_~mom_<m_»
`
`m<m..m_<_
`
`_.oo>:zm
`
`>20
`
`_uom_:oz
`
`<m:_o_.m
`
`Em<_o_w
`
`m<m4m_s
`
`_.oo>:zo
`
`_uom_:oz>zu
`
`<m:_o_.m
`
`_:u
`
`m<m4mz_
`
`_oz_:oz
`
`=_u
`
`m<m4m_<_
`
`
`
`_ucm_._uc_<=u
`
`m<m4m_<_@
`
`mocismzq
`
`<m_.__o_.m
`
`m<m4m_s
`
`_mz_.:oz
`
`<m_.__o_.m
`
`m<m4m_s
`
`
`
`_ucm_._u_.:<=u
`
`<m:_orm
`
`m<m.:m_<_@
`
`mocismzq
`
`<m:_orm
`
`
`
`m<z:._mm_Nm_~
`
`<o_om
`
`Page 1 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`_»mom_<m_»
`
`
`
`m<m:m_sum<_om
`
`uom=._oz_zo
`
`m_.row>_.
`
`
`
`m<m._.m_<_um<_om
`
`_uom_:oz_zm
`
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`
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`
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`
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`
`oozvcamw
`
`m<m4m_s
`
`_uom_:oz_zm
`
`.:...>zm_s_fimm
`
`95>
`
`_uom_:oz
`
`Page 2 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`
`
`.:~>zm_s_fim_»_z4mm_u>om
`
`um<_nm
`
`cmmm
`
`u>.q>w>mm
`
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`
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`
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`
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`
`mmom_<m_~
`
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`
`_uom_:oz
`
`8
`
`
`
`um<_nmom<_om
`
`
`
`u_m_u_.><OC._._uc._.
`
`Page 3 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`\\
`
`cm<_nm
`
`OC._._uC._.
`
`_um<_om
`
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`
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`
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`
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`Gw
`
`mmnm_<mm3
`
`fio
`
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`
`:~>zw_s_fim_~we
`
`
`
`Ammo:_~mom_<mm
`
`xmom_<mx
`
`um<_o_....
`
`_z4mm_u>nm
`
`cmmm
`
`Page 4 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`oo_s_uc.:m_~
`
`_ummmoz>_.
`
`
`
`_._o_sm>290.»
`
`:~>zm_s_fimm
`
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`
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`
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`
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`
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`
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`
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`
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`
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`
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`
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`
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`
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`
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`
`moc__._smz..
`
`<m:_o_.m
`
`Page 5 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`oozucamm
`
`mmm<m_~
`
`mmom_<mm
`
`m<z4:mm_Nm_~
`
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`
`nozvcamx
`
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`
`
`
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`
`So
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`
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`
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`
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`
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`
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`
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`
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`Eu
`
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`
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`
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`
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`
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`
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`
`m<man_,.__.n.
`
`Page 6 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`START
`
`(APPARATUS
`ACCESSED)
`
`PROCESS AND
`
`IDENTIFY
`
`COMMAND CODE
`
`IS
`
`THE CODE
`
`A RE-ENABLE
`
`OR RESET
`
`CODE?
`
`Page 7 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`ACTIVATE
`
`VEHICLE
`
`POSITIONING
`
`DEVICE
`
`STH
`
`VEHICLE
`
`IGNIITION
`
`SYSTEM
`
`ON?
`
`DISABLE
`
`VEHICLE
`
`IGNITION
`
`SYSTEM
`
`DISABLE
`
`VEHICLE
`
`FUEL PUMP
`
`SYSTEM
`
`ACTIVATE OR
`
`DE-ACTIVATE
`
`VEHICLE
`
`EQUWMENT
`
`SYSTEM(S)
`
`RETURN
`
`76
`
`FIG. 6
`
`(CONTINUED)
`
`RE-ENABLE
`
`OR RESET
`
`VEHICLE
`
`IGNITION
`
`SYSTEM
`
`RE-ENABLE
`
`OR RESET
`
`VEHICLE
`
`FUEL PUMP
`
`SYSTEM
`
`DE-ACTIVATE
`
`OR
`
`RE-ACTIVATE
`
`VEHICLE
`
`EQUIPMENT
`
`SYSTEM(S)
`
`RETURN
`
`Page 8 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`CALCULATE
`
`GEOGRAPHICAL
`
`POSITION OR
`
`LOCATION
`
`
`
`5..M14.1',.A\1«-1-n.I~3...1:..x.,;,..<-,5i,vf,¢,'~_5_
`
`ACTIVATE
`
`GLOBAL
`
`POSITIONING
`
`SYSTEM DEVICE
`
`CALCULATE
`
`VEHICLE
`
`POSITION
`
`DATA
`
`IS
`
`GEOGRAPHICAL
`POSITION OR LOCATION
`REQUESTED?
