throbber
IPR2015-00414, Paper No. 33
`May 20, 2016
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`APPLE INC.,
`Petitioner,
`
`v.
`
`E-WATCH, INC.,
`Patent Owner.
`____________
`
`Case IPR2015-00414
`Patent 7,643,168 B2
`____________
`
`Held: February 24, 2016
`____________
`
`trials@uspto.gov
`571-272-7822
`
`
`
`BEFORE: JAMESON LEE, GREGG I. ANDERSON, and
`MATTHEW R. CLEMENTS, Administrative Patent Judges.
`
`
`
`
`
`
`
`
`The above-entitled matter came on for hearing on Wednesday,
`February 24, 2016, commencing at 2:00 p.m., at the U.S. Patent
`and Trademark Office, 600 Dulany Street, Alexandria, Virginia.
`
`
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`
`APPEARANCES:
`
`ON BEHALF OF THE PETITIONER:
`
`
`BRIAN M. BUROKER, ESQ.
`BLAIR A. SILVER, ESQ.
`Gibson Dunn & Crutcher LLP
`1050 Connecticut Avenue, N.W.
`Washington, DC 20036-5306
`
`
`
`and
`
`KIM MOORE, ESQ.
`Apple
`1 Infinite Loop MS 169-2NYJ
`Cupertino, California 95014
`
`ON BEHALF OF PATENT OWNER (Via teleconference) :
`
`DAVID O. SIMMONS, ESQ.
`IVC Patent Agency
`7637 Parkview
`Austin, Texas 78731
`
`
`
`
`
`
`
`
`
` 2
`
`
`
`
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`
`P R O C E E D I N G S
`- - - - -
`JUDGE JAMESON LEE: Good afternoon.
`JUDGE ANDERSON: Can you all hear me?
`JUDGE JAMESON LEE: Yes.
`JUDGE ANDERSON: So, good morning or good
`afternoon, depending on what time zone you happen to be in.
`This is the hearing on IPR2015-00414 between Petitioner Apple
`Inc. and Patent Owner E-Watch, Inc., the owner of U.S. Patent
`7,643,168.
`I am Judge Anderson, I am appearing remotely,
`obviously, as is Judge Clements. Judge Lee is before you there in
`person. Both sides have demonstratives, and it is very important
`-- we have copies of them on our computers, it's very important
`that you give us a slide number, Judge Clements and I, when
`you're discussing those demonstratives in the context of your
`argument.
`Each party is going to have 30 minutes to present their
`argument per our order. Petitioner has the burden to show
`unpatentability, and will go first, followed by Patent Owner.
`Petitioner, you may reserve time for rebuttal, just let us know
`once we do the introductions.
`So, at this time, on behalf of Petitioner, may I have
`some appearances, please?
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
` 3
`
`
`
`
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`
`MR. BUROKER: Yes, your Honor, Brian Buroker
`from Gibson Dunn on behalf of Apple. With me today is my
`colleague, Blair Silver, as well as in-house counsel from Apple,
`Kim Moore.
`JUDGE ANDERSON: Thank you, Mr. Buroker.
`And for Patent Owner? Hopefully Mr. Simmons is on
`the line and can hear me.
`MR. SIMMONS: Yes, Your Honor, I can hear you.
`Thank you. David Simmons, I'm back-up counsel for Patent
`Owner E-Watch.
`JUDGE ANDERSON: Very good.
`MR. SIMMONS: And as you know, Your Honor,
`Mr. Curfiss was unable to make the proceedings today, for
`reasons that he elaborated on.
`JUDGE ANDERSON: Right. I think we've already
`covered the fact that you're going to present the argument and
`Mr. Curfiss isn't going to be here in our prior order. So, that's
`perfectly okay.
`At this time, Mr. Buroker, whoever is going to present
`the argument on behalf of Petitioner may go ahead and proceed.
`Let me know how much time you would like to reserve for
`rebuttal and I will give you a one-minute warning for that.
