`Patent 6,237,095
`Attorney Docket No. 151118-002USIPR
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
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`UNITED SERVICES AUTOMOBILE ASSOCIATION,
`USAA FEDERAL SAVINGS BANK, and
`USAA CAPITAL CORPORATION,
`Petitioner
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`v.
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`MAXIM INTEGRATED PRODUCTS, INC.
`Patent Owner
`____________
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`Case IPR2016-00033
`Patent 6,237,095
`____________
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`PATENT OWNER MAXIM INTEGRATED PRODUCTS, INC.’S
`MANDATORY NOTICES
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`Case IPR2016-00033
`Patent 6,237,095
`Attorney Docket No. 151118-002USIPR
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`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
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`Pursuant to 37 C.F.R. § 42.8, Patent Owner Maxim Integrated Products, Inc.
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`submits the following Mandatory Notices.
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`1. Real Party-In-Interest
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`In accordance with 37 C.F.R. § 42.8(b)(1), Patent Owner identifies the real
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`party-in-interest as Maxim Integrated Products, Inc.
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`2. Related Matters
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`In accordance with 37 C.F.R. § 42.8(b)(2), Patent Owner identifies the
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`following related current and former proceedings.
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`I. Current Proceedings Involving The Patent-At-Issue.
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`a. In re Maxim Integrated Prods., Inc., MDL No. 2354, No. 2:12-mc-
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`00244;
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`1
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`Case IPR2016-00033
`Patent 6,237,095
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`b. Branch Banking & Trust Co. v. Maxim Integrated Prods., Inc., No. 2:12-
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`cv-00945-JFC (as transferred for MDL purposes);
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`c. Maxim Integrated Prods., Inc. v. USAA Fed. Sav. Bank, 5:14-cv-01031-
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`XR (W.D. Tex) (filed November 19, 2014);
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`d. Maxim Integrated Prods., Inc. v. Compass Bank, d/b/a BBVA Compass,
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`5:14-cv-01028-XR (W.D. Tex) (filed November 19, 2014);
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`e. Maxim Integrated Prods., Inc. v. State Farm Mutual Auto. Ins. Co., 5:14-
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`cv-01030 (W.D. Tex) (filed November 19, 2014).
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`f. Maxim Integrated Prods., Inc. v. M&T Bank Corp., 1:15-cv-02167
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`(S.D.N.Y) (order to discontinue case due to reported settlement issued on
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`October 30, 2015, Dkt. 57).
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`g. Maxim Integrated Prods., Inc. v. HBSC Bank USA, Nat’l Ass’n, 1:15-cv-
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`02168 (S.D.N.Y) (order to discontinue case due to reported settlement
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`issued on October 30, 2015, Dkt. 57);
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`h. Compass Bank et al. v. Maxim Integrated Prods., Inc., Covered Business
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`Method Patent Review, Case No. CBM2015-00102, of US6,237,095
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`(accorded filing date of Mar. 30, 2015);
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`II. Former Proceedings Involving The Patent-At-Issue.
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`a. PNC Bank N.A. v. Maxim Integrated Prods., Inc., Covered Business
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`Method Patent Review, Case No. CBM2014-00041, of US 6,237,095
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`(petition for institution of review denied June 3, 2014, paper 19);
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`b. JPMorgan Chase & Co. v. Maxim Integrated Prods., Inc., Covered
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`Business Method Patent Review, Case No. CBM2014-00177, of US
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`6,237,095 (review terminated February 26, 2015, paper 14).
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`c. Maxim Integrated Prods., Inc. v. Branch Banking & Trust Co., No. 2013-
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`1495 (Fed. Cir.) (judgment affirmed March 10, 2014, Dkt. 51);
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`d. Maxim Integrated Prods., Inc. v. Branch Banking & Trust Co., 4:12-cv-
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`00369-RAS (E.D. Tex) (judgment affirmed March 10, 2014, Dkt. 33);
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`e. Maxim Integrated Prods., Inc. v. Navy Fed. Credit Union , 5:14-cv-
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`01032-XR (W.D. Tex) (dismissed May 18, 2015, Dkt. 49);
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`i. Maxim Integrated Prods., Inc. v. Discover Fin. Servs., 5:14-cv-01029-
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`XR (W.D. Tex) (dismissed and terminated November 12, 2015, Dkt. 63);
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`j. Maxim Integrated Prods., Inc. v. Santander Bank, NA, 1:15-cv-02169
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`(S.D.N.Y) (dismissed and terminated November 5, 2015, Dkt. 44);
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`f. Maxim Integrated Prods., Inc. v. Am. Express Co., 5:14-cv-01027-XR
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`(W.D. Tex) (dismissed October 2, 2015, Dkt. 50);
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`Attorney Docket No. 151118-002USIPR
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`g. As transferred for MDL purposes:
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`− Maxim Integrated Prods., Inc. v. JP Morgan Chase & Co., No. 2:12-
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`cv- 01641-JFC (dismissed & terminated February 26, 2015, Dkt. 986)
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`− PNC Fin. Servs. Grp., Inc. v. Maxim Integrated Prods., Inc., No. 2:12-
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`cv-00089-JFC (dismissed & terminated May 29, 2014, Dkt. 844)
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`− KeyCorp v. Maxim Integrated Prods., Inc., No. 2:12-cv-00860-JFC
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`(dismissed & terminated August 20, 2013, Dkt. 648)
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`− Vanguard Grp., Inc. v. Maxim Integrated Prods., Inc., No. 2:12-cv-
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`00862-JFC (dismissed & terminated February 19, 2014, Dkt. 773)
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`− Jack Henry & Assocs., Inc. v. Maxim Integrated Prods., Inc., No.