`
`IS
`
`TRANSMISSION
`
`TIME UP?
`
`IS THE
`
`<
`
`VEHICLE POSITION AND
`LOCATING DEVICE
`I E-ACTIVATED?
`
`YES
`
`RETURN
`
`208
`
`Page 9 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`ACTIVATE
`
`RECEIVER
`
`RECEIVE
`
`DATA
`
`IS DATA
`
`IN
`
`GEOGRAPHIC
`
`LOCATION?
`
`IS
`
`GEOGRAPHIC
`
`LOCATION
`
`DATA
`
`DESIRED?
`
`CALCULATE
`
`GEOGRAPHIC
`
`LOCATION
`
`Page 10 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`IS
`
`MORE THAN
`ONE LOCATION
`
`POINT
`
`STORED?
`
`CALCULATE
`
`TRACK OF
`
`VEHICLE
`
`MOVEMENT
`
`DISPLAY
`
`MOVEMENT
`
`TRACK
`
`CONTINUE
`
`SYSTEM 14
`
`OPERATION?
`
`DE-ACTIVATE
`
`SYSTEM 14
`
`AND RETURN
`
`262
`
`FIG. 8
`
`(CONTINUED)
`
`Page 11 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`xmom_<mm
`
`m<m4m_s
`
`_.OO>._._Z0
`
`
`
`m<m4m_sEmsomv
`
`_.oo>.:zo
`
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`
`<m_.__o_.m
`
`Eu
`
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`
`
`
`_ucm_._u_.=<=u
`
`_im.
`
`m<m4m_<_§
`
`<m:_n_.m
`
`m<m4m_s
`
`_mz:_oz
`
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`
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`
`
`
`_ucm_._uc_<=u
`
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`
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`
`mDc=u_<_mZ._.
`
`<m:_n_.m
`
`om<_om
`
`>_.»._<=ZQMW>O._._<>._._OZ
`
`m<z..:mm_Nmm
`
`<o_nm
`
`Page 12 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`_~mnm_<mm>
`
`_~mom_<m_»m
`
`om<_om
`
`m<mam_s
`
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`
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`
`um<_nm
`
`m<mam_<_
`
`_uom_.:oz_zm
`
`o_.om>_.
`
`_»mnm_<m_»0
`
`um<_om
`
`w<m4mz_
`
`_uom_:oz_zo
`
`o_.ow>_.
`
`mmom_<m_»U
`
`mmom_<mmm
`
`cm<_om
`
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`
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`
`m_.ow>_.
`
`_um<_nm
`
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`
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`
`Q_uOw>_u
`
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`
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`
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`
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`
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`
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`o_.ow>_.
`
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`
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`
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`
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`
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`
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`
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`
`m_.ow>_.
`
`_um<_nmm
`
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`
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`
`o_.ow>_.
`
`u>a>m>mm
`
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`
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`
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`
`_uom_.:oz_zo
`
`._.m>zm_s_fimm
`
`_u>._.>
`
`_uom_:oz
`
`Page 13 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`
`
`525.52A_n_Q.._._>LWm.“
`
`<m_.__n_.m
`
`
`
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`
`>20—.OO>._._ZQm<w._.m_<_=1<m._.m__u
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`
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`
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`
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`
`
`mamcwmm
`
`um<_om
`
`_z4mm_u>om
`
`
`
`
`
`nmz:~>_.mmnc_»_.2o_u_u_om
`
`Page 14 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`oozvcamm
`
`_um_~moz>_.
`
`
`
`_._o_sm>220.»
`
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`
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`
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`
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`
`<m_.__o_.m_mz_.:oz<m_.__o_.m_ucm_.<m:_o_.mmocismza
`
`
`
`
`
`
`
`Page 15 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`wmnm_<m_~
`
`m<m.qm_<_
`
`_..OO>._._Z®
`
`>20
`
`_uom_:oz
`
`Emsnmv
`
`w<m.:m_s
`
`_.oo>:zm
`
`_uom_:oz>zu
`
`Eu
`
`m<m4m_s
`
`_mz_.:oz
`
`=_u
`
`m<m4m_<_
`
`
`
`mcmr_uc_<=u
`
`m<m4m_Em.
