0
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`
`April23, 2013
`
`THIS IS TO CERTIFY THAT ANNEXED IS A TRUE COPY FROM THE
`RECORDS OF THIS OFFICE OF THE FILE WRAPPER AND CONTENTS
`OF:
`
`APPLICATION NUMBER: 08/533,115
`FILING DATE: September 25, 1995
`PATENT NUMBER: 6,108,704
`ISSUE DATE: August 22, 2000
`
`By Authority of the
`Under Secretary of Commerce for
`
`and Director of the United State _p
`
`ctual Property
`and Trademark Office
`
`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 1
`
`

`
`•
`
`~--
`
`•
`
`08 53<111 1
`
`r.·:
`Atty. Docket No. 649-2
`
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Commissioner of Patents
`and Trademarks
`Washington, D.C.
`
`20231
`
`UTILITY APPLICATION FEE TRANSMITTAL
`
`Sir:
`
`Transmitted herewith for filing is the patent application of
`Glenn w. Hutton
`
`Inventor(s)
`
`For:
`
`POINT-TO-POINT INTERNET PROTOCOL
`
`'·Enclosed are:
`
`[X]
`
`[X]
`
`[X]
`
`[X]
`
`[X]
`
`28
`
`page(s) of specification
`
`1
`
`9
`
`6
`
`5
`
`page(s) of Abstract
`
`page(s) of claims
`
`sheets of drawings
`
`[
`
`] formal
`
`[X] informal
`
`page(s) of Declaration and Power of Attorney
`
`[
`
`] An Assignment of the invention to
`
`[
`
`] Certified copy of applications
`
`Country
`
`Appln. No.
`
`Filed
`
`...
`
`from which priority under Title 35 United States Code, § 119
`
`is claimed
`
`[
`
`[
`
`] is enclosed.
`
`] will follow.
`
`1 hereby cef1i1Y that this New Application Tran~mittal and tbe docwnents referred to as enclosed therein are being deposited with the United States Postal
`Service on this date September 25 1995 in an envelope as "Express Mail Post Office to Addressee" Mail Label Nwnber EM302799414US addressed to:
`Commissioner of Patents and Trademarics, Washington. D.C. 20231.
`
`CERTIFICATIONUNDER37 C.F.R. A 1.10
`
`Weridy Greenscich
`
`Page 1 of 2
`
`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 2
`
`

`
`1
`\
`
`CALCULATION OF UTILITY APPLICATION FEE
`
`For
`Tota1
`C1aims*
`Independent
`C1aims
`Mu1tip1e
`Dependent
`C1aims
`
`Number
`Fi1ed
`
`Number
`Extra
`
`Rate
`
`20
`
`-20
`
`0
`
`X ~22.00
`
`6
`
`-3
`] yes
`
`[
`
`3
`Add'1. Fee
`
`X ~76.00
`$240.00
`
`[X] no
`
`Add'1. Fee
`
`None
`
`Basic Fee
`~730.00
`
`~
`
`~228.00
`$
`
`~
`
`TOTAL
`
`~ 958.00
`
`(X] Verified Statement of "Sma11 Entity" Status Under 37 C.F.R.
`§ 1.27. Reduced fees under 37 C.F.R. § 1.9(f) (50% of
`tota1) paid herewith $479.00.
`
`[
`
`] The amount of $40.00 for recording the attached Assig~ment
`is inc1uded in the enc1osed check.
`
`[X] A check in the amount of $479.00 to cover the
`[
`] recording, [X] fi1ing fee(s) is attached.
`
`[
`
`] Charge fee to Deposit Account No. 04-1121.
`TWO (2) COPIES OF THIS SHEET ARE ENCLOSED.
`
`Order No.
`
`[X] P1ease charge any deficiency as we11 as any other fee(s)
`which may become due under 37 C.F.R. § 1.16 and 1.17, at any
`time during the pendency of this app1ication, or credit any
`overpayment of such fee(s) to Deposit Account No. 04-1121.
`A1so, in the event any extensions of time for responding are
`required for the pending app1ication(s), p1ease treat this
`paper as a petition to extend the time as required and
`charge Deposit Account No. 04-1121 therefor.
`TWO (2) COPIES
`OF THIS SHEET ARE ENCLOSED.
`
`Date: September 25. 1995
`
`DILWORTH & BARRESE
`333 Ear1e ovington B1vd.
`Unionda1e, NY
`11553
`Te1. No. (516) 228-8484
`Fax.
`(516) 228-8516
`
`seph J. Catanzaro
`eg. No. 25.837
`
`•Includes all independent and sin~lc dependent claima aud all claims referred to in multiple claims. See 37 C.P.R. I 1.7S(c).
`
`Page 2 of 2
`
`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 3
`
`

