`
`______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`______________
`
`
`FORD MOTOR COMPANY
`
`Petitioner,
`
`v.
`
`PAICE LLC & ABELL FOUNDATION, INC.
`
`Patent Owner.
`
`______________
`
`
`U.S. Patent No. 7,104,347 to Severinsky et al.
`
`IPR Case No.: IPR2014-00884
`
`______________
`
`
`
`DECLARATION OF DR. GREGORY W. DAVIS IN SUPPORT
`OF INTER PARTES REVIEW UNDER 35 U.S.C. § 311 ET SEQ.
`AND 37 C.F.R. § 42.100 ET SEQ. (CLAIMS 1, 7, 10, 21, 23, 24 OF
`U.S. PATENT NO. 7,104,347)
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`Table of Contents
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`EXHIBIT LIST .......................................................................................................... 6
`
`I.
`
`QUALIFICATIONS AND PROFESSIONAL EXPERIENCE ...................... 9
`
`II.
`
`RELEVANT LEGAL STANDARDS ...........................................................16
`
`III. QUALIFICATIONS OF ONE OF ORDINARY SKILL IN THE ART .......17
`
`IV. STATE OF THE ART ...................................................................................18
`
`A.
`
`“Series” Hybrid Vehicle ......................................................................22
`
`B.
`
`C.
`
`“Parallel” Hybrid Vehicle ...................................................................25
`
`Hybrid Vehicle “Control Strategies” ..................................................39
`
`V.
`
`THE ’347 PATENT .......................................................................................50
`
`A.
`
`Effective Filing Date of the ’347 Patent .............................................50
`
`B.
`
`Prosecution History of the ’347 Patent ...............................................52
`
`VI. CHALLENGED CLAIMS OF THE ’347 PATENT AND
`PROPOSED CLAIM CONSTRUCTIONS ...................................................57
`
`VII. OVERVIEW OF THE PRIOR ART .............................................................58
`
`A.
`
`B.
`
`C.
`
`“Hybrid Power Unit Development for Fiat Multipla Vehicle”
`by Caraceni et. al (“Caraceni”) ...........................................................58
`
`U.S. Patent No. 5,841,201 to Tabata et al. ..........................................60
`
`U.S. Patent No. 6,158,541 to Tabata et al. ..........................................62
`
`D. U.S. Patent No. 6,081,042 to Tabata et al. ..........................................64
`
`VIII. GROUND 1 – CLAIMS 1, 7, 10 and 21 ARE OBVIOUS OVER
`CARACENI ...................................................................................................65
`
`A.
`
`Claim 1 ................................................................................................66
`
`
`
`[1.0] A hybrid vehicle, comprising: ........................................ 67
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`[1.1] an internal combustion engine controllably coupled
`to road wheels of said vehicle; ................................................. 68
`
`[1.2] a first electric motor connected to said engine nd
`[sic] operable to start the engine responsive to a control
`signal; ....................................................................................... 72
`
`[1.3] a second electric motor connected to road wheels of
`said vehicle, and operable as a motor, to apply torque to
`said wheels to propel said vehicle, and as a generator, for
`accepting torque from at least said wheels for generating
`current ...................................................................................... 74
`
`[1.4] a battery, for providing current to said motors and
`accepting charging current from at least said second
`motor; and ............................................................................... 87
`
`[1.5] a controller for controlling the flow of electrical
`and mechanical power between said engine, first and
`second motors, and wheels, ..................................................... 90
`
`[1.6] wherein said controller starts and operates said
`engine when torque require to be produced by said
`engine to propel the vehicle and/or to drive either one or
`both said electric motor(s) to charge said battery is at
`least equal to a setpoint (SP) above which said engine
`torque is efficiently produced, and .......................................... 94
`
`
`
`[1.7] wherein the torque produced by said engine when
`operated at said setpoint (SP) is substantially less than the
`maximum torque output (MTO) of said engine. .................... 108
`
`B.
