`571-272-7822
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` Paper 14
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` Entered: July 21, 2015
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`ATOPTECH, INC.,
`Petitioner,
`
`v.
`
`SYNOPSYS, INC.,
`Patent Owner.
`____________
`
`Case IPR2015-00760
`Patent 6,237,127 B1
`____________
`
`
`
`Before TRENTON A. WARD, PETER P. CHEN, and
`FRANCES L. IPPOLITO, Administrative Patent Judges.
`
`IPPOLITO, Administrative Patent Judge.
`
`
`
`DECISION
`Denying Petitioner’s Motion for Joinder
`and Denying Institution of Inter Partes Review
`37 C.F.R. §§ 42.108, 42.122
`
`
`
`
`
`
`
`
`IPR2015-00760
`Patent 6,237,127 B1
`
`
`I. INTRODUCTION
`Petitioner Atoptech, Inc. filed a Petition (Paper 1, “Pet.”) to institute
`an inter partes review of claims 5 and 6 of U.S. Patent No. 6,237,127 B1
`(Ex. 1001, “the ’127 patent”). On the same day, Petitioner also filed a
`Motion for Joinder, requesting joinder of this proceeding with a related and
`instituted proceeding, IPR2014-01145. Paper 3 (“Joinder Motion”).
`Petitioner filed its Joinder Motion within one month after institution of a
`trial in IPR2014-01145, as required by 37 C.F.R 122(b). Patent Owner
`Synopsys, Inc. filed a Preliminary Response to the Petition. Paper 13
`(“Prelim. Resp.”). Patent Owner also filed an Opposition to Petitioner’s
`Motion for Joinder (Paper 9, “Opp. To Joinder”), and Petitioner filed a
`Reply to Patent Owner’s Opposition to Motion for Joinder (Paper 11,
`“Reply”).
`We have jurisdiction under 35 U.S.C. § 314, which provides that an
`inter partes review may be authorized only if “the information presented in
`the petition . . . and any [preliminary] response . . . shows that there is a
`reasonable likelihood that the petitioner would prevail with respect to at least
`1 of the claims challenged in the petition.” 35 U.S.C. § 314(a).
`For the reasons below, we determine that Petitioner has not shown
`that joinder is warranted in this instance. We also deny the Petition and do
`not institute inter partes review as to claims 5 and 6 of the ’127 patent.
`A. Related Proceedings
`The ’127 patent is involved in a district court proceeding in the U.S.
`District Court for the Northern District of California captioned Synopsys,
`Inc. v. ATopTech, Inc., Case No. 3:13-cv-02965-MMC (N.D. Cal. 2013).
`Pet. 1–2.
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`2
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`IPR2015-00760
`Patent 6,237,127 B1
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`Additionally, on July 11, 2014, Petitioner filed a Petition (“First
`Petition”) to institute an inter partes review of claims 1–13 of the ’127
`patent in IPR2014-01145. On January 21, 2015, we instituted an inter
`partes review in IPR2014-01145 of claims 1–4 and 7–11 of the ’127 patent.
`Case IPR2014-01145, slip op. at 25 (PTAB Jan. 21, 2015) (Paper 7) (“the
`’1145 Decision”). In that Decision, we denied Petitioner’s request for inter
`partes review of claims 5, 6, 12, and 13 of the ’127 patent. Id.
`Subsequently, Petitioner filed its Petition in the instant proceeding on
`February 18, 2015, challenging claims 5 and 6 of the ’127 patent.
`B. The ’127 Patent
`The ’127 patent relates generally to the static timing analysis of digital
`electronic circuits, and in particular applies static timing analysis to
`synthesis of circuits by analyzing certain paths of a circuit using “non-
`default timing constraints known as exceptions.” Ex. 1001, Title, 1:8–11.
`Exceptions allow a circuit designer, working with a circuit synthesis system,
`to specify certain paths through the circuit to be synthesized as being subject
`to non-default timing constraints. Id., Abstract. The ’127 patent discloses
`that static timing analysis had been used to verify that the design of a digital
`electronic circuit would perform correctly at the target clock speeds, and
`“[f]or similar reasons, it would be useful to apply, as efficiently as possible,
`static timing analysis to the synthesis process.” Id. at 1:40–42. Specifically,
`the ’127 patent discloses performing static timing analysis on units of a
`circuit, referred to as “sections,” which comprise a set of “launch” flip flops,
`non-cyclic combinational circuitry, and a set of “capture” flip flops. Id. at
`2:1–4.