`JUDGE JAMESON LEE: This is Judge Lee. I see
`there's someone at the Patent Owner's table, but is that also a
`representative of Petitioner?
`
` 4
`
`
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`
`MR. BUROKER: Yes, Your Honor, we were just
`trying to, for convenience, have the person running the computer
`over there, if that's okay.
`JUDGE JAMESON LEE: Sure. Thank you.
`MR. BUROKER: I have hard copies for Judge Lee and
`I actually have a copy of Patent Owner's slides as well, if you
`would like those.
`JUDGE JAMESON LEE: I do. Thank you.
`MR. BUROKER: May I approach?
`JUDGE JAMESON LEE: Yes.
`MR. BUROKER: Judge Anderson, if I may have 10
`minutes for rebuttal, that would be appreciated. And I think
`we've lost Judge Anderson on the screen. Is he still there?
`Should I proceed?
`JUDGE JAMESON LEE: We should have both judges
`on the screen. Here we go.
`MR. BUROKER: Thank you, Your Honors, may it
`please the Board, my name is Brian Buroker for Petitioner Apple.
`As I said, I would like to reserve 10 minutes of my time for
`rebuttal.
`Your Honors, the statute, regulations and case law here
`compel a finding that claims 1 to 31 of the '168 patent are invalid
`as anticipated in light of the related but previously published PCT
`application, which is Exhibit 1006, also referred to in the papers
`as the Monroe application, or the Monroe PCT publication.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` 5
`
`
`
`
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`
`If you can pull up slide 7 from our presentation, please.
`This slide was included in the petition at page 3, and it illustrates
`the relationship, or lack thereof, between various applications at
`issue here. In the top left-hand corner, in pink or salmon-colored,
`there's the '073 application, which was filed in 1999. If you scroll
`out to the right, you can see that there was a PCT application that
`was filed, and then published in 1999. That's the so-called
`Monroe PCT publication.
`And then the patent we're here talking about today is
`shown in the bottom left-hand side of the screen, the '168 patent,
`which was filed in 2006, it's application number 11/617,509.
`There's no dispute, for purposes of these proceedings,
`Your Honor, that the content and substance of the 509
`application, which became the '168 patent, and the PCT
`application, are identical. The patent -- the institution decision
`pointed out a few minor differences between these two, but
`otherwise, they are largely the same.
`So, they clearly anticipate the reference if the PCT
`application is prior art. And it is. And that is because the '168
`patent is only entitled to the priority benefit of its parent, the '470
`application, which is shown in the screen in the middle left-hand
`side there.
`And why is that? It's because the Patent Owner, during
`prosecution of the '168 patent, only made a proper priority claim
`to the '470 application and didn't comply with the statute,
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` 6
`
`
`
`
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`regulations, or MPEP requirements to claim priority back up to
`the '168 -- or excuse me, to the '073 application.
`So, let's look at what the law requires. Particularly let's
`look at slide 9. So, you start with the statute, obviously, and the
`statute Section 120 of 35 USC specifies that an application is not
`normally entitled to the benefit of an earlier filing date unless that
`application contains a specific reference to the earlier filed
`application. Here, if the '168 patent wanted to claim benefit to
`both the '470 application and the '073 application, it required a
`specific reference to both of those applications. And the Federal
`Circuit has said that that specific reference must include a
`description of the complete chain of priority if there are multiple
`applications.
`So, let's go to slide 10, please. The regulation that was
`in force at the time --
`JUDGE JAMESON LEE: I'm sorry --
`MR. BUROKER: Sorry, go ahead, Judge.
`JUDGE JAMESON LEE: You said the Federal Circuit
`said that; in what case did it say that?
`MR. BUROKER: Your Honor, we were looking at
`slide 9. The Medtronic case, if you read this case caption, but
`also if you read the opinion, the case finds that because the
`application didn't include the complete chain of priority, it failed
`to comply with the statute and therefore the specific reference
`was missing.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` 7
`
`
`
`
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`
`JUDGE JAMESON LEE: This is what you state, but I
`have trouble finding that. Instead, what I find is this statement,
`"we agree with the District Court that because intermediate U.S.
