throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`
`—————
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`—————
`
`WEBASTO ROOF SYSTEMS, INC.
`Petitioner,
`
`v.
`
`UUSI, LLC
`Patent Owner.
`
`—————
`
`Case IPR2014-_____
`Patent 7,579,802
`
`—————
`
`DECLARATION OF HAMID A. TOLIYAT, PH.D.
`
`
`
`
`
`
`
`
`
`1
`
`
`
`
`
`
`
`
`
`
`
`
`
`Attorney Docket: 130163.231151
`
`
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`—————
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`—————
`
`WEBASTO ROOF SYSTEMS, INC.
`Petitioner,
`
`v.
`
`UUSI, LLC
`Patent Owner.
`
`—————
`
`Case IPR2014-_____
`Patent 7,579,802
`
`—————
`
`DECLARATION OF HAMID A. TOLIYAT, PH.D.
`
`
`
`
`
`
`
`
`
`1
`
`Webasto Roof Systems, Inc.
`Exhibit 1003
`
`UUSI, LLC
`Exhibit 2009
`1/126
`
`Attorney Docket: 130163.231151
`
`
`
`

`
`
`
`Table of Contents
`
`Page
`
`I.
`
`SUMMARY OF QUALIFICATIONS ............................................................ 6
`
`II.
`
`UNDERSTANDING OF LEGAL PRINCIPLES ........................................... 9
`
`A. Anticipation ........................................................................................... 9
`
`B.
`
`C.
`
`D.
`
`E.
`
`Obviousness ........................................................................................... 9
`
`Claim Construction ............................................................................. 11
`
`Priority Date ........................................................................................ 12
`
`Level of Ordinary Skill in the Art ....................................................... 12
`
`III. BACKGROUND AND STATE OF THE ART OF TECHNOLOGY AT
`ISSUE ............................................................................................................ 13
`
`IV. SUMMARY OF THE(cid:3244)802 PATENT ............................................................ 21
`
`V.
`
`CLAIM CONSTRUCTION .......................................................................... 24
`
`VI. BACKGROUND OF THE PRIOR ART ...................................................... 28
`
`A.
`
`Itoh ....................................................................................................... 28
`
`B.
`
`Kinzl .................................................................................................... 32
`
`C.
`
`Lamm ................................................................................................... 34
`
`D. Duhame................................................................................................ 37
`
`E.
`
`Jones .................................................................................................... 39
`
`VII. GROUNDS OF INVALIDITY ..................................................................... 41
`
`A. Ground 1: Claims 1, 6-9, and 15-16 are Rendered Unpatentable for
`Obviousness based on Itoh in view of Kinzl ....................................... 41
`
`1.
`
`Claim 1 ...................................................................................... 41
`
`
`
`2
`
`Webasto Roof Systems, Inc.
`Exhibit 1003
`
`UUSI, LLC
`Exhibit 2009
`2/126
`
`

`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`Claim 6 ...................................................................................... 49
`
`Claim 7 ...................................................................................... 50
`
`Claim 8 ...................................................................................... 59
`
`Claim 9 ...................................................................................... 60
`
`Claim 15 .................................................................................... 61
`
`Claim 16 .................................................................................... 67
`
`Combining Itoh and Kinzl ........................................................ 68
`
`B.
`
`Ground 2: Claim 11 is Rendered Unpatentable for Obviousness based
`on Itoh in view of Kinzl and Duhame ................................................. 69
`
`1.
`
`2.
`
`Claim 11 .................................................................................... 69
`
`Combining Itoh, Kinzl and Jones.............................................. 72
`
`C. Ground 3: Claims 1, 6-9, and 15-16 are Rendered Unpatentable for
`Obviousness based on Lamm in view of Itoh ..................................... 72
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`Claim 1 ...................................................................................... 72
`
`Claim 6 ...................................................................................... 79
`
`Claim 7 ...................................................................................... 81
`
`Claim 8 ...................................................................................... 89
`
`Claim 9 ...................................................................................... 91
`
`Claim 15 .................................................................................... 93
`
`Claim 16 .................................................................................... 99
`
`Combining Lamm and Itoh ....................................................... 99
`
`D. Ground 4: Claim 11 is Rendered Unpatentable for Obviousness based
`on Lamm, in view of Itoh and Duhame ............................................100
`
`1.
`
`Claim 11 ..................................................................................100
`
`3
`
`Webasto Roof Systems, Inc.
`Exhibit 1003
`
`
`
`
`
`UUSI, LLC
`Exhibit 2009
`3/126
`
`

