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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`NISSAN NORTH AMERICA, INC.,
`Petitioner
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`v.
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`JOAO CONTROL & MONITORING SYSTEMS, LLC
`Patent Owner
`
`
`
`
`Case IPR2015-01508
`Patent No. 6,542,076
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`PETITIONER NISSAN NORTH AMERICA, INC.’S
`REPLY TO PATENT OWNER’S RESPONSE TO PETITION
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`TABLE OF CONTENTS
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`INTRODUCTION ........................................................................................... 1
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`CLAIM CONSTRUCTION ............................................................................ 1
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`
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`I.
`
`II.
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`III. RESPONSE TO ARGUMENTS ..................................................................... 2
`
`A.
`
`B.
`
`C.
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`Full weight should be given to the Declaration. ................................... 2
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`Ground 1- Petition properly applies Frossard as a base
`reference. ............................................................................................... 7
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`Ground 6- Petition properly applies Pagliaroli as a base
`reference. ............................................................................................. 15
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`D. Ground 3- Drori cures the deficiencies of Frossard. ........................... 24
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`E.
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`F.
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`Grounds 5 and 9 are proper. ................................................................ 25
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`Ground 8 is proper. .............................................................................. 27
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`IV. CONCLUSION .............................................................................................. 27
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`i
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`
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`LIST OF EXHIBITS
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`Opinion and Order of Mark A. Goldsmith, No. 13-cv-13957,
`(E.D. Mich. 2016) (1) Granting in Part and Denying in Part
`Defendant FCA US LLC’S Motion for Summary Judgment on
`Invalidity and Noninfringement (Dkt. 59) and (2) Denying as
`Moot Plaintiff JOAO Control & Monitoring Systems, LLC’S
`Motion for Summary Judgment of Infringement of U.S. Patent
`No. 7,397,363 by Uconnect Access (Dkt. 57), signed on June
`10, 2016.
`October 26, 2001 Preliminary Amendment for Patent
`Application No. 09/551,365.
`
`
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`
`
`
`Exhibit 1022
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`Exhibit 1023
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`ii
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`
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`INTRODUCTION
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`
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`I.
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`Petitioner Nissan North America, Inc. (“Petitioner”) submits this Reply to
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`Patent Owner’s Response (the “Response,” Paper 21) to the Petition (the
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`“Petition,” Paper 1) for Inter Partes Review (“IPR”) of U.S. Patent No. 6,542,076
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`(the “’076 Patent,” Exhibit 1001).
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`Patent Owner’s attempt to construe additional claim terms is not needed.
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`Patent Owner’s arguments are without merit and consist entirely of attorney
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`argument with no expert testimony offered in support. All grounds presented in the
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`Petition and instituted by the Board demonstrate that the challenged claims are
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`unpatentable and should be canceled.
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`II. CLAIM CONSTRUCTION
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`For the purpose of this IPR proceeding, Petitioner does not contest the
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`Board’s claim construction.1 (Paper 10, pp. 5-11).
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`Patent Owner requests to adopt the claim construction of the U.S. District
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`Court for the Eastern District of Michigan for additional claim terms: the first,
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`second, and third “signals” recited in the independent claims. (Paper 21, pp. 11-
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`12). Petitioner recognizes that the District Court invalidated all of the asserted
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`1 Petitioner reserves all rights to propose constructions for additional terms in
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`litigation or other proceedings.
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`1
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`claims and found that Frossard discloses the three control device system recited in
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`independent claims 3 and 205. (Exhibit 1022, pp. 14-23, 28-29, 31-32, and 35).
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`Petitioner maintains that these terms should be given their plain and ordinary
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`meaning. (Paper 1, p. 9). Nonetheless, as discussed below, each ground of
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`rejection is properly maintained even under Patent Owner’s proposed
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`constructions.
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`III. RESPONSE TO ARGUMENTS
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`As a preliminary matter, it is noteworthy that Patent Owner does not provide
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`any expert testimony in support of its positions. Instead, it relies entirely on bare
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`attorney argument.