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`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 4
`
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`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 5
`
`

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`
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`
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`
`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 6
`
`

`
`•
`
`649-2
`SHEET 4 OF 6
`
`40
`
`G~ 533115
`
`36
`
`I
`
`52
`
`FIG. 5
`
`FIG. 6
`
`.,,
`
`...
`,, ..
`
`-.
`...... :
`
`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 7
`
`

`
`•
`
`649-2
`SHEET 5 OF 6
`
`·-·
`
`OB 533115
`
`l-/
`START THE POINT-TO-POINT
`INTERNET PROTOCOLS
`~
`INXTIATE PRIMARY INTERNET PROTOCOL r
`-t
`
`5
`
`6
`,.....5
`
`5 8
`.....,.
`
`IS THE CONNECTION SERVER IN A
`RESPONSIVE CONDITION ?
`
`"""
`
`60
`
`YES
`/
`~ I
`PERFORM PRIMARY
`INTERNET PROTOCOL
`
`NO
`/
`\ l/
`INITIATE SECONDARY
`INTERNET PROTOCOL
`
`6 2
`
`FIG. 7
`
`64
`,----/.··
`
`66
`
`l.--J
`
`70
`
`--
`
`START THE PRIMARY
`POINT-TO-POINT INTERNET PROTOCOL
`~--
`TIMESTAMP AND STORE E-MAIL ADDRESSES
`AND IP ADDRESSES OF-LOGGED-IN UNITS
`IN A DATABASE
`~
`68
`RECEIVE QUERY FROM FIRST UNIT WHETHER ~-
`A SPECIFIED SECOND UNIT IS LOGGED-IN
`~
`RETRIEVE IP ADDRESS FROM DATABASE
`IF THE SECOND UNIT IS LOGGED-IN
`w
`
`SEND RETRIEVED IP ADDRESS TO FIRST UNIT ,...-
`TO ESTABLISH POINT-TO-POINT CONNECTION
`FIG. 8
`
`72
`
`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 8
`
`

`
`•
`
`649-2
`SHEET 6 OF 6
`
`OB 53~115
`
`7
`',-----
`
`START THE SECONDARY
`POiNT-TO-POiNT iNTERNET PROTOCOL
`~
`7 6
`GENERATE AN E-MAiL SiGNAL, ~
`iNCLUDiNG A SESSiON NUMBER AND A
`FiRST iP ADDRESS CORRESPONDiNG TO
`A FiRST PROCESSiNG UNiT
`
`J,
`7 8
`TRANSMiT THE E-MAiL SiGNAL AS A ~
`<ConnectRequest> SiGNAL
`TO THE iNTERNET
`~
`DELiVER THE E-MAiL SiGNAL THROUGH
`THE iNTERNET USiNG A MAiL SERVER
`TO A SECOND PROCESSiNG UNiT
`J,'
`8 2
`EXTRACT THE SESSiON NUMBER· AND ~·
`THE FiRST iP ADDRESS FROM THE
`E-MAiL SiGNAL
`
`8 0
`,---/
`
`~
`SEND THE SESSiON NUMBER AND A ~
`SECOND iP ADDRESS CORRESPONDiNG TO THE
`SECOND PROCESSiNG UNiT TO THE FiRST
`PROCESSiNG UNiT THROUGH THE iNTERNET
`~
`VERiFY THE SEfSSiON NUMBER RECEiVED
`FROM THE SECOND PROCESSiNG UNiT
`
`6
`r--'8
`
`8
`
`~
`ESTABLiSH A POiNT-TO-POiNT iNTERNET
`COMMUNiCATiON LiNK BETWEEN THE FiRST
`AND SECOND PROCESSiNG UNiTS USiNG THE
`FiRST AND SECOND XP ADDRESSES
`
`88
`r____..
`
`FIG. 9
`
`''
`
`·.·.
`
`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 9
`
`

`
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`EXAMINER
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`FILEMAINT.
`DRAFTING
`
`INDEX OF CLAIMS
`
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`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 10
`
`

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`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 11
`
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`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 12
`
`

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`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 13
`
`