`
`mocismza
`
`m<m.:m_s
`
`_mz:_oz
`
`no.5
`
`m<m4m_s
`
`
`
`mcmr_ur:<=u
`
`mo>.q
`
`m<m4m_§m.
`
`moc=u_smz4
`
`:~>zm_s_j.mm
`
`m<z:._mm_Nm_~
`
`<o_nm
`
`Page 16 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`_.oo>:zm
`
`>20
`
`_uom_:oz
`
`m<z.?_mm_Nm_~
`
`<o_om
`
`
`
`m<m4m_swomfioz>2062302mcmrvczumo:__u_<_mz4
`
`
`
`
`
`
`
`
`
`mmom_<mm_.oo>:zmm<m..m_<_m<mqm_sm<m4m_s@
`
`
`
`
`
`Emsom.
`
`m<mam_s5"=1
`
`
`
`
`
`>__~_u_.>zm>_m_u_.>zm>__%_.>zm
`
`
`
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`
`m<m._.m_sm<m.:m_sm<m.:m_§m.
`
`
`
`_oz_:oz_ucm_.uc_<__umo:=._smz4
`
`
`
`
`
`Page 17 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`mmom_<m_»
`
`m<m4mz_
`
`_.oo>.:zm
`
`>z_u
`
`_uom:._oz
`
`m<m.:m_<_
`
`_:OO>._._Zn....
`
`_.om_4_oz>20
`
`m<m4m_s
`
`_OZ_._._OZ
`
`=1
`
`m<9.m_s
`
`
`
`mcmr_u:_s_u
`
`m<mam_<_@
`
`moc__u_<_mza
`
`m<m4m_s
`
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`
`.o..<mamz_
`
`
`
`_ucm_._u:_<=..
`
`m<mam_§m.
`
`mocismzq
`
`mzo<<_sow__.m
`mzo<<_<_ow__.m
`mzo<<z_ow_rm
`
`m<za:mm_Nmm
`
`<o_om
`
`Page 18 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`Emsom.
`
`m<m4m:
`
`roo>:zo
`
`>20
`
`_uom_:oz
`
`zmom_<mm
`
`m<m4m_<_
`
`_nOO>._._Z0
`
`>20
`
`_uom_.:oz
`
`Eu
`
`m<m4m_<_
`
`O>_:
`
`m_.mo:»_.
`
`omz:~>_.
`
`Eu
`
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`
`:m>:zm
`
`omz:»>_.
`
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`
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`
`>=~OOZU-
`
`omz.:~>_.
`
`_:...
`
`m<mam_<_
`
`<<>.qm_»
`
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`O>_..
`
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`
`omz:~>_.
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`
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`
`omz:~>_.
`
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`
`_._._0Z_ZO
`
`>=~OOZU-
`
`omz:~>_.
`
`<<>._.m_~
`
`:o_sm
`
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`
`gmza
`
`m._.>._.
`
`mocfi.
`
`zogm
`
`._.Im_N_<_O.
`
`Page 19 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`Emsomv
`
`m<m4m:
`
`roo>:zm
`
`>zu
`
`_uow_:oz
`
`xmom<mm
`
`m<m4m:
`
`roo>:zm
`
`>20
`
`_uOw_._._Oz
`
`m<m4m_s
`
`O>_..
`
`m_.m9._~_.
`
`omz:~>_.
`
`m<m4m_<_
`
`:m>4_zm
`
`omz:~>_.
`
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`
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`
`>=~OOZU.
`
`omz:~>_.
`
`Eu
`
`m<m4mz_
`
`O>_:
`
`mrmnde-
`
`nmz:~>r
`
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`
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`
`_._._OZ_Z0
`
`>=NOOZU-
`
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`
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`
`gmza
`
`mos?
`
`o..._u_om
`
`5"
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`<<>.:mw
`
`o_u_u_om
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`=1
`
`<<>._.m_~
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`m<m.:mz_
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`
`zmza
`
`m._.>._.
`
`moc__u-
`
`:._mx_so-
`
`Page 20 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`Please type a plus sign (+) inside this box -—)
`
`P-rO,sB/01 (1297)
`Approved for use through 9/30/00. OMB 0651-U032
`Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Papenivork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains
`a valid OMB control number.
