REEXAM—65420'76
`
`IN THE UNI’1‘§§__I\§_‘S’}‘A'I‘lES PATENT AND TRADEBiARK_QEE§§,j;§
`
`In Re Reexamination of: PATENT OF RAYMOND A. JOAO
`
`Patent No; 6,542,076
`
`For: CONTROE}, MONITORING AND,/OR SECURITY APPARATUS AND METHOD
`
`Control No.: 90/013,302
`
`Issue Date: APRIL 1, 2003
`
`Exaxniner: KARIN REICHLE
`
`Group Ari Unit: 3992
`
`Confirmation N0.: 253 8
`
`Mail Stop Ex Pam: Reexam
`Central Reexannnation Unit
`Commissioner for Patents
`R0. Box 14:30
`
`Alexandria, VA 22313-«1450
`
`Sir;
`
`POVVER OF ATTORNEY
`mwwmm“
`
`Joao Control & Monitoring Systems, LLC (JCMS), the owner of the above-
`
`identifiod U .S. Patent No. 6,542,076, hereby appoints Raymond A. Joao, Reg. No. 35,907
`
`as Attomey to transact all business in thr.-3 United States Patent and Trade1na1‘l< Offioe
`
`cornmscted with the above-identified Reexamination proceeding,
`
`Respectfully Subxnitted,
`
`loffio
`" R *‘Ttno_nd
`Reg. No. 35,907
`President, JCMS
`
`Copied from 90013302 on 04/13/2015
`
`Page 1 of 635 (Vol. 1 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`Date: April 10, 2015
`
`Raymond A, Joao, Esq.
`22 Bellevue Place
`
`Yonkers, N ew York 10703
`
`Tel. (914) 969-2992
`
`Copied from 90013302 on 04/13/2015
`
`‘'3a:.
`
`Page 2 of 635 (Vol. 1 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C.
`filed in the US. District Court
`DOCKET NO.
`1:14-cv—134-LY
`PLAINTIFF
`
`§ 290 and/or l5 U.S.C. § 1116 you are hereby advised that a court action has been
`x Patents 01'
`El Trademarks:
`WD/TX, Austin Division
`on the following
`U.S. DISTRICT COURTWestern District of Texas Austin Division
`DEFENDANT
`
`JOAO CONTROL & MONITORING
`SYSTEMS, LLC
`
`PROTECT AMERICA, INC.
`
`PATENT OR
`
`TRADEMARKN0.
`
`DATE OF PATENT
`
`HOLDER OF PATENT ORTRADEMARK
`OR TRADEMARK
` See Second Amended Complaint
`
`2 [D 5237 0%——
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above~entitled case, the following decision has been rendered or judgement issued:
`
`Jeannette J. Clack
`
`3—Upon termination of action, mail this copy to Director
`Copy l——Upon initiation of action, mail this copy 0 Direc or Copy
`Copy 4——Case file copy
`Copy 2—Upon filing document adding patent(s), mail this copy to Director
`
`Page 3 of 635 (Vol. 1 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`G2EJ1.‘lIi§cnM£lllIY%(GNt/E53 B Fl-ill11flCl41lZE2nI31 lRirg13J1cdf11FP%a;;HlJD#t:%
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Delaware
`on the following
`El Trademarks or
`I] Patents.
`|:I the patent action involves 35 U.S.C. § 292.):
`
`(
`
`DOCKET NO.
`
`DATE FILED
`4/24/2013
`
`U.S. DISTRICT COURT
`
`Delaware
`
`PLAINTIFF
`JOAO CONTROL & MONITORING SYSTEMS, LLC
`
`DEFENDANT
`MAZDA MOTOR OF AMERICA, INC.