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`Full weight should be given to the Declaration.
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`A.
`Patent Owner’s request to give Mr. McNamara’s declaration little or no
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`weight is baseless for at least the following three reasons. (Paper 21, pp. 12-15).
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`(1) Petitioner’s Expert reviewed all required materials.
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`At paragraph 14 of his Declaration, Mr. McNamara states that “I have read
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`the ‘076 Patent and its prosecution history.” (Exhibit 1003, p. 6, ¶14). Nearly nine
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`months after Mr. McNamara signed his Declaration, he was cross-examined for
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`two days. In response to “You have testified previously, I think, that you did not
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`review the prosecution histories for the four JCMS patents at issue, correct?” he
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`answered “That’s correct.” (Exhibit 2005, p. 153, lines 11-15).
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`2
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`Patent Owner misconstrues that statement as proof that Mr. McNamara did
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`not review the prosecution history. But Patent Owner ignores other statements of
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`Mr. McNamara showing that he had indeed reviewed the prosecution history. For
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`example, Mr. McNamara confirmed the statement in his Declaration that he had
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`reviewed the prosecution history. (Id. p. 154, lines 11-20). Thus, at best the
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`Response demonstrates a memory lapse during a lengthy deposition. But it does
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`not demonstrate that Mr. McNamara failed to review the prosecution history.
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`(2) The alleged failure to review the prosecution history has no weight.
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`The Response alleges that “Mr. McNamara had not reviewed the materials
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`[the ’076 Patent prosecution history] required for him to properly reach his
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`conclusions and opinions.” (Paper 21, p. 12). This allegation echoes Patent
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`Owner’s question during the Cross-Examination: “in reaching the conclusions or
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`opinions expressed in Exhibits 1 through 4, you did not apply the, any definitions
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`that may have been provided by Mr. Joao during prosecution of those patents,
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`correct?” (Exhibit 2005, p. 153, lines 16-22).
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`Even if the prosecution history was not reviewed, this would have no weight
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`on the claim construction in this case. Patent Owner’s above statement about the
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`definitions is irrelevant because Mr. Joao did not define any claim terms at issue
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`during the prosecution of the ’076 Patent.
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`3
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`The only definitions he provided were for the term “automatically” meaning
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`“without human intervention” and the term “automatically received” meaning
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`“received without human intervention.” (Exhibit 1023, p. 25). Neither party
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`proposed constructions for these terms. Their definitions merely reflect their plain
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`and ordinary meaning. In his Declaration, Mr. McNamara gave these claim terms
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`“their ordinary meaning as understood by a person of ordinary skill in the art.”
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`(Exhibit 1003, p. 5, ¶ 10). Thus, Mr. McNamara gave them the plain meaning that
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`Mr. Joao presented during prosecution.
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`The only attempts to define claim terms at issue are found in the prosecution
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`history of two other patents: U.S. Pat. No. 7,397,363 (the ’363 Patent) and
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`7,277,010 (the ’010 Patent). If weight should be given to the definitions of claim
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`terms at issue, Mr. McNamara reviewed and considered these definitions.
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`Specifically, paragraph 23 of the Declaration identifies Exhibit 1012 that includes
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`the sections of the prosecution histories of the ’363 Patent and ’010 Patent
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`containing the definitions. (Exhibit 1003, pp. 6-7, ¶¶ 14 and 23). During the Cross-
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`Examination, Mr. McNamara affirmed that he has reviewed these definitions.
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`Exhibit 2005, p. 154, lines 11-20.
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`Thus, any alleged failure to review the prosecution history of ’076 patent has
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`no bearing on the claim construction. Mr. McNamara confirmed that he considered
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`the relevant portions of the prosecution history of the ’363 and ’010 Patents.
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`4
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`(3) The claims were properly construed.