`
`Attorney Docket Number RJ3'l 5
`
`DECLARATIBESFIEE UTILITY OR First Named Inventor
`
`COMPLETE IF KNOWN
`
`PATENT APPLICATION
`(37 CFR 1-63)
`
`3 Declaration
`Submitted
`with initial
`Filing
`
`OR
`
`El Declaration
`Submitted afterlnitial
`Filling (surcharge
`I
`l(_:7uCi3r:l§ 1-15 (9))
`
`As a below named inventor, I hereby declare that:
`
`APRIL 17, 2000
`
`Examiner Name
`
`T . EDWARDS
`
`My residence, post offioe address, and citizenship are as stated below next to my name.
`
`I believe I am the original, first and sole inventor (if only one name is listed below) or an original. first and joint inventor (if plural
`names are listed below of the sub‘ect matter which is claimed and for which a atent is sou hi on the invention entitled:
`CONTROL, MONITORING AND/OR SECURITY APPARATUS AND
`METHOD
`
`(7-me of the ,m,e,,f,-on)
`
`the specification of which
`fl is attached hereto
`OR
`D was filed on (MM/DD/YYYY) | as United States Application Number or PCT International
`Application Number |
`| and was amended on (MMIDDIYYYY) l:::l (if applicable)-
`I hereby state that l have reviewed and understand the contents of the above identified specification, including the claims, as
`amended by any amendment specifically referred to above.
`
`I acknowledge the duty to disclose information which is material to patentability as defined in 37 CFR 1456.
`
`I hereby claim foreign priority benefits under 35 U.S.C. 119(a)—(d) or 365(b) of any foreign application(s) for patent or inventor’s
`cation which designated at least one country other than the United States of
`certificate, or 365(a) of any PCT international appli
`America. listed below and have also identified below, by checking the box, any foreign application for patent or inventor’s certificate.
`or of any PCT international application having a filing date before that of the application on which priority is claimed.
`
`Prior Foreign Application
`Number 5
`
`Foreign Filing Date
`MMIDDIYYYY
`
`Not Claimed
`El
`Cl
`El
`El
`
`Certified COPY A“3°hed7
`YES
`No
`El
`El
`El
`El
`
`l:l Additional foreign application numbers are listed on a suplemental priority data sheet PTO/SB/02B attached hereto:
`l hereb claim the benefit under 35 U.S.C. 119 e of an United States rovisional a lication s listed below.
`Application Number(s)
`5 0 /1 37 I 7 3 5
`60/190’ 379
`
`0 3 / 0 8 / 20 0 0
`03/17/2000
`
`E} Additional provisional application
`numbers are listed on a
`supplemental prioritydata sheet
`PTO/SB/02B attached hereto.
`
`[Page 1 of 2]
`Burden Hour Statement: This form is estimated to take 0.4 hours to complete. Time will vary depending upon the needs of the
`individual case. Any comments on the amount of time you are required to complete this form should be sent to the Chief Information
`Officer, Patent and Trademark Office, Washington, DC 20231. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO Assistant Commissioner for Patents, Washington, DC 20231.
`
`Page 21 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`PTO/SB/01 (12-97)
`Approved for use through 9/30/00. OMB 0651-0032
`Please type a plus sign (+) inside this box ‘i
`Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Papenivork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains
`a valid OMB control number.
`
`DECLARATION —- Ut lit or Desi n Patent A Iication
`PCT international application designating the
`I hereby claim the benefit under 35 U.S.<3. 120 of any United States appIication(s), or 365(0) of any
`United States of America, listed below and, insofar as the subject matter of each of the claims of this application is not disclosed in the prior
`United States or PCT International application in the manner provided by the first paragraph of 35 USC. 112, I acknowledge the duty to disclose
`information which is material to patentatiility as defined in 37 CFR 1.56 which became available between the filing date of the prior application
`and the national or PCT international filing date of this application‘
`
`U.S. Parent Application or PCT Parent
`Number
`
`Parent Filing Date
`MM/DDIYYYY
`
`Parent Patent Number
`(if applicable)
`
`03/29/1999
`09/277,935
`07/18/1996
`08/683,828
`03/27/1996
`08/622,749
`01/17/1996
`08/587,628
`.:..:._:..?..j._
`0} Additional US or PCT international application numbers are listed on a supplemental priority data sheet PTO/SB/02B attached hereto.
