`Filed By: Donald R. Steinberg, Reg. No. 37,241
`David L. Cavanaugh, Reg. No. 36,476
`Michael H. Smith, Reg. No. 71,190
`60 State Street
`Boston, Massachusetts 02109
`Tel: (617) 526-6000
`Email: Don.Steinberg@wilmerhale.com
`
` David.Cavanaugh@wilmerhale.com
`
` MichaelH.Smith@wilmerhale.com
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________________________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________________________________________
`
`
`
`
`
`ASML NETHERLANDS B.V., EXCELITAS TECHNOLOGIES CORP., AND QIOPTIQ
`PHOTONICS GMBH & CO. KG,
`Petitioners
`
`v.
`
`ENERGETIQ TECHNOLOGY, INC.,
`Patent Owner.
`
`Case IPR2015-01368
`
`
`
`PETITIONERS’ UPDATED
`MANDATORY NOTICES UNDER 37 C.F.R. 42.8(a)(3)
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01368
`U.S. Patent 8,525,138
`
`
`Petitioners hereby file updated mandatory notices pursuant to 37 C.F.R. §
`
`42.8(b)(1).
`
`A. Counsel
`Lead Counsel: Donald R. Steinberg (Reg. No. 37,241)
`
`Backup Counsel: David L. Cavanaugh (Reg. No. 36,476)
`
`Second Backup Counsel: Michael H. Smith (Reg. No. 71,190)
`
`Third Backup Counsel: James M. Dowd (Admitted Pro Hac Vice)
`
`Fourth Backup Counsel: Kevin S. Prussia (Admitted Pro Hac Vice)
`
`B. Related Matters
`U.S. Patent No. 8,525,138 (“the ’138 patent,” Ex. 1001) is one member of a
`
`patent family of continuation and continuation-in-part applications. Exhibit 1028
`
`is an updated chart that shows the members of this patent family and the
`
`relationships among them. Petitioners are also seeking inter partes review of
`
`related U.S. Patent Nos. 7,435,982 (“the ’982 patent”); 7,786,455 (“the ’455
`
`patent”); 8,309,943 (“the ’943 patent”); 8,969,841 (“the ’841 patent”); 9,048,000
`
`(“the ’000 patent”); and 9,185,786 (“the ’786 patent”), as well as other claims in
`
`the ’138 patent, in Case Nos. IPR2015-01300, IPR2015-01303, IPR2015-01377,
`
`IPR2016-00583, IPR2016-00584, IPR2016-00585, IPR2015-01279, IPR2016-
`
`00570, IPR2016-00575, IPR2015-00576, IPR2016-00578, IPR2016-00579,
`
`1
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01368
`U.S. Patent 8,525,138
`
`
`IPR2015-01277, IPR2016-00554, IPR2016-00556, IPR2016-00555, IPR2016-
`
`00565, IPR2016-00566, IPR2015-01362, IPR2016-00127, IPR2016-00688,
`
`IPR2016-00689, IPR2015-01375, IPR2016-00126, IPR2016-00774, IPR2016-
`
`00775, IPR2016-00771, and IPR2016-00776. The status of the other proceedings
`
`is summarized in Exhibit 1029.
`
`Petitioners request that the inter partes reviews of the ’982, ’455, ’943,’138,
`
`’841,’000, and ’786 patents be assigned to the same Panel for administrative
`
`efficiency.
`
`The following litigation matters would affect or be affected by a decision in
`
`this proceeding: Energetiq Tech., Inc. v. ASML Netherlands B.V., No. 1:15-cv-
`
`10240-LTS (D. Mass.) and In the Matter of Certain Laser-Driven Light Sources,
`
`Subsystems Containing Laser-Driven Light Sources, and Products Containing
`
`Same, Inv. 337-TA-983 (U.S. International Trade Commission).
`
`
`
`
`
`2
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01368
`U.S. Patent 8,525,138
`
`
`The Patent Trial and Appeal Board is hereby authorized to charge any fees
`
`associated with this proceeding to Deposit Account 08-0219, under Order No.
`
`0107945.00235, from which the undersigned is authorized to draw.