`
`2.
`
`Combining Lamm, Itoh and Duhame .....................................103
`
`E.
`
`Ground 5: Claims 1, 6-9, 11 and 15-16 are Rendered Unpatentable for
`Obviousness based on Duhame in view of Kinzl .............................103
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`9.
`
`Claim 1 ....................................................................................103
`
`Claim 6 ....................................................................................111
`
`Claim 7 ....................................................................................112
`
`Claim 8 ....................................................................................117
`
`Claim 9 ....................................................................................117
`
`Claim 11 ..................................................................................118
`
`Claim 15 ..................................................................................120
`
`Claim 16 ..................................................................................124
`
`Combining Duhame and Kinzl ...............................................124
`
`
`
`4
`
`Webasto Roof Systems, Inc.
`Exhibit 1003
`
`UUSI, LLC
`Exhibit 2009
`4/126
`
`
`
`
`
`
`
`

`
`Toliyat Declaration
`
`I, Hamid A. Toliyat, hereby declare as follows:
`
`I have been retained by counsel for Petitioner Webasto Roof Systems, Inc.
`
`
`
`1.
`
`2.
`
`(hereinafter, “WRSI”). I am being compensated for my work in this matter at a
`
`rate of $450 per hour, and my compensation is not dependent in any way on the
`
`outcome of this proceeding.
`
`3.
`
`I have been asked to provide my opinions regarding whether claims 1, 6-9,
`
`11 and 15-16 (hereinafter, “Challenged Claims”) of U.S. Patent No. 7,579,802
`
`(hereinafter, “’802 Patent”) are invalid because they are anticipated or would have
`
`been obvious to a person having ordinary skill in the art at the time of the alleged
`
`invention. In my opinion, those claims are invalid based on the grounds I discuss
`
`below.
`
`4.
`
`In forming by opinion, I have considered the ’802 patent claims and
`
`disclosure, the prosecution history of the ’802 patent, the petition for inter partes
`
`review of the ’802 patent including the exhibits, Brose’s previously filed petition
`
`for inter partes review of the ’802 patent including the exhibits, UUSI’s
`
`infringement contentions in litigation, and my own experience and expertise.
`
`
`
`5
`
`Webasto Roof Systems, Inc.
`Exhibit 1003
`
`UUSI, LLC
`Exhibit 2009
`5/126
`
`

`
`SUMMARY OF QUALIFICATIONS
`
`My qualifications and background are set forth in my curriculum vitae, a
`
`
`
`I.
`
`5.
`
`copy of which is attached as Exhibit 1004. A synopsis of my qualifications and
`
`background is set forth below.
`
`6.
`
`7.
`
`I am a licensed Professional Engineer in the State of Texas.
`
`I earned a Ph.D. in Electrical Engineering with a specialization in Industrial
`
`Drives, Electrical Machines, Power Electronics, Power Systems and Control from
`
`the University of Wisconsin-Madison in 1991, a M.S. in Electrical Engineering
`
`from West Virginia University in 1986 and a B.S. in Electrical Engineering from
`
`Sharif University of Technology in May 1982. Since 1987, I have held numerous
`
`teaching and research positions in the field of electrical engineering at the
`
`University of Wisconsin-Madison (Jan. 1987 – May 1991), Ferdowsi University of
`
`Mashhad (September 1991 – January 1994) and Texas A&M University (March
`
`1994 – present).
`
`8.
`
`I am a member of a number of professional and honorary societies, including
`
`the Fellow of Institute of Electrical and Electronic Engineers (“Fellow of IEEE”),
`
`American Society of Heating, Refrigerating and Air-Conditioning Engineers
`
`(ASHRAE), Sigma Xi, and Phi Beta Delta.
`
`9.
`
`I have also received numerous professional honors. For example, I will be
`
`receiving one of the highest IEEE awards, namely the Nikola Tesla Field Award in
`
`
`
`6
`
`Webasto Roof Systems, Inc.
`Exhibit 1003
`
`UUSI, LLC
`Exhibit 2009
`6/126
`
`