`As a named inventor. I hereby appoint the following registered practitioner(s to rosecutae this a
`licatlon and to transact all business in the Paten
`and Trademark Office connected therewith: D custome, Number
`2:’
`Place Customer
`OR
`Number Bar Code
`M Registered practitioner(s) name/registration number listed below
`- ' ‘
`' “‘
`
`R99i51Y3“°|1_eNumberRegistration
`
`5,917,405
`
`Name
`
`RAYMOND A.
`
`JOAO
`
`35 , 907
`
`-7 Additional registered practitionerisz named on su Iemental Reistered Practitioner lnforrnation sheet PTO/SB/02C attached hereto.
`Direct all correspondence to: E]
`
`lcustomer Number | OR E Correspondence address below
`
`or Bar Code Label
`
`1
`
`RAYMOND A.
`
`JOAO, ESQ.
`
`122 BELLEVUE PLACE
`
`Country
`
`YONKERS @
`U-S-A E
`l hereby declare that all statements made herein of my own knowledge are true and that all statements made on information and belief are
`believed to be true; and further that these statements were made with the knowledge that willful false statements and the like so made are
`punishable by fine or imprisonment, or both, under 18 U.S.C. 1001 and that such willful false statements may jeopardize the validity of the
`application or any patent issued thereon.
`
`Name of sole or First invent“;
`Given Name first and middle if an
`
`I
`
`i
`
`’
`
`RAYMOND A HONY
`/
`
`/“
`
`,
`
`’
`
`1:] A petition has been filed for this unsigned inventor
`
`vi
`
`” " 1
`Y0 " RS
`"7"!
`Citizenshi
`- 122 BELLEVUE PLACE
`Post Office Address
`I
`Post Offce Address
`
`YONKER
`E|Additional inventors are being named on the
`supplemental Additional lnventor(s) sheet s PTOISB/02A attached heret
`
`+
`
`[Page 2 of 2]
`
`Page 22 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`Please type a plus sign (+) insidethis box -->
`
`Approved for use through 9/30/98. OMB 0651-0032
`_
`Patent and Trademark Office; U._S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it contains a
`valid OMB control number.
`
`PTO/SB/02B (3-97)
`
`H
`
`DECLARATION —— Supplemental Priority Data Sheet
`
`Additional foreign applications:
`
`Prior Foreign Application
`Number(s)
`
`Foreign Filing Date
`(MMIDDIYYYY)
`
`Priority
`Not Claimed
`
`certified Cow Attached?
`YES
`NO
`
`El|]ElElE|El|:ll]E|ElE|E|l]|:lE|
`
`EIEJDIIIIIIEIEIEIDEIIJIJDEIIII
`
`ElEl|3|]l3|IlElElEllI|EllIl|IlDlZl
`
`Additional rovisional a Iications:
`
`Application Number
`
`Filing Date (MMIDD/YYYY)
`
`Additional U.S. applications:
`
`U.S. Parent Application
`Number
`
`pc-; parent
`_ A
`, . r
`
`parent Firing Date
`MWDD/yyyy
`
`Parent Patent Number
`(if applicable)
`
`08/489,238
`08/073,755
`
`06/12/1995
`06/O8/1993
`
`5,513 244
`
`Burden Hour Statement’ This form is estimated to take 0.4 hours to complete. Time will vary depending upon the needs of the individual case. Any
`comments on the amount of time you are required to complete this form should be sent to the Chief Information Officer, Patent and Trademark Office.
`Washington, DC 20231. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Assistant Commissioner for Patents,
`Washington, DC 20231.
`
`+
`
`Page 23 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`L/»;27—»a"7
`
`“Express Mail" NO.: EK356632576US Date: April 17, 2000
`I hereby certify that this correspondence is being
`deposited with the United States Postal Service "Express
`Mail Post Office to Addressee" service under 37 CFR 1.10 on
`the date indicated above and is addressed to the Assistant
`
`Commissioner for Patents, Box Patent Application,
`Washington, D.C. 20231.
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICANT : RAYMOND A.