`applications 6 and 8 failed to specifically reference the earlier
`filed application in the priority chain, the '281 patent is not
`entitled to claim the priority date of International Application 2b
`under Section 120."
`So, based on that language, it's only the failure to
`specifically reference the earlier-filed application that is the cause
`of the reversal.
`MR. BUROKER: It's because the applications in that
`case, they're applications 4, 6 and 8 that are referred to in the
`decision, they find that the applications 6 and 8 didn't specifically
`identify -- well, let's take application 8. Application 8 in that
`decision didn't identify application 6, it also didn't identify
`application 4. So, it was the failure of 8 to identify each of its
`prior parents and grandparents in the chain, and also to provide a
`complete chain of priority.
`JUDGE JAMESON LEE: Well, that's where I'm
`missing. It sounds like you're adding something to it. From what
`I read, it's just the failure to specifically reference. And I don't
`know where you get the other phrase that to identify the correct
`relationships between all the ancestral applications, and the
`pertinent case.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
` 8
`
`
`
`
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`
`MR. BUROKER: Well, on page 1363 of the decision,
`it says, "We recently clarified," and it's citing to the Encyclopedia
`Britannica case, it says, "we recently clarified that the specific
`reference requirement mandates each,"—and then it says in
`brackets, "intermediate”—“application in the chain of priority to
`refer to the prior applications," plural.
`JUDGE JAMESON LEE: Right, that's still a specific
`reference. It doesn't say anything about whichever -- which one
`is a continuation, which one is a divisional. I mean, that doesn't
`seem to be there.
`MR. BUROKER: Okay.
`JUDGE JAMESON LEE: In both cases, even the ones
`you just mentioned, it's only talking about the specific reference.
`MR. BUROKER: Right. And then you go on to the
`next part of the decision, where they say, in footnote 5, on page
`1364, "The Court says that a sufficient disclosure under Section
`120 would have been as follows," and there in that specific
`example in footnote 5 --
`JUDGE JAMESON LEE: I understand, but that's just it
`would be sufficient, it's an example. If someone gave you the
`entire chain, including all the relationships, yes, indeed, that
`would be sufficient. But that's not pronouncing a requirement of
`you must do that in each and every case.
`MR. BUROKER: Well, I believe, Your Honor, we read
`the case differently, and it goes on to say in the text of the
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` 9
`
`
`
`
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`decision at 1364, it goes on to say, here in the applications at
`issue, they didn't cite the entire list of applications, and then they
`say, in 1364, "more is required." And I think a fair reading of
`that decision is that the Federal Circuit is saying that what is in
`footnote 5 is the kind of disclosure that is required.
`JUDGE JAMESON LEE: Where are you citing to?
`MR. BUROKER: On page 1364 of the decision, that
`"more is required" sentence is in the top right. I think we've got it
`shown on the screen here for you, for Judge Lee, but the others
`can't see it, obviously, but it's -- you know, in the two-column
`printout, it's in the top right-hand column of the reported decision.
`JUDGE JAMESON LEE: Yeah, I have a printout that
`has a different format. I wonder --
`MR. BUROKER: So, it's right after the -- it's near
`where the footnote 5 is, and footnote 6 is actually -- actually, no,
`footnote 5 is coming off of that same sentence. So, if you find
`where footnote 5 is referred to in your decision, then you'll see
`that that's where the "more is required" statement is.
`JUDGE JAMESON LEE: I'll look for it, but in the
`meantime, where in the text of Section 120 do you find this
`requirement for identifying relationships?
`MR. BUROKER: It's not in the text of 120, I will
`agree, it's in the CFR. So, if you look at 37 CFR, which is the
`PTO's rule-making, interpreting how to apply Section 120 --
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
` 10
`
`
`
`
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`
`JUDGE JAMESON LEE: Well, before you get that, is
`Medtronic a case about interpreting the statute or is it about
`interpreting the rule?