`
`
`
`2014 for “Outstanding contributions to the design, analysis and control of fault-
`
`tolerant multiphase electric machines.” I am a recipient of the IEEE Power
`
`Engineering Society’s Cyrill Veinott Award in Electromechanical Energy
`
`Conversion. In addition, since I began teaching at Texas A&M University, I have
`
`received the Patent and Innovation Award from the Texas A&M University
`
`System Office of Technology Commercialization, the TEES Faculty Fellow
`
`Award, a Distinguished Achievement Award, the E.D. Brockett Professorship
`
`Award, the Eugene Webb Faculty Fellow Award, and the Texas A&M Select
`
`Young Investigator Award. I have also received Technical Awards from the
`
`Schlumberger Foundation on two occasions and the Space Act Award from
`
`NASA.
`
`10.
`
`I am a named inventor on numerous patent applications, including two that
`
`issued as patents, namely, U.S. Patent No. 7,049,786 for “Unipolar drive topology
`
`for permanent magnet brushless DC motors and switched reluctance motors.” The
`
`‘786 Patent is based on my application entitled “A Low-Cost Brushless DC Motor
`
`Drive with Improved Power Factor,” which discusses a system for improved power
`
`factor. I am also a named inventor on U.S. Patent No. 6,426,605 for a Multiphase
`
`Induction Motor Drive System and Method.
`
`11.
`
`I am the author of DSP-Based Electromechanical Motion Control, CRC
`
`Press, 2003, and the Co-Editor of the Handbook of Electric Motors - 2nd Edition,
`
`
`
`7
`
`Webasto Roof Systems, Inc.
`Exhibit 1003
`
`UUSI, LLC
`Exhibit 2009
`7/126
`
`

`
`
`
`Marcel Dekker, 2004. I have also published over 420 technical papers
`
`(approximately a third of which were published in IEEE Transactions publications)
`
`and have presented more than 80 lectures worldwide on such topics as electric
`
`machines, power electronics, motor drives, and high frequency power converters.
`
`In 2005, I served as the General Chair of the IEEE International Electric Machines
`
`and Drives Conference.
`
`12.
`
`I have over twenty years of experience focusing on projects relating to
`
`improvements in the area of motor current signature analysis (MCSA). I am a co-
`
`author of the textbook, Electric Machines – Modeling, Condition Monitoring, and
`
`Fault Diagnosis (CRC Press, Florida, 2012.), which is one of the largest, most
`
`comprehensive textbooks available on the subjects of MCSA and condition
`
`monitoring of electric machines. These theoretical analysis and practical
`
`implementation strategies are based on many years of research and development at
`
`the Advanced Electric Machine and Power Electronics (EMPE) Laboratory at
`
`Texas A&M University.
`
`13.
`
`In my educational background, research and consulting duties I have
`
`developed a thorough understanding of variable speed motor drives, electric
`
`motors and electronic controllers of these systems.
`
`14.
`
`I also have significant practical experience as an electrical engineer for Neka
`
`Thermal Power Plant (June 1980 to December 1981) where I worked on
`
`
`
`8
`
`Webasto Roof Systems, Inc.
`Exhibit 1003
`
`UUSI, LLC
`Exhibit 2009
`8/126
`
`

`
`
`
`developing the turbo-generator exciter and auxiliary systems such as inverters and
`
`rectifiers, Khorasan Regional Electric Company (June 1982 to February 1983)
`
`where I designed and constructed high voltage substations, including the auxiliary
`
`power supplies, Allen-Bradley Company (June 1989 to September 1989) where I
`
`improved a high performance AC drive, and General Motors Corporation (January
`
`1991 to May 1991) where I designed a concentrated winding machine for a DC
`
`locomotive traction alternative. I have also worked as a consultant in such areas as
`
`electric machines, electric motors, oil platform power systems, power electronics,
`
`subsea power systems, naval ships propulsions, and wind turbine generators.
`
`II.
`
`UNDERSTANDING OF LEGAL PRINCIPLES
`
`A.
`
`Anticipation
`
`15.
`
`I understand that to anticipate a patent claim, a single prior art reference
`
`must disclose every element of the claim, either explicitly or inherently to a person
`
`of ordinary skill in the art. I understand that an element of a claim is “inherent” in
`
`the disclosure of a prior art reference when the missing element is the inevitable
`
`outcome of the process and/or thing that is described in the prior art reference.
`
`B.
`
`Obviousness
`
`16.
`
`I understand that a prior art reference can render a patent claim obvious to
`
`one of ordinary skill in the art if the differences between the subject matter set
`
`forth in the patent claim and the prior art are such that the subject matter of the
`
`
`
`9
`
`Webasto Roof Systems, Inc.
`Exhibit 1003
`
`UUSI, LLC
`Exhibit 2009
`9/126
`
`

`
`
`
`claim would have been obvious at the time the claimed invention was made. In
`
`analyzing obviousness, I understand that it is important to consider the scope of the
`
`claims, the level of skill in the relevant art, the scope and content of the prior art,
`
`the differences between the prior art and the claims, and any secondary
`
`considerations.
`
`17.
`
`I understand that when the claimed subject matter involves combining pre-
`
`existing elements to yield no more than one would expect from such an
`
`arrangement, the combination is obvious. I also understand that in assessing
`
`whether a claim is obvious one must consider whether the claimed improvement is
`
`more than the predictable use of prior art elements according to their established
`
`functions. I understand that there need not be a precise teaching in the prior art
`
`directed to the specific subject matter of a claim because one can take account of
`
`the inferences and creative steps that a person of skill in the art would employ. I
`
`further understand that a person of ordinary skill is a person of ordinary creativity,
`
`not an automaton. However, I understand that obviousness cannot be based on the
`
`hindsight combination of components selectively culled from the prior art.
`
`18.
`
`I understand that in an obviousness analysis, neither the motivation nor the
`
`avowed purpose of the inventors controls the inquiry. Any need or problem known
`
`in the field at the time of the invention and addressed by the patent can provide a
`
`reason for combining elements. For example, I understand that it is important to
`
`
`
`10
`
`Webasto Roof Systems, Inc.
`Exhibit 1003
`
`UUSI, LLC
`Exhibit 2009
`10/126
`
`

`
`
`
`consider whether there existed at the time of the invention a known problem for
`
`which there was an obvious solution encompassed by the patent’s claims. I
`
`understand that known techniques can have obvious uses beyond their primary
`
`purposes, and that in many cases a person of ordinary skill can fit the teachings of
`
`multiple pieces of prior art together like pieces of a puzzle.
`
`19.
`
`I understand that, when there is a reason to solve a problem and there are a
`
`finite number of identified, predictable solutions, a person of ordinary skill has
`
`good reason to pursue the known options within his or her technical grasp. I
`
`further understand that, if this leads to the anticipated success, it is likely the
`
`product not of innovation but of ordinary skill and common sense, which bears on
`
`whether the claim would have been obvious.
`
`20.
`
`I understand that secondary considerations can include, for example,
`
`evidence of commercial success of the invention, evidence of a long-felt need that
`
`was solved by an invention, evidence that others copied an invention, or evidence
`
`that an invention achieved a surprising result. I further understand that such
`
`evidence must have a nexus, or causal relationship to the elements of a claim, in
`
`order to be relevant. I am unaware of any such secondary considerations.
`
`C.
`
`Claim Construction
`
`21.
`
`I understand that claims in an inter partes review of an unexpired patent
`
`claims are given their broadest reasonable construction in light of the specification.
`
`
`
`11
`
`Webasto Roof Systems, Inc.
`Exhibit 1003
`
`UUSI, LLC
`Exhibit 2009
`11/126
`
`

`
`
`
`I also understand that the ’802 patent will expire on November 13, 2014. I
`
`understand, once a patent has expired, the claims are interpreted in the way a
`
`person of ordinary skill in the art would have understood them at the time of the
`
`alleged invention, principally in view of the patent specification and prosecution
`
`history, and in view other sources of information available at the time. I will note
`
`below if application of these different standards would affect my opinion.
`
`Otherwise, it should be assumed that my opinion would not be affected by the
`
`application of either standard.
`
`D.
`
`Priority Date
`
`22.
`
`I am informed and understand that for purposes of my analysis, I am to
`
`assume that the priority date of each of claims 1, 6-9, 11, and 15-16 of the ’802
`
`Patent is April 22, 1992, the filing date of the earliest parent application to which
`
`the ’802 Patent could conceivably claim priority. All of the prior art references I
`
`address in this declaration were filed and/or published prior to April 22, 1992.
`
`E.
`
`Level of Ordinary Skill in the Art
`
`23.
`
`It is my understanding that my analysis of the interpretation and validity
`
`must be undertaken from the perspective of what would have been known or
`
`understood by someone of ordinary skill in the art at least as early as April 22,
`
`1992. It is my opinion that the claims are directed to a person with at least a
`
`Bachelor of Science degree (or the equivalent) in a relevant scientific or
`
`
`
`12
`
`Webasto Roof Systems, Inc.
`Exhibit 1003
`
`UUSI, LLC
`Exhibit 2009
`12/126
`
`