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`2:12-cv-00863-JFC (dismissed & terminated February 20, 2014, Dkt.
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`775)
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`− Maxim Integrated Prods., Inc. v. Comerica Inc., No. 2:12-cv-00869-
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`JFC (dismissed & terminated August 20, 2014, Dkt. 887)
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`− Fidelity Brokerage Servs. LLC v. Maxim Integrated Prods., Inc., No.
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`2:12-cv-00871-JFC (dismissed & terminated May 16, 2014, Dkt. 840)
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`− Maxim Integrated Prods., Inc. v. First United Bank & Trust Co., No.
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`2:12-cv-00876-JFC (dismissed & terminated February 19, 2014, Dkt.
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`774)
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`4
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`Case IPR2016-00033
`Patent 6,237,095
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`− Maxim Integrated Prods., Inc. v. Starbucks Corp., No. 2:12-cv-00877-
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`JFC (dismissed & terminated April 7, 2014, Dkt. 798)
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`− Maxim Integrated Prods., Inc. v. Expedia, Inc., No. 2:12-cv-00878-
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`JFC (dismissed & terminated July 10, 2014, Dkt. 873)
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`− Maxim Integrated Prods., Inc. v. Capital One Fin. Corp., No. 2:12-cv-
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`00879-JFC (dismissed & terminated September 12, 2013, Dkt. 738)
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`− Maxim Integrated Prods., Inc. v. Bank of the West, No. 2:12-cv-
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`00880-JFC (dismissed and fee motion denied; see Dkt. 116, 130)
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`− Maxim Integrated Prods., Inc. v. Groupon, Inc., No. 2:12-cv-00881-
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`JFC (dismissed & terminated August 20, 2014, Dkt. 886)
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`− Maxim Integrated Prods., Inc. v. Union Bank, N.A., No. 2:12-cv-
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`00882-JFC (dismissed & terminated February 6, 2014, Dkt. 763)
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`− Maxim Integrated Prods., Inc. v. Southwest Airlines, Co., No. 2:12-
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`cv-00883-JFC (dismissed & terminated May 5, 2014, Dkt. 836)
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`− Chipotle Mexican Grill, Inc. v. Maxim Integrated Prods., Inc., No.
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`2:12-cv-00887-JFC (dismissed & terminated August 5, 2014, Dkt.
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`882)
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`− Maxim Integrated Prods., Inc. v. QVC, Inc., No. 2:12-cv-00891-JFC
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`(dismissed & terminated March 14, 2014, Dkt. 789)
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`− Clairmail Inc. v. Maxim Integrated Prods., Inc., No. 2:12-cv-00923-
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`NBF (dismissed & terminated August 31, 2012, Dkt. 146)
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`− BMO Harris Bank Nat’l Ass’n v. Maxim Integrated Prods., Inc., No.
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`2:12-cv-01538-JFC (dismissed & terminated October 8, 2014, Dkt.
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`914)
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`− Deutsche Bank AG v. Maxim Integrated Prods., Inc., No. 2:12-cv-
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`01604-JFC (dismissed & terminated September 25, 2014, Dkt. 901)
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`− Maxim Integrated Prods., Inc. v. Citigroup, Inc., No. 2:12-cv-01628-
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`JFC (dismissed & terminated May 22, 2014, Dkt. 800)
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`− Maxim Integrated Prods., Inc. v. Target Corp., No. 2:12-cv-01629-
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`JFC (dismissed & terminated April 23, 2014, Dkt. 821)
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`− Maxim Integrated Prods., Inc. v. Wells Fargo & Co., No. 2:12-cv-
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`01639-JFC (dismissed & terminated May 1, 2014, Dkt. 831)
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`− Maxim Integrated Prods., Inc. v. Bank of Am. Corp., No. 2:12-cv-
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`01640-JFC (dismissed & terminated June 19, 2014, Dkt. 861)
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`− Maxim Integrated Prods., Inc. v. U.S. Bancorp, No. 2:12-cv-01642-
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`JFC (dismissed & terminated August 20, 2014, Dkt. 888)
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`− Maxim Integrated Prods., Inc. v. Walmart Stores, Inc., No. 2:12-cv-
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`01643-JFC (dismissed & terminated February 6, 2014, Dkt. 764).
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`Patent 6,237,095
`Attorney Docket No. 151118-002USIPR
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`III. Proceedings Involving Other U.S. Patents.