`
`HOLDER OF PATENT ORTRADEMARK
`Joao Control & Monitoring Systems, LLC
`Joao Control & Monitoring Systems, LLC
`Joao Control & Monitoring Systems, LLC
`——
`_
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`[I Answer
`
`B Cross Bill
`
`C] Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`_ 2
`
`In the above——entitled case, the following decision has been rendered or judgement issued:
`DECISION/IUDGEMENT
`
`Dismissed — See Attached
`
`CLERK
`John A. Cerino
`
`(BY) DEPUTY CLERK
`/s/ Mark Buckson
`
`DATE
`
`11/12/2014
`
`Copy 1—-Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2-——Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Page 4 of 635 (Vol. 1 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`4:13-CV—13615—MAG—MAR DOC # 32 Filed 11/21/14 Pg 1 of 1
`A0120 Rev 08/10
`
`Pg ID 928
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 USC. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Delaware
`on the following
`
`lj Trademarks or
`
`lZPate11ts.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`13-13515
`PLAINTIFF
`
`DATE FILED
`11/15/2012
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Delaware
`
`Joao Control & Monitoring Systems, LLC
`
`Ford Motor Company
`
`HOLDEROF PATENT ORTRADEMARK
`Joao Control & Monitoring Systems, LLC
`Joao Control & Monitoring Systems, LLC
`Joao Control & Monitoring Systems, LLC
`——
`
`— I
`
`n the above—entitled case, the following patcnt(_s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`.11I{/‘:;‘)$["j\TRi'(RNO
`
`[:1 Amendment
`%’g§R(:FD1;“hE'EE
`
`E] Answer
`E] Cross Bill
`D Other Pleading
`HOLDER or PA'l'L-NT OR TRADEMARK
`
`In the above—cntit1ed case, the following decision has been rendered or judgement issued;
`DECISION/JUDGEMENT
`
`stipulated Dismissal
`
`CLERK
`David J Weaver
`
`(BY) DEPUTY CLERK
`S. Schoenherr
`
`DATE
`
`11/21/2014
`
`Copy l—I7pon initiation of action, mail this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 2—Up0n filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`
`Page 5 of 635 (Vol. 1 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`Case 1:14-cv-00284-GMS Document 18 Filed 09/08/14 Page 1 of 3 Page|D #: 1094
`
`Case 1:14-cv-00284-GMS Document 3 Filed 03/04/14 Page 1 of 1 PageID #: 547
`
`A0120 Rev. 08/10
`
`T0:
`
`-Man stop 3
`Director of the U.S. Patent and Trademark Office
`P.Q. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`.
`DELAWARE
`on the following
`C] Trademarks or
`IE'I’atents.
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`DATE FILED
`3/4/2014
`
`U.S. DISTRICT COURT
`
`DELAWARE
`
`PLAINTIFF
`ALARMCOM INCORPORATED
`
`DEFENDANT
`JOAO CONTROL & MONITORING SYSTEMS, LLC
`
`HOLDER OF PATENT ORTRADEMARK
`JOAO CONTROL 8- MONITORING SYSTEMS, LLC
`JOAO CONTROL 8. MONITORING SYSTEMS, LLC
`JOAO CONTROL & MONITORING SYSTEMS. LCC
`JOAO CONTROL 8: MONITORING SYSTEMS, LLC
`JOAO CONTROL 8: MONITORING SYSTEMS, LLC
`
`DATE IN
`
`I
`
`6‘ US 6,542,076 31
`
`In the above—enti\1ed case, the following patent(s)/ lrademark(s) have been included:
`INCLUDED BY
`
`[] Amendment
`%’:‘1TfR‘3$D‘;’lfiR”]:
`4/1/2003
`
`D Other Pleading
`B Cross Bill
`I] Answer
`HOLDER or PATENT on TRADEMARK
`JOAO CONTROL 8- MONITORING SYSTEMS, LLC
`
`1——— I
`
`n the above—-entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`CLERK
`
`Unite Stale bsrict coun
`344 N. King Street. Unit 18
`
`Copy l—Upon initiation olnction, mail this copy to Dir clor Copy 3—Upon termination ofaction, mail this copy to Director
`Copy 2—Upon filing document adding pntent(s), mail this copy to Director
`Copy 4——Cnsc file copy
`
`Page 6 of 635 (Vol. 1 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`Case 1:13—cv-01760—GMS Document 18 Filed 09/08/14 Page 1 of 2 PagelD #: 553
`
`Case 1:13—cv-01760—GMS Document 3 Filed 10/25/13 Page 1 of 1 PagelD #: 476
`A0 I20 Rev. 08/10
`
`TO‘
`'
`
`Mai] stop 3
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or I5 U.S.C. § lII6 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Of Delaware
`on l.he following
`
`D Trademarks or
`
`[1 Patents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`PLAINTIFF
`
`DATE FILED
`
`U.S. DISTRICT COURT
`
`of Delaware
`
`DEFENDANT
`
`JOAO CONTROL & MONITORING SYSTEMS, LLC
`
`FRONTPOINT SECURITY SOLUTIONS, LLC
`
`DATE INCLUDED
`
`In the ab0ve—~entit1ed case, the following patent(s)/ lrademark(s) have been included:
`INCLUDED BY
`
`[:1 Amendment
`
`I] Answer
`
`['_'I Cross Bill
`
`I] Other Pleading
`
`TRXISEEAIIXIRERNO
`
`HOLDER OF PATENT OR TRADEMARK
`
`——
`_—
`
`——
`
`In the above~entitIed case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`firsmzsgeb "34-—¢— A"""‘C\‘3
`
`lted ttes District Court
`844 N. King Street. Unit 18
`s
`'
`.
