U) *5 U3
`
`11540550 ~ fiAU:%$N
`
`Subst. for form 1449/PTO
`SUPPLEMENTAL
`
`~
`
`_.
`
`'1
`
`INFORMATION DISCLOSURE STATEMENT BY
`(Use as manysheets as necessa@ @
`
`.
`
`.
`
`.
`
`A"""°a"°” N””‘be'
`First Named Inventor
`
`Art Unit
`
`CQmp|3te Kngwn
`
`Au;':t4$'75‘;‘;o7
`
`Victor Larson
`
`2157
`
`Examiner Name
`2:“ Docket Number
`
`VU, Kim Y.
`077580-0063 (VRNK-1CP3CN2)
`
`EXAMINER'S
`INITIALS
`
`0'75
`NO~
`
`U8c3mE’. Z1:3cr0-u
`
`Number-Kind Codezrnmmo
`
`P"b'‘°-'“‘°" 9316 Name of Patentee or Applicant
`MM'DD" '
`'
`'
`of Cited Document
`
`u.s.PATENTDOCUMENTS
`
`5
`
`5,311,593
`5,511,122
`5,805,803
`5,822,434
`5,898,830
`60/134,547
`60/151,563
`5,950,195
`6,119,171
`6,937,597
`7,072,964
`09/399,753
`6,079,020
`6,173,399
`6,226,748
`6,226,751
`6,701,437
`5,055,574
`6,246,570
`
`05/10/1994
`04/23/199
`09/08/199
`10/13/1998
`04/27/1999
`05/17/1999
`08/31/1999
`09/07/1999
`09/12/2000
`08/30/2005
`07/04/2006
`09/22/1998
`06/20/2000
`01/09/2001
`05/01/2001
`05/01/2001
`03/02/2004
`04/25/2000
`06/12/2001
`
`Carmi
`Atkinson
`Birrell et ai.
`Caronni et ai.
`
`Wesiner, Jr. et al.
`Victor She mov
`B an Whittles
`Stockwell et al.
`Alkhatib
`
`Rosenberg et al.
`Whittle et al.
`Grai Miller et al.
`Liu
`Gilbrech
`Bots et ai.
`
`Arrow et _al.
`Hoke et alf '
`Smorodinsk et ai.
`
`Karlsson,‘ et al.
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`4
`
`i
`
`4‘
`
`Er
`
`Translation
`
`A1000
`A1001
`A1003
`A1004
`
`—_— ————:2—_——_— —-—
`
`A1005
`1006
`100
`0
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`>>>>>_\_|.3C339—L—..l
`
`A1012
`A1013
`A1014
`A1015
`A1016
`"W'w’A1017
`A1018
`A1019
`
`EXAMlNER'S
`'N'T'A'-5
`
`CITE
`Z
`B1000
`
`B1001
`
`B1002
`
`Foreign Patent Document
`Country Code:-Number 4-Kind
`Codes (if known)
`
`WO O01/17775
`
`W0 O0/70458
`
`W0 01/016766
`
`FOREIGN PATENT DOCUMENTS
`Publication Date
`Name oi Patentee or
`U0OCE!I'DE‘.
`>‘U1;6m E. O.. Q
`MM-DD-YYYY
`
`Pages, Columns, Lines
`Where Relevant
`Figures Appear
`
`03-30-2000
`
`1 1-23-2000
`
`03-08-2001
`
`Science Applications
`International Corporation
`Comsec Corporation
`Science Applications
`international Co oration
`
`iiiiiiiiii'Iiiiiiiiiii
`
`EXAMlNER
`
`,/iirisna Limr’
`
`DATE CONSIDERED
`
`ll
`,1
`03 14201 O
`
`‘EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation it not In contormance and not considered.
`Include copy of this form with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here it English language Translation is attached.
`
`(1)
`ALL REFERENCES CONSKDERED EXCEPT WHERE UNEE) THROUGH.
`
`/K1.../'
`
`576
`
`

`
`31840560 ~ CEAUZ 2453
`
`Subst. for form 1449/PTO
`SUPPLEMENTAL
`INFORMATION DISCLOSURE STATEMENT BY
`
`(Use as many sheets as necessary)
`
`.
`.
`A”°"°a“°" N”'“"e'
`Filing Date
`First Named Inventor
`
`Complete if Known
`"’34°'56°
`August 17,
`Victor Larson
`2157
`
`VU, Kim Y.
`
`EXAMlNER'S
`INITIALS
`
`cn-E
`NO.
`
`C998
`
`C999
`
`077580-0063 (VRNK-1CP3CN2)
`Docket Number
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`Include name of the author (in CAPITAL LETTERS). title of the article (when appropriate), title of the item
`(book, magazine, journal. serial. symposium, catalog, etc), date, page(s), volume-issue number(s), publisher,
`city and/or country where published.
