`
`
`
`Please type a plus sign (+) inside this box —-> E
`
`PTO/58105 (03-01)
`Approved for use through 10/31/2002. 0MB 06510032
`US. Patent and Trademark Office: 0.3. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`400550008
`Attorney Docket No.
`
`UTILITY
`
`
`
`PATENT APPLICATION
`
`TRANSMITTAL
`
`First Inventor
`
`David A. FARBER et al.
`
`IDENTIFYING DATA W A ATA PROCESSING SYSTEM
`
`(Only for new nonprovisiona/ applications under 37 C.F.R. 1.53(b))
`
`Express Mail Label No.
`
`APPLICATION ELEMENTS
`See MPEP chapter 600 concerning utility patent application contents.
`
`‘
`‘
`‘
`D
`ADDRESS TO:
`
`H Assistant Commissioner for Patents
`Box Patent Application
`Washington. DC 20231
`
`Fee Transmittal Form (e.g., PTO/33117)
`(Submit an original and a duplicate for lee processing)
`Applicant claims small entity status.
`See 37 CFR 1.27.
`[Total Pages m ]
`Specification
`(preferred arrangement set forth below)
`- Descriptive title of the Invention
`- Cross Reference to Related Applications
`- Statement Regarding Fed sponsored R & D
`- Reference to sequence listing, a table.
`or a computer program listing appendix
`- Background of the Invention
`- Brief Summary of the invention
`- Brief Description of the Drawings ( if filed)
`- Detailed Description
`- Claim(s)
`— Abstract of the Disclosure
`
`Drawing(s) (35 u.s.c.113)
`4.
`5. Oath or Declaration
`
`[Total Sheets ]
`[Total Pages E] ]
`a. E] Newly executed (original or copy)
`b.
`Copy from a prior application (37 CFR 1.63 (d))
`(fora continuation/divisional with Box 18 completed)
`'I. I] DELETION OF INVENTORlSi
`Signed statement attached deleting inventorts)
`named in the prior application. see 37 CFR
`1.63(d)(2) and 1.330)).
`Application Data Sheet. See 37 CFR 1.76
`
`6.
`
`7. El (ID—ROM or CD-R in duplicate, large table
`Computer Program (Appendix)
`8. Nucleotide and/or Amino Acid Sequence Submission
`(if applicable, all necessary)
`a. C] Computer Readable Form (CRF)
`b. Specification Sequence Listing on:
`i. E] CD‘ROM or CD—R (2 copies); or
`ii. [3 paper
`c. [:I Statements verifyin identi
`
`of above copies
`
`9. [:1
`10.
`
`Assignment Papers (cover sheet & document(s))
`37 C.F.R.§3.73(b) Statement
`[:1 Power of
`(when there is an assignee)
`Attorney
`
`11D
`
`12D
`
`13. [Xi
`14. El
`
`151:]
`
`16.l:]
`
`17.
`
`E] Copies of lDS
`Citations
`
`English Translation Document (if applicable)
`lnfonnation Disclosure
`Statement (IDS)/PTO—1449
`Preliminary Amendment
`Return Receipt Postcard (MPEP 503)
`(Should be specifically itemized)
`Certified Copy of Priority Document(s)
`(if foreign priority is claimed)
`Nonpublication Request under 35 U.S.C. 122
`(b)(2)(B)(i). Applicant must attach form PTO/SB/35
`or its equivalent.
`Other: Revocation of Power of Attomey
`
`Name (Print/Type)
`
`E Customer Number or Bar Code Label
`
`18. If a CONTINUING APPLICATION. check appropriate box, and supply the reqruiste innnation below and in aprearylimin ammdment,
`or in an Application Data Sheet under 37 CFR 1. 76:
`C] Continuation
`Divisional
`of prior application No: 90 l 987,723
`El Continuation-impart (CIP)
`Prior application information:
`Examiner Jean Raymond Homere
`Group /Art Unit: 2177
`For CONTINUATION or DIVISIONAL APPS only: The entire disclosure of the prior application. from which an oath or declaration is supplied
`under Box 5b, is considered a part of the disclosure of the accompanying or divisional application and is hereby incorporated by reference.
`The incorporation can only
`be relied upon when a portion has been inadvertently omitted from ibesubmitted applnicatio parts. ..
`17. CORRESPONDENCE ADDRESS
`26633
`'
`, Jinsert Customer No. or Attach bar code label here)
` ‘ Name
`
`
`
`l State
`Telephone
`
`orE]
`
`Correspondence address below
`
`GOOG-1019-Page 1 of 156
`
`GOOG-1019-Page 1 of 156
`
`
`
`newwm,
`‘
`Approved for use through 04/300003. OMB 0651-0032
`‘
`Palm! and Trademark (mice: US. DEPARTMENT OF COMMERCE‘
`Under the Paenvork Reduction Actofl995,no .1. ms arcr uircdto' u.
`- id to attollection Wrononunlessit
`i ula s a valid OMB control number.
`
`
`
`
`H
`i
`‘
`S '
`Complete ifKnown
`
`
`
`g
`FEE TRANSMITTAL
`“Minoan... _.
`
`
`
`
`co
`Concurrentl Herewith
`Filing Date
`“A.
`Effective 01/01/200fggielgt:arze9138?! to annualrevision.
`D3V1d A1 EERBER Cl 111..
`
`
`
`
`
`
`
`
`
`
`Unassigned
`Examiner Name
`52:,
`
`
`
`‘ An Unit
`E: 1:] Applicant claims small entity status. See 37 CFR 1.27
`Unassi ned
`
`
`
`
`
`
`E3 TOTAL AMOUNT OF PAYMENT
`Attorney Docket No.
