`U.S. Patent No. 7,147,759
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
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`THE GILLETTE COMPANY
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`Petitioner
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`v.
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`ZOND, LLC
`Patent Owner
`__________________
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`Case IPR2014-00985
`Patent 7,147,759
`__________________
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`ZOND LLC’S PATENT OWNER PRELIMINARY RESPONSE
`PURSUANT TO 37 C.F.R. § 42.107(a)
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`IPR2014-00985
`U.S. Patent No. 7,147,759
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`TABLE OF CONTENTS
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`I. INTRODUCTION .......................................................................................................................1
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`II. TECHNOLOGY BACKGROUND ...........................................................................................9
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`A.
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`B.
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`Overview Of Magnetron Sputtering Systems. ...............................................................9
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`The ’759 patent: Dr. Chistyakov invents a new magnetically enhanced
`sputtering source that creates a multi-step ionization process generating
`highly-ionized plasma from weakly ionized plasma without forming an arc
`discharge. .....................................................................................................................10
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`C.
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`The Petitioner Mischaracterized The File History, the Patent Owner’s
`Arguments To The Examiner, and Mozgrin. ...............................................................13
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`III. SUMMARY OF PETITIONER’S PROPOSED GROUNDS FOR REVIEW .......................15
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`IV. PATENT OWNER’S CLAIM CONSTRUCTIONS. .............................................................17
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`A.
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`B.
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`The construction of “weakly ionized plasma” and “strongly ionized plasma.” ..........18
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`The construction of “multi-step ionization process”. ..................................................19
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`V. THERE IS NO REASONABLE LIKELIHOOD OF PETITIONER PREVAILING
`AS TO A CHALLENGED CLAIM OF THE ’738 PATENT. ..............................................22
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`A.
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`B.
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`The Petition failed to set forth a proper obviousness analysis. ....................................23
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`The Petition failed to demonstrate any motivation to combine. ..................................25
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`1.
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`Scope and content of prior art. ...............................................................................27
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`a.
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`b.
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`Kudryavtsev – A. A. Kudryavtsev and V.N. Skerbov, Ionization
`relaxation in a plasma produced by a pulsed inert-gas discharge, Sov.
`Phys. Tech. Phys. 28(1), pp. 30-35, January 1983 (Ex. 1004), .......................28
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`Mozgrin – D.V. Mozgrin, et al, High-Current Low-Pressure Quasi-
`Stationary Discharge in a Magnetic Field: Experimental Research,
`Plasma Physics Reports, Vol. 21, No. 5, pp. 400-409, 1995 (Ex. 1203). ........30
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`c.
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`Wang – U.S. Patent No. 6,413,382 (Exhibit 1005)..........................................33
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`2.
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`The Petitioner Fails To Show That It Would Have Been Obvious To
`Combine The Cylindrical Tube System Without A Magnet Of
`Kudryavtsev With Either The Mozgrin or Wang Magnetron System. ..................35
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`C.
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`The Petition fails to demonstrate how the alleged combinations teach every
`element of the challenged claims. ................................................................................40
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`ii
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`IPR2014-00985
`U.S. Patent No. 7,147,759
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`1.
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`2.
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`The cited references do not teach “applying a voltage pulse to the weakly-
`ionized plasma, an amplitude and a rise time of the voltage pulse being
`chosen to increase an excitation rate of ground state atoms that are present
`in the weakly-ionized plasma to create a multi-step ionization process that
`generates a strongly-ionized plasma,” as recited in independent claim 20............41
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`The cited references do not teach a “multi-step ionization process
`comprising exciting the ground state atoms to generate excited atoms, and
`then ionizing the excited atoms within the weakly-ionized plasma without
`forming an arc discharge,” as recited in claim 20. .................................................48
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`D.
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`The Petition Fails to Identify Any Compelling Rationale for Adopting
`Redundant Grounds of Rejection With Mozgrin Or Wang As The Primary
`Reference. ....................................................................................................................52
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`E.
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`The Petitioner Failed To Establish That The Mozgrin Thesis Is Prior Art. .................57
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`VI. CONCLUSION.......................................................................................................................59
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`IPR2014-00985
`U.S. Patent No. 7,147,759
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`I. INTRODUCTION
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`
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`The Petitioner has represented in a motion to joinder that this petition
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`“is identical to the Intel IRP no. IRP2014-00445 in all substantive respects,
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`includes identical exhibits, and relies upon the same expert declarant.”
