l...
`v..:
`APPLICATION NO
`
`_ _
`mg, {-33
`
`I: ..
`f»,
`FILING DATE
`
`.
`
`r—
`
`‘H BDLDSTEIN &
`EIPPMNEN “J“{ AVENUE NW
`bUlit 60$
`‘
`MQEHINETDN DC Enflmsm39fl4
`
`UNITED STATES DEPAB'r'MENT OF COMMERCE
`Patent and Trademark Oflice
`Address:
`COMMISSIONER OF PATENTS AND TRADEMARKS
`Washington, DC. 20231
`
`72:
`
`MIME-q.
`
`PAPER NUMBER
`
`DATE MAILED:
`
`U‘3“ r'
`
`i. 6;/ '3!
`
`Commissioner of Patents and Trademarks
`
`Please find below and/or attached an Office communication concerning this application or
`proceeding.
`
`y
`
`_
`.
`PTO 9°C In" “5’
`
`V
`
`fiueeovmummmua omce IWIS-slum
`
`1-Ffle cop
`
`Page 235 of 390
`
`

`

`.I\_-_
`
`.
`
`'
`
`"
`.
`_ -
`Notice of Allawabrlrty
`
`Applicants)
`1
`Shannan
`0817821389
`V
`l
`,
`Gmup A“ Uni,
`Exam“
`
`llllllllllllllllllllllllllllll
`
`if not included
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`herewith (or previously mailed), a Notice of Allowance and Issue Fee Due or other appropriate communication will be
`'
`mailed in due course.
`
`IE This communication-is responsive to A Iicarion a ers filed
`
`
`
`IX The allowed clai'misi is/are 2-71, 13-56 renumbered as 54/ -
`
`CI The drawings filed on
`
`are acceptable.
`
`Ci Acknowledgement is made of a claim for foreign priority under 35 U_.S.C. § 119Iai-idi.
`
`[:1 All
`
`[:i Some’ E] None
`
`of the CERTIFIED copies of. the priority documents have been
`
`D received.
`
`[:1 received in Application No. (Series Code/Serial Number)
`
`Ci received in this national stage application from the international Bureau [PCT Rule 17.2iail.
`
`“Certified copies not received:
`
`D Acknowledgement is made of a claim for domestic priority under 35 U.S.C. § 119iei.
`
`A SHORTENED STATUTORY PERIOD FOR RESPONSE to comply with the requirements noted below is set to EXPIRE
`THREE MONTHS ,FROM THE " DATE MAILED" of this Office action. Failure to timely comply will result in
`ABANDONMENT of this application. Extensions of time may he obtained under the provisions of 37 CFR 1.136ia).
`
`C] Note the attached EXAMINER'S AMENDMENT or NOTICE OF INFORMAL APPLICATION, PTO-152, which discloses
`that the oath or declaration is deficient. A SUBSTITUTE OATH 0R DECLARATION iS REQUIRED.
`
`Q Applicant MUST submit NEW FORMAL DRAWINGS
`
`U because the originally filed drawings were declared by applicant to be informal.
`
`El including changes required bythe Notice of Draftsperson's Patent Drawing Review, PTO-948, attached hereto or
`
`to Paper No.
`’
`'
`
`I] including changes required by the proposed drawing correction filed on
`approved by the examiner.-
`
`‘
`
`.
`
`, which has been
`
`El including changes required by the attached Examiner's Amendment/Comment.
`
`Identifying lndicia such as the application number (see 37 CFR 1.84lcl) should be written on the reverse side of the
`drawings. The drawings should be filed as a separate paper with a transmittal Iettter addressed to the Official
`Draftsperson.
`
`1:] Note the attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Any response to this letter should include, in the upper right hand corner, the APPLICATION NUMBER (SERIES
`CODE/SERIAL NUMBER). If applicant has received a Notice of Allowance and Issue Fee Due, the ISSUE BATCH NUMBER
`and DATE of the NOTICE OF ALLOWANCE should also be included.
`
`Attachmentisl
`
`IX] Notice of References Cited, PTO-892
`
`[Xi information Disclosure Statementisi, PTO-1449, Paper Nolsi.
`
`.
`
`5
`
`X] Notice of Draftsperson's Patent Drawing Review, PTO-948
`
`[3 Notice of Informal Patent Application. PTO-152
`
`CI Interview Summary, PTO-413
`
`C; Examiner's Amendment/Comment
`C] Examiner's Comment Regarding Requirement for Deposit of Biological Material
`
`Examiner's Statement of Reasons for Allowance
`
`U. 5. Patent and Trademark Office
`PTO-37 (Rev. 9-95)
`
`Notice of Allowability .
`
`.
`
`-
`
`Part of Paper No.
`
`
`7
`
`
`
`Page 236 of 390
`
`

`

`
`
`m“ .- .._._..-,__
`
`Application/Control Number: 08/782,889
`
`Page 2
`
`Art Unit: 2764
`
`The following is an examiner's statement of reasons for allowance: Applicant has claimed
`uniquely distinct features in the instant invention which are'not found in the prior art, either
`
`singularly or in combination. These features are illuminating a gemstone model using an
`
`illumination model, wherein said gemstone model defines the geometry and position of the
`
`gemstone facets, and wherein said illumination model produces a light beam; refracting said light
`beam into said gemstone model thrOugh a first facet of said gemstone model to produce a I
`
`refracted light beam; reflecting said refracted light beam within said gemstone model from a.
`
`second facet of said gemstone model to produce a reflected light beam; refi'acting said refracted
`and reflected light beams‘Out ofsaid gemstone model through a third facet ofsaid gemstone
`
`model to producean exiting light beam; and measuring said exiting light beam. These features are
`
`not found or suggested
`
`the prior art.
`
`Any comments considered necessary by applicant must be submitted no later than the
`
`payment of the issue fee and, to avoid processing delays, should preferably accompany the issue
`
`fee. Such submissions should be clearly labeled "Comments on Statement of Reasons for
`
`Allowance. "
`
`
`
`Page 237 of 390
`
`