`(5) 770.00
`40055-0008
`
`
`
`
` ' FEE CALCULATION (continued)
`METHOD OF PAYMENT (check one)
`
`
`
`[3 None
`ADDITIONAL FEES
`
`1:] Other
`[X Check
`[:1 Credit card
`1:] Money Order
`
` [:1 Deposit Account:
`
`Deposit
`Large
`Entity
`Small
`Entity
`1' cc
`
`
`
`
`Fee
`Fee
`Fee
`'Fee
`Fee Description
`Paid
`Account
`08-1641 (Docket No, 4005541008)
`I
`Number
`Code
`($)
`Code
`(5)
`
`
`
`
`2051
`130
`1051
`65
`Surcharge - late filing fee or oath
`Deposit
`
`
`
`
`
`Surcharge ~ late provisional filing fee
`Account
`I Heller Ehrman White & McAuliffe LLP
`
`Name
`
`
`1052
`50
`2052
`or cover sheet
`25
`1053
`130
`1053
`Non-English specification
`130
`
`
`
`reexamination
`
`1812
`2,520
`1812
`For filingarequcstfor crpnrte
`2,520
`
`
`1804
`920’
`1804
`Requesting publication of SIR prior to
`920‘
`
`
`
`Examiner action
`
`Requesting publication ofSlR after
`1,840'
`1805
`1.840“
`1805
`
`
`E Charge any additional fee(s) during the pendency of this application
`Examiner action
`
`
`1:] Charge fee(s) indicated below, except for the filing fee to the above-
`
`1251
`I 10
`2251
`55
`Extension for reply within first month
`identified dc - sit account.
`
`
`Extension for reply within second
`
`
`1252
`420
`2252
`210
`month
`1. BASIC FILING FEE
`
`1253
`950
`2253
`475
`Extension for reply widtin third month
`
`
`
`Fee Paid .
`‘ Large
`Small
`Entity
`Fee Description
`Entity
`Extension for reply within fourth
`1254
`1 ,480
`2254
`740
`
`
`Fee
`Fee
`Fee
`Fee
`month}
`.
`_
`
`
`
`
`
`
`’
`'
`‘
`mon
`1 005
`2255
`2 010
`‘255
`Code
`(5)
`Code
`(is)
`Extegston for reply Within filth
`
`
`
`
`155
`2401
`330
`1401
`100]
`770
`2001
`385
`Utility filing fee
`770
`Notice of Appeal
`
`
`
`
`
`165
`2402
`330
`1402
`1002
`340
`2002
`170
`Design filing fee
`Filing a briefin support ofan appeal
`
`
`
`
`
`145
`2403
`290
`1403
`1003
`530
`2003
`265
`Plant filing fee
`Request for oral hearing
`
`
`
`
`
`
`1,510
`1451
`1,510
`1451
`‘
`‘
`1004
`770
`2004
`385
`Reissue filing fee
`Sg‘giigmmm “ PM"; "3"
`
`
`
`
`
`
`
` 5524521 10“WWW” filing :3 1452 Petition to revive - unavoidable fee
`
`,
`‘005
`’60
`2°05
`80
`1453
`1.330
`2453
`Petition to revive - unirtten tional
`($)
`770
`
`
`
`1.330
` 1501
`
`
`
` Utility issue fee (or reissue) 2. EXTRA CLAIM FEES FOR UTILITY AND REISSUE 2501
`Fee from
`
`
`
`
`1 502
`480
`2502
`240
`Design issue fee
`Fee Paid
`below
`Extra Claims
`
`
`
`1503
`640
`Plant issue fee 2503 320
`
`
`[:21 ~2°"= 1:1 x
`=1:
`323“
`
`
`
`I460
`130
`1460
`130
`Petitions to the Commissioner
`
`
`
`1807
`50
`1807
`50
`Prowssing fee under 37 CFR 1.17m)
`i =[::l
`‘ Multiple Dependent
`
`
`
`
`
`Entity
`Small
`Fee Description
`Large
`Entity
`.
`.
`.
`.
`
`
`
`
`Fee
`Fee
`Fee
`Fee
`1806
`180
`I 806
`180
`zgmtssmn of Infomtatron D1sclosure
`Code
`(Si)
`Code
`(3)
`
`
`
`
`Claims in excess of 20
`1202
`18
`2202
`9
`8021
`40
`8021
`40
`Recording each patent assignment per
`property (times number of properties)
`
`1201
`86
`2201
`43
`
`
`
`
`Independent claims in excess of3 ‘
`I809
`770
`2309
`335
`Filing a submission after final
`rejection (37 CFR l.129(a))
`
`
`
`1810
`770
`2810
`385
`For each additional invention to be
`1203
`290
`2203
`145
`Multiple dependent claim, ifnot
`
`examined (37 CFR 1.129(b))
`paid
`
`
`
`1204
`86
`2204
`43
`"Reissue independent claims
`1801
`770
`2801
`385
`Request for Continued Examination
`
`
`
`over original patent
`(RCE)
`
`
`
`1802
`900
`1802
`900
`"Reissue claims in excess of 20
`Request for expedited examination or
`
`and over original patent
`a design application
`
`
`Other fee (specify)
`‘
`sumomm—
`
`”or numberpreviouslypaid, ifgreater; For Reissues, see above
`1 * Reduced by Basic Filing Fee Paid
`
`
`SUDBMITI‘E BY ’
`/ "
`.
`.
`.
`
`
`
`
`
`
`
`WARNIN i, nfomntion on this form may become public. Credit ca 1 infor» ition should not
`~
`.
`‘ dad on this form. Provide credit card information and authorization on PTO-1038.