`MR. BUROKER: It mentions both. It certainly is
`interpreting the statute. And it mentions the statute in force at the
`time, Section 120 and what is required under Section 120. And,
`so, then we think that that holds that you need to do what is
`required in or what is exemplified in footnote 5 of the decision,
`which is to have the full complete chain of priority recited, as to
`be a specific reference.
`There's two other things that compel that as well.
`There's the CFR, which if you go to slide 10 of our deck, the CFR
`that was in force at the time, 1.78(a)(2)(i) does say that the
`reference must contain an identification of the full application and
`indicate the relationship of the applications.
`So, the CFR required it as well, not just our view of --
`JUDGE JAMESON LEE: Well, aren't you being
`selective in what you read and don't read? Because the rule is
`referring to "each such application" and the "such" is referring
`back to prior filed copending nonprovisional applications and I
`don't think the '073 was copending with the patent at issue here.
`MR. BUROKER: That reference to that word
`"copending" in the regulation is a reference to the fact that under
`Section 120, you can -- you can effectively have a copending
`status if there is copendency between all applications in a priority
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` 11
`
`
`
`
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`chain that you are claiming. And, so, I do believe that that
`reference is not just a requirement to identify just the only
`copending applications, but all applications in a chain you are --
`JUDGE JAMESON LEE: But don't we have to go by
`the word? I mean, you can't rewrite the rule. The rules refers to
`"each such application." In your view, what does "such" refer to?
`MR. BUROKER: It refers to the applications you are
`claiming priority to, and the word "copending" there indicates
`that if you want to have copending relationship all the way back
`to an earlier application, then you need to identify all
`applications. So, the word "copending" there is not in the narrow
`sense that the two applications are pending at the same time, it's
`talking about copending in the kind of context of Section 120,
`which allows you to claim benefit to multiple applications and
`establish a copendency.
`JUDGE JAMESON LEE: I see where you're coming
`from, but isn't that not the natural reading of something? When
`this says "each such," you refer back to what was mentioned right
`before it, and what was mentioned right before it is "prior filed
`copending."
`MR. BUROKER: And I think what "copending" means
`in this context is every application you want to claim priority to
`back to the earliest one, and not just -- and that's consistent with
`the MPEP, which again is the PTO's own interpretation of its
`statute and regulatory guidance.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` 12
`
`
`
`
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`
`If we go to the next slide, the MPEP that was in force at
`the time makes it clear that you have to -- if you want to claim
`priority to a number of applications in a chain, you have to claim,
`here we're looking at Section 201.11, Section (3)(c), "if the
`applicant wishes that the pending application have the benefit of
`the filing date of a first filed application," it's giving an example
`where you've got multiple applications in a chain, "besides
`making reference to the intermediate application, you must also
`make reference to the first application."
`The reference to the prior application must identify all
`the prior applications and indicate the relationship between each
`nonprovisional application in order to establish copendency
`through the entire chain.
`JUDGE JAMESON LEE: I see, so the MPEP says that,
`can you explain to me, how do you read the rule? I didn't quite
`get it, and how "each such," in my mind, refers back to "prior
`filed copending," but somehow you say you want to read
`copending out.
`MR. BUROKER: I am not reading copending out, I am
`explaining what copending means and I agree that "each such"
`refers back to the clause that says "copending applications." I
`agree with that. That specific --
`JUDGE JAMESON LEE: "Prior filed and copending."
`
` 13
`
`Okay.
`
`
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`
`MR. BUROKER: That's the only -- that's the way to
`read that.
`JUDGE JAMESON LEE: Right.
`MR. BUROKER: And here in the MPEP, they're
`claiming --
`JUDGE JAMESON LEE: Well, forget the MPEP, let's
`say the MPEP is not here, how do you read the rule so that the
`Patent Owner actually has to provide the relationship, even for
`non-copending prior applications?