`.
`:
`° 2 e
`
`(BY) DEPUTY C
`,
`
`-
`
`'
`
`/
`7 /
`/
`
`Copy 3—Upon termination of action, mail this copy to Director
`Copy I—Upon initiation of action, mail this copy to Direct
`Copy 2—Upun filing document adding patent(s), mail this copy to Director Copy 4—Cnse file copy
`
`Page 7 of 635 (Vol. 1 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`Case 1:13-cv-00614-GMS Document 22 Filed 09/02/14 Page 1 of 3 PagelD #: 380
`
`Case 1:13-cv-00614-GMS Document 3 Filed 04/12/13 Page 1 of 1 PagelD #: 265
`A0 120 Rev. 08/10
`
`T0:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the US. District Court
`Delaware
`on the following
`
`CI Trademarks or
`
`[Z Patents.
`
`( E] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`PLAINTIFF
`
`DATE FILED
`4/12/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Delaware
`
`JOAO CONTROL 8. MONITORING SYSTEMS, LLC
`
`MITSUBISHI MOTORS NORTH AMERICA, INC.
`
`TRI‘:3g:A_TR‘l)<RN0.
`
`HOLDER OF PATENT OR TRADEMARK
`Joao Control & Monitoring Systems. LLC
`Joao Control 8- Monitoring Systems, LLC
`Joao Control & Monitoring Systems, LLC
`
`— I
`
`DATE INCLUDED
`
`WEQEETREIEO
`
`n the above—entit|ed case, the following patenl(s)/ trademark(s) have been included:
`INCLUDED BY
`
`D Amendment
`%’;T$R‘:‘FD*;”M§$
`
`Cl Answer
`D Cross Bill
`[I Other Pleading
`HOLDER OF PATENT OR TRADEMARK
`
`—— — I
`
`n the above—entit|ed case, the following decision has been rendered or judgement issued:
`DECISION/IUDGEMENT
`
`’D;.$w\'r< >c\ ,_ W
`
`e
`enno.
`CLE 0 n ‘
`United States District Court
`844 N. Kin Street
`‘
`:
`* mington. DE 19801
`Copy 1-—Upon initiation ofaction, mail this copy to Director Copy 3-—Upon termination ofaction, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`
`(W) DEPUTY CLERK
`/
`
`41 I
`
`DATE
`Q I7‘ I A
`
`Page 8 of 635 (Vol. 1 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`Case 1:13-cv-006l4—GMS Document 22 Filed 09/02/14 Page .2 of 3 Page|D #: 381
`
`Case 1:13-cv-0O614—GMS Document 19 Filed 08/18/14 Page 1 of 2 PagelD #: 374
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE DISTRICT OF DELAWARE
`
`) ) ) 3
`
`JOAO CONTROL & MONITORING
`SYSTEMS, LLC,
`
`Plaintiff,
`
`v.
`
`) C.A. No. 13-614 (GMS)
`
`) ) ) ) )
`
`MITSUBISHI MOTORS NORTH
`AMERICA, INC.,
`
`Defendant.
`
`§TIPULATION AND PROPOSED ORDER FOR DISMISSAL WITH PREJUDICE
`
`Plaintiff Joao Control & Monitoring Systems, LLC and Defendant Mitsubishi
`
`Motors North America, Inc., pursuant to Fed. R. Civ. P. 4l(a)(l)(A)(ii), hereby stipulate, subject
`
`to the approval of the Court, to the dismissal ofall claims in this action WITH PREJUDICE,
`
`with each party to bear its own costs, expenses and attorneys’ fees.