`' -
`>
`This collection of information is required by 37 CFR LI? and LN. The attenuation is required to obtain or retain a benefit by the public which is to file (and by the USP’I‘O to process) an
`application Confidentiality is governed by 35 0.5.6 122 and 37 CFR 1.14. This col1cction is estimated to take l2 minutes to complete, including gnawing preparing. and whmitfing the completed
`appliwtion form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer. U.S. Patent and Trademark Office. U.S. Department of Commerce, Washington. DC 2023!. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Mail Stop W. Commissioner for Patents, PO. Box 1450, Alexandrin,‘VA 223134450.
`Ifynu need aninance in completing ihefbnn. cull l-JDO—PTO-DIW (I«800-786—9!99) and .
`
`SUBTOTAL (3)
`
`
`Compelte (tfaptplcable)
`
`'G
`
`OOG-iOig-Page 2 of 156
`
`‘
`
`1205
`
`18
`
`2205
`
`9
`
`
`
`
`
`
`i
`
`
`
`"
`
`.
`
`. M.-
`
`/
`
`.
`
`lllllll
`
`
`
`
`80833111111111111111111111111
`
`The Commissioner is authorized to:
`
`(check all that apply)
`
`[:1 Charge fee(s) indicated below E Credit any overpayments
`
`
`
`
`
`GOOG-1019-Page 2 of 156
`
`
`
`_—.L.
`
`or: -
`0:)U—L
`
`Please type a plus sign (+) inside this box -> '3]
`
`
`
`(Only for new nonprovisional applications under 37 C.F.R. 1.53(b))
`
`Express Mail Label No.
`
`1. ‘3
`
`2. [:1
`3. K4
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`9. E]
`10.
`
`Assignment Papers (cover sheet & document(s))
`37 C.F.R.§3.73(b) Statement E] Power of
`(when there is an assignee)
`Attorney
`
`11. [:1
`
`English Translation Document (if applicable)
`
`E] Copies of IDS
`, Citations
`
`15. El
`
`16. I]
`
`17.
`
`in apreliminary amendment,
`
`V
`
`i i
`
`KI Customer Number or Bar Code Label
`
`
`.
`I... (Insert Customer No. or Attach bar code label here)
`
`
`or
`
`[:1
`
`Correspondence address below
`
`
`
`
`
`
`iZip Code
`Fax
`
`Telephone
`
`
`
`
`Name (Print/Type)
`
`
`
`
`
`Brian Siritzky
`‘1.
`/
`
`
`
`
`
`
`
`Registration No. (Attomey/Agent)
`
`A
`
`
`
`
`
`GOOG-1019-Page 3 of 156
`
`PTO/$8105 (0301)
`~
`
`Approved for use through 10/31/2002. 0MB 0651-0032
`US. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`.0823L
`
`
`UTILITY - 40055pooa ‘
`
`
`
`
`.
`PATENT APPLICATION _ naviumaeaetar
`p
`..
`
`
`TRAN SMITTAL
`IDENTIFYING DATA IN A DATA PROCESSING SYSTEM
`
`
`
`
`Assistant Commissioner for Patents
`
`
`, PAPLICATION ELEMENTS H 0
`
`‘ ADDRESS TO'
`Box Patent Application
`
`
`See MPEP chapter 600 concerning utility patent application contents.
`Washington, DC 20231
`
`
`
`
`
`
`
`
`
`
`
`7. D CDvROM or CD-R in duplicate, large table or
`Computer Program (Appendix)
`8. Nucleotide and/or Amino Acid Sequence Submission
`(if applicable, all necessary)
`a. C] Computer Readable Form (CRF)
`b. Specification Sequence Listing on:
`i. [:1 CD_RQM or COR (2 copies); or
`
`ii. [I paper
`of above copies
`c. [:1 Statements verifying identi
`ACCOMPANYING APPLICATIONS PARTS
`
`
`
`‘
`
`‘
`
`‘
`
`
`
`
`
`
`
`
`
`
`
`12. D Information Disclosure
`Statement (IDSVPTO—1449
`13. E Preliminary Amendment
`14. IX}
`Return Receipt Postcard (MPEP 503)
`(Should be specifically itemized)
`Certified Copy of Priority Document(s)
`(if foreign priority is claimed)
`Nonpublication Request under 35 U.S.C. 122
`(b)(2)(B)(i). Applicant must attach form PTO/SB/35
`or its equivalent.
`Other: Revocation of Power of Attorney
`
`Fee Transmittal Form (e.g., PTO/SB/17)
`(Submit an original and a duplicate for fee processing)
`Applicant claims small entity status.
`See 37 CFR 1.27.
`Specification
`[Total Pages ‘3 l
`(preferred arrangement set forth below)
`~ Descriptive title of the Invention
`- Cross Reference to Related Applications
`- Statement Regarding Fed sponsored R & D
`» Reference to sequence listing, a table.
`or a computer program listing appendix
`- Background of the Invention
`
`~ Brief Summary of the Invention
`
`— Brief Description of the Drawings ( iffiled)
`
`- Detailed Description
`
`— Claim(s)
`
`- Abstract of the Disclosure
`
`
`
`4.
`Drawingts) (35 use. 113)
`[Total Sheets
`I
`
`
`5. Oath or Declaration
`[Total Pages [:1 ]
`
`a.
`[:I Newly executed (original or copy)
`
`
`b.
`Copy from a prior application (37 CFR 1.63 (d))
`
`
`(fora continuation/divisional with Box 18 completed)
`
`
`i. El DELETION OF INVENTORtS)
`
`Signed statement attached deleting inventor(s)
`
`named in the prior application. see 37 CFR
`
`1.63(d)(2) and 1.33(b).
`
`
`6.