`
`PATENT APPLICATIO FEE DETERMINATION RECORD
`October 1, -1-994- -
`--
`- ----
`---
`-
`----
`
`CLAIMS AS
`
`-PART I
`
`Q
`
`FOR
`
`NUM
`
`(Column 2)
`NUMBER EXTRA
`
`tLENTITV
`~
`RATt:~
`FEE
`
`OR
`
`OTHER THAN
`SMALL ENTITY
`
`RATE
`
`FEE
`
`-
`Cj
`
`lhlir.::~tin1 or Docket Number
`-/ ~-=i.33 I 15
`
`BASIC FEE
`
`TOTAL CLAIMS
`
`INDEPENDENT CLAIMS
`
`~0
`k
`
`minus 20 =
`
`minus 3 =
`
`*
`·3
`
`MULTIPLE DEPENDENT CLAIM PRESENT
`
`* If the difference in column 1 is less than zero, enter "0" in column 2
`
`730.00
`
`365.00 OR
`OR x$22=
`II t{ _.., OR
`x76=
`OR +240=
`
`tf1 ?-'
`
`OR
`
`TOTAL
`
`x$11=
`
`x38=
`
`+120=
`
`TOTAL
`
`(Column 3)
`
`SMALL ENTITY OR
`
`CLAIMS AS AMENDED- PART II
`(Column 1)
`(Column 2)
`CLAIMS
`HIGHEST
`REMAINING
`NUMBER
`AFTER
`PREVIOUSLY
`AMENDMENT
`PAID FOR
`
`Minus
`
`Minus
`
`··~0
`(_p
`***
`
`<t
`1-
`z
`w
`:E
`·:s~
`Total
`0 z
`w Independent *
`(~
`:E
`<t
`FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM
`
`PRESENT
`EXTRA
`
`= 13l 3
`= LP
`
`OTHER THAN
`SMALL ENTITY
`
`RATE
`
`ADDI-
`TIONAL
`FEE
`
`RATE
`
`ADD I-
`TIONAL
`FEE
`
`x$22=
`
`x76=
`
`?J8
`x$11= ,?h:J
`)OR
`481;
`x38=
`OR +240=
`TOTAL
`OR ADDIT. FEE
`
`+120=
`TOTAL
`ADDIT. FEE
`
`(Column 2)
`
`(Column 3)
`
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`PRESENT
`EXTRA
`
`RATE
`
`ADD I-
`TIONAL
`FEE
`
`RATE
`
`ADD I-
`TIONAL
`FEE
`
`..
`0
`1- G· AFTER
`z
`w
`:a Total
`* 5i1S Minus
`0
`z
`w Independent *
`r(p
`:a
`<t
`FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM
`
`(Column 2)
`
`(Column 3)
`
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAtO FOR
`
`PRESENT
`EXTRA
`
`___.
`
`=
`
`=
`
`Minus
`
`** {o~
`x$11=
`~~ ~
`***
`OR +240=
`+120=
`* If the entry in column 1 is less than the entry in column 2, write "0" in column 3.
`TOTAL I
`TOTAL
`** If the "Highest Number Previously Paid For'' IN THIS SPACE is less than 20, enter "20."
`OR ADDIT. FEE
`ADDIT. FEE
`***If the Highest Number Previously Paid For" IN THIS SPACE is less than 3, enter "3."
`The Highest Number Previously Paid For" (Total or Independent) is the highest number found in the appropriate box in column 1.
`FORM PT0-875
`(Rev. 10/94)
`
`OR
`
`x$22=
`
`x76=
`
`x$11= /6:5,
`~I ?!~ OR
`OR +24.0:.
`+120=
`TOTAL
`ADDIT. FEE
`
`TOTAL
`OR ADDIT. FEE
`
`<,
`
`__.-/'
`
`' -
`
`RATE
`
`ADD I-
`TIONAL
`FEE
`
`RATE
`
`ADD I-
`TIONAL
`FEE
`
`x38=
`
`OR x$22=
`
`OR
`
`x76=
`
`Patent and Trademark Office, U.S. DEPARTMENT OF COMMERCE
`
`**5::5 15
`... I
`':) 7
`
`=
`
`=
`
`IT
`
`FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM
`
`(Column 1)
`CLAIMS
`REMAINING
`AFTER
`AMENDM~t}f
`
`* fo !f Minus
`* - ; q
`
`Minus
`
`m
`1-
`z
`w
`:E Total
`0
`z
`w
`==
`<t
`
`Independent
`
`(Column 1)
`
`CLAIMS
`REMAINING
`
`AMENDMENT
`
`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 14
`
`

`
`
`
`-r., .. ·.····i
`
`(
`. \
`
`',
`
`3}
`~/
`
`\
`
`'
`
`PATENT APPLICATION SERIAL NO. DB 533115
`
`U.S. DEPARTMENT OF COMMERCE
`PATENT AND TRADEMARK OFFICE
`FEE RECORD SHEET
`
`r
`
`.J
`
`t28o "" 1011?/95 08533115 .\·
`
`--
`
`¥•
`:-J
`
`•
`'
`-~.:.·-e
`
`1 201-'
`
`479.oo· CK 649-2'
`
`PT0-1556
`(5/87)
`
`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 15
`
`