`STAMOULIS & WEINBLATI‘ LLC
`MORRIS, NICHOLS, ARSHT & TUNNELL LLP
`
`/s/Stamatio: Stamoulis
`
`/5/ ‘Regina 94147175)’
`
`Stamatios Stamoulis (#4606)
`Richard C. Wcinblatt (#5080)
`Two Fox Point Centre
`6 Denny Road, Suite 307
`Wilmington, DE 19809
`(302) 999-1540
`stamoulis@swdelaw.com
`weinbIatt@swdelaw.com
`
`Karen Jacobs (#2881)
`Regina Murphy (#5648)
`120] North Market Street
`P-0- BOX 1347
`Wilmington, DE 19899-1347
`(302) 658-9200
`kjacobs@mnat.com
`rmurphy@mnat.com
`
`Attorneys/by Plainnfijgag Comm] &
`Monitoring Systems, LLC
`
`Altomeysfor Defendant Mitsubishi Motors
`NON’? America. INC.
`
`Page 9 of 635 (Vol. 1 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`Case 1:13-CV-00614-GMS Document 22 Filed 09/02/14 Page 3 of 3 PageID #2 382
`
`Case 1:13—cv—00614-GMS Document 19 Filed 08/18/14 Page 2 of 2 PageID #: 375
`
`OF COUNSEL:
`
`OF COUNSEL:
`
`Steven W. Ritcheson
`HENINGER GARRISON DAVIS, LLC
`9800 D Topanga Canyon Boulevard, #347
`Chatsworth, CA 91311
`(205) 326-3336
`
`Maureen V. Abbey
`HENINGER GARRISON DAVIS, LLC
`220 Saint Paul Street
`Westfield, N.J. 07090
`(908) 379-8475
`
`August 18, 2014
`
`J. Michael Huget
`Deborah J. Swed low
`Charles W. Duncan, Jr.
`HONIGMAN MILLER SCHWARTZ & C01-1'N LLP
`130 S. First Street, Fourth Floor
`Ann Arbor, MI 48104-1386
`
`(734) 418-4200
`
`Evan Finkel
`Michael S. Horikawa
`James Chang
`PILLSBURY WINTHROP SHAW PITTMAN LLP
`725 South Figueroa Street, Suite 2800
`Los Angeles, CA 90017-5406
`(213) 488-7100
`
`Page 10 of 635 (Vol. 1 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`09/551,365
`
`04/17/2000
`
`2632
`
`2619
`
`Raymond A Joao Esq
`122 Bellevue Place
`Yonkers, NY 10703
`
`UNITFT) STATES T)F'.PAR'l'l\1F'.\T'l‘ OF‘ COMMERCE
`United States Patent and Trademark Office
`Acdless. COMMTSSTO\TFIR FOR PATENTS
`P O Box 1 450
`Alexajidtia, Y1.rg.tiia Z2313-1450
`\VVflV.USpt0gov
`
`ATTY.DOCKET.NO
`
`R1315
`
`TOT CLA11\/IS IND CLAIMS
`20
`3
`CONFIRMATION NO. 1497
`
`CORRECTED FILING RECEIPT
`
`||||||||lIIII||||IllllllflfllmlllllllIIIH||\|||\||||||||1|j]j|l|||I|||||||l||l||||||||
`00000069939
`Date Mailed: 08/01/2014
`
`Receipt is acknowledged of this non-provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application must include the following identification information: the U.S. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`lnventor(s)
`
`AppIicant(s)
`
`Raymond Anthony Joao, Yonkers, NY;
`
`Raymond Anthony Joao, Yonkers, NY;
`
`Power of Attorney: None
`
`Domestic Priority data as claimed by applicant
`This application is a CIP of 09/277,935 03/29/1999 PAT 6549130
`which is a CON of 08/683,828 07/18/1996 PAT 5917405
`which is a CIP of 08/587,628 01/17/1996 ABN
`which is a CON of 08/489,238 06/12/1995 PAT 5513244
`which is a CON of 08/073,755 06/08/1993 ABN
`and said 08/683,828 07/18/1996
`is a CIP of 08/622,749 03/27/1996 ABN
`This application 09/551,365
`claims benefit of 60/187,735 03/08/2000
`and claims benefit of 60/190,379 03/17/2000
`
`Foreign Applications for which priority is claimed (You may be eligible to benefit from the Patent Prosecution
`Highway program at the USPTO. Please see http://www.uspto.gov for more information.) — None.