`

`Application/COntrol Number: 08/782,889
`
`V
`
`Page 3
`
`Art Unit: 2764
`
`Any response to this action should be mailed to:
`
`Commissioner of Patents and Trademarks
`
`Washington, DC. 20231
`
`or faxed to:
`
`(703) 308-9051, (for formal communications intended for entry)
`
`Or:
`
`(703) 308-5356 (for inforinal or drafl communications, please label
`
`"PROPOSED" or "DRAFT")
`
`Hand-deIiVered responses should be brought to Crystal Park II, 2121 Crystal Drive,
`
`Arlington. VA, Sixth Floor (Receptionist).
`
`Any inquiry concerning this communication or earlier communications from the examiner
`
`should be directed to Mr. Thomas Peeso whose telephone number is (703) 305-9784. The
`
`examiner can normally be reached on Monday -Thursday from 7am to 5pm, The examiner can
`
`also be reached on alternate Fridays. If attempts to reach the examiner by telephone are
`
`unsuccessful, the examiner's supervisor, Mr. Emanuel Voeltz, can be reached on (703) 305-9714.
`
`Page 238 of 390
`
`

`

`Application/Control Number: 08/782,889
`
`Art Unit: 2764
`
`Any inquiry of a general nature or relating to the status of this application should be
`
`directed to the GTOUp receptionist whose telephOne number is (703) 305-3 800.
`
`11 Sep 98
`
`W‘—
`
`Thomas Peeso
`
`Primary Examiner
`Art Unit 2764‘
`
`Page 239 of 390
`
`

`

`
`
`
`-
`
`..
`
`“/..-,
`
`Appficantfér"
`
`Exaniin'er
`
`-
`Thomas Peesb
`
`"
`
`Groub An umg
`2764
`
`_
`
`'"._ '
`Page 1 'of i
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`NON-PATENT DOCUMENTS _
`
`
`
`U. S. Palent and Trademark Olfice
`
`PTO-892 (Rev. 9-95)
`
`Notice of References Cited.
`
`-
`
`Part of Paper No.
`
`7
`
`* A copy of this Momma is not bah-9 iwfishfld with lh‘fl Office action.
`[See Mml of mm Enm'uing Prue-dun. Section 707.05u1.)
`
`Page 240 of 390
`
`