`
`Microsoft Corporation's Fourth Amended invalidity Contentions dated Jan. 5, 2009,
`VirnelX inc. and Science A lications international Cor. v. Microsoft Cororation,
`Appendix A of the Microsoft Corporation's Fourth Amended Invalidity Contentions dated
`Jan. 5, 2009.
`Concordance Table For the References Cited in Tables on pages 6-15, 71-80 and 116-
`124 of the Microsoft Corporation's Fourth Amended Invalidity Contentions dated Jan. 5,
`
`1. P. Mockapetris, "DNS Encoding of Network Names and Other Types,” Network
`'
`,RFC 1101 (Aril1989 RFC1101
`DNS-related correspondence dated September 7, 1993 to September 20, 1993. (Pre KX,
`KX Records)
`[Due to difficult" liocating this reference, a co has not‘bee‘n"p‘rovided]
`R. Atkinson, "An lnternetwork Authentication Architecture," Naval Research Laboratory,
`Center for Hi'hA‘ssura”nce Corn
`'
`" S stems 8/5/93). Atkinson NRL, KX Records
`Henning Schulzrinne, Personal Mobility For Multimedia Services In The Internet,
`Proceedings of the Interactive Distributed Multimedia Systems and Services European
`
`“lPSec Minutes From Montreal”, IPSEC Working Group Meeting Notes,
`http://www.sandleman.ca/ipsec/1996/08/msg00018.html (June 1996). (lPSec Minutes,
`
`J. M. Galvin, "Public Key Distribution with Secure DNS,” Proceedingsiof the Sixth
`USENIX UNIX Securit S mosium, San Jose, California, Jul 1996. Galvin, DNSSEC
`
`- Arnt Gulbrandsen & Paul Vixie, A DNS RR for specifying the location of services (DNS
`
`C1012
`
`SRW, IETF RFC 2052 October 1995 . RFC 2052, DNS SRV
`EXAMINER
`DATE CONSIDERED
`
`/‘Krisna Liml
`‘EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`_
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here it English language Translation is attached.
`
`(Z)
`'
`ALL REFERENCES CONSHDERED EXCEPT WHERE UNEE) THROUGH.
`
`/Ki.../'
`
`.
`.
`G3/14./2010
`
`577
`
`

`
`11840560 ~ CEAUZ 2453
`
`Subst. for fon'n 1449/PTO
`SUPPLEMENTAL
`INFORMATION DISCLOSURE STATEMENT BY
`APPLICANT
`{Use as many sheets as necessary)
`
`,,
`Filing Date
`First Named Inventor
`Art Unit
`
`Examiner Name
`
`Comp|ete if Known
`11,840 560
`August 17, 2007
`Victor Larson
`2157
`
`VU, Kim Y.
`
`EXAMlNER‘S
`INITIALS
`
`CITE
`N0.
`
`/C1013
`
`0775809053 (VRNK-1°P3CN2>
`Docket Number
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, sym posium. catalog, etc.), date. page(s), volume-issue number(s), publisher.
`city andlor country where published.
`
`Freier, et al. "The SSL Protocol Version 3.0," Transport Layer Security Working Group
`November 18, 1996 . SSL, UNDERLYING SECURITY TECHNOLOG
`
`C1014
`
`Draft, (12/02/1996). (RFC 2543 Internet Draft 1)
`[Due to difficult
`locating this reference, a cop has not been provided]
`
`C1015 A lications Conference, San Dieo, CA, Dec. 9-13, 1996. Reed, Onion Routin
`
`C1016
`
`Extend Corporate Networks, Digital Technical Journal (1997 Alden, Altavista
`
`C1017
`
`C1018
`
`C1019
`
`C1020 _
`
`C1021
`
`C1022
`
`I M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet
`M.G. Reed, et al. “Proxies for Anonymous Routing," 12th Annual Computer Security -
`Kenneth F. Alden & Edward P. Wobber, The AltaVista Tunnel: Using the Internet to -
`I Automative Industry Action Group, "ANX Release 1 Document Publication," AIAG
`1997 . AIAG, ANX
`Automative Industry Action Group, "ANX Release 1 Draft Document Publication," AIAG '
`Publications 1997 . AIAG Release, ANX
`Aventail Corp., “AutoSOCKS v. 2.1 Datasheet,” available at
`htt
`://www.archive.or /web/19970212013409lwww.aventail.com/ rod/autosk2ds.html
`(1997). (AutoSOCKS, Aventail)
`-
`-
`[Due to difficult
`locating this reference, a cop has not been provided
`Aventail Corp. “Aventail VPN Data»Sheet;5=available»at
`htt
`://wvvw.archive.or /web/19970212013043/www.aventail.coml rod/v ndata.html
`(.1997). Data Sheet, Aventail)
`9-
`-
`~
`,
`Aventail Corp., “Directed VPN Vs. Tunnel," available at
`htt 2//web.archive.or /web/19970620030312/www.aventail.com/educate/directv n.htm|
`‘ 1997 . Directed VPN, Aventail
`_ Aventail Corp., "Managing Corporate Access to the Internet,” Aventail AutoSOCKS
`. White Paper available at
`htt
`://web.archive.or /web/19970620030312/www.aventail.com/educate/white a erli
`.htm| 1997 . Cororate Access, Aventail
`Aventail Corp., “Socks Version 5," Aventail Whitepaper, available at
`
`-' htt
`
`://web.archive.or /web/19970620030312/www.aventail.com/educate/white a er/soc
`
`kswp.html (1997). (Socks, Aventail)
`[Due to difficulty locating this reference, a copy has not been provided]
`c1023
`— Aventail Corp., “VPN server V2.0 Administration Guide,” (1997). (VPN, Aventail)
`-- Goldschlag, et al. "Privacy on the Internet," Naval Research Laboratory, Center for High
`EXAMINER
`i
`‘
`I
`I
`DATE CONSIDERED
`iKr:-sna Limi
`
`C1025 Assurance Comuter S stems 1997 . Goldschla I, Onion Routin
`
`‘EXAMINER: initial it reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation it not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here it English language Translation is attached.