`
`BAR CODE LABEL
`
`llllllllllllllllllllllllllllllllllllllllllllllllll
`
`U.S. PATENT APPLICATION
`
`SERIAL NUMBER
`
`08/533,115
`
`FILING DATE
`
`CLASS
`
`GROUP ART UNIT
`
`09/25/95
`
`395
`
`2305
`
`gLENN W. HUTTON, MIAMI, FL.
`
`'*CONTINUING DATA*********************
`VERIFIED
`
`**FOREIGN/PCT APPLICATIONS************
`VERIFIED
`
`.J.
`
`.. '.,
`
`(
`
`FOREIGN FILING LICENSE GRANTED 10/17/95
`
`***** SMALL ENTITY *****
`
`STATE OR
`COUNTRY
`
`SHEETS
`DRAWING
`
`TOTAL
`CLAIMS
`
`INDEPENDENT
`CLAIMS
`
`FILING FEE
`RECEIVED
`
`ATIORNEY DOCKET NO.
`
`FL
`
`6
`
`20
`
`6
`
`$479.00
`
`649-2
`
`JOSEPH J CATANZARO
`DILWORTH & BARRESE
`333 EARLE OVINGTON BLVD
`UNIONDALE NY 11553
`
`POINT-TO-POINT INTERNET PROTOCOL
`
`This is to certifv that annexed hereto is a true copy from the records of the United States
`Patent and Trademark Office of the application wl11ch is identified above.
`By 1uthority of the
`COMMISSIONER OF PATENTS AND TRADEMARKS
`
`Date
`
`Certifying Officer
`
`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 16
`
`

`
`._____.
`
`ii le :/// c:/ APPS/preexam/correspondence/ l.htm
`
`\
`.j
`
`1 ~~llm11~11m11m ~~~~~1m~~~~~~~~~ 1~11 ~ 111
`
`Bib Data Sheet
`
`UNITED STATES DEPARTMENT OF COMMERCE
`Patent and Trademark Office
`Address: COMMISSIONER OF PATENTS AND TRADEMARKS
`Washington, D.C. 20231
`
`CLASS
`709
`
`GROUP ART UNIT
`2756
`
`ATTORNEY
`DOCKET NO.
`649-2
`
`,..-
`
`SERIAL NUMBER
`08/533,115
`
`-
`
`FILING DATE
`09/25/1995
`-
`
`RULE
`
`APPLICANTS
`GLENN W. HUTTON, MIAMI, FL ;
`SHANE D. MATTAWAY, BOCA RATON, FL;
`CRAIG B. STRICKLAND, TAMARAC, FL;
`
`*CONTINUING DATA*************************
`
`"'* FOREIGN APPLICATIONS ********************
`
`IF REQUIRED, FOREIGN FILING LICENSE GRANTED** SMALL ENTITY **
`** 10/17/1995
`
`~
`j(
`
`•
`
`[J yes [J no
`Foreign Priority claimed
`~5 USC 119 (a-d) conditions [J yes [J no [J Met after
`~et
`Allowance
`!verified and
`~cknowledged
`ADDRESS
`
`Examiner's Signature
`
`Initials
`
`SHEETS
`STATE OR
`COUNTRY DRAWING
`FL
`6
`
`TOTAL
`CLAIMS
`20
`
`INDEPENDENT
`CLAIMS
`6
`
`21127
`
`TITLE
`
`POINT-TO-POINT INTERNET PROTOCOL
`
`-
`
`FILING FEE FEES: Authority has been given in Paper
`.to charge/credit DEPOSIT ACCOUNT
`RECEIVED No.
`for following:
`No.
`2125
`
`!~ ... ~!! .. ~~~ .. ~ ........................................................................... !
`...... J ~
`1 .. ~ ..... !: .. ~ .. ? ... ~~~-~J ... J.:~J~.~-1 .......................................
`j··
`l:l 1.17 Fees ( Processing Ext of
`time}
`.
`-- .
`--
`.
`.. ---J
`~~ ~ .. :.~8 £~~~-(_!ssu~. ) _________________ J
`[c:J .C?.t~~T - ......
`I
`''' ••• ~••'''''''''-''''''w-•-•••••~••-••••"'''''-••••-•••0' .................. !
`l~c~r.~~i~ ....................... _.,_ ........ .......................... .............. J
`
`I
`
`1 of 1
`
`7/25/00 12:55 PM
`
`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 17
`
`