`
`JOAO
`
`SERIAL NO.: PLEASE ASSIGN
`
`FILED
`
`2 CONCURRENTLY HEREWITH
`
`FOR
`
`: CONTROL, MONITORING AND/OR SECURITY APPARATUS
`AND METHOD
`
`EXAMINER
`
`: T. EDWARDS
`
`GROUP :
`
`2736
`
`Assistant Commissioner for Patents
`
`Box Patent Application
`Washington, D.C. 20231
`
`TRANSMITTAL LETTER
`
`Please find enclosed herewith the following papers for
`
`filing as a Patent Application:
`
`Utility Patent Application Transmittal Sheet;
`
`Fee Transmittal Sheet
`
`(in duplicate);
`
`Page 24 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`O
`
`9
`
`Declaration (3 pages);
`
`Small Entity Status Form;
`
`Application,
`
`including Specification, Claims and
`
`Abstract of the Disclosure (336 pages), and
`
`Drawings
`
`(20 sheets);
`
`Check in the amount of $345.00 for the filing fee;
`
`and
`
`Return receipt postcard.
`
`Respectfully Submitted,
`
`fl
`
`April 17, 2000
`
`122 Bellevue Place
`
`Yonkers, New York 10703
`(914) 969-2992
`
`Page 25 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`Please type a plus sign (v) inside this but —>
`Under the Paerwork Reduction Act of 1995 no ersons are r ulred to
`
`Proisa/as was)
`'
`Approved for use through 09/30/2000. OMB 065!-0032
`Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`resond to a collection oi lnfonnation unless It dlsla
`: valid OMB control number.
`
`.3»-
`
`_
`
`on/IiliuIlillilllllllllIIIIIIIIIIIIIIIIIIIIOld's'nLLLaL
`
`1.
`2.
`
`u11|_rry
`PATENT APPLICATION
`
`‘Only for new nonprgvisional applications under 37 C. F. Fl. 5 1.553(1))
`
`APPLICATION ELEMENTS
`Sea MPEP chapter 600‘concerning utility patent application contents.
`' Fee Transmittal Form (e.g., PTO/S8/I7)
`(Submit an original and a duplicate for tea processing)
`
`]
`
`[Tara/Pages
`Specification
`(preferred arrangement set lortli below)
`- Descriptive title of the invention
`- Cross References to Related Applications
`- Statement Regarding Fed sponsored R & D
`- Reference to Microfiche Appendix
`- Background oi the Invention
`- Brief Summary of the invention
`- Brief Description of the Drawings (iffiled)
`- Detailed Description
`
`_
`- Claim(s)
`- Abstract of the Disclosure
`
`Drawing(s) (35u.s.c. 713)
`_ 3.
`4. Oath or Declaration
`
`[Tole/Sheets 1
`[ TotalPages
`]
`Newly executed (original or copy)
`Copy from a prior application (37 C.F.R. § 1.63(d))
`(for continuation/divisional with Box 16‘ completed)
`
`a.
`no :1
`i.
`
`Signed statement attached deleting
`inventor(s) named in the prior application.
`see 37 C.F.R. §§ 1.63(d)(2) and 1.33(b).
`.' IN OHDEN 70 BE ENNTLED TD PA YSMALL ENT
`'
`FEES, A SMALL ENTTTYSTA TEMENTIS REQUIRED (J7 i.'.‘.F.R. 5 1.27), EXCEPT
`,
`. .
`.
`,
`.
`.
`.. A
`.
`
`RJ 31 5
`
`7
`RAYMOND A-
`rum icrraon
`ooa-non. norm-onnro mo/on ezctmmi APPARATUS
`EK356632576US
`Assistant Commissioner for Patents
`ADDRESS 70.’ Box Patent Application
`
`JOAO
`
`E
`5. D Microfiche Computer Program (Appendix)
`6. Nucleotide andlor Amino Acid Sequence Submission .-
`tr:
`(ifapplicable, all necessary)
`:1
`a. D Computer Readable Copy
`b. :1 Paper Copy (identical to computeicopy|:§ '
`c. El Statement verifying identity of above
`éfiilias
`ACCOMPANYING APPLICATION PARTS
`
`‘
`
`7. El Assignment Papers (cover sheet & document(s))
`D 37 C.F.R.§3.73(b) Statement
`Power of
`5'
`(when there is an assignee)
`Attorney
`QD English Translation Document (/Tapp/icable)
`‘O D lnfonnation Disclosure
`Copies of IDS
`'
`Statement (IDS)/PTO-1449
`Citations
`la Preliminary Amendment
`Return Receipt Postcard (MPEP 503)
`12'
`(Shouldbe specificallyiter_nized)
`.
`.
`.
`'
`.
`' Small Entity
`Statemenms)
`Statement filed in pnor application,
`(Pm/SB/09_ ,2)
`Status still proper and desired
`Certified Copy of Priority Document(s)
`(if /oreiyn priority is claimed)
`Other:
`
`«I:
`15.
`
`1 6.
`
`if a CO NTI NU I NG APPLI CATION. check appropriate box. and supply the requisite irilarmatiori below and i'n a prefirriirrary arnendinent:
`El Continuation D Divisional
`Continuation-in-part (CIP)
`oi prior application No:
`0 9 I 2 7 7 4 9 3 5
`Pn'or application lnfonnation.‘
`Eramirier
`T ‘- EDWARD 5
`Group /Art Unit:
`2 7 3 6
`Vl
`NAL P
`: The entire disclosure oi the prior application. from which an oath or declaration is supplied
`under Box 4b, is considered a part of the disclosure oi the accompanying continuation or divisional application and is hereby hcorporated by
`reference. The Incorporation can gniy be relied upon when a portion has been lnadvenently omitted from the submitted application parts.
`17. CORRESPONDENCE ADD ' ESS
`
`i:] Customer Number or Bar Code Label
`
`O! E COIIBSDODUBDGG address below
`
`5
`
`-t.£’£’§§!I.9H§!?(!!§£/§!S?:.9££15359’!.9é(.SE?!'!€.i§i€!€l.f!€fE?2.§
`RAYMOND A.
`JOAO, ESQ.
`Mm
`122 BELLEVUE PLACE
`Address
`
`RAYMOND A-
`
`JOAO
`
`914-969-2992
`
`10703
`914-969-2992
`
`35r9°7
`
`_
`
`Burden Hour Statement: This form ‘estimated to take 0. urs to complete. Time will vary depending upon the needs oi the individual case. Any
`comments on the amount of time y are required to co - -tete this form should be sent to the Chief Information Officer, Patent and Trademark Office.
`Washington, DC 20231. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Assistant Commissioner for Patents.
`Box Patent Application, Washington, DC 20231.
`,
`
`Page 26 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

`
`PTOISBI17 (12/99)
`‘ '.
`Approved for use through 09/30/2000. OMB 0651-0032
`Patent and Trademark Oifice: U.S. DEPARTMENT OF COMMERCE
`Under the Paerwork Reduction Act of 1995 no ersons are r - uired to rs ond to a collectin i inirrnation unless i disla ..
`:
`.
`'
`I number.
`FEE TRANSMITTAL
`°°“"’°‘°"""°""
`
`A lication Number
`
`Patent fees are subject to annual revision.
`Small Entity payments _n1.§_; be supported by a small entity statement,
`otherwise large entity fees must be paid. See Forms PTO/SB/09-12.
`See 37 C.F.R. §§ 1.27 and 1.28.
`TOTAL AMOUNT OF PAYMENT
`($)
`3 4 5'. O O
`
`FilingDate
`First Named inventor
`_
`Examlnef Name
`Gmup /An Unit
`Am).-ney Docket No_
`
`APRIL 17, 2000
`RAYMOND A .
`JOA0
`
`T ' EDWARDS
`273 6
`_
`RJE31 5
`
`METHOD OF PAYMENT(check one)
`
`_
`
`FEE CALCULATION (continued)
`
`1 D The Commissioner is hereby authorized to charge
`indicated tees and credit any overpayments to:
`
`3_ AD|j|‘|'|oNAL FEES
`Large Entity sma" gm,-ty
`Fee
`Fee Fee
`Fee
`
`Number
`
`Deposit
`
`Name
`
`S::;9’93'7\l’(i:YFF;{<!gi§li:013(l;l’a: F1?'°1¢-tyuifed
`
`2 3 Payment EncIosed-
`M
`i:i owe’
`E check
`Ci Orodneery
`FEE CALCULATION
`
`690
`150
`
`($) 3 4 5 , O O
`
`1- BASIC FILING FEE
`217 435
`Large Entity Small Entity
`215 650
`pee Fee Fee Fee
`Feenesc.-gpuon
`223 925
`. F” Paid
`°°“° W 9°“ (5)
`101 690
`201
`345 Utilityfilingiee I 219
`150
`106 310
`206 155 Designfilingfee
`220 150
`480
`207 240 Plantfilinglee
`221
`130
`208 345 Re'Ssuemmgfee ‘ 1381510
`214
`75
`Provisionalfilingiee 2 '
`240
`55
`241 505
`242 605
`243 215
`244 290
`122
`130
`123
`5°
`126 240
`
`~ 105
`
`130
`
`so
`
`127
`I39
`
`205
`
`227
`139
`
`65
`
`25
`130
`
`Surcharge — late filing fee or oath
`
`' Surcharge - late provisional filing fee or
`
`Non-English specification
`
`55
`215
`216 190
`
`For filing a request for reexamination
`147 1520
`112 920- Requesting publication of SIR prior to
`Exa'"i"era°"°"
`113 1340- Requesting publication oi SIR alter
`Examiner action
`_
`Extension for reply within first month
`Extension for reply within second month
`Extension for reply within third month
`Extensionforreplywithinfourthmonth
`Extension ior reply within fifth month
`N°uce°fAppea1
`Filing a briei in support at an appeal
`Requestiororal hearing
`Petitiontoinstituteapublicuseproceeding
`Petition to revive - unavoidable
`Petition to revive - unintentional
`Utility issue fee (or l9i§3U5)
`Design issue fee
`_
`Plant issue tee
`Petitions to the Commissioner
`Petitions related to provisional applications
`submission of lngormauon Disclosure sum
`
`s
`X
`
`Fee Pald
`
`SUBTOTAL (1)
`2. EXTRA CLAIM FEES
`xt Cli
`-
`Total Claims E40“ ‘
`ggierigesndeni
`- 3" =|j );
`M”'”P'E D°P°“d°'“