`MR. BUROKER: I am reading copending in the nature
`of the idea under Section 120 is you can claim priority to an
`application that is pending, or Section 120 says "or an application
`that otherwise can claim priority to another application." It
`establishes -- it's as if the earlier application, the first one in the
`chain, is also copending. And that's what the MPEP has also said,
`also using that phrase "copending" here.
`JUDGE JAMESON LEE: Leave the MPEP out of it,
`because I want to take it one step at a time.
`MR. BUROKER: Right.
`JUDGE JAMESON LEE: The rule clearly says "each
`such application," and you agreed that "such" refers back to "prior
`filed copending nonprovisional applications."
`MR. BUROKER: That's what it says.
`JUDGE JAMESON LEE: So, a straight reading of that
`would get to this result, the '073 application was not copending
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` 14
`
`
`
`
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`with the involved patent. So, this Rule 78(a)(2)(i) doesn't relate
`to that one.
`MR. BUROKER: It was copending in the sense that the
`statute discusses copendency, that the Encyclopedia Britannica
`case talks about copendency and the MPEP talk about
`copendency, which is if you want to get an earlier date and you
`need to show overlap between various applications in a chain, all
`of those applications are copending for purposes of 1.78.
`JUDGE JAMESON LEE: I see, so you want to read
`copending in that context to mean, not -- just with respect to the
`last one, but copending in the sense that if it's copending with
`anybody in the chain, it's included?
`MR. BUROKER: Correct. And I believe that's -- I
`believe that's the way that the Encyclopedia Britannica case reads
`that term and I believe that's the way the MPEP is using it here in
`Section 201.11, Section (3)(c) that we are seeing on the screen.
`JUDGE ANDERSON: Let me go back, I didn't get a
`question in that I want to get in.
`MR. BUROKER: Sure.
`JUDGE ANDERSON: In Section 120, the only
`requirement in Section 120 is that each -- that there be specific
`reference to the earlier filed application, and it is clear in this case
`that the Exhibit 1001, the '168 patent on the cover page refers to
`the '470 application, correct?
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
` 15
`
`
`
`
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`
`MR. BUROKER: On the face of the patent, correct,
`
`yes.
`
`JUDGE ANDERSON: And in the specification, the
`application that really is the nitty-gritty here, the '073 application,
`is referred to as well, correct?
`MR. BUROKER: It is referred to incorrectly, but it is
`referred to, yes.
`JUDGE ANDERSON: So, the fact is both of the
`applications that are in this chain are referenced on the face of the
`patent. What makes the -- so, it would seem to me that the -- that
`the statute itself is, in fact, met by what the facts are in this case.
`MR. BUROKER: Well, we don't agree with that,
`because it says a specific reference, not just any reference, and we
`believe that the words "specific reference" has been interpreted
`by the courts and by the MPEP to require not just an
`identification of the application, but its relationship to the
`application at issue. And that is missing.
`So, we don't believe that in either place there is a
`specific reference as it's meant by the statute because it's not a
`complete chain of priority and both places don't list both
`applications, you have to look in one place for the '073, you look
`in the spec, and for the '470, you look in the application data
`sheet, or the file.
`JUDGE ANDERSON: But the rule says you can in
`either place, you know. So, legally, I don't see any reason why
`
` 16
`
`
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`you couldn't put part of it in one place and part of it in another,
`and be specifically referencing. My -- but what I want to ask you
`is that the fact that there's an error in the relationship as set forth
`in the specification between the patent at issue and the earliest
`filed application, is that a basis in and of itself to say no, we're not
`going to go there, we're not going to allow that to be a priority
`claim to that application?
`MR. BUROKER: You mean the fact that in the
`specification it says this application is a divisional of the '073,
`which is incorrect?
`JUDGE ANDERSON: Correct. That's what I'm
`
`asking.
`
`MR. BUROKER: Yeah, I believe that is sufficient to
`nullify the priority claim. And just to Your Honor's earlier point,
`1.78 does allow you to put the specific reference in one of two
`places, but 1.78 also clearly requires that you provide the
`applications and their relationship, and in neither place is there a
`complete set of relationships between the '168 patent, '470
`application and '073 application.