`
`l
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`t ,,
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`~
`
`Attorney's Docket No. ~
`
`PATENT
`
`COMBIHED DBCLARATJ:ON AND POWER OF ATTORNEY
`
`(ORIGINAL, DESIGN, NATIONAL STAGE OF PCT, SUPPLEMENTAL,
`DIVISIONAL, CONTINUATION OR CIP)
`
`As a below named inventor, I hereby declare that:
`
`TYPE OF DBCLARATJ:ON
`
`This declaration is of the following type:
`item below}
`
`(check one applicable
`
`19
`0
`0
`
`original
`design
`supplemental
`
`NOTE: If the declaration is for an International Application being filed as a
`divisional, continuation or continuation-in-part application do ~
`check next item; check appropriate one of last three items.
`
`0 national stage of PCT
`
`NOTE: If one of the following 3 items apply then complete and also attach
`ADDED PAGES FOR DIVISIONAL, CONTINUATION OR CIP.
`
`0 divisional
`continuation
`0
`0 continuation-in-part {CIP)
`
`DNENTORSIIXP
`
`WARNING:
`
`entors of all the claims an
`the ownership of all the claims
`tion was made, should be
`
`If the inventors are each not the
`explanation of the facts, includi
`at the time the last claimed inv
`submitted.
`:..
`and citizenship are as stated
`My residence, post office addre
`below next to my name, I,believe I am the original, first and
`sole inventor (if only one name is listed below} or an original,
`first and joint inventor (if plural names are listed below} of
`the subject matter which is claimed and for which a patent is
`sought on the invention entitled:
`
`Tl:TLB OP' l:NVENTJ:ON
`POJ:NT-TO-PO:INT l:NTERNEt PROTOCOL
`
`the
`{a)
`(b)
`
`SPBCJ:P'l:CATJ:ON l:DBNTl:P'l:CATJ:ON
`specification of which:
`(complete (a},
`(b) or (c))
`19
`is attached hereto.
`was filed on
`0
`or 0 Express Mail No.,
`
`as 0 Serial No.
`as Serial No. not yet
`and was amended on
`(if applicable).
`
`/ _ _ _
`0
`known
`
`NOTE: Amendments filed after the original papers are deposited with the PTO
`which contain new matter are not accorded a filing date by being
`referred to in the declaration. Accordingly, the amendments involved
`are those filed with the application papers or, in the case of a
`supplemental declaration, are those amendments claiming matter not
`encompassed in the original statement of invention or claims. See 37
`C.F .R. 1.67.
`
`(c_)_
`
`0
`
`was described and claimed in PCT
`Application No.-~---~~~~~~­
`and as amended under PCT Article
`(if any).
`
`International
`filed on
`19 on
`
`(Declaration and Power of Attorney [1-ll - page l of 5)
`
`\
`,_/_. .. ----.
`
`~
`
`~
`
`..
`
`,.----.
`
`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 18
`
`

`
`ACKNOWLEDGEMENT OP REVIEW OP PAPERS AND DUTY OP CANDOR
`
`I hereby state that I have reviewed and understand the
`contents of the above identified specification, including the
`claims, as amended by any amendment referred to above.
`
`I acknowledge the duty to disclose information
`
`0 which is material to patentability as defined in 37, Code of
`Federal Regulations, §1'.56
`
`(also check the following items, if desired)
`
`0
`
`and which is material to the examination of this application,
`namely, information where there is a substantial likelihood
`that a reasonable examiner would consider it important in
`deciding whether to allow the application to issue as a
`patent, and
`
`0
`
`In compliance with this duty there is attached an information.
`disclosure statement in accordance with 37 C.F.R. 1.98.
`
`I
`
`~ .,
`I
`l
`
`·PRIORITY CLA~ (35 U.S.C. 1119)
`
`I hereby claim foreign priority benefits under Title 35,
`United States Code, .§119 of any foreign application(s) for patent
`or inventor's certificate or of any PCT international
`,application (s) designating at least one country other than the
`United.States of America listed below and have also identified
`below any foreign application(s) for patent or inventor's
`certificate or any PCT international application(s) designating
`at least one country other than the United States of America
`filed by me on the same subject matter having a filing date
`before that of the application(s) of which priority is claimed.
`
`(complete (d) or (e))
`
`no such applic~tions have
`
`(d)
`
`(e)
`
`0
`
`as follows ..
`
`NOTE: Where item (c) is entered above and th
`which designated the u.s. itself claim priority check
`enter the details below and make the priority claim.
`
`A. PRIOR I.I'ORBIGN/PC'l' APPLICATION(S) PILED WITHIN 12 MONTHS
`(6 MON'l'BS I.I'OR DESIGN) PRIOR '1'0 THIS APPLICATION
`AND ANY PRIORITY CLAIMS UNDER 35 U.S.C. 1119
`
`(OR
`COUNTRY
`IlmiCA.TB IP lli'CT)
`
`APIIi'LICA.TIC»l
`NmiiiBR
`
`DATB OP PILIHQ
`(day, 111012 eb, year}
`
`PRIORITY CLAIKBD
`UHDBR 35 U.S.C. 119
`
`CJ YES
`
`CJ NO
`
`CJ YES
`
`CJ NO
`
`CJ YES
`
`CJ NO
`
`CJ YES
`
`CJ NO
`
`CJ YES
`
`CJ NO
`
`'
`
`..,"'"" __ ._,__
`
`(Declaration and Power of Attorney (1-11
`
`- page ~ of 5)
`
`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 19
`
`

`
`ALL I'ORBIGN APPLICATION(S), II' ANY PILED MORE THAN 12 MONTHS
`( 6 MONTHS I'OR DESIGN) PRIOR TO THIS U.S. APPLICATION
`
`NOTE:
`
`If the application filed.more than 12 months from the filing date of
`this application· is a PCT filing forming the basis for this
`application entering the United States as (1) the national stage, or
`(2) a continuation, divisional, or continuation-in-part, then also
`complete ADDED PAGES TO COMBINED DECLARATION AND POWER OF ATTORNEY FOR
`DIVISIONAL, CONTINUATION OR CIP APPLICATION for benefit of the prior
`U.S. or PCT application(s) under 35 U.S.C. §120.
`
`POWER 01' ATTORNEY
`
`I hereby appoint the following attorney(s) and/or agent(s) to
`prosecute this application and transact all business in the
`'Patent and Trademark.Office connected therewith.
`(List name and
`registration number)
`
`JPBTBR a. :Dl:LWORTH, Reg. No. ~; ROCCO S. JIARRBSB, Reg. No. 2 5, 2 53;
`'JOSBPH J. 'CATANZARO, Reg. No. 25.837; DAVID II. CARTBR, Reg. No. ~
`'PAUL J, 'I'AllRBLL, Reg. No.~~ PliTIIR DBLU'CA, Reg. No. ~~
`ADRXAN T. •CALDBRONB, Reg. No.·~ aBORaB II. •DPLAN, Reg. No.
`i.11....122.;
`JBI'VRBY •. ~ •• STBBN, ·Reg. 'No. ~~ JOSBPH W. SCIIKZDT, Reg. No. ~0;
`:RAYMOND B. I'ARRBLL, Reg. No.~; RUSSBLL R. n&SNBR, Reg. No. 36,183;
`-
`'I'RJUIIK CIIAU, ·Reg. No. ~I SCOTT D. 'WOI'SY, Reg. No. l.S...J.11.l
`ANTHONY.J. NATOLI, Reg. No.~ IIUCHABL P. DILWORTH, Reg. No. 37,311;
`RICBARD '•I'. JAWORSKI, Reg. No. ~ DARIBL B. TIBRNBY, Reg. No. ~
`'WALTBR II. BGBBRT, l:II, Reg. No . .JL.U.2., JBAN CHOHa, Reg. No. 38,674,
`CBRISTOPHBR a. TRAINOR, Reg. No.~ and aLBRH 1', SAVIT, Reg. No . .3.L.!.U.,
`.each of them of DILWORTH A IIARRBSB, 333 Earle evington Boulevard, Uniondale,
`New York 11553.
`
`''
`
`SEND CORRESPONDENCE. 'j:'O:.
`
`DIRECT TELEPHONE CALLS TO:
`(Name and tel~phone number)
`
`JOSEPH I
`CnT~NZJPO
`DILWORIH & BbRRESE
`333 Earle Oyington Boulevard
`Uniondale, New York 11553
`
`I hereby declare that all statements made herein of my own
`knowledge are true and that all statements made on information
`and belief are believed to be true; and further that these
`statements were made with the knowledge that willful false
`statements and the like so made are punishable by fine or
`imprisonment, or both, under Section 1001 of Title 18 of the
`United States Code, and that such willful false statements may
`jeopardize the validity of the application or any patent issued
`thereon.
`
`. ...
`
`i
`
`1 l
`i 1
`
`1
`i
`I
`l
`'
`
`(Declaration and Power of Attorney 11-ll - page 3 of 5)
`
`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 20
`
`

`
`.-
`
`SIGNATURB(S)
`
`NOTE: Carefully indicate the family (or last) name as it should appear on
`the filing receipt and all other do~ts.
`l~o
`Full name of sole or first inventor Glenn w. Hutton
`
`/Inventor's signature ------.--~~~~~:2~~~~~~--=-----------------
`Country of Citizenship l=C:!!ani!!!!!a~daa_ ____ _
`/Date 09- 23-9J
`Residence Miami. Florida C/-
`Post Office Address 9725 Hammocks Bouleyard. 1206. Miami.
`
`Florida 33196
`
`Full name of second joint inventor, if any ------------------------
`
`Inventor's signature
`Date
`Residence
`Post Office Address
`
`Country of Citizenship
`
`Full name of third joint inventor, if any -----------------------
`
`Inventor's signature
`Country of Citizenship
`Date
`Resid'_e_n_c_e----:=~~=======~------------------------------~~-------------
`Post Office Address
`
`Full name of fourth joint inventor, if
`
`Inventor's signature
`Country
`Date
`Resid_e_n_c_e ______________ _
`Post Office ~Ad~d~r-e_s_s ________________________________________________ _
`
`Full name of fifth joint inventor, if any -----------------------
`
`Inventor's signature
`Date
`Residence
`Post Office Address
`
`Country of Citizenship
`
`·.~
`
`(Declaration and Power of Attorney [1-11 - page 4 of 5)
`
`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 21
`
`

`
`CHECK PROPBR BOX(BS) POR ANY OP THE POLL~NG
`ADDBD PAGB (S) WHICH PORM A PART OP THIS DBCLARATION
`
`Signature for subsequent joint inventors.
`'Number of pages added
`
`Signature by administrator(trix), executor(trix) or legal
`representative for deceased or incapacitated inventor.
`Number of pages added ---------
`
`0
`
`0
`
`0
`
`0
`
`Signature for inventor who refuses to sign or cannot be
`reached by person authorized under 37 C.F.R. §1.47.
`Number of pages added ---------
`***
`Added pages to combined declaration and power of attorney for
`.divisional, continuation, or continuation-in-part (CIP)
`application.
`.
`Number of pages added ---------
`•••
`0 Authorization of attorney(s) to accept and follow
`instructions from representative .
`•••
`If no further pages form a part of this Declaration then end
`this .Declaration with this page and check the following item.
`~ This declaration ends with this page.
`
`(Declaration and Power of Attorney [1-11 - page 5 of 5)
`
`i
`
`t
`I
`t
`
`l
`j
`
`l ~
`{
`
`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 22
`
`

`
`•
`
`Applicant or Patentee: __;:G::.:l ... e""'nn=-:H=u~tt""'o""'n'--------------------------
`
`PATENT
`, Attorney's Docket No. 649-2
`
`Serial or Patent No.: :...;N:..::o.,.t_Y"'-e""'t~A.,.s"'"'sio.c:g""'n ... e " "d ' - - - - - - - - - - - - - - - - - - - - - - - - - -
`
`Filed or Issued: Concurrently Herewith
`
`-For: POINT-TO-POINT INTERNET PROTOCOL
`
`VERIFIED STATEMENT (DECLARATION) CLAIMING SMALL ENTITY
`STATUS (37 CFR 1.9(1) and 1.27(b))- INDEPENDENT INVENTOR
`
`As a below named invento!", I hereby declare that I qualify as an independent inventor as def"med in 37
`CFR l.9(c) for purposes'of paying reduced fees under Section 41(a) and (b) of Title 35, United States
`Code, to the P/affd Trademark Office with regard to the invention entitled
`
`POINT-TO-POINT INTERNET PROTOCOL
`
`describ~
`
`/
`
`1!1
`
`the specification filed herewith.
`
`0
`
`application serial no. __ __ , filed - - - - - - - - -
`
`0 patent no. - - - - - - • i s su ed - - - - - - - - - - -
`
`I have not assigned, granted, conveyed or licensed and am under no obligation under contract or law to
`assign, grant, convey or license, any rights in the invention to any person who could not be classified
`as an independent inventor under 37 CFR 1.9(c) if that person had made the invention, or to any
`concern which would not qualify as a small business concern under 37 CFR l.9(d} or a nonprofit
`organization under 37 CFR 1.9(e).
`
`Each person, concern or organization to which I have assigned, granted, conveyed, or licensed or am
`under an obligation under contract or law to assign, convey, or license any rights in the invention is
`listed below:
`
`0 no such person, concern, or organization
`
`0 persons, concerns or organizations listed below*
`
`NOTE: Separate verified statements are required from each named person, concern or organization
`having rights to the invention averring to their status as small entities. (37 CFR 1.27).
`
`FULL NAME - - - - - - - - - - - - - - - - - - - - - - - - - -
`ADDRESS ___ _______________________ _
`0 Individual
`0 Small Business Concern 0 Nonprofit Organization
`
`FULL NAME - - - - - - - - - - - - - - - - - - - - - - - - -
`
`ADDRESS __________________________ ~--------------------
`0 Individual
`0 Small Business Concern 0 Nonprofit Organization
`
`FULL NAME - - - - - - - - - - - - - - - - - - - - - - - - - -
`
`ADDRESS __ ___ ~---------~---~-~-~--
`0 Individual
`0 Small Business Concern 0 Nonprofit Organization
`
`I acknowledge the duty to file, in this application or patent, notification of any change in status
`resulting in loss of entitlement to small entity status prior to paying, or at the time of paying, the
`
`(Small Entity-Independent Inventor [7-1]--page 1 of 2}
`
`--
`
`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 23
`
`

`
`•
`
`earliest of the issue fee or any maintenance fee due after the date on which status as a small entity is no
`longer appropriate. (37 CFR 1.28(b)).
`
`I hereby declare that all statements made herein of my own knowledge are true and that all statements
`made on information and belief are believed to be true; and further that these statements were made
`with the knowledge that willful false statements and the like so made are punishable by fine or
`imprisonment, or both, under Section 1001 of Title 18 of the United States Code, and that such willful
`false statements may jeopardize the validity of the application, any patent issuing thereon, or any patent
`to which this verified statement is directed.
`
`Glenn Hutton
`Name of inventor
`
`/~~.
`
`Name of inventor
`
`Signature of inventor
`
`Name of inventor
`
`Signature of inventor
`
`D a t e - - - - - - - - - - - - - - -
`
`D a t e - - - - - - - - - - - - - - -
`
`{Sniall Entity-Independent Inventor [7-1]--page 2 of 2)
`
`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 24
`
`

`
`l
`
`.•
`
`~ .,
`
`649-2
`
`ABSTRACT
`
`A point-to-point Internet protocol exchanges
`
`Internet Protocol (IP) addresses between processing units to
`
`establish a point-to-point communication link between the
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`5
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`processing units through the Internet. A first point-to-
`
`point Internet protocol includes the steps of (a) storing in
`
`a database a respective IP address of a set of processing
`
`units that have an on-line status with respect to the
`
`Internet; (b) transmitting a query from a first processing
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`10
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`unit to a connection server to determine the on-line status
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`of a second processing unit; and (c) retrieving the IP
`
`address of the second unit from the database using the
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`connection server, in re~ponse to the determination of a
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`positive on-line status of the ·second processing unit, for
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`15
`
`establishing a point-to-point communication link between the
`
`first and second processing units through the Internet. A
`
`second point-to-point Internet protocol includes the steps
`
`of (a) transmitting an E-mail signal, including a first IP
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`address, from a first processing unit; (b) processing the E-
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`20 mail signal through the Internet to deliver the E-mail
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`signal to a second processing unit; and (c) transmitting a
`
`second IP address to the first processing unit for
`
`establishing a point-to-point communication link between the
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`first and second processing units through the Internet.
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`-38-
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`)
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`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 25
`
`

`
`·-
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`649-2
`
`WHAT IS CLAIMED IS:
`
`1.
`
`A method for establishing point-to-po'
`
`Internet communication comprising the steps of:
`
`{a) storing in a database a
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`5
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`Internet Protocol {IP) address of a set of
`
`units
`
`that have an on-line status with respect
`
`the Internet;
`
`{b) transmitting
`
`from a first
`
`processing unit to a connection
`
`to determine the on-
`
`line status of
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`10
`
`IP address of the second
`
`unit from the
`
`connection server, in
`
`of the second processing
`
`, for establishing a point-to-
`
`point communication lin between the first and second
`
`positive on-line status
`
`15
`
`processing units thro
`
`the Internet.
`
`2.
`
`the step (b) of
`
`transmitting the query includes the step of:
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`{b1) transmitting the query to the connection
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`20
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`server oper
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`connected to the database and the
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`Internet;
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`wherein the step {c) of retrieving the IP
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`includes the steps of:
`
`{c1) searching the database using the
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`25
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`server;
`
`-29-
`
`LG v. Straight Path, IPR2015-00209
`Straight Path - Ex. 2023 - Page 26
`
`

`
`649-2
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`(c2) determining the on-line status of he
`
`second processing unit;
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`(c3) retrieving the IP address
`
`processing unit in response to the positive o
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`line status
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`5
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`of the second processing unit; and
`
`(c4) transmitting the IP
`
`second processing unit to the first p ocessing unit for
`
`establishing the point-to-point