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`As stated in paragraph 10 of his Declaration, Mr. McNamara applied the
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`plain ordinary meaning as understood by a person of ordinary skill in the art. In the
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`Cross-Examination, he confirmed this, stating that “I used the same standard
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`through all of the four patents [including the ’076 Patent]. I used the one of
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`ordinary and customary understanding.” (Exhibit 2005, p. 152, lines 15-18). Thus,
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`Mr. McNamara used the proper standard.
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`The Response relies on the statement that “I can’t personally differentiate
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`between broadest and ordinary and customary” (id. p. 152, lines 22-25), to
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`incorrectly conclude that “it is not clear that he even knows what this standard is or
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`should be.” (Paper 21, p. 15).
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`Patent Owner’s reliance on this statement is misplaced. The difference
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`between the two standards is a legal question that is not at issue in this case. It is
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`undisputed that Phillips applies here. More importantly, the Patent Owner does not
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`show how Mr. McNamara’s claim construction is incorrect, why his claim
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`construction is different from the plain and ordinary meaning, or that his
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`conclusion and opinion are allegedly based on an incorrect standard. Also, Patent
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`Owner provides no expert testimony whatsoever in support of its claim
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`construction arguments. At best, Patent Owner demonstrates that Mr. McNamara
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`did not explain the difference between two legal standards.
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`5
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`
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`The Board has provided an express construction of “control device” and
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`gave the remaining claim terms their plain and ordinary meaning. (See Paper 10,
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`pp. 5-11). Mr. McNamara’s declaration is consistent with the constructions of
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`“control device” and of the remaining claim terms, which were given their plain
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`and ordinary meaning. (Exhibit 1003, p. 5, ¶ 10). As to “control device,” Mr.
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`McNamara states in the declaration, for example, “Frossard further states that the
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`receiver-decoder means ‘decodes this message’ that it received and ‘addresses the
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`corresponding commands to equipment 3 itself, causing an immediate or deferred
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`shutdown depending on the application under consideration’.” (Id. p. 16, ¶ 42).
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`This prior art application is consistent with the Board’s express construction of
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`“control device” because decoding and addressing a command to equipment is
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`consistent with a device that performs a number of operations (e.g., decoding and
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`addressing).
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`The Cross-Examination confirms that Mr. McNamara’s construction of a
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`control device is consistent with Board’s express construction. (Exhibit 2005, pp.
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`161-170). Mr. McNamara states “I agree with the PTAB’s construction that control
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`device is generally something that performs an operation or function or action.”
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`(Id. p. 166, lines 11-13). In an example, he states that “the CPU 4 is acting as a
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`control device as it is performing actions and operations on the ignition system and
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`fuel pump.” (Id. p. 164, lines 16-18).
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`6
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`Thus, Mr. McNamara construed the claim terms consistently with the
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`Board’s claim construction under the plain and ordinary meaning standard.
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`B. Ground 1- Petition properly applies Frossard as a base reference.2
`Patent Owner’s argument in the Response is summarized in the below
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`illustration, and is incorrect as shown below.
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`Claims 3 and 733
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`Patent Owner’s application of Frossard
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`2 The District Court found that Frossard discloses the three control device system
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`recited in independent claims 3 and 205. (Exhibit 1022, pp. 14-23, 28-29, 31-32,
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`and 35).
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`3 Claim 205 is similar, except that the nomenclature of “third” and “first” is
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`reversed.
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`7
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`(1) Patent Owner’s argument fails under its proposed claim construction.
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`Patent Owner improperly attempts to limit “control device” in a way that
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`contradicts its own proposed claim construction. But even under its proposed
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`construction, Frossard discloses the recited control device.
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`Patent Owner proposes to construe the term “control device” as “a device or
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`a computer, or that part of a device or a computer, which performs an operation, an
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`action, or a function, or which performs a number of operations, actions, or
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`functions.” (Paper 21, p. 11). Because the “control device” can include a “part of a
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`device,” it follows that a device can include multiple parts. Because a “control
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`device” is a type of device, a “control device” can necessarily include multiple
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`parts.