`So, that's also missing, even if you were to do the -- you
`know, look in one place for one reference and another for the
`other, you don't still have the complete chain in either place. And
`there's a reason for that, you know, again, the Medtronic case at
`the end says it's very important from a policy standpoint that we
`don't have this reasonable person standard, they rejected that
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` 17
`
`
`
`
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`outright because it's up to the Patent Owner to get it right. The
`public shouldn't have to guess what priority claim is being made,
`it should be up to the Patent Owner.
`And in this case, the filing receipt showed only a claim
`to the '470 application, and the Patent Owner didn't do anything.
`The application was published with only a claim to the '470
`application, the Patent Owner didn't do anything. The patent
`issued and has been out in the public for many, many years, and
`the Patent Owner has not done anything. The burden was on
`them to get it right in one of the two places, it's not correct in
`either place, and as a result the priority claim is not effective.
`JUDGE ANDERSON: What about the amendment that
`was not entered that does include in the specification and right in
`front of the '073 application a priority claim to the '470
`application? Does that change anything? Or give me your
`response to why that doesn't work, assuming that that's part of the
`record here. So, why wouldn't that meet the chain issue?
`MR. BUROKER: Well, one, it wasn't entered, so it
`wasn't actually -- it isn't an amendment to the application, which
`is what's required, and it's certainly not in the application data
`sheet. Two, even if it had been entered and you treat it as if it had
`been entered, it still has an incorrect recitation. It's got two
`sentences that still fail to say that the '470 application is a
`continuation of the '073 application.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
` 18
`
`
`
`
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`
`Instead, you've got two disjointed sentences that are
`inconsistent with one another, and again, according to Medtronic,
`our reading of the case is that they are not going to apply -- the
`Federal Circuit doesn't believe that the reasonable person
`standard applies here, it has to be clear on the face of the
`document, and the document -- the not entered preliminary
`amendment isn't on the face of this patent. So --
`JUDGE ANDERSON: Yeah, I don't read it saying that
`they absolutely reject the reasonable person test, but they do
`certainly go back to Section 120. Is it your view that under no
`circumstances would a reasonable person, given the information
`that's provided in this application, be able to ascertain that, in
`fact, there was a valid claim to the '073 date?
`MR. BUROKER: Well, I just want to refer, Your
`Honor, to the very top of 1366, where it says, "we decline" -- this
`is the Federal Circuit in Medtronic, "we decline to accept the
`reasonable person test proposed by Medtronic to interpret the
`sufficiency of a priority claim under 35 USC Section 120."
`So, I think they did reject the reasonable person test, but
`if that is the test that the Board is going to apply, I do believe
`there's insufficient evidence here because there's no place where
`the complete priority chain is recited, in either the application
`issued --
`JUDGE ANDERSON: Let me ask you, is there any
`evidence of record from you or the Patent Owner that this was a
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` 19
`
`
`
`
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`mistake? I don't think the Patent Owner argues that it was a
`mistake, they just say it's okay.
`MR. BUROKER: I don't believe that they have said it's
`a mistake either, and we just -- we're -- our position is it's
`insufficient to meet the statute, whether it's a mistake or not. A
`mistake would only be relevant if you were talking about a
`request to correct it, and we're not asking you to correct it and
`neither did the Patent Owner in this case.
`JUDGE ANDERSON: What about McDermott
`Printing, which is cited in the Medtronic case? It seems to give a
`little bit of latitude to how a priority claim is made, because it
`didn't say in that particular case, it just said to the application that
`was pending, it just said it's pending. It didn't say and we claim
`priority to or it's a continuation of or anything like has been
`suggested. Does that give -- doesn't that give us a little latitude to
`say, well, it's clear what the intent was here, even if it wasn't
`executed correctly?