`
`(3)
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/'K.I.../'
`
`578
`
`

`
`'ti84G560 ~ CEAUZ 2453
`
`Subst. for form 1449IF‘TO
`SUPPLEMENTAL
`INFORMATION DISCLOSURE STATEMENT BY
`APPLICANT
`(Use as many sheets as necessary)
`
`.
`A ,.
`pp '°at'°"
`
`N
`
`b
`"m 6'
`
`First Named Inventor
`Art Unit
`
`Complete if Known
`,
`11 84°’56°
`A“9"5‘ 17» 2°07
`Victor Larson
`2157
`
`vmmv.
`077580-0063 (VRNK-1CP3CN2)
`“ Docket Number
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial. symposium, catalog, etc.), date, page(s), volume-issue number(s), publisher,
`city and/or country where published.
`
`EX.AM|NER'S
`INITIALS
`
`on-E
`No_
`
`_ Microsoft Corp., Installing Configuring and Using PPTP with Microsoft Clients and
`
`Microsoft Corp., IP Security for Microsoft Windows NT Server 5.0 (1997) (printed from
`1998 PDC DVD-ROM IP Securit
`, Microsoft Prior Art VPN Technolo
`Microsoft Corp., Microsoft Windows NT Active Directory: An Introduction to the Next
`Generation Directory Services (1997) (printed from 1998 PDC DVD-ROM). (Directory,
`
`Microsoft Corp., Routing and Remote Access Service for Windows NT Server
`Newopportunities Today and Looking Ahead (1997) (printed from 1998 PDC DVD-
`
`, Ljnderstanding Point-to-Point Tunneling Protocol PPTP (1997) (printed
`from 1998 PDC DVD-ROM Understandin PPTP, Microsoft Prior Art VPN Technolo
`J. Mark Smith et.a|., Protecting a Private Network: The Altavisfa
`
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet
`- Draft-, (O3/27/:1,~997~)~. (-RFC»-2543 Internet Draft 2)
`.
`Due to difficult
`Iocatin - this reference, a cop has not been provided]
`
`Automotive Industry Action Group, “ANXO Certification Authority Service and Directory
`Service Definition for ANX Release 1," AIAG Telecommunications Project Team and
`Bellcore Ma 9, 1997 . AIAG Defintion, ANX
`
`Aventail Corp., "Aventail Announces the First VPN Solution to Assure Interoperability
`Across Emerin Securit Protocols," June 2, 1997. First VPN, Aventail
`EXAMINER
`DATE CONSIDERED O3/14/2010
`
`/Krisna i.im/
`
`‘EXAMINER; Initial if reference considered. whether or not citation is in conformance with MPEP 509. Draw line through citation it not In conformance and not considered.
`Include copy oi this fonn with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here it English language Translation is attached.
`
`(4)
`ALL REFERENCES CONSIDERED EXCEPT WHERE UNEE) THROUGH.
`
`/'K.l.../'
`
`579
`
`

`
`'§l84G560 ~ CEAUZ 2453
`
`Subst. for form 1449/PTO
`fi\ILlI=|:E)Pl:l5x.|'lgI"(l)-‘IZIAIEI-ISCLOSURE STATEMENT BY
`APPUCANT
`(Use as many sheets as necessary)
`
`A"""°‘"‘°" N”'"b°'
`
`Complete if Known
`"’84°'5°°
`August 17, 2007
`Victor Larson
`2157
`
`VU, Kim Y.
`
`077580-0063 (VRNK-1CP3CN2)
`“ Docket Number
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book. magazine. journal. serial. symposium, catalog, etc.), date, page(s), volume-issue number(s), publisher,
`city and/or country where published.