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`In contrast, Patent Owner argues that because Frossard has two parts (server
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`1 and resource 2), then one part can be a control device, but the other part must be
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`a separate, intermediate device. (Paper 21, pp. 19-21). But as explained above, a
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`device can have multiple parts. Thus, Petitioner is correct that Frossard’s server 1
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`and resource 2 meet the “control device” limitation.
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`(2) Patent Owner’s argument contradicts the specification of the ’076 Patent.
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`The specification of the ’076 Patent confirms that a server and a transmitter
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`can form a control device.
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`8
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`The specification never uses the term “control device.” Instead, FIG. 11B of
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`the ’076 Patent illustrates a three device architecture for controlling vehicle
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`systems. The claimed “second control device” includes two illustrated parts: a
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`server 952 and a transmitter 957. The specification describes that, in response to a
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`command received by the server receiver 953, the server 952 sends a control signal
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`via the transmitter 957. (Exhibit 1001, 58:41-48 and 55-58).
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`Specifically, the “server 952 can perform complete control, monitoring
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`and/or security functions on, or over, the apparatus 1, the apparatus 950, the
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`vehicle, and/or each of the vehicle systems.” (Id. 58:45-48). Also, “[t]he server
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`transmitter 957 can transmit control signals and/or other data, including
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`information to the authorized user or operator and to the apparatus 1 and/or to the
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`apparatus 950.” (Id. 58:55-58).
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`Accordingly, the specification describes that a control device includes a
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`server (952) and a transmitter (957), where the server exercises remote controls by
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`transmitting control signals via the transmitter.
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`In contrast, by arguing that the two parts in Frossard (server 1 and resource
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`2) cannot be the claimed “second control device,” Patent Owner ignores that the
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`specification undercuts his argument by disclosing a control device that includes
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`two separate parts, just like Frossard’s two parts.
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`9
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`Further, everywhere the specification describes a second device that is
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`remote from a vehicle and that performs control-related operations over the
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`vehicle, this second device uses a transmitter for the remote control. All of the
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`described second devices use transmitters (e.g., server 952 uses transmitter 957 in
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`FIG. 11B). Accordingly, the ’076 Patent does not enable a second control device
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`remote from the vehicle that does not include a transmitter. Thus, Patent Owner’s
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`argument for excluding a transmitter from the second control device lacks support
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`in the ’076 Patent and, in fact, contradicts the ’076 Patent. Instead, Patent Owner’s
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`argument is simply an attempt to capture claim scope for an invention that he did
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`not invent.
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`(3) Frossard discloses the “second control device” and “second signal.”
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`Patent Owner’s argument that Frossard’s resource 2 is an intermediate
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`device is incorrect because Frossard’s server 1 and resource 2 collectively form a
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`control device that generates and transmits a signal.
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`As explained above, Frossard’s server 1 and resource 2 meet Patent Owner’s
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`claim construction of “control device.” Frossard’s server 1 is a part of the claimed
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`“second control device,” where this part performs an operation, an action, or a
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`function of generating the message order M (the claimed second signal). Frossard’s
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`resource 2 is also a part of the claimed “second control device,” where this part
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`10
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`performs an operation, an action, or a function of transmitting the order
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`message M.
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`Specifically, Frossard discloses that an intervention code is “transmitted to
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`server center 1 by the subscriber or an authorized person in order to generate… a
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`request to shut down the aforesaid equipment 3.” (Exhibit 1005, p. 5, ¶¶ 4-5). Also,
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`Frossard’s “system contains a resource 2 for selective transmission to the aforesaid
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`equipment of an order message M to shut down this equipment 3…. [T]he
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`aforesaid transmission resource advantageously contains an analog radio frequency
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`transmitter provided with a subcarrier.” (Id. p. 4, ¶ 5, and p. 5, ¶ 1).
