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`_______________
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`BEFORE THE PATENT AND TRIAL AND APPEAL BOARD
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`
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`_______________
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`ANCESTRY.COM DNA, LLC,
`Petitioner
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`v.
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`DNA GENOTEK INC.,
`Patent Owner
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`_______________
`
`Case IPR2016-00060
`Patent 8,221,381 B2
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`_______________
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`PETITIONER’S MANDATORY CHANGE-OF-INFORMATION
`NOTICES UNDER 37 C.F.R. § 42.8(a)(3)
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`
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`Case No. IPR2016-00060
`Patent No. Patent 8,221,381 B2
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`
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`Pursuant to 37 C.F.R. § 42.8(a)(3), Petitioner hereby submits the following
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`mandatory change-of-information notices in connection with the petition for inter
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`partes review of U.S. Patent No. 8,221,381 (the “’381 patent”), Case No.
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`IPR2016-00060.
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`A. Real Party-In-Interest –
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`(37 C.F.R. § 42.8(b)(1))
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`Unchanged
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`The real party-in-interest for this Petition is the Petitioner, Ancestry.com
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`DNA, LLC (Delaware) (DE), and the following corporate entities that have the
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`ability to influence Petitioner’s actions in this proceeding: Ancestry.com
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`Operations Inc. (DE); Ancestry.com Inc. (DE); Ancestry US Holdings Inc. (DE);
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`Ancestry.com LLC (DE); Ancestry.com Holdings LLC (DE). The following
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`Ancestry entities are also being included: AncestryHealth.com LLC (DE);
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`Ancestry International DNA LLC (DE); Ancelux 3 S.à.r.l. (LU); Ancestry
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`International LLC (DE); Anvilire (IE); Ancelux 4 S.à.r.l. (LU); Ancestry Ireland
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`DNA LLC (DE); Ancestry Ireland Health LLC (DE); Ancestry International DNA
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`Company (IE); Ancestry International Health Unlimited Company (IE).
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`Pursuant to an indemnification agreement, Petitioner has assumed and
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`controls the defense of Spectrum DNA, Spectrum Solutions LLC, and Spectrum
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`Packaging, LLC (collectively, the “Spectrum defendants”) in the Spectrum
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`1
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`Case No. IPR2016-00060
`Patent No. Patent 8,221,381 B2
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`
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`litigation, DNA Genotek, Inc. v. Spectrum DNA; Spectrum Solutions L.L.C., and
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`Spectrum Packaging, LLC, Case No. 15-cv-00661-SLR (D. Del.). The Spectrum
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`defendants do not exercise control over this Petition and are not real parties-in-
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`interest with respect to the instant matter.
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`B. Notice of Related Matters –
`(37 C.F.R. § 42.8(b)(2))
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`Revised
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`The ’381 patent is the subject of the following patent infringement lawsuits:
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`(i) DNA Genotek, Inc. v. Ancestry.com DNA LLC, Case No. 15-00355-SLR
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`(D. Del.) (the “Ancestry ’381 litigation”); and (ii) DNA Genotek, Inc. v. Spectrum
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`DNA; Spectrum Solutions L.L.C., and Spectrum Packaging, LLC, Case No. 15-cv-
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`00661-SLR (D. Del.) (the “Spectrum ’381 litigation”).
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`The ’381 patent is the subject of IPR2016-01152 (“second IPR”), filed on
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`June 3, 2016. The PTAB denied institution of the second IPR in an Order dated
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`November 23, 2016 (Paper No. 11).
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`U.S. Patent No. 9,207,164 issued from Application Serial No. 13/536,599
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`(“the ’599 application”), filed on 6/28/2013. The ‘599 application is a continuation
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`of the ’381 patent. The ’164 patent is the subject of the following patent
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`infringement lawsuit: DNA Genotek Inc. v. Spectrum Solutions L.L.C. and
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`2
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`Case No. IPR2016-00060
`Patent No. Patent 8,221,381 B2
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`Spectrum DNA, Case No. 3:16-cv-01544-JLS-NLS (S.D. Cal.) (the “Spectrum
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`’164 litigation”).
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`The ’164 patent also is the subject of IPR2016-01467 (“third IPR”), filed on
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`July 21, 2016, for which a Decision on institution has not yet been issued.
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`C. Designation of Lead and Backup Counsel –
`(37 C.F.R. § 42.8(b)(3))
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`Revised
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`Petitioner provides the following designation of counsel:
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`Backup Counsel
`Jennifer R. Bush (Reg. No. 50784)
`jbush-ptab@fenwick.com
`Fenwick & West LLP
`801 California Street
`Mountain View, CA 94041
`Tel: (650) 988-8500
`Fax: (650) 988-5200
`
`
`
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`Lead Counsel
`Daniel M. Becker (Reg. No. 38,376)
`DBecker-PTAB@fenwick.com
`Fenwick & West LLP
`801 California Street
`Mountain View, CA 94041
`Tel: (650) 988-8500
`Fax: (650) 988-5200
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`Backup Counsel
`Michael J. Sacksteder (pro hac vice)
`Admitted, Paper No. 18
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`Fenwick & West LLP
`555 California Street, 13th Floor
`San Francisco, CA 94104
`Tel: (415) 875-2300
`Fax: (415) 281-1350
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`3
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`Case No. IPR2016-00060
`Patent No. Patent 8,221,381 B2
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`D.
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`Service of Information –
`(37 C.F.R. § 42.8(b)(4))
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`Unchanged
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`Service of any documents via hand-delivery may be made at the postal
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`mailing address of Fenwick & West LLP, 801 California Street, Mountain View,
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`CA 94041 (Tel: (650) 988-8500 and Fax: (650) 988-5200), with courtesy copies to
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`the email address DBecker-PTAB@fenwick.com. Petitioner consents to electronic
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`service.
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`Dated: December 5, 2016
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`
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`FENWICK & WEST LLP
`801 California Street
`Mountain View, CA 94041
`DBecker-PTAB@fenwick.com
`Telephone: 650-988-8500
`Facsimile: 650-938-5200
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`By: /Daniel Becker/
`Daniel M. Becker (Reg. No. 38,376)
`
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`Attorneys for Petitioner
`ANCESTRY.COM DNA, LLC
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`4
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`Case No. IPR2016-00060
`Patent No. Patent 8,221,381 B2
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`CERTIFICATE OF SERVICE
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`I, Daniel M. Becker, hereby certify that on December 5, 2016, I caused the
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`foregoing PETITIONER’S MANDATORY CHANGE-OF-INFORMATION
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`NOTICES UNDER 37 C.F.R. § 42.8(a)(3) to be served by email on the following
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`counsel of record for the Patent Owner:
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`60414-381-IPR@mofo.com
`Brian M. Kramer
`Peng Chen
`Desmond P. O’Sullivan
`Morrison & Foerster LLP
`12531 High Bluff Drive, Suite 100
`San Diego, CA 92130
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`FENWICK & WEST LLP
`801 California Street
`Mountain View, CA 94041
`DBecker-PTAB@fenwick.com
`Telephone: 650-988-8500
`Facsimile: 650-938-5200
`
`By: /Daniel Becker/
`Daniel M. Becker (Reg. No. 38,376)
`
`
`Attorneys for Petitioner
`ANCESTRY.COM DNA, LLC
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`5
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`Dated: December 5, 2016