`
`cn-E
`NO.
`
`EXAMlNER'S
`INITIALS
`
`Syverson, et al. “Private Web Browsing," Naval Research Laboratory, Center for High 8
`C1039 Assurance Comuter S stems June 2, 1997 . S erson, Onion Routin
`Bellcore, "Metrics, Criteria, and Measurement Technique Requirements for ANX Release
`1," AIAG Telecommunications Project Team and Bellcore (June 16, 1997). (AIAG
`Reuirements, ANX
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet
`Draft, (07/31/1997). (RFC 2543 Internet Draft 3)
`Due to difficul
`Iocatin this reference, a co - has not been rovided
`
`I
`
`C1040
`
`C1041
`
`RFC 2230 November 1997 . RFC 2230, KX Records1-
`
`C1042
`
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet
`Draft, (11/11/1997). (RFC 2543 Internet Draft 4)
`’
`[Due to difficul
`locating this reference, a co - has not been provided]
`1998 Microsoft Professional Developers Conference DVD (“1998 PDC DVD-ROM”)
`(including screenshots captured therefrom and produced as MSFTVX 00018827-
`00018832). (Conference. Microsoft Prior Art VPN Technolo
`
`,-.
`
`Microsoft Corp., Windows NT 5.0 Beta Has Public Premiere at Seattle Mini—Cam
`Seminar attendees get first look at the performance and capabilities of Windows NT 5.0
`(1998) (available at hap //www.microsoft.com/presspass/features/1998/10-
`
`Ports, DNS SR
`orts-does-ssl-use.html 1998
`Aventail Corp., "Aventail VPN \-/2.6 Includes Support for More Than Ten Authentication
`Methods Making Extranet VPN Development Secure and Simple," Press Release,
`
`H. Schulzrinne, et al, "Internet Telephony Gateway Location," Proceedings of IEEE
`INfocom '98, The Conference on Computer Communications, Vol. 2 ( March 29 ~— April 2,
`
`EXAMINER
`
`I:
`iitriiélia Lirni’
`
`DATE CONSIDERED
`
`Q3/,I14’,i2m 3
`
`‘EXAMINER: Initial it reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation it not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here it English language Translation is attached.
`
`ALI. REFERENCES CONSIDEIE-ED EXCEPT WHERE IJNEE) THROUGH.
`
`/KI.../'
`
`580
`
`

`
`'tt84G560 ~ CEAUZ 2453
`
`Subst. for form 1449/PTO
`.
`SUPPLEMENTAL
`INFORMATION DISCLOSURE STATEMENT BY
`APPLICANT
`(Use as many sheets as necessary)
`
`.
`.
`Ap""°a"°" Numb”
`Filing Date
`First Named Inventor
`An Unit
`
`Examiner Name
`
`Complete if Known
`W84°'56°
`August 17, 2007
`Victor Larson
`21 57
`
`VU, Kim Y.
`
`077580-0063 (VRNK-1CP3CN2)
`“ Docket Number
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book. magazine, journal, serial. symposium. catalog, etc.), date, page(s), volume-issue number(s), publisher,
`city and/or country where published.
`
`EXAMlNER'S
`INITIALS
`
`C175
`NO.
`
`C1051
`
`SGCP
`
`C1052
`
`D3113 DISN Networks, DISN Transmission Services Ma 8, 1998 . DISA, SIPRNET
`
`- C. Huitema, 45 al. “Simple Gateway Control Protocol," Version 1.0 (May 5, 1998).
`-- DISA “Secret Internet Protocol Router Network," SIPRNET Program Management Office
`I M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet
`
`C1053
`
`Draft, (05/14/1998). (RFC 2543 Internet Draft 5)
`[Due to difficul
`locatin this reference, a cop has not been - rovided]
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet
`Draft, (06/17/1998). (RFC 2543 Internet Draft 6)
`[Due to difficul
`locating this reference, a co has not been provided]
`D. McDonald, et al. “PF_KEY Key Management API, Version 2," Network Working
`C1055 Grou, RFC 2367 Jul 1998. RFC 2367
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet
`Draft, (O7/16/1998). (RFC 2543 Internet Draft 7)
`"
`Due to difficul
`locatin this reference, a cop has not been rovided]
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet
`Draft, (08/07/1998). (RFC 2543 Internet Draft 8)
`[Due to difficulty Iocating.this reference, a copy has not been provided]
`
`C1054
`
`‘C1057
`
`C1058
`
`C1059
`
`1998). (Focus, Microsoft Prior Art VPN Technoloy
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet“
`Draft, (O9/18/1998). (RFC 2543 Internet Draft 9)
`[Due to difficulty locating this reference, a cop has not been provided]
`
`C1060
`
`RFC 2401 November 1998 . RFC 2401, UNDERLYING SECURITY TECHNOLOGIES
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet
`Draft, (11/12/1998). (RFC 2543 Internet Draft 10) 9
`[Due to difficult
`locating this reference, a cop has not been provided]
`Donald Eastlake, Domain Name System Security Extensions, IETF DNS Security
`C1052 Workin Grou December 1998 . DNSSEC—7
`
`C1061
`
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet
`Draft, (12/15/1998). (RFC 2543 Internet Draft 11)
`Due to difficul
`locating this reference, a co - has not been - rovided]
`EXAMINER
`DATE CONSIDERED
`
`/Krisna Lim/'
`
`U3/14/2010
`
`‘EXAMINER: Initial it reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not considered.
`nclude copy of this form with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here it English language Translation is attached.
`
`(6)
`ALL REFERENCES CONSHDERED EXCEPT WHERE UNEE) THROUGH.
`
`/'K.l.../'
`
`581
`
`

`
`31840560 ~ CEAUZ 2453
`
`Subst. for form 1449/PTO
`SUPPLEMENTAL
`INFORMATION DISCLOSURE STATEMENT BY
`APPLICANT
`(Use as many sheets as necessary)
`
`.
`.
`A'°""°a"°” N”'"be'
`Filing Date
`First Named Inventor
`Art Unit
`
`Examiner Name
`
`Complete if Known
`1"84°'56°
`August 17, 2007
`Victor Larson
`2157
`
`VU, Kim Y.
`
`EXAMINER'S
`INITIALS
`
`CITE
`NO.
`
`C1064
`
`077580-0063 (VRNK-1CP3CN2)
`Docket Number
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, page(s), volume—issue number(s), publisher,
`city and/or country where published.
`
`Aventail Corp., “Aventail Connect 3.1/2.6Administrator's Guide," (1999). (Aventail
`Administrator 3.1, Aventail)
`'
`'
`Iocatin - this reference, a co has not been provided]
`Aventail Corp., "AventaiI Connect 3.1/2.6 User’s Guide," (1999). (Aventail User 3.1,
`
`01065
`
`Due to difficul
`
`Iocatin this reference, a co has not been provided]
`
`I. Aventail Corp., “Aventail ExtraWeb Serverv3.2 Administrator's Guide," (1999). (Aventail
`-- Kaufman et al, “Implementing IPsec," (Copyright 1999). (Implementing IPSEC, VPN
`: Network Solutions, Inc. "EnabIing SSL," NSI Registry (1999). (Enabling SSL,
`
`ExtraWeb 3.2, Aventail)
`[Due to difficul
`Iocatin this reference, a co has not been provided]
`
`C1066
`
`C1067 REFERENCES
`
`C1068 UNDERLYING SECURITY TECHNOLOGIES
`Check Point Software Technologies Ltd. (1999) (Check Point, Checkpoint FW)
`[Due to difficult
`Iocatin this reference, a cop has not been provided]
`_ Arnt Gulbrandsen & Paul Vixie, A DNS RR for specifying the location of services (DNS
`1999 . Gulbrandsen 99, DNS SRV)
`
`‘
`
`‘
`
`‘Draft, (O1/15/1999). (RFC 2543 Internet Draft 12)
`[Due to difficult
`locating this reference, a copy has not been provided]
`Goldschlag, et aI., "Onion Routing for Anonymous and Private Internet Connections,"
`Naval Research Laboratory, Center for High Assurance Computer Systems (January 28,
`
`H. Schulzrinne, "|nternet Telephony: architecture and protocols — an IETF perspective,"
`Comuter Networks, Vol. 31, No. 3 Februa
`1999 . Telehon , Schulzrinne
`Network Working Group, RFC 2543
`and Internet Drafts 12/96-3/99 Handle , RFC 2543
`
`.,_
`
`'.I
`
`- FreeSNVAN Project, Linux Frees/WAN Compatibility Guide (March 4, 1999).
`‘Z Telcordia Technologies, "ANX Release 1 Document Corrections,” AIAG (May 11, 1999).
`_ Ken Hornstein & Jeffrey Altman, Distributing Kerberos KDC and Realm information with
`
`C1076
`
`atibilit Guide, FreeS/WAN
`
`C1077
`
`Telcordia, ANX
`
`C1078 DNS <draft-eitf-cat—krb-dns—Iocate-oo.txt> June 21, 1999 . Hornstein, DNS SRV
`
`EXAMINER
`
`K
`)
`/Krisna Limi
`
`DATE CONSIDERED
`
`In J
`I
`03114/£09
`
`‘EXAMINER: Initial it reference considered. whether or not citation is in conformance with MPEP 609. Draw line through citation it not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here it English language Translation is attached.
`
`(7)
`ALL REFERENCES CONSIDERED EXCEPT WHERE i_iE\lE{) THROUGH.
`
`/'K.l.../'
`
`582
`
`

`
`31840560 ~ CEAUZ 2453
`
`Subst. for form 1449/PTO
`SUPPLEMENTAL
`INFORMATION DISCLOSURE STATEMENT BY
`APPLICANT
`(Use as many sheets as necessary)
`
`A r
`t'
`N
`b
`F?” '°g'‘:" ”" 3'
`ring
`a e
`
`Complete if Known
`11/840 560
`1:,
`A
`, 2007
`ugust
`Victor Larson
`2157
`
`VU, Kim Y.
`
`077580-0063 (VRNK-1CP3CN2)
`n“ Docket Number
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number(s), publisher,
`city and/or country where published.
`
`c[TE
`NO_
`
`EXAMINER'S
`INITIALS
`
`01079
`
`C1080
`
`Bhattacharya et. al. “An LDAP Schema for Configuration and Administration of lPSec
`Based Virtual Private Networks (VPNs)", IETF Internet Draft (October 1999).
`Bhattcha a LDAP VPN
`I
`B. Patel, et al. “DHCP Configuration of IPSEC Tunnel Mode," IPSEC Working Group,
`Internet Draft 02 10/15/1999 . Patel
`Goncalves, et al. Check Point Firewall -1 Administration Guide, McGraw-Hill Companies
`(2000). (Goncalves, Checkpoint FW)
`[Due to difficul
`locatin this reference, a cop has not been rovided
`
`Technical Description," Collaborative Operations in Joint
`eriment JEFX 99 Februa 2000. M|TRE,‘SlPRNET
`
`Kindred et al, “Dynamic VPN Communities: Implementation and Experience," DARPA
`Information Survivability Conference and Exposition ll (June 2001). (DARPA, VPN
`
`‘
`
`[Due to difficult
`
`locating this reference, a cop has not been provided]
`
`C1090
`
`c1091
`
`— Appendix Arcertificate Profile for ANX |Psec Certificates. (Appendix, ANX)
`- Assured Digital Products. (Assured Digital)
`‘- Aventail Corp., "Aventail AutoSOCKS the Client Key to Network Security," Aventail
`'
`'
`.
`‘ Aventail
`Cindy Moran, "DlSN Data Networks: Secret ‘Internet Protocol Router Network
`C1092
`SlPRNet Moran, SIPRNET
`— Data Fellows F-Secure VPN+ (F-Secure VPN+)
`"Interim Operational Systems Doctrine for the Remote Access Security Program (RASP)
`Secret Dial-In Solution. RASP, SIPRNET
`Onion Routing, "Investigation of Route Selection Algorithms," available at
`Route Selection, Onion Routin
`
`C1094
`
`DATE CONSIDERED 03/14/201 0
`
`‘EXAMINER: Initial it reference considered. whether or not citation is In conformance with MPEP 609. Draw line through citation it not in conformance and not considered.
`Include copy of this fonn with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here it English language Translation Is attached.
`
`8
`ALL REFERENCES CONSIDEEED EXCEPT WHERE LINED THROUGH.
`
`/KI.../'
`
`583
`
`

`
`'ii84G560 ~ CEAUZ 2453
`
`Subst. for fonn 1449/PTO
`SUPPLEMENTAL
`INFORMATION DISCLOSURE STATEMENT BY
`A1,1_,L1CAN-1-
`(Use as many sheets as necessary)
`
`-
`.
`.
`App"°at'°" N”'"'’e'
`Filing Date
`First Named Inventor
`Alt Unit
`
`Complete if Known
`
`1"84°'5°°
`August 17, 2007
`Victor Larson
`2157
`
`VU, Kim Y.
`Examiner Name
`077580-0063 (VRNK-1CP3CN2)
`“ Docket Number
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`Include name ofthe author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial. symposium, catalog. etc.), date, page(s). volume-issue number(s), publisher,
`city andlor country where published.
`
`EXAMlNER‘S
`INITIALS
`
`C11-E
`
`C1097
`
`SPARTA "Dynamic Virtual Private Network.” (Sparta, VPN SYSTEMS)
`
`C1098
`
`SIPRNET
`
`C1099 MSFTVX00O19206 . FreeS/\NAN emails, FreeS/WAN
`
`Kaufman et aI., “Implementing lPsec," (Copyright 1999) (Implementing |Psec)
`Network Associates Gauntlet Firewall For Unix Users Guide Version 5.0 (1999).
`Gauntlet User's Guide — Unix, Firewall Products
`Network Associates Gauntlet Firewall For Windows NT Getting Started Guide Version
`5.0 (1999) (Gauntlet Gettin Started Guide — NT, Firewall Products)
`Network Associates Gauntlet Firewallfor Unix Getting Started Guide Version 5. 0 (1 999)
`Gauntlet Unix Gettin Started Guide, Firewall Products
`
`Network Associates Release Notes Gauntlet_Firewall for Unix 5.0 (March 19, 1999)
`Gauntlet Unix Release Notes, Firewall Products
`
`Network Associates Gauntlet Firewall For Windows NT Administrator’s Guide Version
`5.0 1999) (Gauntlet NT Administrator’s Guide, Firewall Products
`“
`*
`- " - *
`Trusted Information Systems, Inc. Gauntlet Internet Firewall Firewall-to-Firewall
`Encryption Guide Version 3.1 (1996) (Gauntlet Firewall—to—Firewall, Firewall Products)
`r
`
`:-
`
`C1104
`
`J 1
`C1105
`
`C1106
`
`C1107 Windows NT Version 5.0 (1999) Gauntlet NT GVPN, GVPN
`
`C1108 Guide Version 5.0 1999 (Gauntlet Unix GVPN, GVPN)
`C1109 Dan Sterne Dynamic Virtual Private Networks (May 23, 2000) (Sterne DVPN, DVPN)
`Darrell Kindred Dynamic Virtual Private Networks (DVPN) (December 21, 1999) (Kindred
`C1110 DVPN, DVPN
`'
`
`C1111 March 9, 1998 D namic Securit Perimeter, DVPN
`Darrell Kindred Dynamic Virtual Private Networks Capability Description (January 5,
`2000 Kindred DVPN Caabilit ,DVPN 11
`
`C1112
`
`EXAMINER
`
`1
`7
`/Krisna Liml
`
`'
`
`DATE CONSIDERED
`
`,1.
`'
`O3’/Mzmfi
`
`‘EXAMINER: Initial it reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not considered.
`Include copy of this fonn with next communication to applicant
`1 Applicants unique citation designation number (optional). 2 Applicant is to place a check mark here It English language Translation is attached.
`
`ALL REFERENCES CONSIDERE1I§i)EXCEi'-‘T WHERE i_tE\iE{) THROUGH.
`
`/Ki.../'
`
`584
`
`

`
`'ti84G560 ~ CEAUZ 2453
`
`Subst. for form 1449lPTO
`SUPPLEMENTAL
`|NFORMAT|0N DISCLOSURE STATEMENT BY
`APPLICANT
`(Use as many sheets as necessary)
`
`Complete if Known
`.
`.
`11'84°'56°
`A""'°at'°" N"'“be'
`August 17, 2007
`Filing Date
`First Named inventor
`Art Unit
`Examiner Name
`
`EXAMINER'S
`INITIALS
`
`Cm;
`No_
`
`C1113
`
`077580-0053 IVRNK-1°P3°N2l
`D°°'<e* Number
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book. magazine, journal, serial, symposium, catalog, etc.). date, page(s), volume-issue number(s), publisher,
`city and/or country where published.
`October 7, and 28 1997 email from Domenic J. Turchi Jr. (SPARTA00001712-1714,
`1808-1811 Turchi DVPN email, DVPN
`
`C1114 Quickstart,DVPN
`
`C1115
`
`»
`
`‘ZH
`DVPN Demonstration, DVPN1—
`-- GTE lnternetvvorking & BBN Technologies DARPA Information Assurance Program
`C1116
`Integrated Feasibility Demonstration (IFD) 1.1 Plan (March 10, 1998)
`IFD 1.1, DVPN
`Microsoft Corp. Windows NT Server Product Documentation: Administration Guide -
`Connection Point Services, available at
`http:llwvvw.microsoft.comltechnetlarchive/winntas/proddocs/inetconctservice/cpsops.ms
`px (Connection Point Services) (Although undated, this reference refers to the operation
`of prior art versions of Microsoft Windows. Accordingly, upon information and belief, this
`reference is rior art to the atents-insuit.)
`Microsoft Corp. Windows NT Server Product Documentation: Administration Kit Guide —
`. Connection Manager, available at
`H ‘
`1
`http://www.microsoftcomltechnet/archive/winntas/proddocs/inetconctservicelcrnalcmspx
`(Connection Manager) (Although undated, this reference refers to the operation of prior
`art versions of Microsoft Windows such as Windows NT 4.0. Accordingly, upon
`information and belief, this reference is rior art to the atents-in-suit.
`Microsoft Corp. -Autodial Heuristics, available at http:/lsupport.microsoft.com/kb/164249
`(Autodial Heuristics) (Although undated, this reference refers to the operation of prior art
`versions of Microsoft Windows such as Windows NT 4.0. Accordingly, upon information
`and belief, this reference is rior art to the atents-in-suit.