`
`Claim 7 ..............................................................................................112
`
`
`
`[7.0] The vehicle of claim 1, wherein said vehicle is
`operated in a plurality of operating modes responsive to
`the value for the road load (RL) and said setpoint SP,
`both expressed as percentages of the maximum torque
`output of the engine when normally-aspirated (MTO),
`and said operating modes include: ......................................... 113
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`[7.1] a low-load mode I, wherein said vehicle is propelled
`by torque provided by said second electric motor in
`response to energy supplied from said battery, while
`RL<SP, ................................................................................... 126
`
`[7.2] a highway cruising mode IV, wherein said vehicle
`is propelled by torque provided by said internal
`combustion engine, while SP<RL<MTO, and ...................... 128
`
`[7.3] an acceleration mode V, wherein said vehicle is
`propelled by torque provided by said internal combustion
`engine and by torque provided by either or both electric
`motor(s) in response to energy supplied from said
`battery, while RL>MTO. ....................................................... 130
`
`C.
`
`Claim 10 ............................................................................................132
`
`D.
`
`Claim 21 ............................................................................................135
`
`IX. GROUND 2 – Claim 23 Is Obvious Over U.S. Patent No. 5,841,201
`(Tabata ’201) In View Of U.S. Patent No. 6,158,541 (Tabata ‘541)
`and General Knowledge of a Person Having Ordinary Skill in the Art ......137
`
`A.
`
`Claim 23 ............................................................................................137
`
`
`
`
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`[23.0] A method of control of a hybrid vehicle, said
`vehicle comprising ................................................................. 140
`
`[23.1] an internal combustion engine capable of
`efficiently producing torque at loads between a lower
`level SP and a maximum torque output MTO, ...................... 143
`
`
`
`[23.2] a battery, and ............................................................... 151
`
`
`
`
`
`[23.3] one or more electric motors being capable of
`providing output torque responsive to supplied current,
`and of generating electrical current responsive to applied
`torque,..................................................................................... 153
`
`[23.4] said engine being controllably connected to wheels
`of said vehicle for applying propulsive torque thereto and
`to said at least one motor for applying torque thereto, .......... 156
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`[23.5] determining the instantaneous torque RL required
`to propel said vehicle responsive to an operator
`command; ............................................................................... 161
`
`
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`[23.6] monitoring the state of charge of said battery; ............ 168
`
`
`
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`
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`[23.7] employing said at least one electric motor to
`propel said vehicle when the torque RL required to do so
`is less than said lower level SP; ............................................. 172
`
`[23.8] employing said engine to propel said vehicle when
`the torque RL required to do so is between said lower
`level SP and MTO; ................................................................. 176
`
`[23.9] employing both said at least one electric motor and
`said engine to propel said vehicle when the torque RL
`required to do so is more than MTO; and .............................. 180
`
`[23.10] employing said engine to propel said vehicle
`when the torque RL required to do so is less than said
`lower level SP and using the torque between RL and SP
`to drive said at least one electric motor to charge said
`battery when the state of charge of said battery indicates
`the desirability of doing so; and ............................................. 186
`
`
`
`[23.11] wherein the torque produced by said engine when
`operated at said setpoint (SP) is substantially less than the
`maximum torque output (MTO) of said engine. .................... 190
`
`B.
`
`Claim 24 ............................................................................................192
`
`
`
`[24] The method of claim 23, comprising the further step
`of employing said controller to monitor patterns of
`vehicle operation over time and vary said setpoint SP
`accordingly. ............................................................................ 192
`
`X. OBJECTIVE EVIDENCE OF NONOBVIOUSNESS ...............................198
`
`XI. CONCLUSION ............................................................................................199
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`EXHIBIT LIST
`
`Exhibit
`No.
`1201
`1202
`
`Description
`U.S. Patent No. 7,104,347
`’347 Patent File History
`
`Date
`n/a
`n/a
`
`1203
`
`1204
`1205
`1206
`
`1207
`
`1208
`
`1209
`
`1210
`
`1211
`
`1212
`
`1213
`
`Hybrid Power Unit Development
`for Fiat Multipla Vehicle
`U.S. Patent No. 5,841,201
`U.S. Patent No. 6,158,541
`Plaintiff Paice LLC’s Reply Claim
`Construction Brief
`(Case No.
