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UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`UMICORE AG & CO. KG,
`Petitioner,
`
`v.
`
`BASF CORPORATION,
`Patent Owner.
`
`
`
`
`
`Inter Partes Review Case Nos. 2016-00613
`U.S. Patent Nos. 9,039,982
`
`
`
`
`
`
`
`
`
`
`
`
`PATENT OWNER’S MANDATORY NOTICES
`PURSUANT TO 37 C.F.R. § 42.8
`
`
`
`
`
`
`
`
`
`
`

`
`
`
`Patent Owner, BASF Corporation (“BASF”), hereby submits its mandatory
`
`notices pursuant to 37 C.F.R. § 42.8(a)(2).
`
`A.
`
`Real Party-In-Interest (37 C.F.R. § 42.8(b)(1))
`
`The real party-in-interest is BASF Corporation located at 100 Park
`
`Avenue, Florham Park, NJ 07932.
`
`B.
`
`Related Matters (37 C.F.R. § 42.8(b)(2))
`
`The following judicial and/or administrative proceedings could affect,
`
`or be affected by, a decision in this proceeding:
`
`- Umicore AG & CO. KG v. BASF Corporation, IPR 2016-00610
`(PTAB)
`
` -
`
` Umicore AG & CO. KG v. BASF Corporation, IPR 2016-00612
`(PTAB)
`
` -
`
` Johnson Matthey Inc., and Johnson Matthey PLC v. BASF
`Corporation, IPR2015-01265 (PTAB)
`
` -
`
` Johnson Matthey Inc., and Johnson Matthey PLC v. BASF
`Corporation, IPR2015-01266 (PTAB)
`
` -
`
` Johnson Matthey Inc., and Johnson Matthey PLC v. BASF
`Corporation, IPR2015-01267 (PTAB)
`
`Lead and Back-Up Counsel (37 C.F.R. § 42.8(b)(3))
`
`C.
`
`Lead Counsel is Brian E. Ferguson of Weil, Gotshal & Manges LLP,
`
`1300 Eye St. NW, Suite 900, Washington, DC 20005, phone 202-682-7516, fax
`
`202- 857-0940, brian.ferguson@weil.com, Reg. No. 36,801. Backup Counsel are
`
`Anish R. Desai, available at the same address, phone 202-682-7103, fax 202-857-
`
`2
`
`

`
`
`
`0940, anish.desai@weil.com, Reg. No. 73,760; Megan H. Wantland, available at
`
`the same address, phone 202-682-7271, fax 202-857-0940,
`
`megan.wantland@weil.com, Reg. No. 64,423; Derek C. Walter of Weil, Gotshal &
`
`Manges LLP, 201 Redwood Shores Parkway, Redwood City, CA 94065, phone
`
`650-802-3934, fax 650-802-3100, derek.walter@weil.com, Reg. No. 74,656.
`
`Please address all correspondence to lead and backup counsel. Patent Owner
`
`consents to service by electronic mail.
`
`A power of attorney from Patent Owner is being submitted
`
`concurrently herewith.
`
`D.
`
`Service Information (37 C.F.R. § 42.8(B)(4))
`
`Please direct all correspondence regarding this proceeding via
`
`electronic service using the following e-mail addresses:
`
`brian.ferguson@weil.com
`
`anish.desai@weil.com
`
`megan.wantland@weil.com
`
`derek.walter@weil.com
`
`
`
`3
`
`

`
`
`
`Date: March 9, 2016
`
`Respectfully submitted,
`
`/Brian E. Ferguson/ 9
`Brian E. Ferguson (Reg. 36,801)
`Lead Counsel for Patent Owner
`Anish R. Desai (Reg. No. 73,760)
`Backup Counsel
`Weil, Gotshal & Manges LLP
`1300 Eye Street NW, Suite 900
`Washington, DC 20005
`Phone: 202-682-7000
`
`
`
`
`
`
`
`4
`
`

`
`
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that on March 9, 2016, the foregoing
`
`PATENT OWNER’S MANDATORY NOTICES
`PURSUANT TO 37 C.F.R. § 42.8
`
`was served via electronic mail, upon the following:
`
`Elizabeth Gardner
`Richard L. DeLucia
`Orrick, Herrington, & Sutcliffe LLP
`51 West 52nd Street
`New York, NY 10019
`egardner@orrick.com
`rdelucia@orrick.com
`
`/Timothy J. Andersen/ 1
`Timothy J. Andersen
`Case Manager
`Weil, Gotshal & Manges LLP
`1300 Eye Street NW, Suite 900
`Washington, DC 20005
`T: 202-682-7075
`timothy.andersen@weil.com
`
`
`
`
`
`5

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