`Foreign application information must be provided in an Application Data Sheet in order to constitute a claim to
`foreign priority. See 37 CFR 1.55 and 1.76.
`
`If Required, Foreign Filing License Granted: 06/21/2000
`
`page 1 of 3
`
`Page 11 of 635 (Vol. 1 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 09/551,365
`
`Projected Publication Date: None, application is not eligible for pre—grant publication
`
`Non-Publication Request: No
`
`Early Publication Request: No
`** SMALL ENTITY **
`Title
`
`CONTROL, MONITORING AND/OR SECURITY APPARATUS AND METHOD
`
`Preliminary Class
`340
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition Applications:
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicants license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self—help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S. Government hotline at 1—866—999-HALT (1—866-999-4258).
`
`page 2 of 3
`
`Page 12 of 635 (Vol. 1 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`if the phrase "IF REQUIRED, FOREIGN FILING
`The applicant has been granted a license under 35 U.S.C. 184,
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "|F REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`SeIectUSA
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location for
`business investment, innovation, and commercialization of new technologies. The U.S. offers tremendous resources
`and advantages for those who invest and manufacture goods here. Through SeIectUSA, our nation works to
`promote and facilitate business investment. SeIectUSA provides information assistance to the international investor
`community; serves as an ombudsman for existing and potential investors; advocates on behalf of U.S. cities, states,
`and regions competing for global investment; and counsels U.S. economic development organizations on investment
`attraction best practices. To learn more about why the United States is the best country in the world to develop
`technology, manufacture products, deliver services, and grow your business, visit http://www.SelectUSA.gov or call
`+1-202-482-6800.
`
`Page 13 of 635 (Vol. 1 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`Case 2:14-cv—O2598—ADS—AKT Document 3 Filed 04/24/14 Page 1 of 1 PagelD #: 469
`A0 120 Rcv.()8«’l()
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 axxdfor IS U.S.C. § 11 16 you are lxerc-by advised that a court action has been
`filed in the U.S. District Cmm
`Eastern DISIHCI of New York
`on the Following
`
`5] 'l‘rademarks or
`D(")CKI’.T N0.
`14 CV 2 5 9 8
`PLAINTIH‘
`
`1;} Patents.
`DATF. FII.F,D
`4
`.
`
`IiixE}$£{£éI:§t”.i{éii£5ii ix1§.§1§és35 i§.s.C. §’2?22.);
`US. DISTRICT COURT
`Eastern District of New York
`
`1)1=:1?I~:N1)AN“r
`
`JOAO CONTROL & MONITORING SYSTEMS, LLC
`
`SLOMIN’S, INC.
`
`I’A'E'EN‘l‘()R
`'1'RAm:MAR,K N0.
`
`DATE; (')Fl’A’l'i~;NI‘
`0R'I'RAI)IZMARK
`
`.
`I
`..
`..
`,
`.
`,
`.
`”°wLR 0’ "’“1N1°’“R“DLM"‘m“
`
`[)ATl£ INC] .UI)Iv‘.D
`
`lnll1cubove—~enl'illcd case, the following paIenI(s)«’ Iradamz\rk(s) have been included:
`INCl;UI)P:ID BY
`
`P.‘\TEN'l" QR
`TRADEMARK N0.
`
`[:1 Amendment
`DA'l‘F, OF PA'I‘I'iN'l‘
`OR TRADEMARK
`
`1:] Answer
`
`[3 CrossBil1
`
`D Other Pleading
`
`I-[()I.Dl£R OF PA‘I‘liN'I' OR ”I‘[{AI)IiMARK
`
`In the above»--entitled (me, the foliowing decision has been rendered orjudgement issued:
`I)l~',CISI()N/J1§1)C}l€M!'iNT
`
`Cl.I".RK
`
`(RV) DIWUTY CIFRK
`
`I.)ATI'I
`
`Douglas C . Palmer
`
`/s/ Karen McMorrow
`
`4/24 /2 o 14
`
`Copy I--Upon initiation of action. moi! this copy to Director Copy 3-Upon termination of action. mail this copy to Director
`Copy 2--Upon filing document adding patent(s), mail chive copy to Diuector Copy 4-——Ca.se file copy
`
`Page 14 of 635 (Vol. 1 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`Case 1:l4—cv—O0517—UNA Document 3 Filed 04/23/14 Page 1 of 1 PageID #: 378
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Of Delaware
`on the following
`( E] the patent action involves 35 U.S.C. § 292.):
`DATE FILED
`US‘ DISTRICT COURT
`
`[3 Trademarks or
`
`[2 Patents,
`
`DOCKET NO.
`
`PLAINTIFF
`
`DEFENDANT
`
`of Delaware
`
`JOAO CONTROL & MONITORING SYSTEMS, LLC
`
`VOLKSWAGEN GROUP OF AMERICA, INC., AUDI OF
`AMERICA, LLC, and BENTLEY MOTORS, INC.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`1 6,542,076
`
`2 6,549,130
`
`3 5,917,405
`
`4 7,397,363
`
`4/1/2003
`
`4/15/2003
`
`6/29/1999
`
`7/8/2008
`
`—
`
`DATE INCLUDED
`
`In the above—cntitIed case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`E] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`I] Other Pleading
`B Cross Bill
`E] Answer
`HOLDER OF PATENT OR TRADEMARK
`
`In the above—e1ititled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`CLERK
`
`(DY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Upon initiation of action, mail this copy to Director
`Copy 3—Upon termination of action, mail this copy to Director
`Copy 4—Case file copy
`Copy 2—Upon filing document adding patent(s), mail this copy to Director
`
`Page 15 of 635 (Vol. 1 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`Case 1:14—cv—O0523—UNA Document 3 Filed 04/23/14 Page 1 of 1 Page|D #: 267
`A0120 Rev. 08/10
`
`T0:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the US. District Court
`Of Delaware
`on the following
`E] Trademarks or
`IE Patents.
`( C] the patent action involves 35 USC. § 292.):
`DOCKET NO.
`DATE FILED
`USA DISTRICT COURT
`
`PLAINTIFF
`
`DEFENDANT
`
`of Delaware
`
`JOAO CONTROL & MONITORING SYSTEMS, LLC
`
`NISSAN NORTH AMERICA, INC.
`
`PATENT OR
`TRADEMARK NO
`1 6,542,076
`
`DATE OF PATENT
`
`4/1/2003
`
`nox.m:.u op mm on TRADEMARK
`JOAO CONTROL & MONITORING SYSTEMS, LLC
`
`2 6,549,130
`
`3 5,917,405
`
`4/15/2003
`
`JOAO CONTROL & MONITORING SYSTEMS, LLC
`
`6/29/1999
`
`JOAO CONTROL & MONITORING SYSTEMS, LLC
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trade1nark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`I] Answer
`
`B Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above—en1itled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1vUpon initiation of action, mail this copy to Director Copy }—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Page 16 of 635 (Vol. 1 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`Case 1:14-cv-00525-UNA Document 3 Filed 04/23/14 Page 1 of 1 PageID #: 559
`A0120 Rev 08/10
`
`T0:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the US. District Court
`of Delaware
`on the following
`
`I] Trademarks or
`
`IZPatents.
`
`( E] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`DAT}-Z FILED
`
`U.S. DISTRICT COURT
`
`PLAINTIFF
`
`DEFENDANT
`
`of Delaware
`
`JOAO CONTROL & MONITORING SYSTEMS, LLC
`
`VERIZON COMMUNICATIONS INC.
`
`%*:E¥r:fD*;3I§§£
`
`DATE INCLUDED
`
`In the aboVe—entitled case. the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`E] Amendment
`
`[:I Answer
`
`B Cross Bill
`
`[:| Other Pleading
`
`1 6,542,077
`
`4/1/2003
`
`JOAO CONTROL & MONITORING SYSTEMS, LLC
`
`—_—_ I
`
`n the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JI IDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—[.'pon filing document adding patent(s), mail this copy to Director Copy 4—Casc file copy
`
`Page 17 of 635 (Vol. 1 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`Case 1:14—cv—00284-UNA Document 3 Filed 03/04/14 Page 1 of 1 PagelD #: 547
`
`A0 120 Rev. 08/10
`
`To
`'
`
`-Man stop 3
`Director of the U.S. Patent and Trademark Office
`P.Q. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or l5 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the US. District Court
`.
`.
`DELAWARE
`on the following
`[] Trademarks or
`IZPatents.
`( D the patent action involves 35
`§ 292.):
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`3/4/2014
`
`DELAWARE
`
`PLAINTIFF
`ALARM.COM INCORPORATED
`
`DEFENDANT
`JOAO CONTROL & MONITORING SYSTEMS, LLC
`
`HOLDER OF PATENT OR TRADEMARK
`JOAO CONTROL & MONITORING SYSTEMS, LLC
`JOAO CONTROL & MONITORING SYSTEMS, LLC
`JOAO CONTROL & MONITORING SYSTEMS, LCC
`JOAO CONTROL & MONITORING SYSTEMS, LLC
`JOAO CONTROL & MONITORING SYSTEMS, LLC
`
`DATE IN U
`$14/E&P4
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`[:1 Amendment
`
`I] Answer
`
`[I Cross Bill
`
`[I Other Pleading
`
`1 6. US 6,542,076 B1
`
`4/1/2003
`
`JOAO CONTROL & MONITORING SYSTEMS, LLC
`
`——_— I
`
`n the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy I-—-Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patcnt(s), mail this copy to Director Copy 4—Case file copy
`
`Page 18 of 635 (Vol. 1 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C1 § 1116 you are hereby advised that a court action has been
`filed in the US. District Court
`Western District Of NC
`.
`on the following
`[I Trademarks or M Patents.
`( D the patent action involves 35 U.S.C. § 292.):
`
`PLAINTIFF
`
`4/5/2013
`
`-
`DEFENDANT
`
`Western District of NC
`
`JOAO Control & Monitoring Systems, LLC
`
`Lowe's Companies, Inc.
`
`HOLDEROFPATENTORTRADEMARK
`
`J
`%
`
`J%
`
`In the abovc~entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENT OR
`
`TRADEMARK NO.
`
`INCLUDED BY
`
`[:1 Amendment
`OR TRADEMARK
`DATE OF PATENT
`
`[I Answer
`I] Cross Bill
`[:1 Other Pleading
`HOLDER OF PATENT OR TRADEMARK
`
`In the above— ~entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`Order granting Stipulated Motion for Dismissal on 2/18/14.
`
`CLERK
`Frank G. Johns
`
`(BY) DEPUTY CLERK
`Susan M. Johnson
`
`DATE
`
`2/18/2014
`
`3—Upon termination of action, mail this copy to Director
`Copy 1——Upon initiation of action, mail this copy to Director Copy
`Copy 4~Case file copy
`Copy 2——Upon filing document adding pate-nt(s), mail this copy to Director
`Case 5:13—cv—0O056-RLV-DSC Document 24 Filed 02/18/14 Page 1 of 1
`
`Page 19 of 635 (Vol. 1 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`Case 1:13-cv-00728-UNA Document 3 Filed 04/25/13 Page 1 of 1 PagelD #: 265
`A0120 Rev. 08/10
`
`T0:
`
`Mai] Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Delaware
`on the following
`
`[I Trademarks or
`DOCKET NO.
`
`PLAINTIFF
`
`( [I the patent action involves 35 U.S.C. § 292.):
`MPatents.
`DATE FILED
`U.S. DISTRICT COURT
`4/24/2013
`
`DEFENDANT
`
`Delaware
`
`JOAO CONTROL & MONITORING SYSTEMS, LLC
`
`MAZDA MOTOR OF AMERICA, INC.
`
`_—
`_—
`
`DATE INCLUDED
`
`In the above——entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`E] Amendment
`PATENT OR
`DATE OF PATENT
`TRADEMARK NO.
`OR TRADEMARK
`HOLDER OF PATENT OR TRADEMARK
`_—
`——
`_—
`
`Cl Answer
`
`[I Cross Bill
`
`E] Other Pleading
`
`_—
`
`In the aboVc—entitlcd case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1——Upon initiation of action, mail this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`
`Page 20 of 635 (Vol. 1 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`Case 1:13—cv—OO507-UNA Document 3 Filed 04/01/13 Page 1 of 1 Page|D #2 275
`
`A0 120(Rev. 08/10
`
`TO
`'
`
`Mai] stop 3
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria