UNITED STATES PATENT AND TRADEMARK OFFICE
`
`_______________
`
`BEFORE THE PATENT AND TRIAL AND APPEAL BOARD
`
`
`
`_______________
`
`ANCESTRY.COM DNA, LLC,
`Petitioner
`
`v.
`
`DNA GENOTEK INC.,
`Patent Owner
`
`_______________
`
`Case IPR2016-00060
`Patent 8,221,381 B2
`
`_______________
`
`PETITIONER’S MANDATORY CHANGE-OF-INFORMATION
`NOTICES UNDER 37 C.F.R. § 42.8(a)(3)
`
`
`
`
`
`
`
`_______________
`
`BEFORE THE PATENT AND TRIAL AND APPEAL BOARD
`
`
`
`_______________
`
`ANCESTRY.COM DNA, LLC,
`Petitioner
`
`v.
`
`DNA GENOTEK INC.,
`Patent Owner
`
`_______________
`
`Case IPR2016-00060
`Patent 8,221,381 B2
`
`_______________
`
`PETITIONER’S MANDATORY CHANGE-OF-INFORMATION
`NOTICES UNDER 37 C.F.R. § 42.8(a)(3)
`
`
`
`
`
`
`
`Case No. IPR2016-00060
`Patent No. Patent 8,221,381 B2
`
`
`
`
`
`Pursuant to 37 C.F.R. § 42.8(a)(3), Petitioner hereby submits the following
`
`mandatory change-of-information notices in connection with the petition for inter
`
`partes review of U.S. Patent No. 8,221,381 (the “’381 patent”), Case No.
`
`IPR2016-00060.
`
`A. Real Party-In-Interest –
`
`(37 C.F.R. § 42.8(b)(1))
`
`
`
`
`
`
`
`Unchanged
`
`The real party-in-interest for this Petition is the Petitioner, Ancestry.com
`
`DNA, LLC (Delaware) (DE), and the following corporate entities that have the
`
`ability to influence Petitioner’s actions in this proceeding: Ancestry.com
`
`Operations Inc. (DE); Ancestry.com Inc. (DE); Ancestry US Holdings Inc. (DE);
`
`Ancestry.com LLC (DE); Ancestry.com Holdings LLC (DE). The following
`
`Ancestry entities are also being included: AncestryHealth.com LLC (DE);
`
`Ancestry International DNA LLC (DE); Ancelux 3 S.à.r.l. (LU); Ancestry
`
`International LLC (DE); Anvilire (IE); Ancelux 4 S.à.r.l. (LU); Ancestry Ireland
`
`DNA LLC (DE); Ancestry Ireland Health LLC (DE); Ancestry International DNA
`
`Company (IE); Ancestry International Health Unlimited Company (IE).
`
`Pursuant to an indemnification agreement, Petitioner has assumed and
`
`controls the defense of Spectrum DNA, Spectrum Solutions LLC, and Spectrum
`
`Packaging, LLC (collectively, the “Spectrum defendants”) in the Spectrum
`
`1
`
`
`
`Case No. IPR2016-00060
`Patent No. Patent 8,221,381 B2
`
`
`
`
`
`litigation, DNA Genotek, Inc. v. Spectrum DNA; Spectrum Solutions L.L.C., and
`
`Spectrum Packaging, LLC, Case No. 15-cv-00661-SLR (D. Del.). The Spectrum
`
`defendants do not exercise control over this Petition and are not real parties-in-
`
`interest with respect to the instant matter.
`
`B. Notice of Related Matters –
`(37 C.F.R. § 42.8(b)(2))
`
`
`
`
`
`
`
`Revised
`
`The ’381 patent is the subject of the following patent infringement lawsuits:
`
`(i) DNA Genotek, Inc. v. Ancestry.com DNA LLC, Case No. 15-00355-SLR
`
`(D. Del.) (the “Ancestry ’381 litigation”); and (ii) DNA Genotek, Inc. v. Spectrum
`
`DNA; Spectrum Solutions L.L.C., and Spectrum Packaging, LLC, Case No. 15-cv-
`
`00661-SLR (D. Del.) (the “Spectrum ’381 litigation”).
`
`The ’381 patent is the subject of IPR2016-01152 (“second IPR”), filed on
`
`June 3, 2016. The PTAB denied institution of the second IPR in an Order dated
`
`November 23, 2016 (Paper No. 11).