`2:04-cv-00211
`Plaintiff Paice LLC’s Claim
`Construction Brief
`(Case No.
`2:04-cv-00211)
`Claim Construction Order (Case
`No. 2:04-cv-00211)
`Plaintiff Paice LLC’s Opening
`Claim Construction Brief (Case
`No. 2:07-cv-00180)
`Plaintiff Paice LLC’s Reply Brief
`on Claim Construction (Case No.
`2:07-cv-00180)
`Claim Construction Order (Case
`No. 2:07-cv-00180)
`Plaintiff Paice LLC and Abell
`Foundation, Inc.’s Opening Claim
`Construction Brief
`(Case No.
`1:12-cv-00499)
`Plaintiff Paice LLC and Abell
`Foundation,
`Inc.’s Responsive
`Brief on Claim Construction (Case
`No. 1:12-cv-00499)
`
`Identifier
`The ’347 Patent
`’347 Patent File
`History
`Caraceni
`
`Feb. 23, 1998
`
`Feb. 27 1997
`Feb. 27 1997
`Mar. 8, 2005
`
`Tabata ’201
`Tabata ’541
`n/a
`
`Mar. 29, 2005
`
`n/a
`
`Sept. 28, 2005
`
`n/a
`
`June 25, 2008
`
`n/a
`
`Aug. 1, 2008
`
`n/a
`
`Dec. 5, 2008
`
`n/a
`
`Nov. 14, 2013
`
`n/a
`
`Dec. 16, 2013
`
`n/a
`
`Page 6
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`Exhibit
`No.
`1214
`
`1215
`1216
`
`1217
`1218
`1219
`
`1220
`1221
`
`1222
`
`1223
`
`1224
`
`1225
`
`1226
`
`1227
`
`1228
`
`1229
`
`1230
`
`1231
`
`Description
`U.S. Patent Trial and Appeal
`Board January 3, 2014 Decision
`(Appeal No. 2011-004811)
`Declaration of Gregory Davis
`Innovations in Design: 1993 Ford
`Hybrid Electric Vehicle Challenge
`1996 Future Car Challenge
`1997 Future Car Challenge
`History of the Electric Automobile
`– Hybrid Electric Vehicles
`Hybrid Vehicle for Fuel Economy
`Hybrid/Electric Vehicle Design
`Options and Evaluations
`Challenges for the Vehicle Tester
`in Characterizing Hybrid Electric
`Vehicles
`Electric and Hybrid Vehicles
`Program
`for Electric
`Technology
`Hybrid Vehicles
`Strategies in Electric and Hybrid
`Vehicle Design
`Hybrid
`Vehicle
`Assessment
`Final Report Hybrid Heat Engine /
`Electric Systems Study
`Transactions of the Institute of
`Measurements and Control: A
`microprocessor controlled gearbox
`for use in electric and hybrid-
`electric vehicles
`Propulsion System Design of
`Electric Vehicles
`Propulsion System Design of
`Electric and Hybrid Vehicles
`Bosch Handbook
`
`Potential
`
`and
`
`Date
`Jan. 3, 2014
`
`Identifier
`n/a
`
`n/a
`Feb. 1994
`
`Feb. 1997
`Feb. 1998
`1998
`
`Davis
`Declaration Ex.
`
`Declaration Ex.
`Declaration Ex.
`Declaration Ex.
`
`Declaration Ex.
`
`Feb.24-28, 1992 Declaration Ex.
`
`April
`1997
`
`9-11,
`
`Declaration Ex.
`
`April 1995
`
`Declaration Ex.
`
`Feb. 1998
`
`Declaration Ex.
`
`Feb. 1996
`
`Declaration Ex.