`

`
`FORMPTO9&8(REV.01-911
`US. DEPARTMENTOFCOMMERCE-PatentandTrademark Office
`ApplicationNW
`
`~
`
`'
`
`-'
`'
`
`NOTICE OF'DRA'FTPERSON’S'
`PATENT pymggmsvmw
`
`-- --
`
` -1hedran'ing fih'
`
`‘
`insert date)
`_
`my.
`j
`..
`ersonunder37.CFR1.-.841orI:152.:;...;,:._'
`notobjeeted'to byth Dr‘a
`B..___ objected to by the Diafioerson under 37
`L84 orll'i.152as indicatedbel'oW. The Examiner will require submission of new. corrected
`drawings whe necessary. Comected drawings must be submittedaccordiogthefthe‘irtsgructigns on theback of this octiee.
`_
`.
`¢
`.
`v
`
`
`
`7:33-SECTIONKL‘ Virgin's-1 37 CFR 1.8210116)"
`Hatching not indicated?for sectional portions of an object.
`[7.345)
`'
`sectiotfartie‘sig'ha‘tmn should be noted \ttith Arabic or
`Roman numbers Fig (3)
`s. ARRANGEMENT or VIEWS. 37 can 1.84m
`.
`_
`I
`Words do not appear on a horizontal, left-to-nght fashion when
`page is either upright or tumed. so that the top becomes the right
`side‘ except for graphs. HMS)
`fa ‘. ¥__.qus_n.oton_th¢ mplmqndmwing sheaf-lg“)
`9. SCALE 37 CFR 1840‘)
`,
`Sgaje nguaygg engugh to‘shgwlrrrccliansim'tyith crowding
`when drawing is reduced in size to two-thirds in reproduction.
`Hats.)
`.
`'_
`1.0.. CHAva 0F LINES. NUMBERS, 8': LETTERS. 37 CPR L84“)
`.
`I
`‘
`.
`Lines. numbers & letters not uniformly thick and well defined,
`7 Chan, dumb-k and black ( he quality).
`Fig-(S)_'___
`,.
`b
`I
`SHADING'I-ycm 1.8409)
`-
`I
`:
`>'
`Solid black areas pale. Fig-(s)-
`Solid black Shading no! permitted, Fig.6) ’
`Shade lines' pale. rough and blunée)
`, 12: NUMBERS, LETTERS. & REFERENCE CHARACTERS.
`p
`37 cm 1,4307)
`'
`.
`Numbers and reference characters not plain and legible.
`' mm
`'
`'
`"
`'
`mm leg-ends m poor Fig (S)
`'__""_
`Numbers and reference characters not oriented in the same
`
`1
`
`I
`
`-
`
`'
`
`'
`
`I
`
`j
`~'
`
`1. DRAWINGS.- 37 CFR 1.841a):’A‘ccéjtrib1'e‘ categories 'or drainage ’55- =7
`Black ink. Color.
`Color drawing are not acceptable until petition is granted.
`thrs) __'._ ‘
`" "
`'
`“
`Pencil and non black ink is not permitted. Fig(s)
`2' PHOTOGRAPHS 37 CFR 1‘84”)
`Phorographs are not acceptable until petition is granted,
`
`'
`
`3 {UH-lone sew are mqmred’ Fig“)
`Photographs not properly mounted (must brystol board or
`photographicdouble-weightpaper)..th(s). .2} i.
`Poor quailty (halt-tone). Fig(s)
`3. TYPE OF PAPER. 37 FFR 1.84(¢)
`‘
`Papa "Cl flcx'blc- Strong. white and durable.
`..
`Fig-(sl—e—a
`-’
`Erasures. alterabons,overwr1ungs. mterhneattons.
`folds, copy machine marks not accéptable. '(toothin)
`‘.
`.
`'
`'
`.
`.
`-
`-
`Mylar. vellum papens not acceptable (too thin).
`Fig(s)_'——."'T—. ~
`.
`.
`I
`4. SIZE OF PAPER. 37 CFR-1.B4(F): Acceplable sizes:
`2] '0 cm by 29'7 cm (DIN Size A4). ‘
`2| .6 cm by 27.9 cm (8 1/2 x ll inches}
`All drawings sheets not the same size.
`Shat(s)__+
`I
`S. MARGINS. 37 CFR 18.4(g): Acceptable margins:
`Top 2.5 cm Lefl 2-5 cm Right L5 cm BOflOfll W cm
`SIZE: A4 512:
`Top 2.5 cm Left 2.5 cm Right 1.5 cm Bottom Loon
`ZE: 8 l/2 x ll
`.
`,
`
`I
`
`p
`
`\
`
`_
`
`'
`
`'
`
`W.
`
`I
`
`.
`
`I
`
`. .
`_-
`
`I
`
`I
`
`'
`
`'
`
`‘
`
`.
`
`‘
`
`'
`
`-
`
`Left (L)
`
`‘
`
`t
`
`'
`
`table. Fig(s)
`argtnsnotacc
`‘
`_
`_.
`% ‘
`direction as the-view. 37 CFR‘I .84(p)(3) Fig.6)
`To m
`Bottom(13)
`‘ Rightat)
`iZO
`.
`Engligh alphabet not used 37 CFR l.84(p)(3) Fig.8!
`p
`Lib)ll l~ti oq
`Numbers, letters and reference characters must be at least
`‘
`~
`6. VIEWS. CFR l.
`h
`32 cm (U8 inch) in height. 37 CFR l.84{p)(3) Fig.(s)
`84‘ )
`REMINDER: Specification may require
`.
`I
`}
`visi
`t2)
`correspondtodrawingchanges.
`%AADLINES. 37CFR l.84(q)
`.
`' Views connected by projection lines or lead mg.
`I
`Lead lines cross each other. Fig.6) .
`th.(5)_________
`‘
`headlines missing. Fig.(s)
`'
`‘
`Partial views. 3? CFR [8400(2)
`14.'NUMBERING OF SHEETS OF DRAWINGS. 37 CFR 1.480)
`
`-
`
`'
`
`v
`
`~‘
`
`'
`
`.’
`
`’
`
`9km needed ‘0 Show figure as one emu"-
`
`Sheets riot numbered consecutively, and in Ababic numerals
`
`
`, J beginningwithnumber I. Fig.(s)
`Fig-(s)—~—~—
`Viewsnotleiseparatelymm!» M/
`iS.NUMBERING0FVIEWS. 37CFR l.8¢(u)
`
`I
`Fig“)
`Enlarged view not labeled separately or properly.
`Fig-(S)—_———
`'
`
`‘
`
`.
`
`Views not numbered consecutiiely. and in Abrabic numerals.
`beginning with numb“ 1. 1.131(3)
`16. CORRECTIONS. 37 CFR 1.34M.
`
`Corrections not made from PTO-948 dated
`p
`l7.DE$IGN DRAWINGS. 37 can 1.152
`'
`Sdrface shading shown not appropriate. Fig.(s)
`Solid black shading net used for color contrast.
`
`‘
`
`COMMENTS
`
`
`
`
`
`
`.
`REVIEWER
`-
`r. I
`ATTACHMENTTO PAPERNo.4.
`PTO COPY
`Page 241 of 390
`
`i
`
`....m .m
`_ U -' TELEPHONE N0.
`' "
`‘
`
`.
`
`I
`
`.
`
`-
`
`.
`
`
`
`

`

`"UNITED STATES DE} ,_ :_;,m_ENT_gF confluence
`Patent and Trademark Office
`w.
`
`NOTICE OF ALLOWANCE AND ISSUE FEE DUE
`
`[sit-T‘Ejll'l
`" A? ‘:
`3'12"???
`l'iizi‘iJzi-ili'
`110$ HEN YUHK AVENUE NH
`:..£.-' ,1 l l” i:
`r; u u
`
`115551523991l'JFiTUI‘fi hi:
`
`:4 I] [I I) 5.15:" Tffi’jilk}
`
`L till? ‘I
`5.2; Fan-Z
`
`I3 '3'! 3.
`
`~12
`
`APPUWONNQ
`
`-
`
`i:e;::.«"‘:-':;:;I:, £3539
`
`Flu GDATE
`U151"
`, he"
`
`First Named
`“WWW
`
`HHQHNUHL
`
`a.
`
`I1-'EEf-'_-3II_'I;
`
`'I
`
`;-,:g
`
`1;} {.39 .1 ,1
`
`,5.
`
`:53.»
`
`l 2,13%” fia"-.~::‘l'ralvl
`i
`
`rial-alt:
`
`I'r'llETilCIlifl Fr;er
`
`:zztrir"'rl::::litlw.
`
`l2:w-tl_._l._lrrfi10H rill: ‘l'rzmiEn-‘ifi
`
`
`
`. Part B-Issue Fee Transmittal should be completed and returned to the Patent and Trademark Office (PTO) with your
`ISSUE FEE. Even if the ISSUE FEE has already been paid by charge to deposit account. Part B issue Fee Transmittal
`should be completed and returned.
`It you are charging the ISSUE FEE to your deposit account, section '4b" of Part
`B-lssue Fee Transmittal should be completed and an extra copy of the form should be submitted.
`Ill. All communications regarding this application must give application number and batch number.
`Please direct all communicatiOns prior to issuance to Box ISSUE FEE unless advised to the contrary.
`
`-
`
`ATTY‘SDOC
`
`NO.
`
`CLASS-SUBOLASS
`
`'
`
`BATCH NO.
`
`APPLN.TYPE
`
`SMALLENTITY w DATE DUE
`
`.
`
`3
`
`'
`”
`Lameugn1unnn
`
`'
`'
`‘
`in; U55.flflfl
`
`1
`J13
`
`1":-
`TI”
`
`'
`
`ffigfiuflfl
`
`g-‘I'
`
`..
`
`:
`
`-::u;._
`
`THE APPLICA TION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PA TENT.
`E
`N
`IT
`‘
`
`THE ISSUE FEE MUST BE PAID WITHINWFROM THE MAILING DATE OF THIS NOTICE OR THIS
`APPLICATION SHALL BE REGARDED AS ABANDONED. THIS 5 [A lQTQfi !- EERIQD CANNOT BE EXTENDED.
`
`HOW TO RESPOND TO THIS NOTICE:
`I. Review the SMALL ENTITY status shown above.
`
`lithe SMALL ENTITY is shown asYES. verify your
`current SMALL ENTITY status:
`
`A.
`
`B.
`
`It the status is changed. pay twice the amount of the
`FEE DUE shown above and notify the Patent and
`Trademark Office of the change in status, or
`If the status is the same. pay the FEE DUE shown
`above_
`I
`
`If the SMALL ENTITY is shown as NO:
`
`A' Pay.FEE QUE Show" above' or "
`
`.
`.
`U '
`B. File verified statement of Small Entity Status betore. or Wlth.
`payment of 1/2 the FEE DUE shown above.
`
`IMPORTANT REMINDER: Utility patents Issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. ‘It Is patentee's responsibility to ensure timely payment of maintenance
`fees when due.
`
`PATENT ANDWK OFFICE 009‘!
`
`PTOL-85 (REV. 10-96) Approved tor use through file/30199. (0851-0033)
`
`'
`
`Page 242 of 390
`
`

`

` e
`
`
`
`_
`
`.
`
`-
`
`,
`
`-
`
`w ‘1 ummao STATESDEPARTMENT or commence
`Address: COMMISSiONER 0F PATENTS AND TRADEMARKS .
`
`cairn ¢
`
`Washington. DC. 20231
`
`.
`
`. Patent and Trademark Office
`
`APPLICATION NUMBER
`
`FILING DATE
`
`FIRST NAMED APPLICANT
`
`
`ATI’ORNEY MCKEF NO.
`
`'
`
`ltl-‘Eif'flElif , EilEl'E'P
`
`U 1 .r’ 1 ill J
`
`SHANNUN
`
`.
`
`F'
`
`iii-444 . U Cl
`
`Ii. EH] 5‘ i2!
`
`HTERNE iIZEPEiELETR ECILI‘gEiTEII‘xl
`.l 1 El lL'I NElrl
`YIZIlFitiz'; AVENUE.
`lxllii
`i3.
`Li I TE:
`r5. :3.
`iii-2.21m lelifi'i‘iill‘il DC:
`
`:2 i3 1::
`
`'
`
`'75::‘1 mint: 1::
`3/. FIIIX
`
`*
`
`Ix‘EEE-‘lflgT
`
`
`
`
`
`:SE‘WM O "
`
`DATE MAILED:
`
`'3." L! :1!
`
`NOTICE or ABANDONMENT
`
`This application is abandoned in view oi:
`
`CI Applicant's failure to timely file a proper response to the Office letter mailed on
`
`y
`
`_
`
`D A response (with a Certificate oi Mailing or Transmission of____) was received on
`. whiEttls after the expiration oi the period for response (including a total extension of
`‘ month(s)) which expired on
`
`
`
`time of
`
`I: A proposed response was received on _.____, but it does not constitute a proper response to the final
`rejection.
`‘
`‘
`
`(A proper response to a tlnal rejection consists only of: a timely tiled amendment which places the application in
`condition for allowance; a Notice of Appeal; or the tiling of a continuing application under 37 CFR 1.62 (FWC).
`
`2):] No response has been received.
`
`.
`
`Applicant's tailure to timely pay the required issue tee wilhinthe statutory period of three months trom the mailing date
`of the Notice of Allowance.
`
`D The issue tee (with a Certificate of Mailing or Transmission of
`
`) was received on
`
`[32¢ submitted issuelee ot $_.__is insufficient. The issue fee required by37CFR 1.18 is $
`
`The issue lee has not been received.
`
`I] Applicant's failure to timely tile new formal drawings as required in the Notice of Allowability.
`
`I:I PrOposed new formal drawings (with a Certificate of Mailing or Transmission of
`received on
`
`) were
`
`D The proposed new formal drawings tiled__ are not acceptable.
`
`D No proposed new format drawings have been received.
`
`_
`
`
`.
`CI The express abandonment under 37 CFR 1.62(g) in lover of the FWC application filed on
`CI The letter oi express abandonment which is signed by the attomey or agent of record. the assignee of the1entire
`interest, or all at the applicants.
`5‘
`CI The letter oi express abandonment which is signed by an attorney or agent (acting in a representative’c'apacity under
`37 CFR 134(3) upon the filing of a continuing application.
`I
`
`D Thedecision by the Board-oi Patent Appeals and Interierences rendered on________and because the period
`for seeking court review oi the decision has. expired and there are no allowed claims.
`x [J The reason(s) below:
`I
`=-~ .
`
`V
`
`DieneTerry
`Allowed Files Branch
`703-305-8203
`
`.‘
`
`1
`3
`
`FORM PTO-1432 (REV. 10-85)
`
`Page 243 of 390
`
`

`

`WWW“ ’3”: 2””‘35‘393"
`’
`
`.
`
`DATE MAILED:
`
`JLU'
`
`'1
`
`'. -
`
`NOTICE OF RESCINDED ABANDONMENT
`
`Manager. Publishing Divisw
`
`Office of Publication and Dissemination
`
`UNITED STATES DEPARTMENT OF COMMERCE
`Patent and Trademark Office
`Address: COMMISSIONER OF PATENTS AND TRADEMARKS
`Washingmn,vD.C. 20231
`
`SERIAL NUMBER
`_v
`{5 "—1
`
`Fl NG DATE
`
`'i-"la.
`"3, '
`
`75m=rm=-
`‘EeTERNE iiESSLER l3IIIL.I::EiTEIN a: Fox
`
`111:”) NEW TURF: FIVENUE NW
`
`'
`
`‘
`
`D In response to your communication filed
`Wgh inadvertence. a Notice of Abandonment was mailed in the above identified
`application. TheNotice of Abandonment is hereby rescinded. WW
`
`Form PTOL - 393 (Rev. 4-92)
`
`Page 244 of 390
`
`

`

`
`
`Pleasetype asign(+)inside». “svbox
`
`-) E
`
`PTO/SB/ZS (8/98)
`
`V
`
`d T Agprwid01%: usedugothgsnfiogo. 0MB 0651-0032
`P m t
`'
`.
`,
`.
`.
`.
`._
`ra emar
`ea:
`.
`.
`AR
`E T 0F COMMER
`a n an
`Under. the Paperwork Reduction Act of 1995. no persons are tequrrod to respond to a collection of Information unless It displays a valid OMB control number. 6
`
`
`
`
`
`CONTINUED PROSECUTION APPLICATION '(CPA)
`REQUEST
`'
`’
`Submit anpriginalp‘audio ‘duplr'mtefanforprocessing.
`{Onlyfor Continuation or Dirrationalapplicatlom‘ under 37 CFR f I.53(d))
`
`CHECK BOX if applicable:
`D DUPLICATE
`
`
`
`
`
`Address to:
`
`
`
`
`
`This is a request for a E continuation or D divisional application under 374CFR§ 1.53(d),
`(continued prosecution application (CPAD ofthe prior application number 08/782,889,
`-
`filed on Januafl 10, 1997, entitled: System And Method For Optical Evaluation OfGemstonesG
`NOTES
`
`
`
`2 y
`_
`
`.
`
`'99
`
`8
`
`.
`
`is
`The prior application identified above must be a nonprovisianal application that
`FILING QUALIFICA TIONS.‘
`either: (I) complete a: defined by 37 CFR 9' l.51(b) or (2) the national stage ofan international application in canyoliance with
`35 U.S.C. 37I. A Notice will be placed on apatent lowing/ram a CPA. exceptfor reissues and designs, to the efi'ect that the potent
`issued an a CPA and is subject to the merry-year term provision: of35 U.S.C. § 154(a)(2). Therefore. the prior application ofa
`CPA may have beenfiled before, on or ofier June 8, l995.
`
`CAI-P NOTPERMITTED: A continuation-impart application cannot befiled as a CPA under 37 CFR § l.53(d). but must bcfiled
`under 37CFR § 1.53f’b).
`_
`'
`_
`
`EXPRESS ABANDONMENT OF PRIOR APPLICATION: The filing oft/ti: CPA is a request to expressly abandon the prior
`application as ofthe filing date of the requestfora CPA. 37 CFR § I.53(b) must be med tofile a continuation, divisional, or
`continuation-impart afar: application that t: not to be abandoned.
`
`ACCESS TO PRIOR APPLICATION: The filing of this CPA will be construed to include a waiver of confidentially by the
`application under 35 U.S.C. I22 to the extent that any member ofthe public who is entitled under the previxions of3 7 CFR § [.14
`to access to, copies of, or information concerning. the prior application may be given similar access to. copies of or similar
`information concerning. the other application or application: in the file jacket.
`
`35 U.S.C. I20 STATEMENT: In a CPA. no reference to the prioropplication is needed in thefirst sentence ofthe specification and
`none should be submitted Ifa sentence referencing the prior application is submitted, it will not be entered. A requestfora CPA
`is the specific reference required by 35 US. C. fill and to every application assigned the application number identified In such
`request, 3 7 CFR § 1. 78(0).
`'
`
`l. E]
`-
`
`Enter the unentcred amendment previously filed'on
`nonprovrsronal application.
`
`‘
`
`'
`
`under 37 CFR § 1.116 in the prior
`
`l E A preliminary amendment is enclosed.
`3. This application is filed by fewer than all the inventors named in the prior application, 37 CFR § 1.53(d)(4).
`-
`-
`.
`-
`-
`t
`.
`.
`-
`.
`-
`a. CI DELETE the followmg inventor(s) named in the prior nonprovrsronal application:
`‘
`.
`
` .....n....u..........."nu-"nun...""tn-u...“
`
`b. I]
`
`The invcntor(s) to be deleted are set forth in a separate sheet attached hereto.
`
`4. E]
`
`A new power of attorney or authorization of agent (PTO/SB/Bl) is enclosed.
`
`5. Information Disclosure Statement (IDS) is enclosed:
`
`a. l]
`
`PTO-1449
`
`
`
`
`
`RIBRQHIi‘l0000008506762889
`
`{3'00
`l.
`17“
`III (I) LI?
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`b. I]
`
` .E-
`Copies of IDS citatiOns
`(;l'
`
`[Page 1 of2]
`
`
`
`l
`‘2;
`
`Etoi
`
`Burden Hour Statement: this form is estimated to take 0.4 hours to complete. Time will vary depending upon the needs ofth individual case. Any comments
`on the amount oftime you are required to complete this form should be sent to the ChiefInformation Ofl‘icer, Patent and Trademark Office, Washington, DC
`20231. DO NOT SEND FEES 0R COMPLEI‘ED FORMS TO THIS ADDRESS. SENDTO: Assistant Commissioner for Patents, Box CPA, Washingtorr,
`DC 2023 i.
`.
`
`Page 245 of 390
`
`

`

`e
`
`'
`
`Please'type a si§n(+) Inside“ ‘3‘ box
`-
`
`-) E
`
`PTO/88129 (8/98)
`I
`Approved for use through 09/300000. 0M8 0651-0032
`Patent and Trademark Office: US. DEPARTMENT OF COMMERC
`'
`_
`'
`‘
`Under the Paperwork Reduction Act oi1995. no persons are required to respond to a collection of information unless it displays a wand OMB control number.
`
`'
`
`(urea
`TOTAL CLAIMS
`(31 CFR § 1. I6(c) or 0))
`INDEPENDENT CLAIMS
`(37 cm § 115(1))“ (0)
`
`(2) NUMBER FILED
`
`- (llNUMBER 53mm
`
`(411mm
`x 5 18.00 =
`
`(5) CALCULATIONS
`$972.00
`
`12-3" I
`
`.
`
`—
`
`:~
`
`‘ $702.00
`
`MULTIPLE DEPENDENT owns (if applicable) (37 cms l.lfi(d))
`
`_
`
`Total ofnbove Calculations =
`-
`- Reduction by 50% for filing by mail entity (Note 37 CFR §§ 1.9, in, 1.28).
`‘ Retmc daimr in ace“ of20 and over original patent.
`“Rt-Lump Merci-1ch claims aver originalpatan
`
`,
`
`6.
`
`Small entity status:
`
`-
`
`x s 260.06 =
`BASIC FEE
`(37 cm §l,l6)
`
`s 760.00
`
`$2,434.00
`51,217.00
`s | '2 l 100
`
`a. E]
`
`b. E
`
`c. a
`
`A small entity statement is enclosed. if (b) and (c) do not apply.
`
`A small entity statement was filed in the prior nonpr0visiona| application and such status is still proper and desired.
`
`is no longer claimed.
`
`-
`
`The Commissioner is hereby authorized to credit overpayments or charge the following fees to Deposit Account No.
`19-0036:
`
`.
`
`’
`
`1
`
`New cume We: below
`
`a [:1
`
`Fees Myircd under 37'CFR§ 1.16.
`
`a
`
`Fees required under 37 CFR§ 1.17.
`b. D
`‘
`Fees required under 37 CFR§ [.18.
`c. {3
`8' E SKGF Check No. 23313 in the amount of 31,2} 7.00 is enclosed.
`Group
`'9. E]
`New Attorney Docket Number, ifdesired
`[Prior application Attorney Dndmt Number will turnover in thr CPA utilize: a new Attorney Docket Number has been provided harem.)
`
`l l).
`
`a. C]
`
`Receipt For Facsimile Transmitted CPA (PTO/SB/29A)
`
`b E Return Receipt Postcard (Should be specifically itemized. See MPEP 503)
`
`l l. E Other:
`
`Authorization To Treat A Reply As incorporating An Extension Of Time Under 37 CPR. § l.l36(a)(3) (in
`duplicate).
`
`I2. NEW CORRESPONDENCE ADDRESS
`
`D C«dunner Number or Bar Code label
`
`l {mm0th Na rrIAttadl luv and: label
`5
`
`U
`
`E
`
`It
`
`I3. SIGNA TURE 0F APPLICANT, A TTORNEY, 0R AGENT REQUIRED
`
`>
`
`
`
`Name (Print/Type)
`->,/ A ‘ A
`MILIT—
`’
`if
`Registration No.
`25,638
`I
`(Attorney/Agent)
`
`
`
` i
`
`"
`
`001g».pr
`
`SKGF rev urn/9: ml:
`
`Page 246 of 390
`
`
`
`

`

`STERNE, KESSLER, GOLDSTEIN & Fox P.L.L.C.
`ATTORNEYS AT LAW
`
`1 100 New York Avenue, N.W.
`Suite 600
`
`Washington, DC. 20005-3934..
`
`Facsimile Cover Sheet
`
`return reply requested 8
`
`original will be sent as confirmation D
`
`DATE:
`
`February 19. 1999
`
`I PHONBNO.:
`
`(703) 308-5864
`
`PAGES:
`
`4 (including this cover sheet)
`
`TO: US. Patent and Trademark Office
`
`ATTN: Ms. Diane Terry/Allowed Files Branch
`mom.- Edward J. Kessler/alw
`'
`
`RE: Notice of Abandonment received for US. App]. No.: 08/782,889 originally
`filed January 10, 1997; CPA filed December 16, 1998
`1644.0010000
`)
`
`
`
`'
`
`I
`
`Dear Ms Terry:
`
`-
`
`As discussed in a phone conversation with my secretary. Adria Wimrner, on February 19, 1999, enclosed is a
`cepy ofthe return date stamped post card evidencing filing ofthe CPAon December 16, 1998. as well as the CPA
`Transmittal Form (Form PTO/$809).
`-
`
`If you have any questions or need additional infomatiortlpleasc feel free to contact me (202) 371,2550 or my
`Secretary (202) 371-2614 at the numbers provided. Thank you in advance for your attention to this matter.
`
`I hereby certify that this paper is being facsimile transmitted to the Patent and Trademark Office on the date shown ‘
`--Adria L. Wimmeru
`
`Signarurc
`
`I!
`
`'
`
`Date
`
`pleasc sign and return this page as acknowledgment of receipt
`
`
`This message is intended for the exclusive use ofthe individual or entity to Which it is addressed. The message may contain
`information that is privileged. co nfld ential, or otherwise exempt from disclosure under applicable law. lithe reader of this
`message is not the intended recipient, you are hereby notified that any dissemination, distribution. copying or use ofthis
`communication in any 'way is strictly prohibited. if you have received this communication in error. please call us collect
`immediatelz. and return the original message to us attha above address via the us. Postal Service.
`
`if any portion of this transmission is not received clearly or in full, contact us at any of the following numbers:
`
`TELEPHONE N U MBER
`{202i Til-2600
`
`‘
`
`:FACSIh'IiILE NUMBER
`(202) 371-2540
`
`Page 247 of 390
`
`

`

`[9. 199912: 1799
`999:
`5999'
`STERNF 103553.991 601.9372
`'
`i
`'1“
`.
`.
`IN& mum
`moo NEWYORK M’J’ENUE, NW.
`’
`sum; 600
`WASHINGTON, DC. 20005-3934
`
`STERNE, KESSLER, GOLDSTBIN & Fox um.
`I 100 NEW YORK AVENUE, N. w.
`SUITE 600
`‘
`WASHINGTON,D.C. 20005-3234
`
`
`
`When Melfit Stamp is placed heteon, ’the USPTO achwwledges receipt ofthe following documents:
`5146? Patent Office Com Lena: (in duplicalc);
`Fee Tnnsmiunl Form "OISE/17 (in duplim);
`- CPA Transmittal Form PTOJSBDS (in dupliuic);
`Preliminary Amendment;
`Authoximion no Treat a chly As [noel-pumth Emission arm: Under 37 cm g 1.136(3X3) (in dupticm);
`SKGF and: No. 23313 in the mount «$1,217.00 to cover.
`$339.00 Basic filing fee (37 (25.11 § 1.169)):
`5186.00 Additional Claims Over Mly:
`95!.00 Additional Iadcpendcni Claim: Ova W and _
`One (1) Rzlum Postcard.
`'
`.
`
`Applicant:
`
`PauIT. Shannon,$r.
`
`Application No.:
`
`CPA. of Appki.No.: 08U82.889 originally
`filed January 10, 1997
`'
`
`Filed: Decemberls, 1999
`
`‘
`
`Ir; ~
`
`~"Tiara":-L‘ay'l‘lt fildfih *'
`
`I " ""
`
`'
`
`Due Date:
`
`December 16, 1993
`
`ArtUnir:
`
`2764
`
`Examiner:
`
`Peeso, T.
`
`_
`
`'
`
`Docket:
`
`16440010000
`
`. Any:
`
`. Encme
`
`*
`
`For:
`
`System And Method For Optical Evaluation Of Gemstones
`
`.
`
`muse DATE sum MD 1:21va To ow: COURIER
`BOX cm
`
`Page 248 of 390
`
`

`

`-V
`
`. fim_—4_%,7#7
`
`_lEB. 19.1999'lezl'rrll
`sI-Wv
`4
`An."— _
`l
`‘
`' Please unassignm mm in:
`
`l.
`
`'
`
`-o E
`
`I
`
`I
`P Y
`
`I
`'
`'3‘
`‘
`}
`PTOISBRO (we)
`Awmm um: hwgh com-mo. one 0551-0032
`rmummmm U£.DD‘ARTMENTG* mumo
`Under mo Panem Wonmmaos. no person-m Wampum Luann-man of Inbmuon who: "was ow om comm! WP.
`
`m 2023 I.
`
`CONTINUED PROSECUTION APPLICATION (any
`REQUEST TRANSMIITAL
`Saul n «island, only Mkflkfi'frr ,r-fl'amng.
`pawl, Convrnmiion arDa‘vulml appliwlimt and» 37m: 5 Luau)
`
`applicable:
`D DUPLICATE
`
`'
`
`Addm: to '
`
`Ammo! Dock" No.
`afI’n'ur Applicarlon
`3 '
`_
`Hm Named (um-nor
`Paul T. Shuruluu, St.
`Ass-smut Commmloner [or hunts
`.
`.
`mm mw .
`uhlngmn’ PC 2023]
`Group/Ar: Unit
`2764
`'
`aymmawboma- —
`
`CPA Appllcadon area/752,385
`
`
`
`' his is a I. quest for a E continuation or E] divisional application under 37 CFR§ 1.53m).
`(lcttnnml
`pmsacufion application (CHO) ofthe prior application mambo! (muggy,
`filcd ml 1qu
`0 1997 cntitlcd: 8 mm An
`ethod F
`tical'Evnl atlon 0 (‘
`nnos.
`
`MES
`
`The prlor “mutton Idea!ch above mm be a nonprovmom! apphcaflon rim J:
`FILING QIMUFICI TIONS:
`min»:
`(1) template a, deflnd by .17 CF}! ,l' Ull’b) or 0,) the Mllonalmzs Gian International application rn wanna wuh
`35 (1.3. C. 5 7). .l Nana mm bu plead an apdlflll rming/mm a CPA.
`lJ‘w ruan and duty“. to the efl’m um 1h: pom
`iauwd on a CPA and a: :ulrjccl to (k: may ynr lam provision: of]! U}.C. i 151(c)(2). Thu-Jon. the prior application-l afa
`CPA may haw bcznfilad bcfim, an or work": 3. I 995.
`
`C-I-P NOT PERMITTED: A confinuaflonvm-paflappllmmn cannorbcflkda: a CPA vml‘r :7 CFR § [.5de). be: mun bcfllzd
`under 37 CFR 5 1.536).
`
`DIME“! .IBANDONMENT OF PRIOR APPHCTJ TION- mfillng of this CPA I: a menu! to expressly abandon the prlor
`uppl-wru‘on a: afrh: filing dare 911k: «quad/oz 5 CF... JT CFR § 1.530) mm a. uer mfih a canrlnualfan. divisional. or
`conunuauon—lwpm qfun uypliwziun that l: ml to be abandoncci.
`~
`‘
`
`'17:: pm: afllu: cm Wt be con-mud w mm. H wulnr uf umwmmluy by m:
`ACCESS TO PRIOR AWL/OHIO”:
`upp’lmflnn under 35 USC. 122 la lb: “ml! that any number aflh: publicly” l: entitled and" the pravmw of! 7 CFR f 1.14
`to an": m fulfil: a; or Infornnlinn car-«Mlle. Ike prior applirdrlon new be clan :imllar access to, copies of, or Jinan:
`Information «mooning. the olhor applkaliun or application: I- Ihfikjntbl
`
`35 (1.5, C. m STA TZMENT: In a CI’A. nu nfimaw to tho prior application u no:ch In lhcfintaen'loneo oflha (put/lean“ and
`none Mould be submitted. 00 10mm nfirencmg m: ymr appll’cullvn b wbmimd. l! m" not be curved A Nagvmlfir a CPA
`tr the specific refimu mum! by 35 (LEG I20 and to every oppllmmn ourgm m Wpllmllan numocrl
`:1!ch in "ch
`"qu- rl,
`'7 f:ka I 73(0).
`.
`‘
`
`1. D Enter Ih: I‘lllCllR‘rl'cd‘mllelldJllcnt proviously fich on
`, nonprovlslonal apphcmlon.
`:- IX] ' A preliminary amendment ls enclosed.
`3."111is application is filed by {Giver than all the inventor: named lrl the prior application, 37 CFR § l.53(d)(4).
`a. U» DELETE me followlng inmllur(s) named in tho prior nonprovisional applicaiion:
`
`under 37 CFR § l.116 in the prior
`
`...human-u...announ-nua-.......u.-anu...""no.....................nu...............N,,,_.,......l............
`
`b. H Th; invent-ones) to be deleted at: set forth in 3 3cme ah cot attached hereto.
`
`.0‘
`
`4. D A new powcr of attorncy or authclizafion of agent (PTOISBISI) ic meloeed.
`
`5. Information Disclosure Statement (IDS) is enclosed:
`
`a D PTO-I449
`b. E]
`Copies of IDS citations.
`
`[Plat- I on]
`
`V
`
`Burden How Summon“: lhis [arm is :3de In late 0.4 noumo compute. Time will wy dopululn upon an: nulls owl: lndlvldull case. Any wmmcuu
`on u... gmnnnl ml me you a». "equated to mmplel: this form mould bc sun to la: Chicrlnformtion mt. Patent and 1mm: 01112, Washington, uu
`2031. DO NOT SWO FEES OR COMPLETED FORMS TOTHIS ADDRESS. SEND TO' Auislnnr (‘nmmiuin ncr forPllcnts, Box CPA Washington,
`
`Page 249 of 390
`
`

`

`
`
`
`
`
`
`5W
`.IEB.19..‘:99912:18PM,
`'33:: type a signw Intuit " .5 box
`
`-D E
`‘
`
`114
`30.4697
`"0st (8/96)
`'
`a
`Appmcflor woman moon. OMfiuu31-0032
`cam IndMcmm U3. DEPARTMENT OF COMMtKC
`Under the Paperwork Ream Ad at was. no seams are new lo runnrd to n Nilfldfln e! woman mica: I! alapum A and OMB umuni number.
`
`[153W
`
`‘MJo- -
`
`x 5 13.00 -
`V
`
`5912.09
`
`tme
`
`I
`
`mT
`
`OTAL CLAIMS
`07 cm 61.1mm»;
`NDEPBmEJTflMMs
`07 CPI! § use.) «0)
`
`- mnrnm DEW cums (at-"mum cm: mm)
`V
`-
`
`- m
`uwc m
`£160.00
`(31 um 41.16)
`
`-m_
`Rams“. 1:, 30% m mm; by wall am (Not: 37 cm 55 13.111.122). _ :1 mm
`' Reutu datum cam of” adamqu MIW.
`11.21730
`"Ream mm :Ialmwarwmlpmr.
`
`TOTAL-
`
`6.
`
`Small antity :ulaltuaz
`a. C]
`A small with} suntan-lent Is enclosed. “(bl and (c) do not apply.
`
`.
`
`b 8
`u. D
`
`A :mall entity Itgmmcnt Ins medium: pm: nunpmlslanu application Md sud: slams is still amps: and desired:
`I: no Iongfi clalmed‘
`
`The Commissions: is Hereby authoriud lo cmdil overpaymnnre or charge Ihe following fecs I0 Deposit Account No.
`I 9-0014 -
`
`.
`
`a D
`
`b. D
`
`Fuc nquimd undetS‘lcmiHG.
`
`has required undfl 31 CR. l.l'l.
`
`l-‘eu rcquimd undul‘l CFRE LIS.
`|
`c.|
`SKUF Chuck NO. 23313 in the nmmmt of $1, 7.} 7.00 is enclosed.
`
`'
`‘
`Ncw Aflotney Dockcl Numb“. ifdsslnd
`[Prlor cffln‘mkm Amy-u;M tin-w will carom-m mu (,m we." a m Amway 0mm Number ho: 6am mvldal flunk.)
`
`a. D Rcwipt Par Pammlll Transmiucd CPA (1’III/35129” _
`5'
`Ram Reedpl l‘oncard (Should bu spedflcnlly Itcmzeo. Se: Mrh’! 503]
`I l. E Other: Aulhorimtmn Tn Treat Aficply A: Incorponting Au Extension OfTimc Undc: 37 C.F.R. 9 l.136(a)(3) (in
`duplicate}
`_
`
`..— muuuuuuuu-uu—u mnum on... nu. .-
`
`l2. NEWcomvounmcnnmm
`t..........
`..................................2.
`? flunvlthmhclmufllflm '
`E a...)
`
`~I
`
`.. CI «=- mwwmmclch
`
`'
`
`D cum-w Nam, win! (3.; Ink-l
`
`.
`
`“Hartley/Agent)
`
`~
`
`'3
`
`-
`
`cxcrm :mmm
`
`Ragm-alion Na.
`
`VI