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`IPR2015-00760
`Patent 6,237,127 B1
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`
`The static timing analysis described in the ’127 patent is accomplished
`in two main phases: (1) propagation of tagged rise-fall (RF) timing tables
`and (2) relative constraint analysis. Ex. 1001, 8:37–41. In the first phase of
`the timing analysis, delays between inputs and outputs of circuit devices are
`represented by “timing arcs.” Ex. 1001, 8:44–45. Using the timing arcs for
`the circuit devices, maximum and minimum delay values for the rise time
`and the fall time are determined and stored in RF timing tables. Id. at 9:54–
`67. The timing tables are propagated through the circuit and the delays at
`each circuit node are added to the minimum and maximum values of the
`timing table from the previous node. Id. at 9:58–13:2, Fig. 5. Additionally,
`each timing table is associated with a “tag” that may include clock identifier
`and a variety of “labels.” Ex. 1001, 3:11–15, 10:21–25. The labels of a
`“tag” also may identify points in the circuit referenced by an exception. Id.
`at 3:29–32.
`After the propagation of the timing tables through the circuit, the
`second phase of the timing analysis, relative constraint analysis, is
`performed. Id. at 13:3–4. Relative constraint analysis involves the
`comparison of the delay values included in the timing tables with the timing
`constraints of the circuit. Id. at 13:66–14:27. The ’127 patent describes
`maximum allowable path delays (MAPDs) and shortest allowable path
`delays (SAPDs), which are default timing constraints alterable by
`exceptions. Id. at 13:34–63, 14:30–38. The delay values stored in the
`timing tables are compared to the MAPD and SAPD values, and if the
`MAPD and SAPD timing constraints are satisfied, the circuit has passed the
`static timing analysis. Id. at 13:56–14:26.
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`IPR2015-00760
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`Additionally, with respect to exceptions, the ’127 patent instructs
`“[e]xceptions are specified by the circuit designer as individual syntactic
`units called ‘exception statements’ which are comprised of a ‘timing
`alteration’ and a ‘path specification.’” Ex. 1001, 1:58–61. The timing
`alteration instructs the timing analyzer how to alter the default timing
`constraints for paths through the circuit to be analyzed which satisfy the path
`specification. Id. at 1:61–63. For example, a “set_false_path” exception
`indicates that for paths satisfying the path specification, the relevant MAPD
`value is set to infinity and the relevant SAPD value is set to zero for the
`relative constraint analysis. Id. at 14:47–54.
`II. DECISION ON THE MOTION FOR JOINDER
`A. Background
`The statutory provision governing joinder of inter partes review
`proceedings is 35 U.S.C. § 315(c), which reads as follows:
`(c) JOINDER.—If the Director institutes an inter partes review,
`the Director, in his or her discretion, may join as a party to that
`inter partes review any person who properly files a petition
`under section 311
`that
`the Director, after receiving a
`preliminary response under section 313 or the expiration of the
`time for filing such a response, determines warrants the
`institution of an inter partes review under section 314.
`
`Section 315(b) of the statute generally bars institution of inter partes
`review when the petition is filed more than one year after the petitioner (or
`petitioner’s real party in interest or privy) is served with a complaint alleging
`infringement of the patent. 35 U.S.C. § 315(b); 37 C.F.R. § 42.101(b). That
`one-year time bar, however, does not apply to a request for joinder.
`35 U.S.C. § 315(b) (final sentence); 37 C.F.R. § 42.122(b). This is an
`important consideration here because Petitioner was served with a complaint
`
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`Patent 6,237,127 B1
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`asserting infringement of the ’127 patent more than one year before filing
`the Petition in this proceeding. Pet. 1; Joinder Motion 2. The ’127 patent is
`involved in a district court proceeding in the U.S. District Court of the
`Northern District of California captioned Synopsys, Inc. v. ATopTech, Inc.,
`Case No. 3:13-cv-02965-MMC (N.D. Cal. 2013). Petitioner represents that
`the complaint was filed against Petitioner on June 26, 2013 (Ex. 1003), and
`subsequently served on July 12, 2013 (Ex. 1004). Pet. 1; Joinder Motion 2.
`Thus, absent joinder of this proceeding to IPR2014-01145, institution based
`on the current Petition is barred under 35 U.S.C. § 315(b).
`Joinder may be authorized when warranted, but the decision to grant
`joinder is discretionary. 35 U.S.C. § 315(c); 37 C.F.R. § 42.122(b). As
`indicated in the legislative history, the Board will determine whether to grant
`joinder on a case-by-case basis, taking into account the particular facts of
`each case. See 157 Cong. Rec. S1376 (daily ed. Mar. 8, 2011) (statement of
`Sen. Kyl) (when determining whether and when to allow joinder, the Office
`may consider factors including the breadth or unusualness of the claim
`scope, claim construction issues, and consent of the patent owner). When
`exercising that discretion, the Board is mindful that patent trial regulations,
`including the rules for joinder, must be construed to secure the just, speedy,
`and inexpensive resolution of every proceeding. 37 C.F.R. § 42.1(b).
`As the moving party, Petitioner has the burden of proof in establishing
`entitlement to the requested relief. 37 C.F.R. 42.20(c).
`B. Analysis
`Petitioner argues that its Joinder Motion should be granted because
`Petitioner’s Motion and Petition are timely and submitted within one month
`of the January 21, 2015, institution of inter partes review in IPR2014-01145.
`
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`Joinder Motion 3. Petitioner further argues that joinder is appropriate
`because: (1) the subject matter of claims 5 and 6 is similar to that at issue in
`IPR2014-01145; (2) other panels have joined in similar circumstances; (3)
`joining the cases “will not increase the burden on either the Board or the
`Patent Owner”; (4) the Board has authority to grant joinder of inter partes
`proceedings filed by the same party; and (5) joinder “will not unduly delay
`the proceedings or otherwise prejudice Patent Owner.” Joinder Motion 4–
`12.
`
`In response, Patent Owner opposes Petitioner’s Joinder Motion and
`argues that Petitioner seeks a “second bite at the apple” to argue the same
`grounds of unpatentability presented in IPR2014-01145 in view of the
`Board’s broadest reasonable claim interpretation. Opp. To Joinder 1. More
`specifically, Patent Owner asserts that in the
`First
`‘127 Petition,
`the Petitioner proposed a claim
`interpretation that modified claim 5 by replacing the phrase
`“with the first label” with the phrase “with the first constraint
`value.”
` The First
`‘127 Petition
`justified
`this claim
`interpretation because, according to the Petitioner, the modified
`claim language makes more sense in the context of the ‘127
`patent. But the claim is amenable to interpretation without
`modification, and the Petitioner should have been able to
`anticipate that the Board would apply a broadest reasonable
`interpretation that is consistent with the actual language of the
`claim.
`
`Id. at 6–7. Patent Owner adds that the “Second ‘127 Petition includes new
`arguments and a new supporting Declaration that attempt to read claims 5
`and 6, as interpreted by the Board in connection with the First ‘127 Petition,
`on the same prior art references.” Id. at 3. In its Reply, Petitioner responds
`that regardless of whether Petitioner’s arguments could have been made in
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`the initial petition, joinder should be granted because its claim construction
`position was reasonable and it could not foresee the Board’s construction.
`Reply 3.
`
`Petitioner’s arguments are not persuasive. The alleged unforeseen
`construction by the Board was simply a refusal to accept Petitioner’s
`proposal to rewrite the challenged claim. Specifically, in IPR2014-01145,
`our Decision explained that claim 5 depends from claim 4 and recites
`“satisfying an exception, prior to comparing the first timing value, with the
`first label.” ’1145 Decision 17. Further, we noted that Petitioner’s proposed
`claim construction in that case would require a claim construction that the
`recited phrase “the first label” is merely a typographical drafting error that
`should be replaced with “the first constraint value” under the broadest
`reasonable interpretation of the term. Id. 8. However, we determined that
`the literal language of claim 5 is consistent with the Specification and did
`not indicate a drafting error or warrant the correction of a supposed drafting
`error through claim construction. Id.