`
`Sept. 30, 1979 Declaration Ex.
`
`June 1, 1971
`
`Declaration Ex.
`
`Sept. 1, 1988
`
`Declaration Ex.
`
`1996
`
`Declaration Ex.
`
`Feb. 1997
`
`Declaration Ex.
`
`Oct. 1996
`
`Declaration Ex.
`
`Page 7
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`Exhibit
`No.
`1232
`
`1233
`1234
`
`1235
`
`1236
`
`1238
`1239
`1240
`
`1241
`
`1242
`
`Description
`Design Innovations in Electric and
`Hybrid Electric Vehicles
`U.S. Patent No. 6,209,672
`Introduction
`to
`Automotive
`Powertrains (Davis Textbook)
`Yamaguchi article: Toyota Prius,
`Automotive
`Engineering
`International
`60/100,095
`Application
`1237 Amendment in File History of
`U.S. Patent 8,214,097
`U.S. Patent No. 6,098,733
`U.S. Patent No. 6,081,042
`Surface Vehicle Recommended
`Practice
`Publication
`PCT
`WO93/23263
`Curriculum Vitae of Gregory
`Davis
`
`Date
`Feb. 1995
`
`Identifier
`Declaration Ex.
`
`Apr. 3, 2001
`n/a
`
`Declaration Ex.
`Declaration Ex.
`
`Jan. 1998
`
`Declaration Ex.
`
`Filed Sept. 11,
`1998
`Feb. 29, 2012
`
`Declaration Ex.
`
`n/a
`
`Oct. 9, 1996
`Feb. 27 1997
`Dec. 1989
`
`Declaration Ex.
`Declaration Ex.
`Declaration Ex.
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`Nov. 25, 1993 Declaration Ex.
`
`n/a
`
`Declaration Ex.
`
`Provisional
`
`No.
`
`
`
`Page 8
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`I, Gregory Davis, hereby declare as follows:
`
`1.
`
`I am making this declaration at the request of Ford Motor Company in
`
`the matter of Inter Partes Review of U.S. Patent No. 7,104,347 (“the ’347 Patent”)
`
`to Severinsky et al.
`
`2.
`
`I am being compensated for my work in this matter at a rate of
`
`$315/hour. My compensation in no way depends on the outcome of this
`
`proceeding.
`
`3.
`
`In preparation of this declaration, I have studied the exhibits as listed
`
`in the Exhibit List shown above in my report.
`
`4.
`
`In forming the opinions expressed below, I have considered:
`
`
`
`(1) The documents listed above as well as additional patents and
`
`documents referenced herein;
`
`
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`(2) The relevant legal standards, including the standard for
`
`obviousness provided in KSR International Co. v. Teleflex, Inc., 550 U.S.
`
`398 (2007), and any additional documents cited in the body of this
`
`declaration; and
`
`
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`(3) My knowledge and experience based upon my work and study
`
`in this area as described below.
`
`I.
`
` QUALIFICATIONS AND PROFESSIONAL EXPERIENCE
`
`5.
`
`I have provided my full background in the curriculum vitae that is
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`attached as Exhibit 1242.
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`6.
`
`I received my Bachelor of Science Degree in Mechanical Engineering
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`from the University of Michigan, Ann Arbor in 1982 and my Master of Science
`
`Degree in Mechanical Engineering from Oakland University in 1986.
`
`7.
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`I further am a licensed “Professional Engineer” in the state of
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`Michigan.
`
`8.
`
`As shown in my resume, most of my career has been in the field of
`
`automotive engineering that includes numerous positions in both the academia and
`
`industry settings.
`
`9.
`
`After receiving my Master’s degree, I began work at General Motors
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`where I had several assignments involving automotive design, advanced
`
`engineering and manufacturing. Over the course of my years at General Motors, I
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`was involved in all aspects of the vehicle design process, from advanced research
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`and development to manufacturing.
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`10. Specifically, my work at General Motors included aspects of engine
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`and fuel system design relating to the production of fuel sending units, and
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`modeling the effects of fuels and EGR on vehicle performance and emissions.