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`Accordingly, based upon that representation, the Patent Owner opposes review
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`on the same basis presented in opposition to Intel’s request no. IRP2014-
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`00445, which is reproduced below:
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`The Board should deny the present request for inter partes review of U.S.
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`Patent No. 7,147,759 (“the ’759 patent”) because there is not a reasonable
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`likelihood that the Petitioner will prevail at trial with respect to at least one
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`claim of the ’759 patent.1
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`The references that are primarily relied upon by the Petitioner (i.e.,
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`Mozgrin and Wang) were already considered by the Examiner and overcome
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`during the prosecution of the application corresponding to the ’759 patent.
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`Indeed, these references were considered by 6 different examiners and
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`1 35 U.S.C. § 314(a).
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`1
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`IPR2014-00985
`U.S. Patent No. 7,147,759
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`overcome during the prosecution of 9 other patents that are related to the ’759
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`patent over nearly a 10 year period.2
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`Upon realizing that there was no prior art that was closer to the claimed
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`invention than the art that had already been considered and overcome at the
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`patent office, the Petitioner resorted to a desperate strategy of filing an
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`enormous number of IPR petitions (i.e., 5 IPRs against the ‘759 patent and an
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`additional 17 against related patents) and alleging that the Patent Owner had
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`mischaracterized Mozgrin to the patent office.3
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`But this strategy cannot succeed because the Patent Owner did not make
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`any mischaracterizations and could not have possibly tricked 6 different
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`examiners to allow 10 patents over the course of nearly a decade by
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`mischaracterizing a reference that all 6 Examiners read themselves. Rather,
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`the Petitioner mischaracterized the prior art references in its Petition and failed
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`2 Examiners Douglas Owens, Tung X. Le, Rodney McDonald, Wilson Lee,
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`Don Wong, and Tuyet T. Vo allowed U.S. Patents 7,808,184, 7,811,421,
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`8,125,155, 6,853,142, 7,604,716, 6,896,775, 6,896,773, 6,805,779, and
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`6,806,652 over Mozgrin and Wang over nearly a decade from the time that the
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`application for the ‘759 patent was filed on 9/30/2002 to the time that the ‘155
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`patent issued on 2/28/2012.
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`3 Petition, p. 7.
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`2
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`U.S. Patent No. 7,147,759
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`to set forth a prima facia case of obviousness for the proposed grounds of
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`rejection, as shown by five main groups of reasons.
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`First, the Petitioner neglected to follow the legal framework for an
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`obviousness analysis set forth long ago by the Supreme Court. 4 That
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`framework requires consideration of the following factors: (1) the scope and
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`content of the prior art, (2) any differences between the claimed subject matter
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`and the prior art, and (3) the level of skill in the art. The Board has previously
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`warned that failure to identify differences between the cited art and the claims
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`is a basis for denying a petition:
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`A petitioner who does not state the differences between
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`a challenged claim and the prior art, and relies instead on the
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`Patent Owner and the Board to determine those differences based
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`on the rest of the submission in the petition risks having the
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`corresponding ground of obviousness not included for trial for
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`failing to adequately state a claim for relief. 5
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`4 Graham v. John Deere Co., 383 U.S. 1, 17-18, 148 USPQ 459, 467 (1966); see
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`also KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 399 (2007) (“While the sequence
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`of these questions might be reordered in any particular case, the [Graham]
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`factors define the controlling inquiry.”)
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`5 Liberty Mutual v. Progressive Casualty, CMB-2012-00003, paper 7 at 2 – 3.
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`3
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`The Petitioner ignored the Board’s warning by failing to identify the
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`differences between the challenged claim and the prior art. That is, the
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`Petitioner failed to identify the claim limitations that it believed are missing
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`from the primary references (i.e., Mozgrin and Wang) and are instead taught
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`by the secondary references (e.g., Kudryavtsev). Rather, Petitioner argued that
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`the claim limitations are taught by “the combination of Mozgrin and
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`Kudryavtsev,” or “the combination of Wang and Kudryavtsev,” leaving the
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`Board to figure out whether the primary or secondary reference teaches the
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`claim limitation.6 Under this circumstance, it would be “inappropriate for the
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`Board to take the side of the Petitioner to salvage an inadequately expressed
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`ground …”7 On this basis alone, inter partes review based on obviousness
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`should be denied.8
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`Second, the Petitioner’s obviousness rejections are all predicated on the
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`false assumption that a skilled artisan could have achieved the particular type
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`of magnetically enhanced sputtering source structure and voltage pulse to
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`achieve the multi-step ionization process without arcing as recited in
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`6 See e.g., Petition at pp. 24, 29, and 50.
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`7 Id.
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`8 Liberty Mutual v. Progressive Casualty, CMB-2012-00003, paper 7 at 2 – 3; paper
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`8 at 14-15.
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`4
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`U.S. Patent No. 7,147,759
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`independent claim 20 of the ‘759 patent by combining the teachings of either
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`Mozgrin or Wang and Kudravtsev.9 But these three references disclose very
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`different structures and processes. Mozgrin teaches two different “[d]ischarge
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`device configurations: (a) planar magnetron and (b) shaped-electrode
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`configuration.”10 Wang teaches a “small magnetron of area less than 20% of
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`the target area rotating about the target center.”11 Kudryavtsev teaches a
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`fourth type of discharge device configuration in which the “discharge occurred
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`inside a cylindrical tube of diameter 2R = 2.5 cm and the distance between the
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`electrodes was L = 52 cm.”12
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`And the Petitioner sets forth no evidence that the structure and process
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`of either Mozgrin or Wang would produce the particular multi-step ionization
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`process and magnetically enhanced sputtering source of the ‘759 patent if
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`either were somehow modified by the teachings of the very different structure
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`and process of Kudryavtsev.13 That is, the Petitioner did not show that a
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`“skilled artisan would have been motivated to combine the teachings of the
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`9 Petition, pp. 17-31 and 41-51.
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`10 Mozgrin, Exhibit 1203 at Fig. 1 caption.
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`11 Wang, Exhibit 1205, Abstract.
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`12 Kudryavtsev, Ex. 1204 at 32, right col. ¶5.
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`13 See e.g., Petition, pp. 18-31 and 41-51.
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`5
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`U.S. Patent No. 7,147,759
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`prior art references to achieve the claimed invention, and that the skilled
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`artisan would have had a reasonable expectation of success in doing so.”14
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`The Board has consistently declined to institute proposed grounds of rejections
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`in IPR proceedings when the Petition fails to identify any objective evidence
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`such as experimental data, tending to establish that two different structures or
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`processes can be combined.15 Here, the Petitioner did not set forth any such
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`objective evidence.16 For this additional reason, there is not a reasonable
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`likelihood that the Petitioner will prevail at trial with respect to at least one
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`claim of the ’759 patent.
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`Third, each of the Petitioner’s proposed grounds of rejections is missing
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`one or more limitations recited in independent claim 20 of the ‘759 patent
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`including “applying a voltage pulse to the weakly-ionized plasma, an
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`amplitude and a rise time of the voltage pulse being chosen to increase an
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`excitation rate of ground state atoms that are present in the weakly-ionized
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`plasma to create a multi-step ionization process that generates a strongly-
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`14 OSRAM Sylvania, Inc. v. Am Induction Techs., Inc., 701 F.3d 698, 706 (Fed.
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`Cir. 2012).
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`15 Epistar, et al. v. Trustees Of Boston University, IPR2013-00298, Decision Not To
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`Institute, Paper No. 18 (P.T.A.B. November 15, 2103).
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`16 See e.g., Petition, pp. 18-31 and 41-51.
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`6
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`U.S. Patent No. 7,147,759
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`ionized plasma,”17 and a “multi-step ionization process comprising exciting the
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`ground state atoms to generate excited atoms, and then ionizing the excited
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`atoms within the weakly-ionized plasma without forming an arc discharge.”18
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`Fourth, the Petition contains many redundant grounds of rejection.
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`Indeed, the Petitioner proposed two or more grounds of rejections for every
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`challenged claim and did not set forth a compelling reason for why the Board
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`should institute this proceeding on multiple, redundant grounds.19
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`Fifth, the Mozgrin Thesis is not prior art because Petitioner failed to
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`show that it “has been disseminated or otherwise made available to the extent
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`that persons interested and ordinarily skilled in the subject matter or art,
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`exercising reasonable diligence, can locate it."20
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`In brief, the Petitioner failed to demonstrate that there is a reasonable
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`likelihood that it will prevail with respect to at least one of the claims
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`challenged in the petition for the five reasons summarized in the table below:
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`Grounds
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`Reasons For Not Instituting a Proceeding
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`17 Exhibit 1301, ‘759 patent, col. 22, ll. 50-55.
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`18 Id. at col. 22, ll. 57-61.
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`19 Petition, pp. 43-60.
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`20 In re Wyer, 655 F.2d 221, 210 USPQ 790 (CCPA 1981) (quoting I.C.E. Corp. v.
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`Armco Steel Corp., 250 F. Supp. 738, 743, 148 USPQ 537, 540 (SDNY 1966)).
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`7
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`All
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`The Petitioner failed to identify differences between
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`IPR2014-00985
`U.S. Patent No. 7,147,759
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`the primary references (i.e., Mozgrin and Wang)
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`and the claimed invention in the proposed
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`obviousness rejections.
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`All
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`The Petitioner failed to show that a skilled artisan
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`would have had a reasonable chance of success of
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`achieving the claimed multi-step ionization process
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`and magnetically enhanced sputtering source by
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`combining Kudryavtsev’s cylindrical system that
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`does not perform sputtering and does not have a
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`magnet with either the planar magnetron or shaped-
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`electrode configuration of Mozgrin or the small
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`magnetron system of Wang.
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`All
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`The prior art, either alone or in combination, would
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`not have taught all the claim limitations of at least
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`independent claim 20 to a skilled artisan at the time
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`of the invention.
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`Ground I-V or Grounds
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`Grounds I-V using Mogzrin as a primary reference
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`VI-IX
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`are redundant with Grounds VI-IX using Wang as a
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`primary reference and the Petitioner did not set
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`forth a compelling reason for why the Board should
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`institute this proceeding on multiple, redundant
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`grounds.
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`Grounds II and X
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`The Mozgrin Thesis is not prior art.
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`8
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`For these reasons as expressed more fully below, the Board should deny the
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`IPR2014-00985
`U.S. Patent No. 7,147,759
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`Petition.
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`II. TECHNOLOGY BACKGROUND
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`A. Overview Of Magnetron Sputtering Systems.
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`Sputtering systems generate and direct ions from plasma “to a target
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`surface where the ions physically sputter target material atoms.”21 Then, “[t]he
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`target material atoms ballistically flow to a substrate where they deposit as a
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`film of target material.22 “The plasma is replenished by electron-ion pairs
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`formed by the collision of neutral molecules with secondary electrons
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`generated at the target surface.”23
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`A planar magnetron sputtering system is one type of sputtering system.24
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`“Magnetron sputtering systems use magnetic fields that are shaped to trap and
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`to concentrate secondary electrons, which are produced by ion bombardment
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`of the target surface.”25 “The trapped electrons enhance the efficiency of the
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`21 Exhibit 1201, ‘759 patent, col. 1, ll. 9-11.
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`22 Id. at col. 1, ll. 11-13.
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`23Id. at col. 1, ll. 32-34.
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`24 Id. at 1, ll. 36-54.
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`25 Id. at col. 1, ll. 36-38.
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`U.S. Patent No. 7,147,759
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`discharge and reduce the energy dissipated by electrons arriving at the
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`substrate.”
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`But prior art planar magnetron sputtering systems experienced “non-
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`uniform erosion or wear of the target that results in poor target utilization.”26
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`To address these problems, researchers increased the applied power and later
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`pulsed the applied power.27 But increasing the power increased “the
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`probability of establishing an undesirable electrical discharge (an electrical arc)
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`in the process chamber.” And “very large power pulses can still result in
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`undesirable electrical discharges and undesirable target heating regardless of
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`their duration.”28
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`B. The ’759 patent: Dr. Chistyakov invents a new magnetically enhanced
`sputtering source that creates a multi-step ionization process
`generating highly-ionized plasma from weakly ionized plasma
`without forming an arc discharge.
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`To overcome the problems of the prior art, Dr. Chistyakov invented a
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`magnetically enhanced sputtering source having a particular structure of an
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`anode, cathode, ionization source, magnet and power supply generating a
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`particular type of voltage pulse to perform a multi-step ionization process
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`26 Id. at col. 2, ll. 57-59.
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`27 Id. at col. 1, l. 60 to col. 2, l. 9.
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`28 Id. at col. 3, ll. 7-9.
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`10
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`without forming an arc discharge as recited in independent claim 1 and as
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`illustrated in Fig. 2 of the ’759 patent, reproduced below:
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`As illustrated by FIG. 2, Dr. Chistyakov’s magnetically enhanced sputtering
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`source includes an anode 238 and a cathode assembly 216. The anode 238 is
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`11
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`positioned adjacent to the cathode assembly “so as to form a gap 244 between
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`the anode 238 and the cathode assembly 216 that is sufficient to allow current
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`to flow through a region 245 between the anode 238 and the cathode assembly
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`216.”29 The gap 244 and the total volume of region 245 are parameters in the
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`ionization process.”30 The “cathode assembly 216 includes a cathode 218 and
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`a sputtering target 220 composed of target material.”31 “[T]he pulsed power
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`supply 234 is a component in an ionization source that generates the weakly-
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`ionized plasma.”32 “The pulsed power supply applies a voltage pulse between
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`the cathode assembly 216 and the anode 238.”33 “The amplitude and shape of
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`the voltage pulse are such that a weakly-ionized plasma is generated in the
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`region 246 between the anode 238 and the cathode assembly 216.”34 “The
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`peak plasma density of the pre-ionized plasma depends on the specific
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`29 Id. at col. 5, ll. 40-43.
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`30 Id. at col. 5, ll. 47-49.
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`31 Id. at col. 4, ll. 58-60.
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`32 Id. at col. 6, ll. 22-24.
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`33 Id. at col. 6, ll. 24-26.
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`34 Id. at col. 6, ll. 28-30.
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`12
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`U.S. Patent No. 7,147,759
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`magnetron sputtering system and is a function of the location of the
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`measurement in the pre-ionized plasma.”35
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`Thus, Dr. Chistyakov accomplished his breakthrough of achieving a
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`multi-step ionization process without forming an arc discharge by inventing a
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`particular magnetically enhanced sputtering source having a particular
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`structure of interconnected components with a carefully chosen amplitude and
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`rise time of the applied voltage pulse.
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`C. The Petitioner Mischaracterized The File History, the Patent Owner’s
`Arguments To The Examiner, and Mozgrin.
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`The Petitioner alleged that “[a]dding the ‘without forming an arc’
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`limitation resulted in allowance.”36 But this allegation is just not true for two
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`main reasons. First, the Examiner stated that he allowed the ’759 patent —
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`not just because of the arc limitation — but because of the combination of
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`many claim limitations:
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`Applicant's arguments filed May 2, 2006 have been fully
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`considered and are deemed persuasive. Specifically, Claims 1-50
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`are allowable over the prior art of record because … the applied
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`prior art applied in the previous office action does not teach the
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`claimed apparatus or method wherein an ionization source
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`35 Id. at col. 6, ll. 35-38.
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`36 Petition, p. 8.
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`13
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`generates a weakly-ionized plasma proximate to the anode and
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`cathode assembly and a power supply generating a voltage pulse
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`that produces an electric field between the cathode assembly and
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`the anode, the power supply being configured to generate the
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`voltage pulse with an amplitude and a rise time that increases an
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`excitation rate of ground state atoms that are present in the
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`weakly-ionized plasma to create a multi-step ionization process
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`that generates a strongly-ionized plasma, from the weakly ionized
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`plasma, the multi-step ionization process comprising exciting the
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`ground state atoms to generate excited atoms, and then ionizing
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`the excited atoms within the weakly-ionized plasma without
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`forming an arc discharge.37
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`Second, the Patent Owner (i.e., the Applicant at that time), did not argue, as
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`alleged by the Petitioner, that the claims were allowable solely because of the
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`“without forming an arc” limitation; it instead argued, inter alia, that “there is
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`no description in Mozgrin of a multi-step ionization process that first excites
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`ground state atoms to generate excited atoms, and then ionizes the excited
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`atoms without forming an arc discharge.”38 That is, the Patent Owner argued
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`that Mozgrin did not teach avoidance of an arc discharge during a particular
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`37 Exhibit 1215, Notice of Allowance, September 29, 2006, pp. 2-3.
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`38 Exhibit 1213, Response to Office Action, May 2, 2006, p. 13 (emphasis
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`omitted).
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`14
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`IPR2014-00985
`U.S. Patent No. 7,147,759
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`process: the multi-step ionization process. In other words, the Petitioner
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`mischaracterized the Patent Owner’s argument to the Examiner by truncating
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`it and quoting only a small portion of it in the Petition.
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`Moreover, contrary to Petitioner’s allegation, the Patent Owner did not
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`mischaracterize Mozgrin because Mozgrin does not, in fact, teach that there is
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`no arcing during the multi-stage ionization process (e.g., while ionizing the
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`excited atoms within the weakly-ionized plasma).39 That is, Mozgrin does not
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`teach the avoidance of all arcing during execution of the particular process that
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`is identified in the claim.40
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`III. SUMMARY OF PETITIONER’S PROPOSED GROUNDS FOR
`REVIEW
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`Confusingly, the Petition contains multiple, redundant grounds of
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`rejection based on the same combination of references. In particular, for every
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`ground of rejection using Mozgrin as a primary reference, there is a
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`corresponding redundant ground using Wang as a primary reference. For the
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`Board’s convenience below is a summary of claim rejections proposed by the
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`Petitioner based on the different asserted combinations:
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`39 Infra, § V.C.2.
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`40 Id.
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`15
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`IPR2014-00985
`U.S. Patent No. 7,147,759
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`1. Claims 20 and 34: obvious in view of the combination of Mozgrin
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`and Kudryavtsev (Ground I);
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`2. Claims 21, 47 and 49: obvious in view of the combination of
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`Mozgrin, Kudryavtsev, and the Mozgrin Thesis (Ground II);
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`3. Claims 34-36: obvious in view of the combination of Mozgrin,
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`Kudryavtsev and Li (Ground III);
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`4. Claim 38: obvious in view of the combination of Mozgrin,
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`Kudryavtsev and Yamaguchi (Ground IV);
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`5. Claim 39: obvious in view of the combination of Mozgrin,
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`Kudryavtsev and Muller-Horsche (Ground V);
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`6. Claims 20, 21, 34, 36 and 47: obvious in view of the combination
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`of Wang and Kudryavtsev (Ground VI);
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`7. Claim 35: obvious in view of the combination of Wang,
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`Kudryavtsev and Li (Ground VII);
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`8. Claim 38: obvious in view of the combination of Wang
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`Kudryavtsev and Yamaguchi (Ground VIII);
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`9. Claim 39: obvious in view of the combination of Wang,
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`Kudryavtsev and Muller-Horsche (Ground IX); and
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`10.
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`Claim 49: obvious in view of the combination of Wang,
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`Kudryavtsev and the Mozgrin Thesis (Ground X).
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`16
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`IPR2014-00985
`U.S. Patent No. 7,147,759
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`IV. PATENT OWNER’S CLAIM CONSTRUCTIONS.
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`Under the Board’s rules, any unexpired claim “shall be given its broadest
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`reasonable construction in light of the specification of the patent in which it
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`appears.”41 Under that construction, claim terms are to be given their ordinary
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`and customary meaning as would be understood by one of ordinary skill in the
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`art in the context of the entire patent disclosure.42 The customary meaning
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`applies unless the specification reveals a special definition given to the claim
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`term by the patentee, in which case the inventor’s lexicography governs.43 Any
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`term not construed below should be given its ordinary and customary meaning
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`as would be understood by one of ordinary skill in the art. Patent Owner Zond
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`proposes the following claim constructions for the purposes of this inter partes
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`review proceeding.
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`41 37 C.F.R. § 42.100(b).
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`42 Phillips v. AWH Corp., 415 F.3d 1303, 1313 (Fed. Cir. 2005) (en banc);
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`Research in Motion v. Wi-Lan, Case IPR2013-00126, Paper 10 at 7 (P.T.A.B.
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`June 20, 2013).
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`43 See Phillips, 415 F.3d at 1316 (“[T]he specification may reveal a special
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`definition given to a claim term by the patentee that differs from the meaning
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`that it would otherwise possess. In such cases, the inventor’s lexicography
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`governs.”).
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`17
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`IPR2014-00985
`U.S. Patent No. 7,147,759
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`A. The construction of “weakly ionized plasma” and “strongly ionized
`plasma.”
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`The Petitioner’s proposed constructions of the claim terms “strongly
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`ionized plasma,” and “weakly ionized plasma” are wrong because they are not
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`the broadest reasonable constructions consistent with the specification. In
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`particular, the Petitioner’s proposed construction of “strongly ionized plasma”
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`as a “higher density plasma” is wrong because the proposed construction reads
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`the claim term “ionized” out of the claim. That is, the Petitioner’s proposed
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`construction of “strongly ionized plasma” is incomplete because it does not
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`specify what the term “density” refers to.
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`The proper construction of “strongly ionized plasma” is “a plasma with
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`a relatively high peak density of ions.” This proposed construction specifies
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`that the term “density” refers to ions and therefore, is consistent with the claim
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`language. Moreover, the proposed construction is also consistent with the
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`Specification of the ‘759 patent which refers to “strongly ionized plasma [as]
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`having a large ion density.”44 In addition, the proposed construction is also
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`consistent with the Specification of a related patent (i.e., U.S. Patent 6,806,652)
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`which states that “[t]he term ‘high-density plasma’ is also referred to as a
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`‘strongly-ionized plasma.’ The terms ‘high-density plasma’ and ‘strongly-
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`44 Exhibit 1201, ‘759 patent, col. 10, ll. 4-5.
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`18
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`IPR2014-00985
`U.S. Patent No. 7,147,759
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`ionized plasma’ are defined herein to mean a plasma with a relatively high
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`peak plasma density.”45
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`For similar reasons, the proper construction of the claim term “weakly
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`ionized plasma” is “a plasma having a low density of ions.” In particular, the
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`Specification of the ‘652 Patent states that “[t]he term ‘weakly-ionized plasma’
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`is defined herein to mean a plasma with a relatively low peak plasma density.
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`The peak plasma density of the weakly ionized plasma depends on the
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`properties of the specific plasma processing system.”46
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`B. The construction of “multi-step ionization process”.
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`The Petition’s proposed construction of the claim term “multi-step
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`ionization process” is also wrong because it is inconsistent with the claim
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`language that follows that term. The Petitioner proposed to construe the term
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`“multi-step ionization process” as “an ionization process in which a
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`statistically significant portion of the ions are produced by exciting ground
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`state atoms or molecules and then ionizing the excited atoms or molecules.”47
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`45 U.S. Patent 6,806,652, col. 10, ll. 60-63.
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`46 Id. at col. 8, ll. 55-52.
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`47 Petition, p. 18.
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`19
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`IPR2014-00985
`U.S. Patent No. 7,147,759
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` But substituting the Petitioner’s proposed construction for the claim
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`term in the last portion of claim 20 yields the following (with the Petitioner’s
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`proposed definition in italics):
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`the ionization process in which a statistically significant portion of the ions
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`are produced by exciting ground state atoms or molecules and then ionizing
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`the excited atoms or molecules comprising exciting the ground state
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`atoms to generate excited atoms, and then ionizing the excited
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`atoms within the weakly-ionized plasma without forming an arc
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`discharge.
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`Thus, the Petitioner’s proposed construction of the claim term renders much of
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`the claim language following the term superfluous because it essentially
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`incorporates that language into the construction of the term itself. In other
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`words, the feature of exciting the ground state atoms to generate excited atoms
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`and then ionizing the excited atoms is already in claim 20; it does not need to
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`also be inserted into the construction of the claim term “multi-step ionization
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`process.”
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` The claim term “multi-stop ionization process” should instead be
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`construed as “an ionization process having at least two distinct steps.” This
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`construction is the broadest reasonable construction consistent with the
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`specification. The term “multi” means two or more. And the Specification
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`discloses an ionization process hav