`
`
`
`engineering field, such as electrical engineering, mechanical engineering, or
`
`automotive engineering, and having approximately two (2) years of experience
`
`related to control systems...
`
`24.
`
`I am well acquainted with knowledge of one of ordinary skill as of at least
`
`April 22, 1992.
`
`III. BACKGROUND AND STATE OF THE ART OF TECHNOLOGY AT
`ISSUE
`
`25. By April 22, 1992, it was well recognized that systems that control the
`
`movement of closures such as windows and doors could cause bodily injury to
`
`users during closing operations. There was an important need to ensure
`
`operational safety of closure devices such as garage doors, elevator doors, and,
`
`indeed, motor vehicle windows and panels. For instance, from my understanding,
`
`by 1990, Congress issued a mandate in the Consumer Product Safety Improvement
`
`Act of 1990 that included an entrapment protection requirement for garage doors
`
`with automatic openers. (Ex. 1012.) Similarly, as the named inventors of the ’802
`
`Patent acknowledged in the background section, the National Highway Traffic
`
`Safety Administration (NHTSA) Standard 118 contained regulations to assure safe
`
`operation of power-operated windows and roof panels. (See Ex. 1001 at 1:32-43.)
`
`From my understanding, the original version of this standard issued in 1971, which
`
`specified “requirements for power-operated window and partition systems to
`
`
`
`13
`
`Webasto Roof Systems, Inc.
`Exhibit 1003
`
`UUSI, LLC
`Exhibit 2009
`13/126
`
`

`
`
`
`minimize the likelihood of death or injury from their accidental operation.” (Ex.
`
`1011 at 22940) (See also Ex. 1005 (1991 version).)
`
`26. As a result, a principal goal for those skilled in the art by April 22, 1992, and
`
`in fact much earlier, was the accurate and rapid detection of obstructions and
`
`collisions in apparatus that control the movement of windows, panels, and other
`
`moving objects that could potentially cause physical injury.
`
`27. By April 22, 1992, obstruction detection capabilities were implemented in a
`
`variety of apparatus that controlled the movement of objects that range from motor
`
`vehicle windows and sunroofs to garage doors. For instance, some prior art
`
`systems detected an obstruction through the use of non-contact and proximate-
`
`contact methods, where, for example, electrical capacitive sensing devices were
`
`installed to sense the presence of nearby objects during operation. Similarly, some
`
`prior art systems relied on direct-contact devices to detect physical pressure or
`
`force of contact at the edge of the window or panel. Other systems utilized optical-
`
`based detection devices, such as photo-sensors to detect an obstruction based on
`
`the interruption of the optical beam. Yet other prior art apparatuses monitored for
`
`abrupt changes in the armature current, voltage or temperature of the window
`
`regulator motor.
`
`28.
`
`It was well recognized by this time that technology in this field could be
`
`readily applied across applications. For instance, a person of ordinary skill in the
`
`
`
`14
`
`Webasto Roof Systems, Inc.
`Exhibit 1003
`
`UUSI, LLC
`Exhibit 2009
`14/126
`
`

`
`
`
`art could have readily utilized technology and methodology of detecting a collision
`
`of a garage door or elevator doors and applied them in automotive applications,
`
`such as vehicle windows or sunroofs. For instance, a person of ordinary skill in the
`
`art could program a controller that was used to control and monitor vehicle
`
`windows or sunroofs to detect a collision using techniques found in garage door
`
`controllers and elevator doors alike. As I discuss further in reference to the
`
`Duhame reference below, even the inventors of the ’802 Patent recognized that the
`
`collision detection techniques known at the time can be readily applied to a wide
`
`range of applications.
`
`29. Many of these apparatuses detected an obstruction in the path of the moving
`
`panel of a device through the use of sensors that provide information related to the
`
`physical movement of the window or panel. For instance, these sensors were often
`
`coupled or integrated with the motor so that attributes of the motor, such as the
`
`motor speed, current, voltage, temperature, and other relevant data that may be
`
`gathered and used to detect abnormalities in the movement of the window or panel,
`
`including any collision or obstruction. Indeed, it was well known by persons
`
`having ordinary skill in the art well prior to April 22, 1992 to use sensors such as
`
`Hall-effect sensors, current-based sensors, photo-optic sensors, and other types of
`
`sensors to monitor the movement of the window or panel.
`
`
`
`15
`
`Webasto Roof Systems, Inc.
`Exhibit 1003
`
`UUSI, LLC
`Exhibit 2009
`15/126
`
`

`
`
`
`30.
`
`For example, it was well known that Hall-effect sensors that were coupled to
`
`the motor could be used to determine the speed, acceleration and other information
`
`related to the movement of the window or panel. In other well-known systems,
`
`current sensors were connected to the motor of the device from which the
`
`magnitude of current can be calculated by the controller of the prior art system. By
`
`April 22, 1992, many of those in the art realized that the increased accuracy of
`
`obstruction detection could be achieved by monitoring not just the instantaneous
`
`sensor measurement, but also rate of change of these measurements, taking into
`
`consideration measurements from earlier in the current run. For example, it was
`
`well known that controllers could determine whether there is an obstruction based
`
`on changes in speed (i.e., acceleration and deceleration), changes in acceleration,
`
`changes in measured motor current, and so on. For instance, the inventors of
`
`Lamm (discussed below) recognized this, stating that “[t]he additional or
`
`alternative determination of higher derivatives, preferably at least of the second
`
`derivative, further increases the detection reliability, because changes influence the
`
`result more strongly than in the first derivative.” (Ex. 1008 at 2.)
`
`31.
`
`In the collision detecting apparatuses of the prior art, motor speed, current
`
`and other parameters detected during the movement of the panel were compared
`
`with one or more threshold values in order to detect a collision. Based on these
`
`comparisons, it was possible to detect that the window or panel has encountered an
`
`
`
`16
`
`Webasto Roof Systems, Inc.
`Exhibit 1003
`
`UUSI, LLC
`Exhibit 2009
`16/126
`
`

`
`
`
`obstacle during movement. For instance, in many prior systems, the controller of
`
`the system detected an obstruction or collision if the measured parameter value
`
`exceeded a predetermined threshold value stored in memory.
`
`32. Upon detection, responsive actions were taken, including stopping the motor
`
`with de-energization. It was well recognized that accurate and fast detection of
`
`obstructions is essential in order to prevent damage to the motor, the window or
`
`panel, and, of course, to prevent any injury to users.
`
`33. As many in the art recognized at least as early as April 22, 1992, the one
`
`shortcoming of using a simple threshold comparison against the instantaneous
`
`sensor measurement was the propensity of the system to erroneously detect an
`
`obstruction. For instance, the system might incorrectly determine that the window
`
`or panel has come upon an obstacle based on detected increase in current or a
`
`decrease in motor speed, even when there is no obstruction. Similarly, the system
`
`might incorrectly continue to power the motor despite the presence of an obstacle
`
`in the path of travel. These false detections and failures to detect an obstruction
`
`might be caused by a variety of environmental and other external factors that affect
`
`the ability of the controller to perform its detecting capabilities.
`
`34.
`
`Speed and current of the motor could vary between different sections of the
`
`path of travel due to the inherent mechanical properties of the window or panel
`
`closure system. For example, the physical structure of rails guiding the window or
`
`
`
`17
`
`Webasto Roof Systems, Inc.
`Exhibit 1003
`
`UUSI, LLC
`Exhibit 2009
`17/126
`
`

`
`
`
`panel along its path of travel might cause speed and the amount of current detected
`
`from the motor to vary during the movement of the window or panel. Similarly,
`
`the mechanical tightness of system components and slack in the cables that are
`
`pulling the window or panel might also cause the motor speed and current to vary
`
`along its path of travel. For instance, during operation, the speed and current of the
`
`motor at the beginning of the path might be much less than the speed and motor
`
`current of the motor when the object is in the middle of the path of travel.
`
`35. Variations of the parameter may also be caused by environmental
`
`conditions, such as ice, dirt, grime accumulation, temperature, speed of the vehicle,
`
`voltage of the motor, and other attributes.
`
`36.
`
`In addition, it was well recognized that there would be variations in motor
`
`speed and/or motor current as the apparatus aged and suffered physical fatigue due
`
`to use. As the apparatus aged, components suffered from degradation, warping,
`
`and other physical changes.
`
`37. As a result, a person of ordinary skill in the art understood that in practice,
`
`apparatuses that relied solely on a fixed threshold value or instantaneous sensor
`
`reading alone were sometimes inaccurate and ineffective in detecting obstructions.
`
`For instance, apparatuses sometimes produced more false positive and false
`
`negatives during operations with age and varying weather conditions. These are
`
`undesirable traits for systems that could cause serious bodily injury during normal
`
`
`
`18
`
`Webasto Roof Systems, Inc.
`Exhibit 1003
`
`UUSI, LLC
`Exhibit 2009
`18/126
`
`

`
`
`
`operations, as recognized by those in the art prior to April 22, 1992. For instance,
`
`the inventors of U.S. Patent No. 4,831,509 to Jones described that “the relationship
`
`between motor load and door position will vary with door age, climatic conditions
`
`and track condition. Thus setting of load monitoring device to only detect actual
`
`obstructions is difficult as each of these variations must be compensated for in
`
`order to avoid false tripping of the door mechanism.” (Ex. 1010 at 1:34-40.)
`
`38. As those in the art recognized well prior to April 22, 1992, one way that
`
`false-positives and false negatives could be reduced was by taking into account
`
`variations that are caused by the environmental and other external conditions. One
`
`well-known method to do this was to take into consideration not only the currently
`
`sensed parameter value but also data from the current or speed sensed from the
`
`current run and previous cycles in determining whether there is an obstruction.
`
`These prior art systems, for instance, used measured motor speed or current values
`
`detected earlier during the current run to calculate or adjust the threshold value.
`
`The adjusted threshold value would then be compared against the current
`
`parameter measurement in order to determine whether there is an obstruction.
`
`39. By April 22, 1992, it was well known that controllers of systems for
`
`operating windows or panel could be readily programmed to perform any number
`
`of functions, including executing a wide range of mathematical calculations using
`
`
`
`19
`
`Webasto Roof Systems, Inc.
`Exhibit 1003
`
`UUSI, LLC
`Exhibit 2009
`19/126
`
`

`
`
`
`any number and type of parameters in order to accurately and quickly detect when
`
`there is a collision along the path of travel.
`
`40.
`
`In many of the prior art references, the collision detection algorithms used
`
`by these apparatuses were often discussed by reference to a comparison that was
`
`processed by the controller of the apparatus. For example, some references
`
`described that a collision was detected if a sensed or calculated parameter (e.g.,
`
`acceleration) exceeded a predetermined value. A person of ordinary skill in the art
`
`would have recognized that the controller would be programmed to process a
`
`corresponding mathematical formula, e.g., St – St-1 > (cid:302), to detect the collision. A
`
`person of ordinary skill in the art would have understood the equivalent
`
`mathematical formulas for algorithms that are based on any number or type of
`
`measurements, including those based on speed, current, change in speed or current,
`
`or change in acceleration (and so on), as it would have been well within his or her
`
`knowledge and education.
`
`41. Moreover, a person of ordinary skill in the art would have known that these
`
`comparisons could be equivalently expressed in a variety of manners, including
`
`expressed in the context of a comparison with the most current speed measurement
`
`(e.g., St). That is, using the same example listed in the previous paragraph, a
`
`person of ordinary skill in the art would have recognized that the formula can be
`
`
`
`20
`
`Webasto Roof Systems, Inc.
`Exhibit 1003
`
`UUSI, LLC
`Exhibit 2009
`20/126
`
`

`
`
`
`expressed as St > (cid:302) + St-1, whereby the controller is comparing the most recent
`
`speed measurement against an adaptive threshold ((cid:302) + St-1).
`
`42. By April 22, 1992, computer memory was widely used by these types of
`
`apparatuses in the industry in order to store the relevant data needed by the
`
`controller to detect a collision, including measurement data from the sensors,
`
`predetermined values used to calculate a threshold, temporary calculation results,
`
`and others. Programmable controllers were used by a number of prior art systems
`
`to perform these calculations and collision detection.
`
`IV.
`
`SUMMARY OF THE’802 PATENT
`
`43.
`
`In g

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket