throbber
DOCKET NO.: TIBO-0063
`Application No.: 12/536,807
`Office Action Dated: May 22, 2012
`
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Application of:
`Hans Wim Pictcr Vcrmccrsch
`
`Application No.: 12/536,807
`
`Filing Date: August 6, 2009
`
`Confirmation No.: 4088
`
`Group Art Unit: 1625
`
`Examiner: Celia C. Chang
`
`For: PSEUDOPOLYMORPHIC FORMS OF A HIV PROTEASE INHIBITOR
`
`Mail Stop AF
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Commissioner:
`
`REPLY PURSUANT TO 37 CFR § 1.116
`
`In response to the Official Action dated May 22, 2012, reconsideration is respectfully requested
`
`in view of the amendments and/or remarks as indicated below:
`
`[]
`
`[]
`
`[]
`
`[]
`
`[]
`
`Amendments to the Specification begin on page of this paper.
`
`Amendments to the Claims are reflected in the listing of the claims which begins on
`page 2 of this paper.
`
`Amendments to the Drawings begin on page
`attached replacement sheet.
`
`Remarks begin on page 5 of this paper.
`
`of this paper and include an
`
`The Commissioner is hereby authorized to charge any fee deficiency, charge any
`additional fees, or credit any overpayment of fees, associated with this application in
`connection with this filing, or any future filing, submitted to the U.S. Patent and
`Trademark Office during the pendency of this application, to Deposit Account No. 23-
`3050.
`
`Page 1 of 10
`
`Lupin Ex. 1012 (Page 1 of 10)
`
`

`
`DOCKET NO.: TIBO-0063
`Application No.: 12/536,807
`Office Action Dated: May 22, 2012
`
`PATENT
`
`This listing of claims will replace all prior versions, and listings, of claims in the application.
`
`Listing of Claims:
`
`Claims 1- 14 Cancelled
`
`15. (Previously Presented) A hydrate of the compound (3R,3aS,6aR)-hexahydrofuro [2,3-b]
`
`furan-3-yl ( 1 S,2R)-3- [ [(4-aminophenyl) sulfonyl] (isobutyl) amino]-l-benzyl-2-
`
`hydroxypropylcarbamate in which the ratio of the compound to water is about 1:0.5 to
`
`about 1:3.
`
`16. (Previously Presented) A hydrate having the formula:
`
`O
`
`OH
`
`¯ H20
`
`17. (Previously Presented) A composition comprising a hydrate of the compound
`
`(3R,3aS,6aR)-hexahydrofuro [2,3-b] furan-3-yl (1 S,2R)-3-[[(4-aminophenyl)sulfonyl]
`
`(isobutyl) amino]-l-benzyl-2-hydroxypropylcarbamate, in which the ratio of compound to
`
`water is about 1:0.5 to about 1:3, and an inert carrier.
`
`18. (Canceled)
`
`19. (Canceled)
`
`20. (Previously Presented) The composition of claim 17 wherein the inert carrier is a
`
`pharmaceutically acceptable carrier.
`
`21. (Previously Presented) The composition of claim 20 wherein the pharmaceutically
`
`acceptable carrier is a solid inert carrier.
`
`Page 2 of 10
`
`Lupin Ex. 1012 (Page 2 of 10)
`
`

`
`DOCKET NO.: TIBO-0063
`Application No.: 12/536,807
`Office Action Dated: May 22, 2012
`
`22. (Canceled)
`
`PATENT
`
`23. (Previously Presented) A composition comprising a hydrate having the formula:
`
`O
`
`H
`
`¯ H20
`
`OH
`
`and an inert carrier.
`
`24.
`
`(Previously Presented) The composition of claim 23 wherein the inert carrier is a
`
`pharmaceutically acceptable carrier.
`
`25.
`
`(Previously Presented) The composition of claim 24 wherein the pharmaceutically
`
`acceptable carrier is a solid inert carrier.
`
`26. (Previously Presented) The hydrate of claim 15 wherein the ratio of the compound to
`
`water is about 1:1 to about 1:2.
`
`27.
`
`(Previously Presented) The hydrate of claim 15 wherein the ratio of the compound to
`
`water is about 1:0.5.
`
`28.
`
`(Previously Presented) The hydrate of claim 15 wherein the ratio of the compound to
`
`water is about 1:1.
`
`29.
`
`(Previously Presented) The hydrate of claim 15 wherein the ratio of the compound to
`
`water is about 1:2.
`
`30.
`
`(Previously Presented) The hydrate of claim 15 wherein the ratio of the compound to
`
`water is about 1:3.
`
`31.
`
`(Previously Presented) The composition of claim 17 wherein the ratio of the compound to
`
`water is about 1:1 to about 1:2.
`
`Page 3 of 10
`
`Lupin Ex. 1012 (Page 3 of 10)
`
`

`
`DOCKET NO.: TIBO-0063
`Application No.: 12/536,807
`Office Action Dated: May 22, 2012
`
`PATENT
`
`32.
`
`(Previously Presented) The composition of claim 17 wherein the ratio of the compound to
`
`water is about 1:0.5.
`
`33.
`
`(Previously Presented) The composition of claim 17 wherein the ratio of the compound to
`
`water is about 1:1.
`
`34.
`
`(Previously Presented) The composition of claim 17 wherein the ratio of the compound to
`
`water is about 1:2.
`
`35.
`
`(Previously Presented) The composition of claim 17 wherein the ratio of the compound to
`
`water is about 1:3.
`
`36.
`
`(Previously Presented) The composition of claim 17 further comprising amorphous
`
`(3R,3aS,6aR)-hexahydrofuro [2,3-b] furan-3-yl (1 S,2R)-3-[[(4-aminophenyl)sulfonyl]
`
`(isobutyl) amino]-l-benzyl-2-hydroxypropylcarbamate.
`
`Page 4 of 10
`
`Lupin Ex. 1012 (Page 4 of 10)
`
`

`
`DOCKET NO.: TIBO-0063
`Application No.: 12/536,807
`Office Action Dated: May 22, 2012
`
`PATENT
`
`Claims 15-17, 20, 21, and 23-36 are pending. No claim amendments have been made.
`
`REMARKS
`
`Rejection under 35 U.S.C. § 112, Second Paragraph
`
`Claims 15-17, 20, 21, and 23-36 stand rejected under 35 U.S.C. § 112, second paragraph,
`
`as allegedly indefinite. The basis for this rejection appears to be an alleged inconsistency
`
`between the fact that claim 15 is directed to "A hydrate" yet embraces multiple hydrates that
`
`each have a ratio of (3R,3aS,6aR)-hexahydrofuro [2,3-b] furan-3-yl (1 S,2R)-3-[[(4-
`
`aminophenyl) sulfonyl] (isobutyl) amino]-l-benzyl-2- hydroxypropylcarbamate to water that is
`
`within the specified range. However, it is well established that an applicant may present a patent
`
`claim that (as in claim 15) uses the definite article "a" to embrace each of multiple embodiments
`
`of an invention. The Office Action also alleges that it is unclear "how many hydrates" are within
`
`the scope of claim 15 (Office Action at page 2), but there is no requirement under the patent laws
`
`for a claim to specify how many embodiments it includes.
`
`Claim 16 has been alleged to make claim 15 confusing, but this rejection also lacks basis.
`
`Claim 16 specifies that the ratio of compound to water be 1 : 1, which is well within the range
`
`(i.e., 1:0.5 to about 1:3) that is recited in claim 15.
`
`Accordingly, Applicants request that the rejection for alleged indefiniteness be
`
`reconsidered and withdrawn.
`
`Rejection under 35 U.S.C. § 112, First Paragraph
`
`Written Description
`
`Claims 15-17, 20, 21, and 23-36 stand rejected under 35 U.S.C. § 112, first paragraph,
`
`because Applicants’ disclosure allegedly does not provide adequate support for the ratio that is
`
`recited in claim 15. Applicants request reconsideration of this rejection because their disclosure
`
`reasonably conveys to those skilled in the art that Applicants were in possession of the claimed
`
`subject matter.
`
`Page 5 of 10
`
`Lupin Ex. 1012 (Page 5 of 10)
`
`

`
`DOCKET NO.: TIBO-0063
`Application No.: 12/536,807
`Office Action Dated: May 22, 2012
`
`PATENT
`
`A patent application need not describe a claimed invention in ipsis verbis to comply with
`
`the written description requirement. "[A]ll that is required is that it reasonably convey to persons
`
`skilled in the art that, as of the filing date thereof, the inventor had possession of the subject
`
`matter later claimed by him." In re Edwards’, 568 F.2d 1349, 1351-1352 (C.C.P.A.
`
`1978)(citations omitted). To determine whether a specification contains adequate written
`
`description of the claimed subject matter, the critical question, is not whether literal description
`
`of the claimed subject matter is present in the specification but, rather, whether review of the
`
`specification would convey the claimed subject matter to those having skill in the art. Id. In
`
`rejecting a claim for lack of written description, the examiner carries the burden of providing
`
`reasons why a person skilled in the art at the time the application was filed would not have
`
`recognized that the inventor was in possession of the invention as claimed in view of the
`
`disclosure of the application as filed (see MPEP §2163.04).
`
`Adequate written description is provided if a skilled artisan, upon review of a patent
`
`specification in light of the properties and features of what is described, would envision the
`
`claimed subject matter. In re Smythe, 480 F.2d 1376, 1384 (C.C.P.A. 1973). In Smythe, the
`
`original specification and claims described a segmentation medium as air or other gas. Claims
`
`directed to fluid as the segmentation medium were later introduced into the application. The
`
`Court of Customs and Patent Appeals held that adequate written description of fluid as the
`
`segmentation medium existed in the specification because the essential properties and features of
`
`the segmentation medium, as described in the specification, defined a fluid. Id. at 1384. As the
`
`court observed, because the broader concept of using "inert fluid" would naturally occur to one
`
`skilled in the art from reading appellants’ description, there was "no basis for denying appellants
`
`the claims which recite the segmentizing medium broadly as an ’inert fluid.’" Id. at 1384.
`
`The same logic applied in In re Smythe mandates a finding that Applicants’ claims are
`
`adequately described. "In particular, the ratio may range from about 0.2 to about 3 molecules of
`
`solvent per 1 molecule of compound." Id. at page 7, lines 22-23. "IT]he ratio may range from
`
`about 1 to about 2 molecules of solvent per 1 molecule of compound." Id. at page 7, lines 23-24.
`
`"[P]referably the ratio is 1 molecule of solvent per 1 molecule of compound." Id. at page 7,
`
`Page 6 of 10
`
`Lupin Ex. 1012 (Page 6 of 10)
`
`

`
`DOCKET NO.: TIBO-0063
`Application No.: 12/536,807
`Office Action Dated: May 22, 2012
`
`PATENT
`
`lines 25-26. This description reasonably conveys to persons skilled in the art that Applicants had
`
`possession of the claimed subject matter.
`
`The specification provides additional disclosure that further conveys to the skilled person
`
`that Applicants had possession of the claimed subject matter as of the filing date. For example,
`
`hydrates of the claimed compound (referred to throughout the specification as "Form B") were
`
`made using several methods. For instance, Example 2 describes the preparation of a mixture of
`
`Form B and Form D (the acetonate). Form B was also prepared by subjecting Form A (the
`
`ethanolate) to adsorption-desorption analysis. See, e.g., Example 7. Indeed, the Form B material
`
`that was tested in Example 4 was obtained by adsorption-desorption of a Form A sample, which
`
`explains why some ethanol was lost during the thermogravimetric analysis.
`
`Still further disclosure in the specification demonstrates means for preparing hydrates
`
`within the scope of the present claims. The thermogravimetric analysis set forth in Example 4
`
`demonstrates preparation of the Form B monohydrate; a water weight loss of 3.4% was
`
`observed, which is consistent with Table 10’s prediction for the monohydrate. Example 11 (and
`
`related Table 18) describes the thermogravimetric analysis of other fractions of Form B. The
`
`weight changes reported in Table 18 are consistent with that of the monohydrate (3.56%, 3.13%)
`
`and dihydrate (5.65%, 5.91%). Example 12, in turn, describes adsorption and desorption
`
`experiments of another sample of Form B. These experiments involved subjecting the sample to
`
`different humidities and recording the weight change as a function of relative humidity. The
`
`weight changes of the sample are consistent with what would be observed for the hemihydrate
`
`(1.2%) and the dihydrate (5.6% and 6.8%).
`
`Not only does the specification describe actual samples of the hemi-, mono-, and di-
`
`hydrate of the claimed compound, it teaches that hydrates can be prepared by subjecting Form A
`
`or Form B to adsorption-desorption, that is, by subjecting Form A or Form B to various relative
`
`humidities. See, e.g., Examples 7 and 12. As such, the claimed hydrates could readily be formed
`
`by subjecting a sample to various relative humidities.
`
`Given this disclosure, there is no basis for the Office’s contention that the claims lack
`
`written description. In addition, Applicants have reviewed the CAS indexing documents
`
`Page 7 of 10
`
`Lupin Ex. 1012 (Page 7 of 10)
`
`

`
`DOCKET NO.: TIBO-0063
`Application No.: 12/536,807
`Office Action Dated: May 22, 2012
`
`PATENT
`
`identified by the Office. Not only is it unclear where in these documents the ratio of the claimed
`
`compound to water is identified as "being of an indefinite ratio" (Office Action at 3), it is unclear
`
`how the cited documents have any relevance to the claimed invention, the scope of the present
`
`specification, or the inventors’ possession of the invention at the time of filing. Withdrawal of
`
`the rejection is requested.
`
`Enablement
`
`Claims 15-17.20, 21, and 23-36 stand rejected under 35 U.S.C. § 112, first paragraph, as
`
`allegedly not enabled. According to the Office Action, "the disclosure does not contain
`
`sufficient information to enable one skilled in the pertinent art for recovery of [specific crystal
`
`preparations]." (Office Action at 4). Applicants request reconsideration and withdrawal of this
`
`rejection because the evidence of record indicates that Applicants’ disclosure would have
`
`enabled those skilled in the art to practice the claimed inventions.
`
`Enablement must be evaluated against the claimed subject matter. MPEP 2164.08.
`
`"Accordingly, the first analytical step requires that the examiner determine exactly what subject
`
`matter is encompassed by the claims." Id.
`
`The pending claims are directed to, among other things, hydrates of the claimed
`
`compound. As defined in the specification, "hydrates" are "substances that are formed by adding
`
`water molecules." (Specification at page 6, lines 6-7).~
`
`Compositions wherein water molecules have been added to the claimed compound are
`
`clearly enabled by the specification, as originally filed. The specification sets forth several
`
`examples describing the claimed compound and water. As noted above, Example 2 describes the
`
`preparation of a mixture of Form D (acetonate) and Form B. As stated in Example 2, the starting
`
`compound was stirred in acetone and heated until the compound dissolved. Water was then
`
`added and the solution was cooled. The resulting crystals were a mixture of the acetonate (Form
`
`The Examiner, rather than interpreting the claims in light of the specification, has alleged that the claims
`"are drawn to polymorphic crystalline forms of" the claimed compound (Office Action at page 4). The claims must
`be interpreted in light of the specification and the Specification as originally filed clearly establishes that the
`Applicants had possession of the invention where water molecules are added to the claimed compound.
`
`Page 8 of 10
`
`Lupin Ex. 1012 (Page 8 of 10)
`
`

`
`DOCKET NO.: TIBO-0063
`Application No.: 12/536,807
`Office Action Dated: May 22, 2012
`
`PATENT
`
`D) and the hydrate (Form B). Various Form B hydrates were also formed by subjecting Form A
`
`to adsorption!desorption tests, as described at Example 7. Form B hydrates were also formed by
`
`subjecting a sample of Form B to adsorption!desorption. See, e.g., Example 12.
`
`Because there is no evidence indicating that this disclosure would have been insufficient
`
`for those skilled in the art to make the claimed hydrates (i.e. substances formed by adding water
`
`molecules to the claimed compound) the rejection for alleged lack of enablement should be
`
`withdrawn.
`
`The Office alleges that the claims are not enabled because some of Applicants’
`
`experimental examples indicate that ethanol in also included in certain hydrates of the invention.
`
`But the claims are directed to compositions to which water molecules have been added to the
`
`claimed compound; the claims don’t exclude the addition of other solvents. Therefore, the
`
`presence of ethanol in certain of the examples does not support the Office’s allegations ofnon-
`
`enablement.
`
`The Office further alleges that it is unclear from Example 2 how form B was made.
`
`Example 2 clearly recites a process by which a mixture of form B and form D were prepared.
`
`The fact that Example 2 describes preparation of a mixture falls far short of demonstrating that
`
`the claimed invention is not enabled.
`
`Accordingly, the rejections under Section 112 should be reconsidered and withdrawn
`
`Conclusion
`
`The pending claims are in condition for allowance. An early and favorable notice to that
`
`effect is, therefore, earnestly solicited.
`
`Page 9 of 10
`
`Lupin Ex. 1012 (Page 9 of 10)
`
`

`
`PATENT
`
`Joseph Lucci
`Registration No. 33,307
`
`Stephanie A. Barbosa
`Registration No. 51,430
`
`DOCKET NO.: TIBO-0063
`Application No.: 12/536,807
`Office Action Dated: May 22, 2012
`
`Date: July 20, 2012
`
`Woodcock Washburn LLP
`Cira Centre
`2929 Arch Street, 12th Floor
`Philadelphia, PA 19104-2891
`Telephone: (215) 568-3100
`Facsimile: (215) 568-3439
`
`Page 10 of 10
`
`Lupin Ex. 1012 (Page 10 of 10)

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