`Application Data Sheet. See 37 CFR 1.76
`
`
` 7 18. lfa CONINUING APPLICATION, check appropriate box, andsupply the uitifoanl
`or in an Application Data Sheet under 37 CFR 1. 76:
`
`E] Continuation
`I8 Divisional
`E] Continuation~in~part (CIP)
`of prior application No: Q l 987 723
`Prior application information:
`Examiner Jean Raymond Homers
`Group/ Art Unit: 2177
`
`
` For CONTINUATION or DIVISIONAL APPS only: The entire disclosure of the prior application, from which an oath or declaration is supplied
`under Box 5b. is considered a part of the disclosure of the accompanying or divisional application and is hereby Incorporated by reference.
`Te incorporaotin can only be relied upon when a portion has been inadvertently omitted from the submitted application parts.
`
`
`
`17. CORRESPONDENCE ADDRESS
`
`r.
`26633
`
`
` l State
`
`
`Country
`
`
`
`
`
`
`
`GOOG-1019-Page 3 of 156
`
`
`
`. M.
`
`/
`
`‘
`
`1
`
`FEE TRAN SMITTAL
`
`David A. FARBER et al..
`
`1051
`1052
`1053
`l812
`1804
`
`130
`so
`130
`2 520
`'
`920’
`
`2051
`2052
`1053
`1812
`1804
`
`65
`25
`130
`2 520
`’
`920’
`
`
`
`
`
`770
`16°
`
`2004
`2°05
`
`
`
`Fee Description
`
`Fee Paid
`
`
`
`(check all that apply)
`Credit any overpayments
`
`”WM“ 101w,
`Approved for use through 04/30/2003. OMB 0651-0032
`Patent and Trademark Office: US. DEPARTMENT OF COMMERCE‘
`Under the Pacrwkor Reduction Act of 1995. no 1
`us are r chuir to‘ 51 . id to uDEollcctionofinfomtatim-i unless itdi last: valid OMB control number.
`
`
`
`
`42
`5 ‘
`Complete ifKnown
`
`
`ApplicatiomNumber
` Unassi gncd
`
`
`Concurrent] Herewith
`Filing Date
`
`for FY 2003
`
`
`
`First Named Inventor
`1
`Effective 0I/0I/2003. Patentfees are subject to annual revisions
`
`
`
`Examiner Name
`
`
`Unassigned
`
`
`
`
`
`[:1 Applicant claims small entity status. See 37 CFR 1.27
`Art Unit
`
`
`Unassined
`
`
`
`40055-0008
`; Attorney Docket No.
`TOTAL AMOUNT or FEE/tum
`>
`($) 770.00
`
`
`
`
`
`'
`‘
`7
`l
`‘ METHODOF PAYMENT(chcckone)
`‘
`FEE CALCULATION (continued)
`Check
`[:1 Credit card
`1:] Money Order
`1:] Other
`1:] None
`ADDITIONAL FEES
`
`
`
`
`
`1 1:] Deposit Account:
`
`
`
`Deposit
`Large
`Entity
`Small
`Entity
`Fee
`
`
`Account
`I 08—1641 (Docket No. 40055-0008)
`Fee
`Fee
`Fee
`‘Fee
`Fee Description
`Paid
`Number
`(6:)
`Code
`(5)
`Code
`
`
`
`
`
`Deposit
`Surcharge - late filing fee or oath
`
`Account
`Heller Ehrman White & McAuliffe LLP
`1
`3:335:11}? 1”°"'5‘°“a' mm “’9
`
`
`
`
`Nam
`Non-English specification
`
`
`The Commissioner is authorized to:
`For filing urequcst for at parlc
`reexamination
`
`
`
`
`Requesting publication ofSIR prior to
`D Charge fee(s) indicated below
`
`
`Examiner action
`
`
`
`Requesting publication ofSIR after
`1,840’
`1805
`1.840"
`1805
`
`Charge any additional fee(s) during the pendency of this application
`Examiner action
`
`
`
`1] Charge fee(s) indicated below, except for the filing fee to the above-
`1251
`l 10
`2251
`55
`Extension for reply within first month
`
`
`
`identified (11: sit account.
`Extension for reply within second
`3
`FEE CALCULATION
`
`
`
`
`1252
`420
`2252
`210
`month
`1253
`950
`2253
`475
`Extension for reply within third month
`I. EASIC FILING FEE
`
`
`Large
`Entity
`Small
`Entity
`Fee
`Fee
`Fee
`Fee
`month
`
`Extension for reply within fourth
`1254
`1,480
`2254
`740
`
`
`
`
`'
`'
`mon
`
`(5)
`1255
`2 010
`2255
`I 005
`ExmtitSion for reply within fifth
`Code
`(S)
`Code
`
`
`Utility filing fee
`770
`I401
`330
`2401
`155
`Notice oprpcal
`1001
`770
`2001
`385
`‘
`
`
`
`1002
`340
`2002
`170
`Design filing fee 1::: 1402
`330
`2402
`165
`Filing :1 11:11:11.; support ofan appeal
`
`
`
`
`1003
`530
`2003
`265
`Plant filing fee
`I
`1403
`290
`2403
`145
`Request for oral hearing
`
`
`
`.
`1
`Petition to institute a public use
`
`
`
`1,510
`1451
`1,510
`1451
`‘ 1004
`‘
`Relssue filmg fee
`proceeding
`385
`
`53
`2452
`110
`1452
`1
`1 1°05
`ge‘w'smw' “1mg
`Petition to revive - unavoidable
`80
`
`
`665
`2453
`1,330
`1453
`Petition to revive ~ unintentional
`swrorw w 1:::::
`
`
`
`
`66525011,330 1501 Utility issue fee (or reissue)
`
`2. EXTRA CLAIM FEES FOR UTILITY AND REISSUE
`
`
`Fee from
`
`1502
`480
`2502
`240
`Design issue fee
`
`Extra Claims
`below
`Fee Paid
`
`1503
`640
`2503
`320
`Plant issue fee
`
`
`21:21.5 CE ~2°*‘= [:3] x
`=EI
`
`
`
`
`
`1460
`130
`1460
`I30
`Petitions to the Commissioner
`
`
`
`
`310mg -‘*=3 [E r
`{17:
`
`1807
`50
`1807
`50
`Processing fee under 37 CFR l.l7(q)
`
`
`
`1
`Multiple Dependent
`:] =1
`Entity
`Small
`Large
`Entity
`Fee Description
`,
`,
`.
`.
`
`
`
`1806
`180
`1806
`180
`gumbrmsston of Information Disclosure
`Fee
`Fee
`Fee
`Fee
`‘
`Code
`(1;)
`Code
`(3)
`
`
`
`
`
`8021
`40
`8021
`40
`Recording each patent assignment pcr
`1202
`I8
`2202
`9
`Claims in excess of 20
`
`
`property (times number ofproperties)
`
`
`
`
`
`
`
`2201 43861201 Independent claims in excess of 3 ‘
`
`
`1809
`770
`2809
`385
`Filing a submission nfler final
`
`rejection (37 CFR l.129(a))
`
`1203
`290
`
`
`1810
`770
`2810
`385
`For each additional invention to be
`2203
`145
`Multiple dependent claim. ifnot
`
`
`
`examined (37 CFR 1.129(b))
`paid
`
`
`
`
`"Reissue independent claims
`Request for Continued Examination
`
`
`
`over original patent
`(RCE)
`
`
`
`1802
`900
`1802
`900
`Request for expedited examination of
`”Reissue claims in excess of 20
`
`
`
`a design application
`and over original patent
`
`
`Other fee (specify)
`
`
`
`
`
`"or number previously paid, ifgreater; For Reissues, see above
`
`‘ Reduced hyBasic FilingFee Paid
`5 SUBMITTED BY
`
`
`
`Compelel (fappltcble
`
`Registration No.
`
`
`(Atlamgr/A - en!
`
`
`
`Sig-111mm
`
`-7 '\vARNiN
`
`
`
`anomiationon this form may become public. Credit ca - infor- tion should uni
`'
`dad on this form. Pro‘ide credit card Information and nuthorinttion on PTO—2038.
`
`This collection of informationIS required by 37 CPR l. 17 and 1.27 The infonnation is required to obtain or retain a benefit by the public which is to file (and by the USP’I'O to process) an
`application ConfidentialityIS governed by 35 US.C. 122 and 37 CFR 1.14. This collection15 cstimatcd to take 12 minutes to complete including gathering. preparing. and submitting the completed
`application town to the USPTO Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form amt/or suggesrions for reducing this
`burden, should be sent to the Chief lnfonnation Officer. US Patent and Trademark Office. U.S. Department of Commerce Washington. DC 20231. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Mail Stop_,Commissioner for Patients, P.O. Box 1450 Alexandria,VA 2231.}I450
`Ifya: need assistance in completing thefami, call lawm9199rloaa7aa9199nnd " "
`"
`
`
`
`1204
`
`1205
`
`86
`
`18
`
`‘
`
`2204
`
`2205
`
`43
`
`9
`
`surrorwm
`
`1801
`
`770
`
`2801
`
`385
`
`GOOG-1019-Page 4 of 156
`
`GOOG-1019-Page 4 of 156
`
`
`
`.4-
`
`Milli!
`till0%
`till
`
`1
`
`b.
`
`‘
`
`’
`
`11. E]
`12. [1]
`13.
`14.
`15. [:1
`
`emosetypeapmsslgnt+)inswetltsbox -——>E
`
`Praisemslosol)
`-
`Approved tor use through total/2002 0151508510032
`U.S. PatentandTrademalkOlflm: US. DEPARIMENT OF COMMERCE
`WerulePapmkRethmActotwsfi. mmmmmmoamaummrmamwmm.
`
`UTILITY
`PATENT APPLICATION
`y
`, DaWFERet
`I.
`‘
`.1 I ' E
`
`
`
`
`
`TRANSMITTAL
`IDENTIFYING DATA INADATA PROCESSING SYSTEM H
`3’0) g”
` DN- ':=-:~o
`
`$5!
`
`.
`(Only fornow nmmvistonal applkalions antler 370FR 153m»
`mtanl Commissioner tor Patents
`‘ APPLICATION ELEMENTS I
`
`
`
`ADDRESS TO:
`Box Patent Mormon
`
`Washington. DC 20231
`
`
`
`concerning utility patent application mlents.
`droplet
`‘
`
`Fee Transmittal Form (9.9.. NOISE/17)
`7. E] CDoROM or CDR'in duplicate. large table or
`
`
`
`(W an mantra triplicate fathom-$8100)
`Computer Program (Appendix)
`2 CI
`Applicant claims small entity status.
`6. Nucleotide and/or Amino Add Sequence Submission
`See 37 CFR 1.27.
`(lleppll'cablo. all necessary)
`
`
`3.
`Specification
`[Total Pages E] 1
`a. C] Computer Readable Form (CRF)
`-
`'
`e
`on on
`(mammanmtxt fa’r‘thbalow)
`b. Speu'fication Sequence Listing on:
`. ems rioleronoe to Related Applimttons
`:1[[13123ng or CM (2 mpm)’ 0'
`
`
`~SlatementRegardingFedsponsoredR&D
`
`- Reference to wquertca listing. a table.
`GD Statements veri
`'n- identi
`at above .. les
`
`
`
`or a computer program listing appendix
`
`” " H
`‘
`‘
`ACCOMPANYING APPLICATIONS PARTS
`
`. Background 01 the Invention
`
`. Brie! Summary ol the Invention
`
`9. U Assignment Papers (cover sheet & dommenfls»
`
`- Bitet Desalphn ol the Drawingswrlled)
`
`
`10.
`37 C.F.R.§3.73(b) Statement El Powerot
`
`
`
`
`(when there is an assignae)
`Attorney
`:gfiflg BMW)"
`
`
`
`
`
`
`'W °' "‘9 OW”
`English Translation Document (if applicable)
`
`
`
`[Total sneetsEyjl
`‘ 4.
`Drawing(s) (a5 u.s.c.113)
`Information Disclosure
`El Copies of ms
`
`[Total Pages [II]
`5. Oath or Declaration
`'
`s‘a‘e‘mm “DSVPTO‘WE’
`'
`(mum‘s
`
`
`Preliminary Amendment
`
`U Newly exemted (original or copy)
`
`Return Receipt Postcard (MPEP 503)
`Copy from a prior application (37 CFR 1.63 ((1))
`
`
`
`.
`.
`.
`.
`.
`Should be s ecifica
`itemize
`
`
`
`(lore oontlnuatton/dmslonal wrlh Box 18 completed)
`(genlfied Cop:of Prioflgty D
`gentle)
`
`
`
`l. D DELETION OF INVENTOB]SI
`(,1foreign priority is claimed)
`
`
`
`Sigma statement rimmed deleting trwentorle)
`16. D Nonpubliwfion Request under 35 0.3.0. 122
`named in the priorappiioetion. see 37 CFR
`
`
`
`(b)(2)(9)(l) Applimnt must attach form PTO/$8135
`1.83tdx2) and 1.336)).
`
`
`
`or its equivalent.
`
`6.
`Application Data Sheet. See 37 CFR 1.76
`
`17.
`Other. Rgmtion or PM: glAtggmgy
`
`
`‘18.
`a connuume APPLICATION. check aMpmprlte box,
`supply the requisite nronnallon below
`
`orin an Application Data Sheet under 37 CFR 1.7a-
`
`
`at prior application No; 99 lm
`U Continuation
`Bl Divisional
`D Continuation-Import (Ct?)
`Group / Art Unit: at 17
`Prior application lnlomlation:
`ExaminerMW
`
`
`For CONTINUATION or DIVISIONAL APPS only: The entire disclosure olttlo prlor application. from which an tooth or dodnratlon to supplied
`under Box 5b. is consldored a part of the disclosure oftbe accompanying or olvtslonat application and I: hereby Incorporated by reference.
`
`
`The Incorporattonmjy be rolled upon when a portion has been lnadvertontly omitted from the submitted application parts.
`17. CORRESPONDENCE ADDRESS
`
`
`
`or E] Conowdam address below
`8 Customer Numberor Bar Code Label
`
`
`
`
`Insert Customer No. orAttacll baroode label here
`
`
`
`
`
`a prallmmaryamenomenl.
`
`
`‘
`
`
`Name (Print/Type)
`
`
`
`
`Brian stntzlty /
`RegistrationNo. (Attorney/Agent)
`
`L,
`
`‘btm-W—nnl:
`
`
`
`
`
`
`
`
`49
`
`
`
`
`GOOG-1019-Page 5 of 156
`
`GOOG-1019-Page 5 of 156
`
`
`
`__,_
`
`
`
`‘
`
`'
`
`.
`
`‘
`
`owed
`40°55”
`
`.
`
`V
`
`
`
`.
`
`.
`
`
`
`Credit any ovetpayments
`
`Appmved to: us: through 04/301200). OMB 065141))?
`Patent and Trademark Units: US. DEPARTMENT OF COMMERCE"
`‘
`-
`Mmmfils. ”.5." .‘u'mm .m-utogn
`. mt“ WWW-
`bollmWonolhmkssm'n;
`>
`thmdutltcl’
`
`
`
`
`
`Complete i/Knowu
`«.9.
`FEE TRANSMITTAL
`
`
`
`mmmm
`as
`
`
`"‘3 MW
`92
`_
`for FY 2003
`_
`
`
`Waive 0101/2003. Patentfiu are abject to annual minim. — Dav“ A- FA RBER Cl al..
`
`
`
`til Status. See 37 CFR l.2'l
`l'camcla'ms small
`.
`‘
`
`
`1. ‘3 “l"
`'
`°“ ’
`
`'
`'1
`(s) 770.00
`H
`TOTAL AMOUNT OF PAYMENT
`Anomcy Docket No.
`
`
`
`I
`I
`I
`‘ METHOD OF PAYMENthhcck m)
`‘
`I
`>
`FEE CALCULATION (continued)
`
`Chad:
`U Cmfitcltd
`[J Money Oak:
`ADDITIONAL t'us
`
`
`
`
`
` Luge Enl‘lty F
`
`
`
`Cod:
`(S)
`Code
`(5)
`Fe:
`Fe:
`Fee
`‘Fce
`Fee Description
`Pact;
`
`“Jill
`lJO
`Surelmge - late filing fee or oath
`
`Sanctum — lat: wuvisioxul filing fee
`
`or nova then
`MS!
`50
`2052
`25
`toss
`no
`l053
`no
`Non-Englismpecmwton
`
`
`
`The Commissioner k authorized to: (check all that apply)
`mm 2,520 m:
`2.520
`F““'“'9".'°““°‘”°"‘P""‘
`maminnnon
`
`
`
`
`
`
`1804
`920‘
`"$04
`920‘ Mmfingpubfiudm nfSlR pliant)
`‘ U Chatgcfeds) indicated below
`Wanton
`
`
`
`1305
`'805 WO‘
`‘ 8 Charge anyadditionnl rectsmuringxhc {tendency ofthis applimliou
`1340‘ wmsvubliufimmkanu
`
`Examiner mien
`
`
`
`D Charge feds) indicated below, except for the filing fee to the abow
`
` I25! IIO Exluwiou Mreply within first mm
`
`
`
`
`identified- «itacoomt.
`‘
`.
`> H
`>
`‘
`,.
`
` Exlmxiou {01 reply within second
`
`
`I252
`420
`2252
`210 math
`1. BASIC FILING FEE
`
`3253
`950
`2253
`475
`Extmn'm for rtply within third nmll‘t
`
`
`Luge
`Entity
`Small
`Entity
`Foe Dmipfltm
`Fee Paid
`'2“
`L480
`2254
`740
`Exmmlbtmplywtlhm fourth
`
`
`
`Fee
`Fee
`Fee
`Fee
`min
`..
`
`
`
`
`
`9"“
`m
`cm I”
`1255
`2.010
`2255
`1.005 mwm‘l’lmm "9"
`
`
`
`' mm
`770
`200!
`335
`Utility filing fee
`
`MOI
`330
`240]
`l65
`Notice oprpul
`
`
`
`
`I002
`340
`2002
`.,
`I70
`Design filing fee
`I402
`330
`2402
`I65
`Filing a laid in mppofl ol'ttn appeal
`
`
`
`
`IOU}
`530
`2003
`265
`Plant filing fee
`
`
`MOS
`290
`2403
`145
`Request lo: mil taming
`
`Pctixitm to institmc a publlc use
`
`I004
`770
`2004
`385
`Ikisut: filing fee
`
`
`. 3
`"105
`160
`2005
`80
`Provisional filing
`fee
`Pctitimt IO revive . unavoidable
`
`
`665 mm}. wmivemnintmtiml
`I453
`1,330
`2453
`
`
`
`
`66!:
`Utility issue ten-(mm)
`I501
`1,330
`2501
`2. WM CLAIM FEES FOR 0mm! AND mssum:
`
`Far from
`‘
`
`:50:
`
`My: issucfce
`Extra Claims
`bclow
`Fa: Paid
`
`
`
`
`
` “*5" :50: 640 2503 320 letismcfec
`
`
`
`
`
`I460
`130
`I460
`IJO
`Petition: to 0t: (.7me0
`
`I807
`humming {cc until! 37 CPR l.| 7(q)
`
`Multiple Depcndettt
`E: -
`
`Fee Description
`' Lam:
`Entity
`F00
`Fee
`
` 1806
`|80
`1806
`100
`gmwmm" °"‘"°"“’“°'“DI“W°
`Code
`(5}
`1202
`Is
`Claims in exam of zo
`802!
`40
`802i
`40
`Mounting each [man amigmrmu pet
`
`
`
`proper/(time: numbu ofpmvmics)
`
`
`
`
` l20l 86 2201 43 Imam chime. in excess on
`
`
`
`
`Filing 4mm aha final
`rejection (37 CFR l.l29(n))
`
`Fox each additional invention to be
`1203
`290
`2203
`:45
`Multiple dependant claim. iqut
`
`
`
`paid
`.
`mind (31 CPR mm»
`
`
`
`
`"Reissue independent claims
`Request fat Continua! Examination
`
`
`(RCE)
`‘
`mm Originll pliant
`
`
`
`
`"Reissue claims in excess 01'20
`I802
`900
`Inquest fat upedinad cxnmimtitm of
`a My: mutation
`and over original pawn
`
`
`
`
`summm :2:3::::3 Mew-m
`.
`
`
`
`' ”0r numbermvimub'm‘d. ifxmnr: For Rein-m. tee above .
`- Reduced by
`SUBTOTAL ()3 .53
`Filing m ma ‘
`‘
`
`
`
`
`SUBMITTED BY
`'
`Complete {ifapplicable}
`
`
`
`
`WARMN W uranium on Ittll (om my hm: public. Cnditu - lam . don should not
`-
`-
`H -
`'- ad on this tum. Puma: cndlt um tuttmmttou um! "mediation an Fro-1m
`mmamumwn CTR LI? and LN. m hmumdoubmquimdloominotmuinaumfitbymcpublicvhmb inofihm-xl bylchSl'l’Otnm)u
`whim Confintiflityixwmby” US,C.I21ud31Cl-‘RI.I4. MWOWNM tzmmmmmmmmmmmmewm
`mliutimlbnntodncllSP’l‘O.
`'I‘imcm'n mydzpaflingupmmrimlmm Mymumuou Mumormmmmmmmh {0101me («Wham
`harden. mm be neat tn the cautlnmm 0mm. Us. Patent and 1mm Office. US. Dcpanmm Mm. Washington. DC 2023!. 00 NOT SB“) FEES 0R COMPLETED
`FORMS T01R19 ADDRESS. SEND TO: “ham“,aumnmhnnm Puma, P.0. 3011450. Mmudm,'v.\ mus-3450
`”’Wlm’ animate la Wham Wfi’rll. all IMHO-W99 (IMO-7364!”)andsdm option 1'.
`
`
`
`'
`
`_
`
`um
`
`1205
`
`86
`
`IR
`
`Small
`Fee
`We
`2202
`
`Entity
`Pu
`‘3)
`9
`
`~
`
`2204
`
`2205
`
`4}
`
`9
`
`"
`
`l45l
`I452
`
`LSIO
`l 10
`
`l45|
`2452
`
`LSIO
`l 55
`
`
`
`2809
`2810
`
`Rm
`
`385
`385
`
`385
`
`"509
`I3 I0
`
`l80l
`
`1801
`
`'
`
`770
`770
`
`770
`
`900
`
`
`
`
`
`GOOG-1019-Page 6 of 156
`
`GOOG-1019-Page 6 of 156
`
`
`
`This Page Is Inserted by IFW Operations
`and is not a part of the Official Record
`
`BEST AVAILABLE IMAGES
`
`Defective images within this document are accurate representations of
`the original documents submitted by the applicant.
`
`Defects in the images may include (but are not limited to):
`
`0 BLACK BORDERS
`
`o TEXT CUT OFF AT TOP, BOTTOM OR SIDES
`
`o
`
`0
`
`0
`
`FADED TEXT
`
`ILLEGIBLE TEXT
`
`SKEWED/SLANTED IMAGES
`
`O COLORED PHOTOS
`
`0 BLACK OR VERY BLACK AND WHITE DARK PHOTOS
`
`9 GRAY SCALE DOCUMENTS
`
`IMAGES ARE BEST AVAILABLE COPY.
`
`As rescanning documents will not correct images,
`please do not report the images to the
`Image Problem Mailbox.
`
`GOOG-1019-Page 7 of 156
`
`GOOG-1019-Page 7 of 156
`
`
`
`.
`
`.
`
`.
`
`l
`
`l
`
`IbsNTIFYING DATA IN A DATA PROCESSING SYSTEM
`
`7018/213987
`
`BACKGROUND OF THE INVENTION,
`
`1.
`
`Field of the invention
`
`This invention relates to data processing
`
`systems and, more particularly, to data processing
`
`systems wherein data items are identified by
`
`substantially unique identifiers which depend on all of
`
`the data in the data items and only on the data in the
`data items.
`
`10
`
`2.
`
`Background of the Invention
`
`15
`
`20
`
`25
`
`30
`
`Data processing (DP) systems, computers,
`
`networks of computers, or the like,
`typically offer users
`and programs various ways to identify the data in the
`systems.
`I.
`‘ Users typically identify data in the data
`
`processing.system by giving the data some form of name.
`For example, a typical operating system (08) on a
`
`computer provides a file system in which data items are
`
`Programs typically
`named by alphanumeric identifiers.
`identify data in the data processing system using a
`location or address.
`.For example, a program may identify
`a record in'a file or database by using a record number
`which serves to locate that record.
`
`In all but the most primitive operating.
`
`systems, users and programs are able to create and use
`
`'collections of named data items,
`
`these collections
`
`themselves being named by identifiers. These named
`
`collections can then,
`
`themselves, be made part of other
`
`named collections.
`
`For example, an 05 may provide
`
`mechanisms to group files (data items)
`
`into directories
`
`(collections). These directories can then,
`
`themselves be
`
`made part of other directories.
`
`A data item may thus be
`
`identified-relative to these nested directories using a
`
`GOOG-1019-Page 8 of 156
`
`GOOG-1019-Page 8 of 156
`
`
`
`sequence of names, or a so-called pathname, which defines
`
`a path through the directories to a particular data item
`
`(file or directory).
`As another example, a database management
`
`system may group data records (data items)
`
`into tables
`
`and then group these tables into database files
`
`(collections).
`
`The complete address of any data record
`
`can then be specified using the database file name,
`
`the
`
`table name, and the record number of that data record.
`
`10
`
`other examples of identifying data items
`
`include:
`
`identifying files in a network file system,
`
`identifying objects in an objectvoriented database,
`
`identifying images in an image database, and identifying
`articles in a text database.
`
`15
`
`‘
`
`In general,
`
`the terms "data" and "data item" as
`
`20
`
`25
`
`30
`
`used herein refer to sequences of bits.~ Thus a data item
`
`may be the contents of a file, a portion of a file,
`
`a,
`
`page in memory, an object in an object-oriented program,
`a digital message, a digital scanned image, a part of a
`video or audio signal, or any other entity which can be
`represented by a sequence of bits.
`The term "data
`
`processing" herein refers to the processing of data
`items, and is sometimes dependent on the type of data
`
`item being processed.
`
`For example, a data processor for
`
`a digital image may differ from a data processor for an
`
`audio signal.
`
`In all of the prior data processing Systems the
`
`names or identifiers provided to identify data items (the
`
`data items being files, directories, records in the
`
`database, objects in objectworiented programming,
`locations in memory or on a physical device, or the like)
`
`are always defined relative to a specific context.
`
`For
`
`instance,
`
`the file identified by a particular file name
`
`'35
`
`can only be determined when the directory containing the
`file (the context)
`is known.
`The file identified by a
`pathname can be determined only when the file system
`
`(context) is known. Similarly,
`
`the addresses in a
`
`GOOG-1019-Page 9 of 156
`
`GOOG-1019-Page 9 of 156
`
`
`
`the keys in a database table, or
`process address space,
`domain names on a global computer network such as the
`
`Internet are meaningful only because they are specified
`relative to a context.
`1
`‘
`I
`In prior art systems for identiinng data items
`
`there is no direct relationship between the data names
`and the data item.
`The same data name in two different
`
`contexts may refer to different data items, and two
`
`10
`
`different data names in the same context may refer to the
`same data item.
`
`15
`
`In addition, because there is no correlation
`
`between a data name and the data it refers to,
`
`there is
`
`no a priori way to confirm that a given data item is in
`
`fact the one named by a data name.
`
`For instance,
`
`in a DP
`
`system, if one processor requests that another processor
`deliver a data item with a given data name,
`the‘
`requesting processor cannot,
`in general, verify that the
`
`data delivered is