`"or number previously paid, if greater; For Reissues, see below
`Large Entity Small Entity
`Fee
`Fee Fee Fee
`Code (5) Code (5)
`103
`18
`203
`9 Claimsinexcessotzo
`102
`78
`202
`39
`lndependentclaimsinexcessoi3
`104 260
`204
`130 Multiple dependent claim, it not paid
`109
`78
`209
`39
`"Reissueindependentclaims
`over original patent
`" Reissue claims in excess of 20
`and over original patent
`
`Fee Description
`
`40
`
`581
`
`40
`
`59°
`690
`
`245
`249
`
`345
`345
`
`Recording each patent assignment per
`property (times number of properties)
`Filin asubmissionatterfinal rejection
`(37 FR§1‘129(a))
`--
`-
`»
`§;’;,$,,a,°;‘,,*}‘§,‘;";§’;‘,§'g‘:fi";§'g;;’ be
`
`Other fee (specify)
`'
`Olhel’ '82 (SPECW)
`
`110
`
`18
`
`210
`
`SUBTOTAL (2)
`
`(5)
`
`0 - 0 0
`
`'Reduced by Basic Filing Fee Paid
`
`SUBTOTAL (3)
`
`35, 907
`§f,;g;;f;a,§gnfj°-
`JOAO
`RAYND A.
`7'7A/I
`
`914-969-2992
`
`lntormation on this form may become public. Credit card information should not be
`included on this form. Provide credit card information and authorization on PTO-2038.
`
`Burden Hour Statement: This form is estimated to take 0.2 hours to complete. Time will vary depending upon the needs of the individual case. Any comments on
`the amount of time you are required to complete this lorm should be sent to the Chief Information Oificer, Patent and Trademark Oifice. Washington. DC 20231.
`00 NOT SEND FEES OR COMPLETED FORMS To THIS ADDRESS. SEND TO: Assistant Commissioner for Patents, Washington, DC 20231.
`
`Page 27 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

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`Page 28 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

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`Page 29 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

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`Page 30 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

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`Page 31 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
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`Page 32 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

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`Page 33 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

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`Page 34 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

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`PRLNT 05 I)RAwI.~<;:'-
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`Page 35 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

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`Page 36 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

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`Page 37 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

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`PRLNT or nmwmcs
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`Page 38 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

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`Page 39 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
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`Page 40 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
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`Page 41 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
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`Page 42 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
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`Page 43 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
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`Page 44 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
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`Page 45 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
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`Page 46 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
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`Page 47 of 397 (Vol. 3 of 3)
`
`PETITIONERS' EXHIBIT 1004
`
`

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`CONTROL, MONITORING AN'D[OR SECURITY APPARATUS AND METHOD
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`Page 48 of 397 (Vol. 3 of 3)
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`PETITIONERS' EXHIBIT 1004
`
`

`
`RELATED APPLICATIONS
`
`application s a continuation—in—part
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`
`filed March 29, 1999, whic
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`U.S. Patent Applicat