PATENT OWNER’S EXHIBIT LIST
`IPR2014-01207
`
`
`2001
`
`2002
`
`2003
`
`2004
`
`Exhibit No. Description
`
`U.S. Patent No. 5,941,972 (the “’972 patent”)
`
`District Court Order (denying motion for summary judgment of
`invalidity based on Kikuchi), Crossroads Systems, (Texas), Inc. v.
`Chaparral Network Storage, Inc., C.A. No. 00-cv-00217-SS (W.D.
`Tex. Aug. 30, 2001)
`
`Final Judgment, Crossroads Systems, (Texas), Inc. v. Chaparral
`Network Storage, Inc., C.A. No. 00-cv-00217-SS (W.D. Tex. Oct.
`11, 2001)
`
`Markman Order, Crossroads Systems, (Texas), Inc. v. Chaparral
`Network Storage, Inc., C.A. No. 00-cv-00217-SS (W.D. Tex. Jul.
`27, 2000) & Crossroads Systems, (Texas), Inc. v. Pathlight
`Technology, Inc., C.A. No. 00-cv-00248-SS (W.D. Tex. Jul. 27,
`2000)
`
`Markman Order, Crossroads Systems (Texas), Inc. v. Dot Hill
`Systems Corp., C.A. No. 03-cv-00754-SS (W.D. Tex. Nov. 4, 2005)
`
`Report and Recommendation of Special Master re: Claim
`Construction, Crossroads Systems (Texas), Inc. v. Dot Hill Systems
`Corp., C.A. No. 03-cv-00754-SS (W.D. Tex. Jan. 21, 2005)
`
`Markman Order, Crossroads Systems, Inc. v. 3Par, Inc., C.A. No.
`10-cv-00652-SS (W.D. Tex. Nov. 8, 2011)
`
`Report and Recommendation of Special Master re: Claim
`Construction, Crossroads Systems, Inc. v. 3Par, Inc., C.A. No. 10-
`cv-00652-SS (W.D. Tex. Aug. 10, 2011)
`
`Joint Claim Construction Chart submitted in Pending Litigation in
`Western District of Texas by Crossroads and Petitioners
`
`
`2007
`
`2005
`
`2006
`
`2008
`
`2009
`
`
`
`
`IPR2014-01207
`
`
`2001
`
`2002
`
`2003
`
`2004
`
`Exhibit No. Description
`
`U.S. Patent No. 5,941,972 (the “’972 patent”)
`
`District Court Order (denying motion for summary judgment of
`invalidity based on Kikuchi), Crossroads Systems, (Texas), Inc. v.
`Chaparral Network Storage, Inc., C.A. No. 00-cv-00217-SS (W.D.
`Tex. Aug. 30, 2001)
`
`Final Judgment, Crossroads Systems, (Texas), Inc. v. Chaparral
`Network Storage, Inc., C.A. No. 00-cv-00217-SS (W.D. Tex. Oct.
`11, 2001)
`
`Markman Order, Crossroads Systems, (Texas), Inc. v. Chaparral
`Network Storage, Inc., C.A. No. 00-cv-00217-SS (W.D. Tex. Jul.
`27, 2000) & Crossroads Systems, (Texas), Inc. v. Pathlight
`Technology, Inc., C.A. No. 00-cv-00248-SS (W.D. Tex. Jul. 27,
`2000)
`
`Markman Order, Crossroads Systems (Texas), Inc. v. Dot Hill
`Systems Corp., C.A. No. 03-cv-00754-SS (W.D. Tex. Nov. 4, 2005)
`
`Report and Recommendation of Special Master re: Claim
`Construction, Crossroads Systems (Texas), Inc. v. Dot Hill Systems
`Corp., C.A. No. 03-cv-00754-SS (W.D. Tex. Jan. 21, 2005)
`
`Markman Order, Crossroads Systems, Inc. v. 3Par, Inc., C.A. No.
`10-cv-00652-SS (W.D. Tex. Nov. 8, 2011)
`
`Report and Recommendation of Special Master re: Claim
`Construction, Crossroads Systems, Inc. v. 3Par, Inc., C.A. No. 10-
`cv-00652-SS (W.D. Tex. Aug. 10, 2011)
`
`Joint Claim Construction Chart submitted in Pending Litigation in
`Western District of Texas by Crossroads and Petitioners
`
`
`2007
`
`2005
`
`2006
`
`2008
`
`2009
`
`
`
`
`
`2010
`
`2011
`
`2012
`
`2013
`
`2014
`
`2015
`
`2016
`
`2017
`
`Exhibit No. Description
`
`Declaration of Janice Pampell
`
`CRD-5500, RAID DISK ARRAY CONTROLLER Product Insert,
`pp. 1-5
`
`Excerpt from File History of Reexamination Control No.
`90/001,125 (U.S. Patent No. 6,425,035)
`
`Claim Chart Comparing MaxStrat Gen5 S-Series XL to ‘035 Patent
`Claims, Exhibit 10 to July 19, 2004 Ex Parte Reexamination
`Request in Reexamination Control No. 90/001,125
`
`Claim Chart Comparing U.S. Patent No. 6,219,771 (Kikuchi) to
`‘035 Patent Claims, excerpted from Exhibit 22 to July 19, 2004 Ex
`Parte Reexamination Request in Reexamination Control No.
`90/001,125
`
`Claim Chart Comparing U.S. Patent No. 6,073,209 (Bergsten) to
`‘035 Patent Claims, excerpted from Exhibit 22 to July 19, 2004 Ex
`Parte Reexamination Request in Reexamination Control No.
`90/001,125
`
`Hewlett Packard, TACHYON HPFC-5000 User’s Manual, May
`1996
`
`CMD Technology, CRD-5500 RAID Controller Brochure, May
`1999
`
`[Reserved]
`
`October 6, 2014 Markman Hearing Transcript
`Crossroads Sys., Inc. v. Multiple Defendants
`(co-pending litigation in W.D. Tex.)
`
`[Reserved]
`
`
`2018-2028
`
`2029
`
`2030-31
`
`
`
`
`
`2032
`
`2033
`
`2034
`
`2035
`
`2036
`
`2037
`
`Exhibit No. Description
`
`Defendants’ Joint Claim Construction Brief
`(co-pending litigation, W. D. Tex.)
`
`July 31, 2014 Declaration of Randy Katz regarding Claim
`Construction (including exhibits)
`(co-pending litigation, W.D. Tex.).
`
`Special Master’s Recommended Constructions
`(co-pending litigation, W.D. Tex.)
`
`Crossroads Industry Awards
`
`Sept. 7, 2012 Strongbox Engineering Excellence Award
`Announcement
`
`Small Computer System Interface-2, ANSI X3.131-1994
`
`Randy H. Katz, High Performance Network and Channel-Based
`Storage, Proceedings of the IEEE, Vol. 80, No. 8, August 1992
`
`[Reserved]
`
`Tree Illustration with annotations from Jeffrey Chase, Ph.D.
`(unfiled, referenced in April 3, 2015 Chase Deposition)
`
`Table Illustration, hand drawn by Scott Crocker
`(unfiled, referenced in April 3, 2015 Chase Deposition)
`
`Figure 2 of Hirai (Ex. 1008 at 6) with annotations
` by Jeffrey Chase, Ph.D.
`(unfiled, referenced in April 4, 2015 Chase Deposition)
`
`Declaration of Brian Bianchi (April 20, 2015)
`
`Exhibit A to Declaration of Brian Bianchi
`Confidential Protective Order Material
`
`
`2038
`
`2039
`
`2040
`
`2041
`
`2042
`
`2043
`
`2044
`
`
`
`
`
`2045
`
`2046
`
`2047
`
`2049
`
`2050
`
`2051
`
`2052
`
`2053
`
`2054
`
`2048
`
`Exhibit No. Description
`
`Exhibit B to Declaration of Brian Bianchi
`Confidential Protective Order Material
`
`Exhibit C to Declaration of Brian Bianchi
`
`SCSI 3 Architecture Model, ANSI X3.270-1996
`
`NFS: Network File System Version 3 Protocol Specification, Sun
`Microsystems, February 16, 1994
`
`Declaration of Jennifer Ray Crane (April 16, 2015)
`
`Exhibit A to Declaration of Jennifer Ray Crane
`Confidential Protective Order Material
`
`Appendix B to Declaration of Jennifer Ray Crane
`
`Appendix C to Declaration of Jennifer Ray Crane
`Confidential Protective Order Material
`
`Declaration of John Levy, Ph.D.
`
`Deposition of Jeffrey S. Chase, Ph.D., Cisco Sys., Inc. v. Crossroads
`Sys., Inc., IPR2014-01197, -01207, -01209,
`Vol. I, pp. 1-225 (PTAB April 3, 2015)
`
`Deposition Jeffrey S. Chase, Ph.D., Cisco Sys., Inc. v. Crossroads
`Sys., Inc., IPR2014-01197, -01207, -01209,
`Vol. II, pp. 226-432 (PTAB April 4, 2015)
`
`Andrew S. Tanenbaum, Modern Operating Systems (3rd ed. 2008)
`Chaps 4-5
`
`Andrew S. Tanenbaum, Modern Operating Systems (1st ed. 1992),
`Chaps 1, 4, and 7
`
`
`2055
`
`2056
`
`2057
`
`
`
`
`
`2058
`
`2059
`
`2060
`
`Exhibit No. Description
`
`M. Satyanarayanan, Integrating Security in Large Distributed
`System, ACM Transactions on Computer Systems, Vol. 7, No. 3,
`August 1989, at 247
`
`The Open Group, Protocols for Interworking: XNFS, Version 3W
`(1998)
`
`Deposition of Randy Katz, Ph.D., Crossroads Sys., Inc. v. Multiple
`Defendants
`(co-pending litigation in W.D. Tex. August 9, 2014)
`
`SCSI-3 Block Commands (SBC), ANSI NCITS 306-1998
`
`2061
`
`2062
`
`2063
`
`2064
`
`2065
`
`2066
`-2299
`
`2300
`
`2301
`
`Fibre Channel Protocol for SCSI (FCP), ANSI X3.269-1996
`
`SCSI-3 Primary Commands (SPC), ANSI X3.301-1997
`
`Fibre Channel Physical and Signaling Interface (FC-PH) revision
`4.3, ANSI working draft, proposed June 1, 1994
`
`September 5, 2014 Stipulated Definitions of Claim Terms (co-
`pending litigation, W.D. Tex.)
`
`[Reserved]
`
`
`May 28, 1997 Fax from Geoffrey Hoese to Anthony Peterman
`(Plaintiff’s Exhibit 7 in Trial of Crossroads Systems, (Texas), Inc. v.
`Chaparral Network Storage, Inc., Docket No. A 00-CA-217 SS
`(W.D. Tex. 2001)
`
`Excerpts from Transcript of Trial in Crossroads Systems, (Texas),
`Inc. v. Chaparral Network Storage, Inc., Docket No. A 00-CA-217
`SS (W.D. Tex. 2001)
`
`
`
`
`
`
`2302
`
`2303
`
`2305
`
`2306
`
`2307
`
`2304
`
`Exhibit No. Description
`
`Excerpts from Deposition of Geoff Hoese, August 6, 2001, taken in
`Crossroads Systems, (Texas), Inc. v. Chaparral Network Storage,
`Inc., Docket No. A 00-CA-217 SS (W.D. Tex. 2001)
`
`July 11, 1997 Letter and Draft Patent Application from Mr. Anthony
`Peterman (Baker & Botts LLP) to Mr. Geoffrey Hoese (Plaintiff’s
`Exhibit 266 in Trial of Crossroads Systems, (Texas), Inc. v.
`Chaparral Network Storage, Inc., Docket No. A 00-CA-217 SS
`(W.D. Tex. 2001)
`
`Excerpts from Deposition of Anthony Peterman, Nov. 14, 2000,
`taken in Crossroads Systems, (Texas), Inc. v. Chaparral Network
`Storage, Inc., Docket No. A 00-CA-217 SS (W.D. Tex. 2001)
`
`Declaration of John Middleton
`
`Excerpts from Deposition of Geoff Hoese, Sept. 18-19, 2000, taken
`in Crossroads Systems, (Texas), Inc. v. Chaparral Network Storage,
`Inc., Docket No. A 00-CA-217 SS (W.D. Tex. 2001).
`
`Verrazano FC-SCSI Bridge Product Overview Presentation, June
`19, 1996
`(Plaintiff’s Exhibit 4 in Trial of Crossroads Systems, (Texas), Inc. v.
`Chaparral Network Storage, Inc., Docket No. A 00-CA-217 SS
`(W.D. Tex. 2001)
`
`Verrazano Software Development, Sept. 10, 1996
`(Plaintiff’s Exhibit 5 in Trial of Crossroads Systems, (Texas), Inc. v.
`Chaparral Network Storage, Inc., Docket No. A 00-CA-217 SS
`(W.D. Tex. 2001)
`
`Verrazano: System Structure Drawings, Document Number
`DS04100, Jan. 22, 1997
`(Plaintiff’s Exhibit 6 in Trial of Crossroads Systems, (Texas), Inc. v.
`Chaparral Network Storage, Inc., Docket No. A 00-CA-217 SS
`(W.D. Tex. 2001)
`
`
`2308
`
`2309
`
`
`
`
`
`2310
`
`2311
`
`2312
`
`Exhibit No. Description
`
`Excerpts from Deposition of Jeffry Russell, Sept. 26, 2000, taken in
`Crossroads Systems, (Texas), Inc. v. Chaparral Network Storage,
`Inc., Docket No. A 00-CA-217 SS (W.D. Tex. 2001).
`
`Conception and Reduction to Practice Timeline (Demonstrative)
`
`Verrazano Bare Board Drawings (latest revisions Sept. 3, 1997)
`CRDS 50579
`
`Engineering/Lab Notebook of Geoff Hoese
`(Plaintiff’s Exhibit 263 in Trial of Crossroads Systems, (Texas), Inc.
`v. Chaparral Network Storage, Inc., Docket No. A 00-CA-217 SS
`(W.D. Tex. 2001)
`(Exhibit 12 to Deposition of Geoff Hoese, Sept. 19, 2000, taken in
`Crossroads Systems, (Texas), Inc. v. Chaparral Network Storage,
`Inc., Docket No. A 00-CA-217 SS (W.D. Tex. 2001)).
`
`Verrazano Enclosure Specification, Revision 2.1, June 5, 1997
`(Plaintiff’s Exhibit 264 in Trial of Crossroads Systems, (Texas), Inc.
`v. Chaparral Network Storage, Inc., Docket No. A 00-CA-217 SS
`(W.D. Tex. 2001)
`
`[Reserved]
`
`CP4x00 Product Specification (Preliminary)
`(Plaintiff’s Exhibit 267 in Trial of Crossroads Systems, (Texas), Inc.
`v. Chaparral Network Storage, Inc., Docket No. A 00-CA-217 SS
`(W.D. Tex. 2001)
`(Exhibit 10 to Deposition of Jeffry Russell, Sept. 26, 2000, taken in
`Crossroads Systems, (Texas), Inc. v. Chaparral Network Storage,
`Inc., Docket No. A 00-CA-217 SS (W.D. Tex. 2001)).
`
`
`2315
`
`2313
`
`2314
`
`2316
`
`
`
`
`
`2317
`
`Exhibit No. Description
`
`Verrazano Hardware Architecture, Revision 1.0, Aug. 25, 1997
`(Plaintiff’s Exhibit 268 in Trial of Crossroads Systems, (Texas), Inc.
`v. Chaparral Network Storage, Inc., Docket No. A 00-CA-217 SS
`(W.D. Tex. 2001)
`(Exhibit 2 to Deposition of Jeffry Russell, Sept. 26, 2000, taken in
`Crossroads Systems, (Texas), Inc. v. Chaparral Network Storage,
`Inc., Docket No. A 00-CA-217 SS (W.D. Tex. 2001)).
`
`
`
`2318
`
`2319
`
`2320
`
`2321
`
`2322
`
`Verrazano: System Structure Drawings, Document Number
`DS04100, Sept. 3, 1997
`
`Verrazano Software Architecture, Revision 1.1, Aug. 27, 1997
`
`Verrazano Programmable Device Instructions, Version 1.1, Sept. 5,
`1997
`
`Verrazano Component List and Insertion List Report, Sept. 29, 1997
`
`Engineering/Lab Notebook of Geoff Hoese
`(Plaintiff’s Exhibit 274 in Trial of Crossroads Systems, (Texas), Inc.
`v. Chaparral Network Storage, Inc., Docket No. A 00-CA-217 SS
`(W.D. Tex. 2001)
`(Exhibit 14 to Deposition of Geoff Hoese, Sept. 19, 2000, taken in
`Crossroads Systems, (Texas), Inc. v. Chaparral Network Storage,
`Inc., Docket No. A 00-CA-217 SS (W.D. Tex. 2001)).
`
`December 31, 1997 Letter and Patent Application from Mr. William
`Hulsey (Baker & Botts LLP) to Mr. Dale Quisenberry
`
`(Plaintiff’s Exhibit 275 in Trial of Crossroads Systems, (Texas), Inc.
`v. Chaparral Network Storage, Inc., Docket No. A 00-CA-217 SS
`(W.D. Tex. 2001)
`Declaration of Brian Bianchi (May 26, 2015)
`
`2325-2349 [RESERVED]
`
`2323
`
`2324
`
`
`
`
`
`Exhibit No. Description
`
`Declaration of John Middleton (June 8, 2015)
`
`2350
`
`Declaration of Brian Bianchi (June 16, 2015)
`
`Patent Owner’s Demonstrative Exhibits for Oral Hearing
`
`2351
`
`2352
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