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`Additionally, in FIG. 1 of Frossard, comparing the order message M
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`generated by server 1 to the order message M transmitted by resource 2 transmits
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`confirms that resource 2 transmits order message M unchanged. Thus, Frossard’s
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`server 1 and resource 2, as a whole, send the same signal to a vehicle. While server
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`1 generates order Message M, resource 2 transmits it to the vehicle.
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`Frossard’s server 1 and resource 2 collectively form the claimed “second
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`control device,” where server 1 and resource 2 collectively generate and transmit
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`the order message M (the claimed second signal). That is exactly what the
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`independent claims recite (e.g., “wherein the second signal is at least one of
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`generated by a second control device and transmitted from a second control
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`device” (emphasis added) as in claim 3, and similarly in claims 73 and 205).
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`11
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`Further, Frossard’s server 1-resource 2 (e.g., server-transmitter) architecture
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`mirrors the server 952-transmitter 957 architecture of FIG. 11B of the ’076 Patent.
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`Frossard’s server 1 corresponds to server 952 of the ’076 Patent because both
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`generate a signal for remote control. Frossard’s resource 2 corresponds to
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`transmitter 957 of the ’076 Patent because both transmit the signal. Because the
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`independent claims cover the server computer 952-transmitter 957 architecture, as
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`explained above, then Frossard’s server 1-resource 2 architecture necessarily
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`discloses the features of the independent claims. This conclusion is illustrated
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`below.
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`Claims 3 and 73
`wherein the second signal is at least one of generated by a second control device
`and transmitted from a second control device.
`Claim 205
`transmitting a second signal from the second control device to a third control
`device.
`FIG. 11B of the ’076 Patent
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`FIG. 1 of Frossard
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`12
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`(4) Patent Owner’s misapplies Petitioner’s analysis of Pagliaroli.
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`The Response asserts that if Pagliaroli’s mobile telephone signal transmitter
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`46 is a control device, then Frossard’s resource 2 must also be a control device.
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`(Paper 21, p. 20). This assertion is incorrect because the two are different.
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`As explained above, Frossard’s resource 2 transmits—unchanged—order
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`message M generated by server 1. To the contrary, Pagliaroli’s transmitter 46
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`generates and transmits a signal code that is different from the dialed phone
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`number it receives.
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`Specifically, in response to a dialed phone number, Pagliaroli’s mobile
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`telephone signal transmitter 46 generates and transmits a signal code 40 that
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`“encompass[es] the actual phone number of the mobile telephone plus an
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`additional signal code that distinguishes an automobile disabling code from a
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`common mobile telephone incoming call signal.” (Exhibit 1006, 5:9-14; see also
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`id. 4:65-5:4) (emphasis added). Thus, Pagliaroli’s mobile telephone signal
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`transmitter 46 does not simply transmit the dialed phone number that it receives.
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`The Petition consistently and properly applies these technical teachings of
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`Frossard and Pagliaroli. It demonstrates that Frossard’s resource 2 transmits,
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`without changing, an order message M generated by server 1. (Paper 1, pp. 13-14).
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`It also demonstrates that Pagliaroli’s mobile telephone signal transmitter 46
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`13
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`generates and transmits a signal code by changing a received dialed phone number.
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`(Id. pp. 39-41).
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`The Response mischaracterizes the Petition’s reliance on Frossard and
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`Pagliaroli by attempting to equate Frossard’s resource 2 to Pagliaroli’s mobile
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`telephone signal transmitter 46, whereas the Petition makes a clear distinction
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`between the two.
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`The Response also inconsistently applies Pagliaroli. When analyzing
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`Frossard, it argues Pagliaroli’s mobile telephone signal transmitter 46 must be a
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`control device. (Paper 21, p. 20). But, when analyzing Pagliaroli, Patent Owner
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`contradicts itself, asserting that Pagliaroli’s mobile telephone signal transmitter 46
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`cannot be a control device. (Id. p. 27). Patent Owner cannot have it both ways.
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`(5) Frossard’s receiver/decoder circuits 4 are not an interface.
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`The Response maintains the previous position of the preliminary response
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`that “the receiver/decoder circuits 4 of Frossard is merely an interface….” (Paper
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`21, p. 16). The Board properly rejected this position in its decision to institute trial.
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`(Paper 10, pp. 14-15).
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`In addition to the reasons in the Board’s institution decision and in the
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`Petition (Paper 1, pp. 10-12), Petitioner points to Frossard’s equipment interface 5
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`of FIG. 2, described in the first and second paragraphs of page 8. Equipment
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`interface 5 is an interface between the receiver/decoder circuits 4 and the vehicle
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`14
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`systems. Thus, this interface is an additional reason why Frossard’s
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`receiver/decoder circuits 4 are not merely an interface. Instead, Frossard’s
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`receiver/decoder circuits 4 are a control device that utilizes equipment interface 5
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`to interface with the vehicle systems.
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`
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`(Exhibit 1005, FIG. 2) (annotation added).
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`C. Ground 6- Petition properly applies Pagliaroli as a base reference.
`Claims 3 and 73 recite a third control device located at a vehicle. Claim 205
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`recites a first control device located at a vehicle. Petitioner refers herein to such
`
`15
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`control devices as a “vehicle control device” and the outputted signals as a “vehicle
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`signal.”
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`The Response argues that Pagliaroli does not disclose the claimed “vehicle
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`control device” that transmits a “vehicle signal.” (Paper 21, pp. 27-35). Patent
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`Owner’s argument can be summarized in the below illustration, and is incorrect as
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`shown below.
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`Claims 3, 73, and 205
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`Patent Owner’s application of Pagliaroli
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`(1) Patent Owner’s argument fails under its proposed claim construction.
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`Patent Owner improperly attempts to limit “vehicle control device” in a way
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`that contradicts its own proposed claim construction. Even under the proposed
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`construction, Pagliaroli discloses the recited vehicle control device.
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`Patent Owner’s proposed claim construction of “control device” includes a
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`control device having multiple parts. In contrast, Patent Owner argues that because
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`Pagliaroli has two parts (receiver 14 and control unit 16), then one part can be a
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`vehicle control device, but the other part must be a separate, intermediate device.
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`16
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`(Paper 21, pp. 29-31 and 33-34). But as explained above in Part III.B.1, a device
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`can have multiple parts. Thus, Petitioner is correct that Pagliaroli’s receiver 14 and
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`unit 16 meet the “vehicle control device” limitation.
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`(2) Patent Owner’s argument contradicts the specification of the ’076 Patent.
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`The specification of the ’076 Patent does not support Patent Owner’s
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`argument that a receiver and a control unit cannot form a vehicle control device.
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`The specification never uses the term “control device.” Instead, FIG. 11B of
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`the ’076 Patent illustrates a three device architecture for controlling vehicle
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`systems. The claimed “vehicle control device” includes two illustrated parts: a
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`receiver 3 and a central processing unit (CPU) 4. Detailed descriptions of the
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`receiver 3 and CPU 4 are found under FIG. 1. Specifically, “[i]t is also envisioned
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`that the apparatus 1 may be installed in the motor vehicle….” (Exhibit 1001, 24:9-
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`11). The “apparatus 1 also comprises a receiver 3, for receiving the signals….” (Id.
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`22:45-46). “The apparatus 1 also comprises a controller or a central processing unit
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`CPU 4 (CPU 4), which is electrically connected with the receiver 3… and which
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`receives, or reads, whichever the case may be, the digital signal or signals, or
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`portions thereof, which are received by the receiver 3 and/or generated by the
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`receiver 3 in response to the received signal.” (Id. 23:48-53). FIGS. 6A and 6B
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`further describe the interaction between the receiver 3 and CPU 4. “Upon receipt
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`of the command code by the receiver 3, the command code is then transmitted to,
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`17
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`or read by, the CPU 4….. The CPU 4 will then…. perform a processing routine in
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`order to identify the command code which has been entered.” (Id. 39:2-6).
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`Subsequently, the CPU 4 “issue[s] a disabling signal to the vehicle fuel pump
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`system 9….” (Id. 41:10-11).
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`Accordingly, the ’076 Patent describes that, in response to a command code
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`received by the receiver 3, the CPU 4 reads the command code, performs a
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`processing routine, and issues a disabling signal.
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`In contrast, Patent Owner’s argument contradicts the specification of the
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`’076 Patent. By arguing that Pagliaroli’s receiver 14 and central unit 16 cannot be
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`the claimed “vehicle control device,” Patent Owner ignores that the specification
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`undercuts its argument by disclosing a vehicle control device that includes two
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`separate parts, just like Pagliaroli’s two parts.
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`In addition, nowhere does the ’076 Patent describe a vehicle control device
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`that does not use receiver 3 and CPU 4. Accordingly, the ’076 Patent does not
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`enable any vehicle control device that has only one of these two parts. Thus, Patent
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`Owner’s argument that attempts to distinguish over Pagliaroli is simply an attempt
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`to capture claim scope for an invention that he did not invent.
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`(3) Patent Owner’s misapplies Mr. McNamara’s testimony.
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`The Cross-Examination does not support Patent Owner’s argument about
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`Mr. McNamara opining that Pagliaroli’s receiver 14 must be a complex receiver.
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`Patent Owner misapplies a single statement of Mr. McNamara to advance
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`the argument that Pagliaroli’s receiver 14 is complex and, thus, sends a third signal
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`to the control unit 16, as opposed to forwarding the received second signal to the
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`control unit 16. (Paper 21, p. 29).
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`However, Mr. McNamara never said that Pagliaroli’s receiver 14 is only a
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`complex receiver. In the Cross-Examination, Mr. McNamara’s opined multiple
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`times that Pagliaroli’s receiver can also be a “dumb” passive device. Specifically,
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`in response to the question “[i]sn’t it true that the comparison that we have
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`discussed with respect to the code that is received and the code that is used is
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`actually done in Control Unit 16 and not in Receiver 14,” he answered “It could be
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`done both ways….” (Exhibit 2006, p. 255, lines 4-9). Mr. McNamara also
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`explained “it could be just enabling the control unit, the receiver could send the
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`data to the control unit, let the control unit make the decision.” (Id. p. 255, lines
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`13-17). Similarly, Mr. McNamara explained that “if you have a more simpler [sic]
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`receiver design, you might want to have that functionality [of code comparison] in
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`the control unit and have it do the comparison.” (Id. p. 258, lines 5-13).
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`(4) Pagliaroli discloses the “vehicle control device” and “vehicle signal.”
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`Patent Owner’s argument that Pagliaroli’s receiver and control unit are two
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`separate devices is incorrect because Pagliaroli’s receiver and control unit
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`collectively form a vehicle control device that generates and transmits a vehicle
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`signal.
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`As explained above, Pagliaroli’s receiver 14 and control unit 16 meet Patent
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`Owner’s claim construction. Further, Pagliaroli describes that “a receiver 14,
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`control unit 16… are added to the automobile” (Exhibit 1006, 3:50-52) and that
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`“[i]t should be obvious to a person skilled in the art that these components may…
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`be integrally formed.” (Id. 6:9-11). Thus, even under a narrow claim construction
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`where a vehicle control device can include only one part, Pagliaroli’s receiver 14
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`and control unit 16 meet this construction by integrally forming a single device
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`located at a vehicle.
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`As also demonstrated in the Petition, Pagliaroli’s receiver 14 receives and
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`forwards a signal code to control unit 16 that, in turn, generates and transmits
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`disabling and control signals to vehicle systems. (Id. 4:44-45; 4:66-5:7; 5:44-55).
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`Accordingly, when viewed as a whole (e.g., when integrated as a single
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`device as disclosed at 6:9-11), Pagliaroli’s receiver 14 and control unit 16 fit this
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`proposed claim construction. Like any other device, these two parts interact such
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`that the control device, as a whole, receives a signal code 40, and generates and
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`transmits disabling and control signals to vehicle systems/devices (e.g., starter,
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`emergency lights). Pagliaroli’s receiver 14 is a part of the claimed “vehicle control
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`device,” where this part performs an operation, an action, or a function of receiving
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`20
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`a signal code 40 (the claimed second signal) from telephone signal transmitters 46
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`(the claimed second control device). Pagliaroli’s control unit 16 is also a part of the
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`claimed “vehicle control device,” where this part performs an operation, an action,
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`or a function of generating and transmitting the vehicle signal in response to the
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`signal code 40.
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`Therefore, Pagliaroli’s receiver 14 and control unit 16 collectively form the
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`claimed “vehicle control device,” where receiver 14 and control unit 16
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`collectively receive the signal code 40 (the claimed second signal) and generate
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`and transmit the vehicle signal. That is exactly what the independent claims recite
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`(e.g., “wherein the first control device is responsive to a second signal” and
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`“wherein the first control device at least one of generates and transmits a first
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`signal…” as in claim 3, and similarly in claims 73 and 205).
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`The above receiver-control unit architecture is the same as or equivalent to
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`the server receiver 3-CPU 4 architecture of FIG. 11B of the ’076 Patent. Pagliaroli
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`explains that “a receiver 14, control unit 16… are added to the automobile.”
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`(Exhibit 1006, 3:50-52). “The signal codes 40 received by the receiver 14 are
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`forwarded to the control unit 16.” (Id. 4:44-45). Thus, Pagliaroli’s receiver 14
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`corresponds to the receiver 3 the ’076 Patent because both parts are located at a
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`vehicle and receive signals from a remote control device (e.g., the claimed second
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`control device).
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`Pagliaroli also describes that its “control unit 16 recalls the enabling and
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`disabling code from the memory source 58 and compares the recalled codes with
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`input code read from the receiver 14… . If the input code matches the disabling
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`code, disabling signals 60, 62 are sent to the starter 20 and ignition system 22….”
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`(Id. 5:44-49). Thus, Pagliaroli’s control unit 16 corresponds to the CPU 4 of the
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`’076 Patent because both parts are located at a vehicle transmit the claimed vehicle
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`signal.
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` Because the independent claims cover the receiver 3-CPU 4 architecture,
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`Pagliaroli’s receiver-control unit architecture discloses the claimed features. This
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`conclusion is illustrated below.
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`Claims 3 and 73
`wherein the first control device at least one of generates the first signal and
`transmits the first signal in response to a second signal.
`Claim 205
`at least one generating a third signal with the third control device and transmitting
`a third signal from the third control device… in response to the second signal.
`FIG. 11B of the ’076 Patent
`FIG. 1 of Pagliaroli
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`(5) Patent Owner improperly applies Petitioner’s analysis of Pagliaroli.
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`The Response incorrectly asserts that if Pagliaroli’s mobile telephone signal
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`transmitter 46 is a control device, then control unit 16 must also be a control
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`device. (Paper 21, p. 32).
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`Here, Patent Owner simply equates the mobile telephone signal transmitter
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`46 to the control unit 16, but provides no technical or legal basis for doing so. In
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`contrast, the Petition demonstrates that each of the mobile telephone signal
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`transmitters 46 and the control unit 16 (along with the receiver 14) is a control
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`device, where both control devices perform different operations. (Paper 1, pp. 36-
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`42).
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`(6) Pagliaroli’s mobile telephone signal transmitter 46 is not a relay.
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`The Response maintains the previous position of the preliminary response
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`that “the mobile telephone signal transmitter 46 of Pagliaroli is merely a relay in a
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`communication network….” (