`Here, the Petition in the instant case presents new arguments and new
`reasoning based on our claim construction in IPR2014-01145. Essentially,
`Petitioner is requesting a second chance to address the unpatentability of
`claims 5 and 6 over the same prior art at issue in the First Petition. Pet. 1–
`54. However, we are not persuaded a second chance would help “secure the
`just, speedy, and inexpensive resolution of every proceeding.” 37 C.F.R.
`§ 42.1(b). Although Petitioner argues that there are efficiencies to gain from
`addressing the same claims in the inter partes review that are at issue in the
`pending district court proceeding (see Joinder Motion 8), we are mindful
`that permitting second chances without constraint undermines judicial
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`IPR2015-00760
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`efficiency by expending the Board’s limited resources on issues that were
`not presented adequately the first time around.
`Moreover, although there may be circumstances where a “second
`bite” for a petitioner is appropriate, the instant case is not one of them. In
`particular, we are not persuaded by Petitioner’s arguments that it could not
`have foreseen our claim construction of the phrase “satisfying an exception,
`prior to comparing the first timing value, with the first label” recited in
`claims 5 and 6. In IPR2014-01145, our claim construction and analysis of
`Petitioner’s asserted ground unpatentability were based on the literal
`language of claims 5 and 6. ’1145 Decision 8. In the First Petition,
`Petitioner could have reasonably presented arguments based on the express,
`literal language recited in claims 5 and 6. Nonetheless, Petitioner chose a
`different course and proposed the rewriting of the claims to address an
`alleged drafting error. Under these circumstances, we are not persuaded that
`Petitioner’s use of our Decision as a roadmap for a second attempt secures
`“the just, speedy, and inexpensive resolution of every proceeding.” See ZTE
`Corp. v. ContentGuard Holdings, Inc., Case IPR2013-00454, 2013 WL
`8595746, at *3 (PTAB Sept. 25, 2013) (“A decision to institute review on
`some claims should not act as an entry ticket, and a how-to guide . . . for
`filing a second petition to challenge those claims which it unsuccessfully
`challenged in the first petition.”). The instant Petition simply presents
`arguments that reasonably could have been made in IPR2014-001145, but
`were not.
`Additionally, we also are not persuaded by Petitioner’s citations to
`Samsung Elecs. Co., Ltd. v. Virginia Innovation Sciences, Inc., Case
`IPR2014-00557 (PTAB June 13, 2014) (Paper 10) and Enzymotec Ltd. v.
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`IPR2015-00760
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`Neptune Techs. & Bioressources Inc., Case IPR2014-00556, slip op. at 6
`(PTAB July 9, 2014) (Paper 19). Joinder Motion 3–4, 7. Both cases state,
`what we have reiterated here, that the Board will determine whether to grant
`joinder on a case-by-case basis taking into account the particular facts of
`each case, substantive and procedural issues, and other considerations. See
`Samsung Elecs. Co., Paper 10, 16. Thus, in view of the particular facts and
`issues before us in the instant case, we exercise our discretion to deny
`Petitioner’s Joinder Motion.
`III. DECISION ON THE PETITION
`Institution of inter partes review is barred when the petition is filed
`more than one year after the petitioner is served with a complaint alleging
`infringement of the patent. 35 U.S.C. § 315(b); 37 C.F.R. § 42.101(b).
`The record indicates Petitioner was served with a complaint asserting
`infringement of the ’127 patent more than one year before filing the Petition.
`Pet. 1–2. Accordingly, in view of our decision to deny Petitioner’s Joinder
`Motion, we deny the Petition because it was not filed within the time limits
`imposed under 35 U.S.C. § 315(b).
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`IV. ORDER
`In consideration of the foregoing, it is hereby:
`ORDERED that Petitioner’s Motion for Joinder is denied;
`FURTHER ORDERED that the Petition is denied and no trial is
`instituted.
`
`PETITIONER:
`
`Jeffrey A. Miller
`KAYE SCHOLER LLP
`jeffrey.miller@kayscholer.com
`
`David Soofian
`KAYE SCHOLER LLP
`david.soofian@kayescholer.com
`
`PATENT OWNER:
`
`David B. Cochran
`JONES DAY
`dcochran@jonesday.com
`
`Joseph M. Sauer
`JONES DAY
`jmsauer@jonesday.com
`
`David W. Wu
`JONES DAY
`dwwu@jonesday.com
`
`
`
`
`11