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`11. After leaving General Motors, I returned to the University of
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`Michigan where I was awarded a Ph.D. in Mechanical Engineering in 1991. My
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`thesis was directed
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`to automotive engineering including
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`the design and
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`development of systems and models for understanding combustion in automotive
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`engines.
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`12. Upon completion of my Ph.D., I joined the faculty of the U.S. Naval
`
`Academy where I led the automotive program in mechanical engineering. As part
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`of my responsibilities while at the Academy, I managed the laboratories for
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`Internal Combustion Engines and Power Systems.
`
`13.
`
`I further taught automotive and mechanical engineering courses while
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`at the U.S. Naval Academy. Some of the courses I taught were directed specifically
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`to design and operation of internal combustion engines in both conventional and
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`hybrid vehicles. I also taught courses pertaining to the design and operation of
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`hybrid vehicles.
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`14.
`
`In addition to my work at the U.S. Naval Academy, I also served as
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`faculty advisor for the USNA Society of Automotive Engineers (SAE). During this
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`time I served as project director for the research and development of hybrid electric
`
`vehicles.
`
`15. My work with regards to hybrid electric vehicles included extensive
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`design and modifications of the powertrain, chassis, and body systems. This
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`development work included the design, modifications and implementation of
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`alternate fuel delivery and injection systems.
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`16. The hybrid electric vehicle work that I worked on at the U.S. Naval
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`Academy was published in a bound 1994 SAE special publication. (Ex. 1216 at 6-
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`11.)
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`17. While at the Naval Academy, I also taught classes in mechanical
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`engineering at Johns Hopkins University.
`
`18.
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`In 1995, I joined the faculty of Lawrence Technological University
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`where I served as Director of the Master of Automotive Engineering Program and
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`Associate Professor in the Mechanical Engineering Department.
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`19. The master’s program in automotive engineering is a professionally
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`oriented program aimed at attracting and educating practicing engineers in the
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`automotive industry.
`
`20.
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`In addition
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`to
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`teaching and designing
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`the curriculum
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`for
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`undergraduate and graduate students, I also worked in the automotive industry
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`closely with Ford Motor Company on the development of a hybrid electric vehicle.
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`21. Specifically, I served as project director on a cooperative research
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`project to develop and design all aspects of a hybrid electric vehicle. While in
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`many instances we used standard Ford components, we custom designed many
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`automotive subsystems. As part of this project, we completely redesigned and
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`replaced the existing powertrain including the fuel storage, delivery and injection
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`systems. We also did analytical and actual testing of the systems.
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`22. While at Lawrence Technological University, I also served as the
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`faculty advisor on several student based hybrid vehicle competitions that were
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`sponsored primarily by Ford Motor Company, General Motor Company, and
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`Chrysler Corporation.
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`23. These competitions required the complete design of hybrid vehicle,
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`including the design of the power train. These competitions also required the
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`complete design of the software and hardware required to control the hybrid
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`vehicle.
`
`24. Attached as Exhibits 1217 and 1218 are the competition papers that
`
`were submitted for the 1996 and 1997 competitions for which I served as the
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`faculty advisor. (Ex. 1217 & Ex. 1218.)
`
`25. During my time at Lawrence Technological University, I further
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`served as advisor for 145 automotive graduate and undergraduate project students.
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`Many of the graduate students whom I advised were employed as full time
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`engineers in the automotive industry. This service required constant interaction
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`with the students and their automotive companies which included the major
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`automotive manufacturers (e.g., Ford, Chrysler, General Motors, Toyota, etc.)
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`along with many automotive suppliers, including those that supply fuel delivery
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`systems (e.g., Denso, Delphi and Bosch.)
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`26. Currently, I am employed as a Professor of Mechanical Engineering
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`& Director of the Advanced Engine Research Laboratory (AERL) at Kettering
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`University—formerly known as “General Motors Institute.”
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`27. At Kettering University I develop curriculum and teach courses in
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`mechanical and automotive engineering to both undergraduate and graduate
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`students.
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`28. Since coming to Kettering, I have advised over 90 undergraduate and
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`graduate theses in automotive engineering. Further, I actively pursue research and
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`development activities within automotive engineering.
`
`29. My work requires constant involvement with my students and their
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`sponsoring automotive companies which have included not only those mentioned
`
`above, but also Walbro, Nissan, Borg Warner, FEV, Inc., U.S. Army Automotive
`
`Command, Denso, Honda, Dana, TRW, Tenneco, Navistar, and ArvinMeritor.
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`30. As is further shown by resume, I have published over 50 peer
`
`reviewed technical articles and presentations involving topics in automotive
`
`engineering.
`
`31. Automotive and mechanical engineering topics covered in these
`
`articles include development of hybrid vehicles, mechanical design and analysis of
`
`components and systems, vehicle exterior design including aerodynamics,
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`development of alternative fueled vehicles and fuel systems, thermal and fluid
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`system design and analysis, selection and design of components and sub-systems
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`for optimum system integration, and system calibration and control.
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`32.
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`I have also chaired or co-chaired sessions in automotive engineering
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`at many
`
`technical conferences
`
`including sessions
`
`involving powertrain
`
`development and control in automotive engineering.
`
`33. Additionally, while acting as director of the AERL, I am responsible
`
`for numerous laboratories and undergraduate and graduate research projects, which
`
`include On-road and Off-road engine and chassis testing laboratories. Projects
`
`have included the design and development of fuel injection systems for off-road
`
`vehicles, fuel compatibility studies of vehicle storage and delivery systems,
`
`modification of fuel delivery systems to accommodate alternative fuels, and other
`
`extensive modifications and development of vehicular powertrains.
`
`34.
`
`I also serve as faculty advisor to the Society of Automotive Engineers
`
`International (SAE) at the national level, on the local Student Branch and for the
`
`“SAE Clean Snowmobile Challenge.” I have served as a director on the SAE
`
`Board of Directors, the Engineering Education Board, and the Publications Board.
`
`35. Further, I have chaired the Engineering Education Board and several
`
`of the SAE Committees.
`
`36.
`
`I also actively develop and
`
`teach Continuing Professional
`
`Development (CPD) courses both for SAE and directly for corporate automotive
`
`clients. These CPD courses are directed to automotive powertrain, exterior body
`
`systems, hybrid electric vehicle design, and include extensive engine performance,
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`emissions, and economy considerations. These courses are taught primarily to
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`engineers who are employed in the automotive industry.
`
`37. Finally, I am a member of the Advisory Board of the National
`
`Institute for Advanced Transportation Technology at the University of Idaho. In
`
`addition to advising, I also review funding proposals and project reports of the
`
`researchers funded by the center.
`
`II. RELEVANT LEGAL STANDARDS
`
`38.
`
`I have been asked to provide opinions on the claims of the ’347 Patent
`
`in light of the prior art.
`
`39.
`
`It is my understanding that a claimed invention is unpatentable under
`
`35 USC § 102 if a prior art reference teaches every element of the claim. Further,
`
`it is my understanding that a claimed invention is unpatentable under 35 U.S.C.
`
`§ 103 if the differences between the invention and the prior art are such that the
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`subject matter as a whole would have been obvious at the time the alleged
`
`invention was made to a person having ordinary skill in the art to which the subject
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`matter pertains. I also understand that an obviousness analysis takes into factual
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`inquiries including the level of ordinary skill in the art, the scope and content of the
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`prior art, and the differences between the prior art and the claimed subject matter.
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`40.
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`It is my understanding that the Supreme Court has recognized several
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`rationales for combining references or modifying a reference to show obviousness
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`of the claimed subject matter. Some of these rationales include the following:
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`combining prior art elements according to known methods to yield predictable
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`results; simple substitution of one known element for another to obtain predictable
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`results; a predictable use of prior art elements according to their established
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`functions; applying a known technique to a known device to yield predictable
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`results; choosing from a finite number of identified, predictable solutions, with a
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`reasonable expectation of success; and some teaching, suggestion, or motivation in
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`the prior art that would have led one of ordinary skill to modify the prior art
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`reference or to combine prior art reference teachings to arrive at the claimed
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`invention.
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`III. QUALIFICATIONS OF ONE OF ORDINARY SKILL IN THE
`ART
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`41.
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`I have reviewed the ’347 Patent, those patents cited in the ’347 Patent
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`as well as the prior art documents. Based on this review and my knowledge of
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`hybrid electric vehicles, including my work on multiple hybrid vehicles during the
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`course of the 1990’s, it is my opinion that a person of ordinary skill in the art
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`would have either: (1) a graduate degree in mechanical, electrical or automotive
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`engineering with at least some experience in the design and control of combustion
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`engines, electric or hybrid electric vehicle propulsion systems, or design and
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`control of automotive transmissions, or (2) a bachelor's degree in mechanical,
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`electrical or automotive engineering and at least five years of experience in the
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`design of combustion engines, electric vehicle propulsion systems, or automotive
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`transmissions.
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`42.
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`I understand that this determination is made at the time of the
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`invention, which I understand that the patentee purports as being the September 14,
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`1998 filing of U.S. Provisional Application
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` No. 60/100,095 (“the ’095
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`Provisional,” Ex. 1236). As I also discussed in my “Qualifications and Professional
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`Experience” (¶¶ 5-37) above, I am familiar with the level of knowledge and the
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`abilities of a person having ordinary skill in the art at the time of the claimed
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`invention based on my experience in the industry (both as an employee and as a
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`professor).
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`IV. STATE OF THE ART
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`43. Hybrid-Electric Vehicles (hybrid vehicle) were conceived over 100
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`years ago in an attempt to combine the power capabilities of electric motors and
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`internal combustion engines1 (ICE) to satisfy all the driver demand required to
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`propel a vehicle. (Ex. 1219 at 11).
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`44.
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`I am aware that one of the first functioning hybrid vehicles was
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`designed and built by Justus Entz in May 1897. (Ex. 1219 at 11-13).
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`45.
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`I am also aware that hybrid vehicle patents extend as far back as 1909
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`1 An engine could also be referred to as a “heat engine” and is commonly known to
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`be a part of the overall “Auxiliary Power Unit” of a hybrid vehicle (i.e., “APU”).
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`for U.S. Patent No. 913,846 to Pieper that was granted for a “Mixed Drive Auto
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`Vehicle.”
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`46.
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`I am aware that the hybrid vehicle disclosed by the Pieper patent was
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`likewise assembled as a functioning hybrid vehicle that was publically used. (Ex.
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`1219 at 13-14).
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`47.
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`I am also aware of well-known hybrid vehicles that were built and
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`publically used by Baker and Woods in 1917. (Ex. 1219 at 21-23).
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`48. While these early hybrid vehicles did not include the complex
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`microprocessor based control strategies found in present-day hybrid vehicles, it has
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`always been known that one goal of hybrid vehicles is the possibility of operating
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`the engine at its “optimum efficiency.”
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`From almost
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`the beginning of
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`the Automotive Age, various
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`combinations of drive systems have been tried in order to achieve
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`vehicle performance characteristics superior to those that can be
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`obtained using a single type of drive. These efforts have been made
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`in the name of many worthwhile goals such as increased vehicle
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`acceleration capability, audible noise reduction, operation of an
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`engine or turbine at optimum efficiency, reduction of noxious
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`emissions, and improved fuel economy.
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`(Ex. 1220 at 1, emphasis added).
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`49.
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`It was not until events in the 1970’s, however, that a renewed interest
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`in hybrid vehicles emerged as a means to combat the U.S. dependency on oil and
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`to meet increased air pollution reduction goals. (See e.g., Ex. 1221 at 3; Ex. 1222
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`at 3).
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`50. For instance, in 1976 the U.S. government enacted Public Law 94-413
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`pertaining to the “Electric and Hybrid Vehicle Research, Development, and
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`Demonstration Act” that was to “encourage and support accelerated research into,
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`and development of electric and hybrid vehicle technologies.” (Ex. 1223 at 4).
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`51. As a result of this law, multiple fully functional hybrid and electric
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`vehicles were developed by automotive corporations. (Ex. 1223 at 4).
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`52.
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`I am specifically aware that Ford Motor Company and Toyota Motor
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`Company invested considerable time and money into developing both hybrid and
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`electric vehicles. (See e.g., Ex. 1220 at 1; Ex. 1224 at 4).
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`53. Further collegiate competitions intensified during the 1990’s starting
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`with the 1993-1995 Ford Hybrid Electric Vehicle Challenge. The 1993 Ford
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`Hybrid Electric Vehicle Challenge is attached as Exhibit 1216. By 1994 these
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`competitions had grown to include teams from over 38 universities representing
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`more than 800 students. (Ex. 1223 at 10).
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`54. As I mentioned in my “Qualifications and Professional” section
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`above, I was personally involved with the U.S. Naval Academy’s hybrid vehicle
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`design that was entered in the 1993 “Ford Hybrid Vehicle” competition. (Ex. 1216
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`at 6).
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`55.
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`I was also personally
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`involved with Lawrence Technological
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`University’s hybrid vehicle design that was entered in the 1996 and 1997 “Future
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`Car” hybrid vehicle competitions. (Ex. 1217 at 6; Ex. 1218 at 10).
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`56. Based upon the level of research and development prior to 1998,
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`numerous hybrid vehicle “architectures” were well-known. (See e.g., Ex. 1225 at 4
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`& 7-8). Hybrid vehicle “architectures” may also be generally referred to as hybrid
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`“topologies” or “configurations.” As I explain in detail below, known hybrid
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`vehicle “architectures” included what was commonly referred to as: (1) “series”
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`hybrid vehicles (¶¶ 61-69 below); and (2) “parallel” hybrid vehicles (¶¶ 70-72
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`below). As I further explain in detail below, “parallel” hybrid vehicle architectures
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`were further known to include: (1) one motor “parallel” hybrid vehicle
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`architectures (¶¶ 73-86 below); and (3) two motor “parallel” hybrid vehicle
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`architectures (¶¶ 87-107 below).
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`57. As I explain further below, these varying hybrid vehicle architectures
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`differed in how the powertrain (i.e., the engines and motors) was arranged and
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`connected to the wheels. The various architectures were done in order to achieve
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`many of the goals I mentioned above in ¶48, including operating the engine at its
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`peak efficiency. (See e.g., Ex. 1220 at 1; Ex. 1225 at 4 & 7).
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`58. Due to the rapid advancement of computers starting in the 1970’s,
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`each of these hybrid vehicles included microprocessor based control strategies for
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`properly controlling the engine, motor(s), transmission, and/ clutching mechanisms
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`used. (See e.g., Ex. 1224 at 4).
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`59. While the control strategies varied based on the architecture being
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`employed, the primary goal still focused on operating the engine within its “sweet
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`spot” or “optimum efficiency range.” (See e.g., Ex. 1220 at 1; Ex. 1224 at 4).
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`60. Such efficient engine control strategies were desired so as to meet the
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`Federal government’s reduced air pollution goals of 1976 and to meet California’s
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`“Low Emissions Vehicle” regulation that was enacted in 1990. (Ex. 1222 at 3).
`
`A.
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`“Series” Hybrid Vehicle
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`61. A person of ordinary skill in the art knew well-prior to September
`
`1998 of the design and operational advantages of “series” hybrid vehicle
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`architectures. (Ex. 1221 at 6-7; Ex. 1225 at 7).
`
`62.
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`In fact, by 1979 it was well-known that “series” hybrid vehicles could
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`be designed in various arrangements that could include one or more electri