`MR. BUROKER: Well, the Medtronic distinguishes --
`I'm getting a little feedback, I'm sorry.
`The Medtronic case distinguishes McDermott Printing,
`and I believe it's an accurate distinction. There the question was
`whether a reference in a nonprovisional application was sufficient
`to claim priority under 119(e), which is a different statutory
`requirement, not whether it was sufficient under Section 120,
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
` 20
`
`
`
`
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`which we believe in light of the rule requires a more detailed
`explanation of the priority chain.
`So, I think that that's a difference that is important for
`purposes of comparing Medtronic versus the McDermott Printing
`case.
`
`And, Your Honors, I think I have addressed the
`arguments and may be in my rebuttal time. So, if there are no
`further questions, I will reserve my remaining time for rebuttal.
`JUDGE CLEMENTS: Mr. Buroker, I want to revisit
`one argument you made about the preliminary amendment in this
`case and the fact that it hadn't been entered. I read 35 USC 120,
`pre-AIA, only to require that the “amendment ... is submitted,"
`not necessarily that it be entered. So, is it a red herring to be
`looking at the patent the way it's printed? Should we not be
`looking at and considering that preliminary amendment and how
`it would read in combination if it had been entered?
`MR. BUROKER: Well, Your Honor, I believe -- and
`we didn't focus on that argument to see what the MPEP says, but
`I believe that the MPEP suggests that the reference to the prior
`application must be in the application. So, it's an interesting
`question. I think that we would -- we would consider the fact that
`it wasn't entered and that there were multiple opportunities for the
`Patent Owner to resubmit the preliminary amendment, as
`evidence that it wasn't actually submitted, it was offered but not
`rejected by the office. But, you know, if we want further -- I
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` 21
`
`
`
`
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`hadn't considered that, I didn't see that raised in the briefing, we
`can provide further supplementation if the Board is interested in
`that particular nuance, but again, even if you do consider it a part
`of the record, it still provides this inconsistency where you still
`don't have a complete priority chain like you see in footnote 5 of
`the Medtronic decision, which properly identifies which
`application is a continuation of what, and establishes the chain all
`the way back to the '073.
`JUDGE CLEMENTS: Okay, thank you.
`JUDGE ANDERSON: Mr. Buroker, one last thing, I
`think we got cut off. How much time did you reserve for
`rebuttal? I did not recall. I think I got cut off.
`MR. BUROKER: I had reserved 10 minutes, Your
`Honor. I don't know how much into that I am.
`JUDGE ANDERSON: I think you're good. I think
`you're good. Okay.
`JUDGE JAMESON LEE: I have a question, though. I
`have a question.
`JUDGE ANDERSON: Thank you.
`JUDGE JAMESON LEE: I was able to find the portion
`of Medtronic you refer to, where it stated "more is required."
`MR. BUROKER: Yes.
`JUDGE JAMESON LEE: But right before that is the
`language stating "the offending application omitted any reference
`to certain applications and omitted citations to certain other
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` 22
`
`
`
`
`
`

`
`Case IPR2015-00414
`Patent 7,643,168 B2
`
`citations." So, doesn't that tell us that the deficiency is in failure
`to have a specific reference? So, it's not telling us that you need
`to provide the relationship as well for the entire chain.
`MR. BUROKER: Well, Your Honor, the way I read the
`decision, it says, "More is required," and then it drops a footnote
`and footnote 5 is where it says this would have been sufficient. I
`read that as them saying, this is what was required. Now,
`obviously, you read it differently, but that's the way we read the
`case.
`
`JUDGE JAMESON LEE: Well, why would you be
`offering this as something that is sufficient to be a requirement?
`MR. BUROKER: Right after the Court says "more is
`required" and drops a footnote, I read those two together, and the
`footnote then is the example they give of what they think is
`required. That's our reading of the opinion.
`JUDGE JAMESON LEE: And your reading doesn't
`change when you consider a couple of lines above when the
`entire fault is failure to reference, failure to identify, and
`somehow that evolves into failure

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket