.
`
`173/22.03
`
`4,562,465
`
`12/ 31/ 85
`
`Glaab
`
`358/ 120
`
`4,562,495
`
`12/31/35
`
`Bond et al.
`
`4,566,030
`
`1/21/86
`
`Nickerson et al.
`
`4,567,512
`
`1/28/86
`
`4,573,072
`
`2/ 25/ 86
`
`4,573,151
`
`2/25/86
`
`Abraham
`
`Freeman
`
`4,574,305
`
`3/ 4/ 36
`
`Campbell et al.
`
`4,575,750
`
`3/11/36
`
`4,577,289
`
`3/ 18/ 86
`
`Comerford et al.
`
`4,580,165
`
`4/1/86
`
`Patton et al.
`
`4,583,128
`
`4/15/86
`
`Anderson, Ir. et al.
`
`4,584,641
`
`4/ 22/ 86
`
`Guglielmino
`
`4,586,134
`
`4/ 29/ 86
`
`Norstedt
`
`360/73
`
`358/84
`
`358/86
`
`353/36
`
`370/56
`
`358/86
`
`353/36
`
`364/900
`
`353/143
`
`358/ 302
`
`364/ 200
`
`364/ 200
`
`4,533,991
`
`5/13/36
`
`Atalla
`
`340/ 825.31
`
`4,589,064
`
`5/13/36
`
`Chiba et al.
`
`364/200
`
`4,590,516
`
`5/20/86
`
`
`
`Abraham
`
`
`
`358/86
`
`Include copy of this form with next communication to applicant.
`
`Examiner: Initial if citation considered, whether or not citation is in conformance with
`
`M.P.E.P. 609; draw line through citation if not in conformance and not considered.
`
`APPLE Exhibit 1042
`
`Apple v. PMC
`lPR2016-00755
`
`Page 7
`
`APPLE Exhibit 1042
`Apple v. PMC
`IPR2016-00755
`Page 7
`
`

`
`Information Disclosure
`
`Statement by Applicant
`
`Attorney Docket No.
`5634.304
`
`Serial No.
`
`08/485,507
`
`Sheet 6 of 63
`
`Applicant(s)
`Iohn C. Harvey and Iames W. Cuddihy
`
`Filing Date
`June 7' 1995
`
`Group
`2602
`
`U. S. Patent Documents
`
`
`
`Title: Signal Processing
`Apparatus and Method
`
`Examiner
`Initial
`
`Patent
`Number
`
`Patent
`Date
`
`
`
`4,591,248
`
`5/ 27/ 86
`
`4,591,664
`
`5/27/86
`
`4,591,906
`
`5/27/86
`
`4,592,546
`
`4,593,376
`
`6/3/86
`
`6/3/86
`
`4,595,950
`
`6/17/86
`
`4,596,021
`
`6/17/86
`
`4,597,058
`
`6/24/86
`
`4,598,288
`
`4,599,611
`
`7/1/86
`
`7/8/86
`
`4,599,647
`
`7/ 8/86
`
`4,602,279
`
`7/22/86
`
`4,603,232
`
`7/ 29/ 86
`
`4,605,973
`
`8/ 12/ 86
`
`4,608,456
`
`8/ 26/86
`
`4,613,901
`
`9/23/86
`
`4,616,263
`
`10/7/86
`
`4,620,224
`
`10/28/86
`
`Name
`
`Class /
`Subclass
`
`Filing Date
`
`Freeman
`
`Freeman
`
`Morales-Garza et al.
`
`Fascenda et al.
`
`Volk
`
`Lofberg
`
`Carter et al.
`
`
`
`39: 3
`
`352/ 133
`
`179/ 6.06
`
`358/ 84
`
`273/1 E
`
`364/900
`
`358/122
`
`375/5
`
`364/ 900
`
`Yarbrough et al.
`
`340/825.34
`
`Bowker et al.
`
`George et al.
`
`Freeman
`
`340/721
`
`358/122
`
`353/86
`
`Kurland et al.
`
`179/ 2 AS
`
`Von Kohom
`
`358/335
`
`Paik et al.
`
`179/ 1.5 S
`
`Gilhousen et al.
`
`Eichelberger
`
`Lee et 61.
`
`358/122
`
`358/185
`
`358/119
`
`Include copy of this form with next communication to applicant.
`
`M.P.E.P. 609; draw line through citation if not in conformance and not considered.
`
`Examiner: Initial if citation considered, whether or not citation is in conformance with
`
`APPLE Exhibit 1042
`
`Apple v. PMC
`lPR2016-00755
`
`Page 8
`
`APPLE Exhibit 1042
`Apple v. PMC
`IPR2016-00755
`Page 8
`
`

`
`Sheet 7 of 63
`
`Serial No.
`
`08/ 485,507
`
`
`
`Applicant(s)
`Iohn C. Harvey and Iames W. Cuddihy
`
`Filing Date
`Iune 7, 1995
`
`Group
`2602
`
`
`
`Title: Signal Processing
`
`Apparatus and Method
`
`
`
`
`Information Disclosure
`
`
`Statement by Applicant
`
`Attorney Docket No.
`5634.304
`
`U. S. Patent Documents
`
`Number
`
`Date
`
`
`
`Class /
`Subclass
`
`Filing Date
`
`Examiner
`Imhal
`
`358/86
`
`358/84
`
`370/81
`
`178/22.08
`
`178/22.14
`
`358/188
`
`307/243
`
`358/147
`
`358/142
`
`360/33.1
`
`364/328
`
`370/60
`
`340/ 747
`
`358/84
`
`370/85
`
`380/25
`
`380/2’:
`
`358/84
`
`
`
`T
`
`
`
`
`
`Examiner: Initial if citation considered, whether or not citation is in conformance with
`M.P.E.P. 609; draw line through citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`
`
`APPLE Exhibit 1042
`
`Apple v. PMC
`lPR2016-00755
`
`Page 9
`
`APPLE Exhibit 1042
`Apple v. PMC
`IPR2016-00755
`Page 9
`
`

`
`Sheet 8 of 63
`
`Attorney Docket No.
`5634.304
`
`Serial No.
`
`08/485,507
`
`Applicant(s)
`John C. Harvey and Iames W. Cuddihy
`
`Filing Date
`June 7' 1995
`
`'GT°“P
`2602
`
`
`
`
`
`
`
`Title: Signal Processing
`Apparatus and Method
`
`U. S. Patent Documents
`
`9
`
`Initial
`
`Patent
`Number
`
`Patent
`Date
`
`ZE
`
`Class /
`Subclass
`
`“"3 Date
`
`4,677,611
`
`6/30/87
`
`Yanosy, Ir. et al.
`
`370/85
`
`4,680,581
`
`7/14/87
`
`Kozljk et al.
`
`340/825.06
`
`4,684,980
`
`8/4/87
`
`Rastetal.
`
`4,685,056
`
`8/ 4/ 87
`
`Bamsdale, Ir. et al.
`
`4,685,131
`
`8/ 4/ 87
`
`4,688,247
`
`8/ 18/ 87
`
`Home
`
`Davidov
`
`358/86
`
`364/200
`
`380/ 20
`
`380/ 19
`
`4,689,022
`
`8/25/87
`
`Peers et al.
`
`434/307
`
`4,689,619
`
`8/25/87
`
`O'Brien, Jr.
`
`340/ 825.08
`
`
`
`Information Disclosure
`
`Statement by Applicant
`
`
`
`4,692,817
`
`4,692,819
`
`9/8/87
`
`9/8/87
`
`els
`
`360/ 12
`
`Steele
`
`360/ 72.1
`
`4,694,491
`
`9/15/87
`
`Horne et al.
`
`380/20
`
`3/11/85
`
`4,695,953
`
`9/22/87
`
`Blair et 61.
`
`364/410
`
`4,696,034
`
`9/22/87
`
`4,697,281
`
`9/29/87
`
`Wiedemer
`
`O’Sullivan
`
`4,701,794
`
`10/20/87
`
`Frtiling et al.
`
`4,706,121
`
`11/10/87
`
`B1 4,706,121
`
`12/14/93
`
`4,706,282
`
`11 / 10/ 87
`
`Young
`
`Young
`
`Knowd
`
`380/16
`
`379/59
`
`358/ 147
`
`358/ 142
`
`358/142
`
`380/3
`
`4/14/86
`
`1o/12/84
`
`3/14/86
`
`4/ 12/85
`
`5/ 6/ 86
`
`5/6/86
`
`12/ 23/ 85
`
`
`
`
`Examiner: Initial if citation considered, whether or not citation is in conformance with
`M.P.E.P. 609; draw line through citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`
`
`APPLE Exhibit 1042
`
`Apple v. PMC
`lPR2016-00755
`
`Page 10
`
`APPLE Exhibit 1042
`Apple v. PMC
`IPR2016-00755
`Page 10
`
`

`
`Sheet 9 of 63
`
`Serial No.
`
`08/ 485,507
`
`
`
`Applicant(s)
`John C. Harvey and Iames W. Cuddihy
`
`Attorney Docket No.
`5634.304
`
`
`
`
`Statement by Applicant
`
`Information Disclosure
`
`
`
`Filing Date
`June 7, 1995
`
`Group
`2602
`
`U. 5. Patent Documents
`
`Examiner
`Initial
`
`Patent
`Number
`
`Patent
`Date
`
`4,707,828
`
`11/17/87
`
`4,709,418
`
`11/24/87
`
`4,710,955
`
`12/ 1/ 87
`
`4,712,105
`
`12/8/87
`
`N8
`
`Yamada
`
`Fox et al.
`
`Kauffman
`
`Kijhler
`
`
`
`4,712,238
`
`12/ 8/ 87
`
`Gilhousen et al.
`
`4,712,239
`
`12/8/87
`
`4,722,526
`
`4,724,491
`
`4,725,886
`
`2/2/88
`
`2/9/88
`
`2/16/88
`
`~
`
`4,728,949
`
`3/1/88
`
`4,731,679
`
`4,733,301
`
`3/15/88
`
`3/22/88
`
`4,734,764
`
`3/ 29/ 88
`
`4,737,993
`
`4/12/88
`
`4,739,510
`
`4/19/88
`
`4,740,890
`
`4/26/88
`
`4,745,468
`
`5/ 17/88
`
`Frezza et al.
`Tovaretal
`Lambert
`Galumbeck etal.
`Platte et al.
`
`(Dpr 33—-
`
`-
`0'Gwm~
`wrishw
`Pocock et al.
`
`DeVilbiss
`
`Ieffers et a1»
`William
`Von Kohorn
`
`B1 4,745,468
`
`6/11/91
`
`Von Kohorn
`
`
`
`
`
`Examiner: Initial if citation considered, whether or not citation is in conformance with
`M.P.E.P. 609; draw line through citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`
`
`
`APPLE Exhibit 1042
`
`Apple v. PMC
`lPR2016-00755
`
`Page 11
`
`
`
`
`
`Title: Si
`
`al Processin
`
`g
`gn
`Apparatus and Method
`
`
`
`APPLE Exhibit 1042
`Apple v. PMC
`IPR2016-00755
`Page 11
`
`

`
`
`
`
`
`
`
`I
`
`
`Information Disclosure
`Statement by Applicant
`
`Attorney Docket No.
`5634.304
`
`Sheet 10 of 63
`
`Serial No.
`08/ 485,507
`
`
`
`Applicant(s)
`John C. Harvey and Iames W. Cuddihy
`
`Title: Signal Processing
`Apparatus and Method
`
`Filing Date
`June 7, 1995
`
`Group
`2602
`
`
`
`U. 5. Patent Documents
`
`Examiner
`Initial
`
`Patent
`Number
`
`Patent
`Date
`
`4,745,598
`
`4,747,139
`
`4,748,560
`
`4,750,036
`
`4,750,213
`
`4,751,578
`
`4,751,665
`
`4,754,326
`
`4,755,871
`
`4,755,883
`
`4,761,646
`
`4,763,317
`
`4,768,087
`
`4,768,110
`
`4,771,456
`
`4,775,935
`
`4,783,846
`
`4,786,979
`
`5/17/88
`5/24/88
`5/31/88
`6/7/88
`6/7/88
`6/14/88
`6/14/88
`6/28/88
`7/5/ss
`7/5/88
`8/2/88
`8/9/88
`8/30/88
`8/30/88
`9/13/88
`10/4/as
`11/8/88
`11/2/88
`
`
`
`
`
`Class /
`Subclass
`
`370/89
`380/44
`364/200
`358/147
`455/67
`358/183
`364/748
`364/900
`358/84
`358/335
`340/825.520
`370/58
`358/84
`360/33.1
`380/10
`364/401
`455/151
`358/335
`
`
`
`*
`
`“mg Date
`
`11/27/85
`
`10/21/86
`
`10/11/85
`
`5/14/86
`
`6/ 9/86
`
`5/28/85
`
`2/24/86
`
`10/25/83
`
`11/25/86
`
`9/11/85
`
`5/20/86
`
`12/13/85
`
`6/6/85
`
`5/6/87
`
`11/6/86
`
`9/22/86
`6/4/87
`5/22/86
`
`
`
`
`
`Examiner: Initial if citation considered, whether or not citation is in conformance with
`M.P.E.P. 609; draw line through citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`APPLE Exhibit 1042
`
`Apple v. PMC
`lPR2016-00755
`
`Page 12
`
`APPLE Exhibit 1042
`Apple v. PMC
`IPR2016-00755
`Page 12
`
`

`
`Information Disclosure
`
`Statement by Applicant
`
`Attorney Docket No.
`5634.304
`
`Serial No.
`
`08/485,507
`
`Sheet 11 of 63
`
`Apparatus and Method
`
`Applicant(s)
`John C. Harvey and Iames W. Cuddihy
`
`T't1 : Si
`I e
`
`gn
`
`al Processin
`
`g
`
`Filing Date
`June 7,1995
`
`Group
`2602
`
`U. S. Patent Documents
`
`Examiner
`Inifial
`
`Patent
`Number
`
`4,787,063
`
`4,787,085
`
`4,789,863
`
`4,792,849
`
`4,792,973
`
`4,802,114
`
`4803725
`
`4,805,014
`
`4,812,843
`
`4,813,011
`
`4,815,129
`
`4,816,905
`
`4,821,032
`
`4,821,102
`
`4,827,508
`
`4,829,372
`
`
`-
`
`4,833,710
`
`4,837,858
`
`
`
`P te t
`
`N
`
`McCalley et al.
`
`11/22/88
`11/22/88
`12/6/88
`12/20/88
`
`
`
`Class /
`Subclass
`
`364/900
`
`370/ 110.1
`
`340/ 825.350
`
`.
`
`.
`
`*
`
`10/16/85
`5/29/87
`1/13/88*“
`
`358/ 86
`
`380/ 24
`
`364/ 900
`
`380/44
`
`358/86
`
`340/905
`
`364/900
`
`380/15
`
`358/86
`
`340/ 825.210
`
`358/ 183
`
`380/4
`
`358/ 86
`
`380/20
`
`455/ 34
`
`
`
`
`
`
`
`
`
`
`Include copy of this form with next communication to applicant.
`
`Examiner: Initial if citation considered, whether or not citation is in conformance with
`
`M.P.E.P. 609; draw line through citation if not in conformance and not considered.
`
`APPLE Exhibit 1042
`
`Apple v. PMC
`lPR2016-00755
`
`Page 13
`
`APPLE Exhibit 1042
`Apple v. PMC
`IPR2016-00755
`Page 13
`
`

`
`Sheet 12 of 63
`
`Information Disclosure
`Statement by Applicant
`
`Attorney Docket No.
`5634-304
`
`Serial No.
`03/435/507
`
`Applicant(s)
`John C. Harvey and James W. Cuddihy
`
`2602
`
`Title: Signal Processing
`Apparatus and Method
`
`Filing Date
`June 7' 1995
`
`Group
`
`U. 5. Patent Documents
`
`Examiner
`Initial
`
`Patent
`Number
`
`Patent
`Date
`
`2E
`
`Class /
`Subclass
`
`Filing Date
`
`4,845,491
`
`7/ 4/ 89
`
`Fascenda et al.
`
`340/ 825.44
`
`4,847,698
`
`7/11/89
`
`4,847,699
`
`7/11/89
`
`4,847,700
`
`7/ 11/89
`
`Freeman
`
`Freeman
`
`Freeman
`
`358/343
`
`358/343
`
`358/343
`
`5/ 15/ 87
`
`7/16/87
`
`7/16/87
`
`7/ 16/ 87
`
`4,860,379
`
`8/ 22/ 89
`
`Schoeneberger et al.
`
`455/ 5
`
`10/ 20/ 88*”
`
`4,866,706
`
`9/12/89
`
`Christophersen et al.
`
`370/ 85.7
`
`8/ 27/87
`
`4,868,866
`
`9/19/89
`
`Williams, Jr.
`
`4,876,592
`
`10/24/89
`
`Von Kohom
`
`380/49
`
`358/84
`
`2/ 18/88*“
`
`5/10/88*“
`
`4,887,172
`
`12/12/89
`
`Steele
`
`360/73.06
`
`4,888,796
`
`12/19/89
`
`Olivo, Jr.
`
`379/101
`
`4/10/87
`
`8/31/87
`
`4,890,321
`
`12/26/89
`
`Seth-Smith et al.
`
`380/ 20
`
`9/30/88***
`
`4893248
`
`1/9/90
`
`Pitts et al.
`
`364/464.01
`
`2/6/87
`
`4,908,713
`
`3/13/90
`
`4,916,539
`
`4/10/90
`
`4,926,255
`
`5/15/90
`
`4,941,040
`
`7/10/90
`
`4,963,994
`
`10/16/90
`
`4,969,209
`
`11/6/90
`
`Levine
`
`Galumbeck
`
`Von Kohom
`
`Pocock et al.
`
`Levine
`
`Schwob
`
`358/ 335
`
`358/142
`
`358/84
`
`358/86
`
`358/ 335
`
`455/158
`
`6/ 29/ 88***
`
`3/ 14/ 89***
`
`5/10/ 88***
`
`2/ 10/ 88***
`
`2/ 23/ 90***
`
`6/29/88***
`
`I.nclude copy of this form with next communication to applicant.
`
`Examiner: Initial if citation considered, whether or not citation is in conformance with
`
`M.P.E.P. 609; draw line through citation if not in conformance and not considered.
`
`APPLE Exhibit 1042
`
`Apple v. PMC
`lPR2016-00755
`
`Page 14
`
`APPLE Exhibit 1042
`Apple v. PMC
`IPR2016-00755
`Page 14
`
`

`
`
`
`Information Disclosure
`
`
`Statement by Applicant
`
`Attorney Docket No.
`5634.304
`
`Sheet 13 of 63
`
`Serial No.
`
`08/ 485,507
`
`
`
`
`Title: Signal Processing
`Apparatus and Method
`
`
`Applicant(s)
`Iohn C. Harvey and James W. Cuddihy
`
`Filing Date
`]une 7, 1995
`
`Group
`2602
`
`U. S. Patent Documents
`
`Examiner
`Initial
`
`Patent
`Number
`
`Patent
`Date
`
`2§
`
`Class /
`Subclass
`
`‘k
`
`Fdmg Date
`
`4,974,252
`
`11/27/90
`
`Osborne
`
`379/92
`
`10/4/88*“
`
`4,977,594
`
`12/11/90
`
`5,010,571
`
`4/ 23/ 91
`
`5,034,807
`
`7/23/91
`
`5,036,537
`
`7/30/91
`
`Shear
`
`Katznelson
`
`Von Kohorn
`
`Jeffers et al.
`
`380/4
`
`380/4
`
`358/84
`
`380/ 20
`
`2/16/89***
`
`9/ 10/ 86
`
`10/19/89***
`
`4/3/87
`
`5,045,848
`
`9/3/91
`
`Fascenda
`
`340/ 825.26
`
`9/29/87***
`
`5,050,213
`
`9/ 17/91
`
`Shear
`
`Von Kohorn
`
`380/ 25
`
`358/ 84
`
`8/ 6/ 90***
`
`10/ 25/ 90***
`
`5,057,915
`
`10/ 15/ 91
`
`5,060,140
`
`10/22/91
`
`Brown et 211.
`
`5,083,271
`
`1/21/92
`
`Thacher et al.
`
`5,089,885
`
`2/ 18/ 92
`
`Clark
`
`5,128,752
`
`7/ 7/ 92
`
`Von Kohorn
`
`364/200
`
`364/411
`
`358/ 86
`
`358/84
`
`1/16/86
`
`8/3] 88***
`
`8/ 1/ 88***
`
`10/25/ 90*”
`
`5,140,419
`
`8/18/92
`
`Galumbeck et al.
`
`358/142
`
`12/21/89*“
`
`5,144,663
`
`9/1/92
`
`Kudelski et al.
`
`380/16
`
`11 /13/90*“
`
`5,152,011
`
`9/29/92
`
`Schwob
`
`455/158.5
`
`6/19/90***
`
`5,152,012
`
`9/29/92
`
`Schwob
`
`455/158.5
`
`4/27/90*“
`
`5,172,111
`
`12/15/92
`
`Olivo, 11.
`
`340/325.31
`
`12/13/39*
`
`5,177,604
`
`1/5/93
`
`Martinez
`
`358/86
`
`6/3/88*“
`
`Include copy of this form with next communication to applicant.
`
`Examiner: Initial if citation considered, whether or not citation is in conformance with
`M.P.E.P. 609; draw line through citation if not in conformance and not considered.
`
`APPLE Exhibit 1042
`
`Apple v. PMC
`lPR2016-00755
`
`Page 15
`
`APPLE Exhibit 1042
`Apple v. PMC
`IPR2016-00755
`Page 15
`
`

`
`Sheet 14 of 63
`
`Information Disclosure
`
`Statement by Applicant
`
`
`
`Attorney Docket No.
`5634.304
`
`Serial No.
`
`08/ 485,507
`
`
`
`
`
`Applicant(s)
`John C. Harvey and Iames W. Cuddihy
`
`
`
`
`
`
`Filing Date
`Title: Signal Processing
`June 7, 1995
`Apparatus and Method
`
`Group
`2602
`
`U. S. Patent Documents
`
`Examiner
`Initial
`
`Patent
`Number
`
`Patent
`Date
`
`29%
`
`Class /
`Subclass
`
`Filing Date
`
`5,191,410
`
`3/2/93
`
`Mmauey et al.
`
`358/86
`
`2/ 5/91*"
`
`5,195,092
`
`3/16/93
`
`Wilson et al.
`
`370/ 94.2
`
`8/30/91***
`
`5,208,665
`
`5,216,552
`
`5/4/93
`
`6/1/93
`
`McCalley et al.
`
`358/86
`
`2/15/91*"
`
`Dunlap et al.
`
`360/33.1
`
`8/30/88***
`
`5,227,874
`
`7/13/93
`
`Von Kohorn
`
`358/ 84
`
`10/15/91*"
`
`5,283,734
`
`2/1/94
`
`Von Kohom
`
`364/412
`
`9/ 19/ 91*“
`
`D302,178
`
`7/11/89
`
`D20/1
`
`11/28/86
`
`Re. 32,835
`
`1/17/89
`
`Howard
`
`333/21 A
`
`11/6/85
`
`Re. 33,662
`
`8/ 13/91
`
`Blair et al.
`
`364/410
`
`9/ 21/ 89***
`
`Re. 34,034
`
`8/18/92
`
`O’Sullivan
`
`379/ 59
`
`9/29/ 89*“
`
`*- If pertinent
`*“"*- Claims priority from parent application filed prior to Sep. 11, 1987.
`
`Foreign Patent Documents
`
`Examiner
`Initial
`
`Document
`Number
`
`Publication
`Date
`
`Country
`
`Class /
`Subclass
`
`Translation
`Yes
`No
`
`0 055 674
`
`7/7/82
`
`European
`Patent Appl.
`
`1-104L 11/20
`
`-
`
`Include copy of this form with next communication to applicant.
`
`Examiner: Initial if citation considered, whether or not citation is in conformance with
`
`M.P.E.P. 609; draw line through citation if not in conformance and not considered.
`
`APPLE Exhibit 1042
`
`Apple v. PMC
`lPR2016-00755
`
`Page 16
`
`APPLE Exhibit 1042
`Apple v. PMC
`IPR2016-00755
`Page 16
`
`

`
`Sheet 15 of 63
`
`Attorney Docket No.
`5634.304
`
`Serial No.
`
`08/485,507
`
`App1icant(s)
`John C. Harvey and James W. Cuddihy
`
`Filing Date
`Iune 7, 1995
`
`Group
`2602
`
`
`
`X
`
`X
`
`X
`
`X
`
`X
`
`X
`
`
`
`
`Information Disclosure
`
`Statement by Applicant
`
`Title: Signal Processing
`Apparatus and Method
`
`0 106 438 A1
`
`3/21/84
`
`0 128 481 A2
`
`12/19/84
`
`0 152 251
`
`8/21/85
`
`-
`
`0 206 821
`
`12/30/86
`
`0 217 308 A2
`
`4/8/87
`
`European
`Patent App].
`
`European
`Patent App].
`
`European
`Patent App].
`
`European
`Patent App].
`
`European
`Patent App].
`
`H04N 7/10
`
`H04N 7/00
`
`H04H 1/02
`
`H04N 7/ 00
`
`H04M 11/00
`
`2 126 002 A
`
`3/14/84 Great Britain
`
`G11B 15/02
`
`I 218567°A
`- 59460387
`2 60-256289
`— 61-148988
`- 13123337204 A1
`W0 85/ 03830
`
`7/22/87
`9/11/84
`12/17/85
`7/7/86
`4/25/35
`8/29/85
`
`German
`PCT Appl.
`
`H04N 7/00
`How/087-
`HOW/1°-
`HMN7/173-
`HOW/m-
`H04N5/44-
`H04N 7/16
`X
`
`WO 87/04884
`
`8/13/87'
`
`PCT Appl.
`
`H04M 11/08
`
`H04M 15/oo
`
`H04K 1/04
`
`
`
`Include copy of this form with next communication to applicant.
`
`Examiner: Initial if citation considered, whether or not citation is in conformance with
`
`M.P.E.P. 609; draw line through citation if not in conformance and not considered.
`
`APPLE Exhibit 1042
`
`Apple v. PMC
`lPR2016-00755
`
`Page 17
`
`APPLE Exhibit 1042
`Apple v. PMC
`IPR2016-00755
`Page 17
`
`

`
`Sheet 16 of 63
`
`Information Disclosure
`
`Statement by Applicant
`
`Attorney Docket No.
`5634.304
`
`Serial No.
`
`08/ 485,507
`
`Apparatus and Method
`
`Applicant(s)
`John C. Harvey and Iames W. Cuddihy
`
`Title: Si
`
`gn
`
`al Processin
`
`g
`
`Filing Date
`June 7, 1995
`
`Examiner
`Initial
`
`Other Documents
`
`Author, Title, Date, Pertinent Pages, Etc.
`
`Baran, Paul (PACKETCABLE INC), "PACKETCABLE: A New Interactive Cable System
`Technology," CABLE '82 - Technical Papers, National Cable Television Association 31st
`Annual Convention, Las Vegas, NV, May 3-5, 1982 ("CABLE '82), pp. 1-6.
`
`Tunmann, Ernest O. (TELE-ENGINEERING CORPORATION), "TWO-WAY CABLE TV
`TECHNOLOGIES," CABLE '82, pp. 7-15.
`
`Dickinson, Robert V.C. (E-COM CORPORATION), ”Carriage of Multiple One-Way and
`Interactive Service on CATV Networks,” CABLE '82, pp. 16-21.
`
`McNamara, R.P. et al. (Sytek, Incorporated), "MetroNet An Overview of a CATV
`Regional Data Network," CABLE '82, pp. 22-31.
`
`Eissler, Charles (Oak Communications Systems), "Addressable Control for the Small
`System,” CABLE '82, pp. 32-36.
`
`Mesiya, M.F. et al. (Times Fiber Communications, Inc.), "Mini—Hub Addressable
`Distribution System for Hi-Rise Application,” CABLE '82, pp. 37-42.
`
`Thomas, William L. (Zenith Radio Corporation), "Full Field Tiered Addressable Teletext,”
`CABLE '82, pp. 44-46.
`
`Langley, Don et al. (University of Cincinnati and Rice-Richter Associates), "Interactive
`Split Screen Teleconferencing,” CABLE '82, pp. 47-50.
`
`Klare, Stephen W. (Scientific - Atlanta), ”Bandwidth-Efficient, High—Speed Modems for
`Cable Systems,” CABLE '82, pp. 72-78.
`
`Iubert, Iay (Wang Laboratories, Inc.), ”Wangnet, A Cable-Based Localnet,” CABLE '82,
`pp. 79-81.
`
`Examiner: Initial if citation considered, whether or not citation is in conformance with
`M.P.E.P. 609; draw line through citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`
`
`
`
`APPLE Exhibit 1042
`
`Apple v. PMC
`lPR2016-00755
`
`Page 18
`
`APPLE Exhibit 1042
`Apple v. PMC
`IPR2016-00755
`Page 18
`
`

`
`Sheet 17 of 63
`
`Information Disclosure
`
`Statement by Applicant
`
`Attorney Docket No.
`5634.304
`
`Serial No.
`
`08/485,507
`
`Applicant(s)
`John C. Harvey and James W. Cuddihy
`
`Apparatus and Method
`
`Title: Si
`
`gn
`
`al Processin
`
`g
`
`Filing Date
`June 7, 1995
`
`N
`miner
`553'
`'tial
`
`
`
`Other Documents
`
`Author, Title, Date, Pertinent Pages, Etc.
`
`Switzer, 1. (Cable America, Inc.), ”Cable TV Advances and TV Receiver Compatibility
`Problems,” CABLE '82, pp. 114-118.
`
`
`
`
`
`
`Skrobko, John (Scientific-Atlanta Incorporated), "Improving CATV System Reliability with
`Automatic Status Monitoring and Bridger Switching,” CABLE '82, pp. 133-137.
`
`Dahlquist, John (Jerrold Division, General Instrument Corporation), ”Techniques for
`Improving Continuity of Service in a CATV Distribution System,” ABSTRACT, CABLE
`E, p. 138
`
`
`
`Polishuk, Paul Dr. (Information Gatekeepers, Inc.) ”Present Status of Fiber Optics
`Technology and its Impact on the CATV Industry,” CABLE '82, pp. 142-147.
`
`Dufresne, Michel (Videotron Communications LTEE), "New Services: An Integrated
`Cable Networks’s Approach,” CABLE '82, pp. 156-160.
`
`
`
`Stanton, Gary W. (Southern Satellite Systems), ’’Downloading and Addressing via
`Teletext," CABLE '82, pp. 161-165.
`
`Goldberg, Efrem I. (GTE Laboratories Incorporated), "Videotex on Two-Way Cable
`Television Systems — Some Technical Considerations,” CABLE '82, pp. 166-174.
`
`
`
`Noirel, Yves (CCEIT/Rennes, France), "Abstract of paper entitled Data Broadcasting:
`"DIDON” and "DIODE" Protocols," CABLE '82, pp. 175-179.
`
`Von Meister, William F. (Digital Music Company), ”The Home Music Store,” CABLE '82,
`pp. 180-182.
`
`
`
`Brown, Jr., Robert R. (Cima Telephone and Television), "Inter Bridger Tnmking for
`Information Services," CABLE '82, pp. 183-189.
`
`
`
`Alvord, Charles, Dr. (Communications Technology Management, Inc.), "Creating
`Standards for Interconnect Systems," CABLE '82, pp. 190-196.
`
`
`
`
`
`
`Examiner: Initial if citation considered, whether or not citation is in conformance with
`
`M.P.E.P. 609; draw line through citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`
`
`APPLE Exhibit 1042
`
`Apple v. PMC
`lPR2016-00755
`
`Page 19
`
`
`
`APPLE Exhibit 1042
`Apple v. PMC
`IPR2016-00755
`Page 19
`
`

`
`Sheet 18 of 63
`
`Information Disclosure
`
`Statement by Applicant
`
`Attorney Docket No.
`5634.304
`
`Serial No.
`
`08/ 485 507
`
`Applicant(s)
`John C. Harvey and Iames W. Cuddihy
`
`Apparatus and Method
`
`Title: Signal Processing
`
`Filing Date
`June 7, 1995
`
`Group
`2602
`
`Examiner
`E.
`
`Other Documents
`
`Author, Title, Date, Pertinent Pages, Etc
`
`Schrock, Clifford B. (Cable Bus Systems Corporation), "Can Noise and Ingress Coexist
`with Two-Way Services?/’ CABLE '82, pp. 205-209.
`
`The Weather Channel, ”The Weather STAR Satellite Transponder Addressable Receiver,”
`Operation/ Installation Manual, Rev. 01.5/ 82.
`
`Lafayette, Ion, "TV ad monitor system starts tests here Mon.,” New York Post, Oct. 18,
`1985, p. 63.
`
`Jones, Stacy V., ”Patents/ Monitoring Display of TV Ads," The New York Times, Oct. 19,
`1985, p. 34.
`
`Rernley, F.M., ”Television Technology,” SMPTE lournal, May 1982, pp. 458-462.
`
`Proposed American National Standard, "Electrical and Mechanical Characteristics for
`Digital Control Interface," SMPTE Ioumal, September 1982, pp. 888-897.
`
`Zaludek, Jerry P., ”Videotape - Past, Present, and Future,” SMPTE lournal, April 1982,
`pp. 356-360.
`
`Kary, Michael Loran, ”Video-Assisted Film Editing System,” SMPTE loumal, June 1982,
`pp. 547-551.
`
`Glover, S. "Automatic Switching at the Edmonton Television Studios,” SMT-'I'E lournal,
`November 1966, Vol. 75, pp. 1089-1092.
`
`Barlow, M.W.S., "The Remote Control of Multiplexed Telecine Chains,” SMPTE loumal,
`
`
`
`
`
`
`April 1971, Vol. 80, pp. 270.275.
`
`
`Campbell, Keith D., "An Automated Video-Tape Editing System,” Iournal of the SMPTE,
`March 1970, Vol. 79, pp. 191-194.
`
`Bonney, R.B. et al., ”A Proposed Standard Time and Control Code for Video-Tape
`Editing,” loumal of the SMPTE, March 1970, Vol. 79, pp. 186-190.
`
`E5‘
`
`'
`
`Date Considered
`
`
`
`Examiner: Initial if citation considered, whether or not citation is in conformance with
`M.P.E.P. 609; draw line through citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`
`
`
`
`
`
`APPLE Exhibit 1042
`
`Apple v. PMC
`lPR2016-00755
`
`Page 20
`
`APPLE Exhibit 1042
`Apple v. PMC
`IPR2016-00755
`Page 20
`
`

`
`Sheet 19 of 63
`
`Information Disclosure
`
`Statement by Applicant
`
`Attorney Docket No.
`5634.304
`
`Serial No.
`
`08/ 485,507
`
`App1icant(s)
`John C. Harvey and James W. Cuddihy
`
`Apparatus and Method
`
`Title: Si
`
`gn
`
`al Processin
`
`g
`
`Filing Date
`June 7, 1995
`
`Other Documents
`
`
`
`Barlow, M., Letter to the Editor, "Re: Coding and Packaging Film for Broadcasting,”
`[ourrml of the SMPTE, October 1969, Vol 78, p. 889.
`
`
`
`Barlow, M., Letter to the Editor, "Re: Automation of Telecine Equipment,” [oumal of the
`SMPTE, April 1970, Vol. 79, pp. 345-346.
`
`Author, Title, Date, Pertinent Pages, Etc.
`
`Examiner
`Initial
`
`
`
`
`
`Matley, J. Brian, ”A Digital Framestore Synchronizer," MPTE Journal, June 1976, Vol. 85,
`pp. 385-388.
`
`Connolly, W.G. et al., "The Elecuonic Still Store: A Digital System for the Storage and
`Display of Still Pictures," SMPTE Journal, August 1976, Vol. 85, pp. 609-613.
`
`
`
`
`Sadashige, K., ”Overview of Time-Base Correction Techniques and Their Applications,"
`SMPTE Journal, October 1976, Vol. 85, pp. 787-791.
`
`
`Siocos, C.A., "Satellite Technical and Operational Committee - Television (STOC-TV)
`Guidelines for Waveform Graticules,” SMPTE loumal, November 1976, Vol. 85, pp. 878-
`879.
`
` "Index to Subjects - January-December 1976 ' Volume 85,” 1976 Index to SMPTE Journal,
`SMPTE Journal, Vol. 85, pp. 1-5 to I-13, I-15.
`
`
`"Index to Subjects - January-December 1977 - Volume 86," 1977 Index to SMPTE Journal,
`SMPTE Journal, Vol. 86, pp. 1-5 to I-14.
`
`
`
`
`Hamalainen, K.J., "Videotape Editing Systems Using Microprocessors,” SMPTE Journal,
`June 1978, Vol. 87, pp. 379-382.
`
`
`
`
`
`
`Examiner: Initial i.f citation considered, whether or not citation is in conformance with
`M.P.E.P. 609; draw line through citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`
`
`
`
`APPLE Exhibit 1042
`
`Apple v. PMC
`lPR2016-00755
`
`Page 21
`
`
`
`
`
`Rodgers, Richard W., ”Design Considerations for a Transmission and Distribution System
`for SMPTE Time-Code Signals,” SMPTE Journal, February 1977, Vol. 86, pp. 69-70.
`
`Allan, J.J., HI, et al., "A Computer-Controlled Super-8 Projector,” SIVIPTE Journal, July
`1977, Vol. 86, pp. 488-489.
`
`APPLE Exhibit 1042
`Apple v. PMC
`IPR2016-00755
`Page 21
`
`

`
`Sheet 20 of 63
`
`
`
`Attorney Docket No.
`5534-304
`
`
`
`Serial No.
`03/485507
`
`Information Disclosure
`Statement by Applicant
`
`
`
`Group
`2602
`
`Title: Signal Processing
`Apparatus and Method
`
`
`
`Filing Date
`June 7' 1995
`
`Applicant(s)
`John C. Harvey and Iames W. Cuddihy
`
`Other Documents
`
`McCoy, Reginald F.H., "A New Digital Video Special-Effects Equipment," SMPTE loumal,
`January 1978, Vol. 87, pp. 2023.
`
`Leonard, Eugene, "Considerations Regarding the Use of Digital Data to Generate Video
`Backgrounds,” SMPTE lournal, August 1978, Vol. 87, pp. 499-504.
`
`Swetland, George R., "Applying the SMPTE Time and Control Code to Television Audio
`Post Production," SMPTE lournal, August 1978, Vol. 87, pp. 508-512.
`
`Moore,