`
`
`
`Dated: April 5, 2016
`
`
`
`
`
`Respectfully Submitted,
`
`
`/Donald R Steinberg/
`Donald R. Steinberg
`Registration No. 37,241
`Wilmer Cutler Pickering
`
`Hale & Dorr LLP
`60 State Street
`Boston, Massachusetts 02109
`Tel: 617-526-6453
`Fax: 617-526-5000
`
`3
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01368
`U.S. Patent 8,525,138
`
`
`CERTIFICATE OF SERVICE
`
`I hereby certify that, on April 5, 2016, I caused a true and correct copy of the
`
`following materials:
`
` Petitioners’ Updated Mandatory Notices Under 37 C.F.R. 42.8(a)(3)
` Petitioners’ Updated List of Exhibits
` Exhibit 1028: Updated Chart of Patent Family Members
` Exhibit 1029: Summary of Inter Partes Reviews of Related Patents
`
`to be served via electronic mail to the following address:
`
`PTABMattersBoston@proskauer.com
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`/Donald R Steinberg/
`Donald R. Steinberg
`Registration No. 37,241
`Wilmer Cutler Pickering
`
`Hale & Dorr LLP
`Tel: 617-526-6453
`Fax: 617-526-5000
`
`
`
`
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01368
`U.S. Patent 8,525,138
`
`
`PETITIONERS’ UPDATED LIST OF EXHIBITS FOR
`IPR2015-01368
`
`
`Exhibit
`
`Description
`
`1001
`
`1002
`
`1003
`
`1004
`
`1005
`
`1006
`
`U.S. Patent No. 8,525,138
`
`Chart of Patent Family Members
`
`Declaration of J. Gary Eden, Ph.D. Regarding U.S. Patent No.
`8,525,138, Claims 1-5 (“Eden Decl.”)
`
`French Patent Publication No. FR2554302A1, published May 3,
`1985 with English Translation (“Gärtner”)
`
`International Publication WO-2004097520, published November 11,
`2004 (“Mourou”)
`
`I.M. Beterov et al., “Resonance radiation plasma (photoresonance
`plasma),” Sov. Phys. Usp. 31 (6), 535-54 (1988) (“Beterov”)
`
`1007
`
`Energetiq EQ-10M Soft X-Ray & EUV Source Data Sheet (2005)
`
`1008
`
`William T. Silfvast, Laser Fundamentals, pp. 1-6, 565-68 (2d ed.
`2003) (“Silfvast”)
`
`1009
`
`’138 Patent - Office Action, dated July 10, 2012
`
`1010
`
`’138 Patent - Response to Non-Final Office Action, dated November
`8, 2012
`
`1011
`
`’138 Patent - Office Action Summary, dated December 12, 2012
`
`1012
`
`1013
`
`1014
`
`’138 Patent - Amendment After Final Office Action, dated April 12,
`2013
`
`’138 Patent - Notice of Allowability dated May 6, 2013
`
`Energetiq Technology, Inc. v. ASML Netherlands B.V. et al, Civil
`Action No. 1:15-cv-10240-LTS (D. Mass.), 3/17/2015 Reply Brief
`
`i
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01368
`U.S. Patent 8,525,138
`
`
`Exhibit
`
`Description
`
`(“Reply Brief”)
`
`1015
`
`1016
`
`Second Declaration of Donald K. Smith, Ph.D. in Support of
`Energetiq’s Reply Brief in Support of its Motion for Preliminary
`Injunction, dated March 17, 2015
`
`Declaration of Donald K. Smith, Ph.D. in Support of Energetiq’s
`Motion for a Preliminary Injunction, dated February 6, 2015 (“First
`Smith Decl.”)
`
`1017
`
`U.S. Patent No. 4,901,330 (“Wolfram”)
`
`1018
`
`1019
`
`1020
`
`P. F. Moulton, Proc. IEEE, vol. 80, no. 3, 348-64 (March 1992)
`(“Moulton”)
`
`Koch et al., “Sodium Plasmas Produced by Milliwatt cw Laser
`Irradiation,” (Eleventh International Quantum Electronics
`Conference, Session A, June 23, 1980) Journal of the Optical Society
`of America, vol. 80, p. 627.
`
`E. B. Saloman, “Energy Levels and Observed Spectral Lines of
`Xenon, XeI through XeLIV,” J. Phys. Chem. Ref. Data, Vol. 33, No. 3,
`pp. 765-921 (2004).
`
`1021
`
`U.S. Patent No. 4,780,608 to Cross
`
`1022
`
`1023
`
`Lothar Klein, “Measurements of Spectral Emission and Absorption
`of a High Pressure Xenon Arc in the Stationary and the Flashed
`Modes,” Applied Optics, Vol, 7, No. 4, 677-85 (1968).
`
`R. Bussiahn, et al., “Experimental and theoretical investigation of
`low-pressure HeXe discharge for lighting purpose”, J. Appl. Phys. 95
`(9) at 4627-4634 (2004) (“Bussiahn”)
`
`1024
`
`Kelin Kuhn, Laser Engineering (1998), Chapter 12, pp. 384-440.
`
`1025
`
`ʼ138 Patent – Examiner-Initiated Interview Summary dated April 29,
`2013
`
`ii
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01368
`U.S. Patent 8,525,138
`
`
`Description
`
`Declaration of Kevin S. Prussia in Support of Motion for Admission
`Pro Hac Vice (“Prussia Decl.”)
`
`Declaration of James M. Dowd in Support of Motion for Admission
`Pro Hac Vice (“Dowd Decl.”)
`
`Updated Chart of Patent Family Members
`
`Summary of Inter Partes Reviews of Related Patents
`
`Exhibit
`
`1026
`
`1027
`
`1028
`
`1029
`
`
`
`
`
`iii