`
`U.S. Patent No. 9,207,164 issued from Application Serial No. 13/536,599
`
`(“the ’599 application”), filed on 6/28/2013. The ‘599 application is a continuation
`
`of the ’381 patent. The ’164 patent is the subject of the following patent
`
`infringement lawsuit: DNA Genotek Inc. v. Spectrum Solutions L.L.C. and
`
`2
`
`
`
`Case No. IPR2016-00060
`Patent No. Patent 8,221,381 B2
`
`
`
`
`
`Spectrum DNA, Case No. 3:16-cv-01544-JLS-NLS (S.D. Cal.) (the “Spectrum
`
`’164 litigation”).
`
`The ’164 patent also is the subject of IPR2016-01467 (“third IPR”), filed on
`
`July 21, 2016, for which a Decision on institution has not yet been issued.
`
`C. Designation of Lead and Backup Counsel –
`(37 C.F.R. § 42.8(b)(3))
`
`Revised
`
`Petitioner provides the following designation of counsel:
`
`Backup Counsel
`Jennifer R. Bush (Reg. No. 50784)
`jbush-ptab@fenwick.com
`Fenwick & West LLP
`801 California Street
`Mountain View, CA 94041
`Tel: (650) 988-8500
`Fax: (650) 988-5200
`
`
`
`
`Lead Counsel
`Daniel M. Becker (Reg. No. 38,376)
`DBecker-PTAB@fenwick.com
`Fenwick & West LLP
`801 California Street
`Mountain View, CA 94041
`Tel: (650) 988-8500
`Fax: (650) 988-5200
`
`Backup Counsel
`Michael J. Sacksteder (pro hac vice)
`Admitted, Paper No. 18
`
`Fenwick & West LLP
`555 California Street, 13th Floor
`San Francisco, CA 94104
`Tel: (415) 875-2300
`Fax: (415) 281-1350
`
`
`3
`
`
`
`Case No. IPR2016-00060
`Patent No. Patent 8,221,381 B2
`
`
`
`
`
`D.
`
`
`Service of Information –
`(37 C.F.R. § 42.8(b)(4))
`
`
`
`
`
`
`
`Unchanged
`
`Service of any documents via hand-delivery may be made at the postal
`
`mailing address of Fenwick & West LLP, 801 California Street, Mountain View,
`
`CA 94041 (Tel: (650) 988-8500 and Fax: (650) 988-5200), with courtesy copies to
`
`the email address DBecker-PTAB@fenwick.com. Petitioner consents to electronic
`
`service.
`
`Dated: December 5, 2016
`
`
`
`FENWICK & WEST LLP
`801 California Street
`Mountain View, CA 94041
`DBecker-PTAB@fenwick.com
`Telephone: 650-988-8500
`Facsimile: 650-938-5200
`
`By: /Daniel Becker/
`Daniel M. Becker (Reg. No. 38,376)
`
`
`Attorneys for Petitioner
`ANCESTRY.COM DNA, LLC
`
`
`
`4
`
`
`
`Case No. IPR2016-00060
`Patent No. Patent 8,221,381 B2
`
`
`
`
`
`CERTIFICATE OF SERVICE
`
`I, Daniel M. Becker, hereby certify that on December 5, 2016, I caused the
`
`foregoing PETITIONER’S MANDATORY CHANGE-OF-INFORMATION
`
`NOTICES UNDER 37 C.F.R. § 42.8(a)(3) to be served by email on the following
`
`counsel of record for the Patent Owner:
`
`60414-381-IPR@mofo.com
`Brian M. Kramer
`Peng Chen
`Desmond P. O’Sullivan
`Morrison & Foerster LLP
`12531 High Bluff Drive, Suite 100
`San Diego, CA 92130
`
`FENWICK & WEST LLP
`801 California Street
`Mountain View, CA 94041
`DBecker-PTAB@fenwick.com
`Telephone: 650-988-8500
`Facsimile: 650-938-5200
`
`By: /Daniel Becker/
`Daniel M. Becker (Reg. No. 38,376)
`
`
`Attorneys for Petitioner
`ANCESTRY.COM DNA, LLC
`
`
`
`5
`
`
`
`
`
`Dated: December 5, 2016
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