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`
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`The patent-at-issue, US Patent No. 6,237,095, issued from an application
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`which was a divisional of application No. 08/595,014. US Patent No. 5,940,510
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`contains related subject matter to and incorporates by reference application No.
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`08/595,014. US Patent No. 6,105,013 is a continuation of application No.
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`08/594,983, which claims priority to provisional application No. 60/004,510, to
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`which the ‘095 Patent also claims priority. Numerous related proceedings
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`identified above involving the ’095 Patent also involve one or all of these patents.
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`Patent Owner identifies below the following additional current and former
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`proceedings not directly involving the Patent-At-Issue but relating to one or more
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`of US 5,940,510, and US 6,105,013.
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`a. United Services Automobile Association v. Maxim Integrated Prods.,
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`Inc., Inter Partes Review, Case No. IPR2016-00032, of US 6,105,013
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`(accorded filing date of October 21, 2015);
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`b. Ex Parte Reexamination, Control No. 90/013,063, of USP 5,940,510;
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`c. Compass Bank v. Maxim Integrated Prods., Inc., Covered Business
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`Method Patent Review, Case No. CBM2015-00098, of US 5,940,510
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`(accorded filing date of March 6, 2015);
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`Case IPR2016-00033
`Patent 6,237,095
`Attorney Docket No. 151118-002USIPR
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`d. Compass Bank v. Maxim Integrated Prods., Inc., Covered Business
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`Method Patent Review, Case No. CBM2015-00101, of US 6,105,103
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`(accorded filing date of March 23, 2015);
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`e. PNC Bank N.A. v. Maxim Integrated Prods., Inc., Covered Business
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`Method Patent Review, Case No. CBM2014-00038, of US 5,940,510
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`(petition for institution of review denied June 3, 2014, paper 19);
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`f. JP Morgan Chase & Co. v. Maxim Integrated Prods., Inc., Covered
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`Business Method Patent Review, Case No. CBM2014-00179, of US
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`5,940,510 (review terminated on February 27, 2015, paper 15);
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`g. PNC Bank N.A. v. Maxim Integrated Prods., Inc., Covered Business
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`Method Patent Review, Case No. CBM2014-00040, of US 6,105,013
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`(petition for institution of review denied June 3, 2014, paper 19);
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`h. JPMorgan Chase & Co. v. Maxim Integrated Prods., Inc., Covered
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`Business Method Patent Review, Case No. CBM2014-00178, of US
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`6,105,013 (review terminated on February 26, 2015, paper 14).
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`3. Lead and Back-Up Counsel
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`In accordance with 37 C.F.R. § 42.8(b)(3), Patent Owner identifies Kenneth
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`J. Weatherwax as lead counsel and Nathan Lowenstein as back-up counsel:
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`Case IPR2016-00033
`Patent 6,237,095
`Attorney Docket No. 151118-002USIPR
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`Kenneth J. Weatherwax, Lead Counsel
`USPTO Reg. No. 54,528
`LOWENSTEIN & WEATHERWAX LLP
`1880 Century Park East, Suite 815
`Los Angeles, California 90067
`Telephone: (310) 307-4503
`Facsimile: (310) 307-4509
`Email: weatherwax@lowensteinweatherwax.com
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`Nathan Lowenstein, Back-Up Counsel
`pro hac vice admission pending
`LOWENSTEIN & WEATHERWAX LLP
`1880 Century Park East, Suite 815, Los Angeles, Ca 90067
`Telephone: (310) 307-4502
`Facsimile: (310) 307-4509
`Email: lowenstein@lowensteinweatherwax.com
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`4. Service Information
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`In accordance with 37 C.F.R. § 42.8(b)(4), Patent Owner identifies the
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`following service information. Patent Owner consents to electronic service.
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`
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`Kenneth J. Weatherwax
`LOWENSTEIN & WEATHERWAX LLP
`1880 Century Park East, Suite 815, Los Angeles, Ca 90067
`weatherwax@lowensteinweatherwax.com
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`Respectfully submitted,
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`____/ Kenneth J. Weatherwax /_________
`Kenneth J. Weatherwax, Reg. No. 54,528
` Lowenstein & Weatherwax LLP
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`Date: November 24, 2015
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`Case IPR2016-00033
`Patent 6,237,095
`Attorney Docket No. 151118-002USIPR
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`CERTIFICATE OF SERVICE
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`The undersigned hereby certifies that the following documents were served
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`on November 24, 2015 by electronic service in accordance with the consent to
`electronic service on page 2 of the Petition for Review in this proceeding:
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`PATENT OWNER MAXIM INTEGRATED PRODUCTS, INC.’S
`MANDATORY NOTICES
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`The names and address of the parties being served are as follows:
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`Nathan Rees
`Norton Rose Fulbright US LLP
`USAA095IPR@nortonrosefulbright.c
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`Respectfully submitted,
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`____/Kenneth J. Weatherwax/_________
`Kenneth J. Weatherwax, Reg. No. 54,528
`Lowenstein & Weatherwax LLP
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`Date: November 24, 2015