`Microsoft Corp., Cariploz Distributed Component Object Model, (1996) available at
`://msdn2.microsoft.com/en-us/llbra /ms809332 rinter .asx Carilo I
`Marc Levy,
`htt://msdn2.microsoft.com/e
`Markus Horstmann and Mary Kirtland, DCOM Architecture (July 23, 1997), available at
`://msdn2.microsoft.comlen-usllibrar /ms809311 rinter .asx Horstmann
`Microsoft Corp., DCOM: A Business Overview (Apr. 1997), available at
`httpzl/msdn2.microsoft.comlen-us/library/ms809320(printer).aspx (DCOM Business
`
`Microsoft Corp., DCOM Technical Overview (Nov. 1996), available at
`http:/lmsdn2.microsoft.com/en-us/Iibrary/ms809340(printer).aspx (DCOM Technical
`Overview I
`Microsoft Corp., DCOM Architecture White Paper (1998) available in PDC DVD-ROM
`DCOM Architecture
`
`DATE CONSIDERED 03/-M/2019
`
`‘EXAMINER: Initial it reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation it not in conformance and not ccnside.-ea,
`include copy of this form with next communication to applicant.
`
`1Awncam-suneeatneesnsiweeeacenisiisweisiegenceentnif-ienE‘i:titit§ri“‘i*fil ROUGH.
`
`/'K.i.../’
`
`585
`
`

`
`11840560 ~ CEAUZ 2453
`
`Subst. forfonn 1449/PTO
`SUPPLEMENTAL
`INFORMATION DISCLOSURE STATEMENT BY
`APPLICANT
`(Use as many sheets as necessary)
`
`.
`.
`Ap”"°at'°" N”'"be'
`Filing Date
`First Named Inventor
`Art Unit
`
`Examiner Name
`
`Complete if Known
`W84°'56°
`August 17, 2007
`Victor Larson
`2157
`
`VU, Kim Y.
`
`EXAM|NER'S
`INITIALS
`
`C31-E
`NO_
`
`077580-0063 (VRNK-1CP3CN2)
`Docket Number
`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number(s), publisher,
`city and/or country where published.
`
`Microsoft Corp, DCOM —The Distributed Component Object Model, A Business
`Overview White Paper (Microsoft 1997) available in PDC "DVD-ROM (DCOM Business
`C1126 Overview ll
`‘
`Microsoft Corp., DCOM—Cariplo Home Banking Over The Internet White Paper
`C1127 Microsoft 1996 available in PDC DVD-ROM (Cariplo II
`
`C1128
`
`- Microsoft Corp., DCOM Solutions in Action White Paper (Microsoft 1996) available in
`PDC DVD-ROM DCOM Solutions in Action
`Microsoft Corp., DCOM Technical Overview White Paper (Microsoft 1996) available 12
`in PDC DVD-ROM (DCOM Technical Overview II)
`
`C1129
`
`- 125. Scott Suhy & Glenn Wood, DNS and Microsoft Windows NT 4.0, (1996) available at
`Essential Winlnet1
`
`C1130
`
`htt:llmsdn2.rnicrosoft.com/en-us/librar /ms8‘I0277 rinter .asx Suh
`
`C1131
`
`C1132
`
`Microsoft Corp. Installing, Configuring, and Using PPTP with Microsoft Clients and
`Sewers, (1998) available at
`'
`'
`.
`'
`htt://msdn2.microsoft.com/enus/libra /ms811078
`1
`Microsoft Corp., Internet Connection Services for MS RAS, Standard Edition,
`http://www.microsoft.com/technetlarchivelwinntas/proddocslinetconctservicelbcgstart.ms
`C1133 x Internet Connection Servicesl
`-
`_
`Microsoft Corp., Internet Connection Services for RAS, Commercial Edition, available
`..
`athttp://www.microsoft.com/technetlarchive/winntaslproddocslinetconctservlce/bcgstrtc.
`.
`C1134 mspx Internet Connection Services ll)
`Microsoft Corp., Internet Explorer 5 Corporate Deployment Guide — Appendix B:EnabIing
`Connections with the Connection Manager Administration Kit, available at
`http:/Iwvvw.microsoft.com/technet/prodtechnoll ieldep|oyldep|oy5/appendb.mspx (IE5
`Cororate Develo ment
`
`C1136
`
`Mark Minasi, Mastering Windows NT Server 4 1359-1442 (6th ed., January 15,
`1999 Masterin Windows NT Server
`
`1998 Hands OnIH
`
`Microsoft Corp., MS Point—to—Point Tunneling Protocol (Windows NT 4.0), available at
`htt
`:/lwww.microsoft.comltechnet/archivelwinntas/maintainlfeatusabilit I
`t w 3.ms x
`
`01137
`.
`
`C1138
`
`C1139
`
`911, 974-1076 IDG Books Worldwide 1999 Gre -
`
`-- Kenneth Gregg, et al., Microsoft Windows NT ServerAdministrators Bible 173-206, 883-
`-- Microsoft Corp., Remote Access (Windows), available at http://msdn2.microsoft.com/en-
`us/llbra lbb545687 V8.85,
`,,
`.
`,
`/
`EXAMINER
`/magma Um’,
`DATECONSIDERED 93,14,313
`
`C1140
`
`'
`
`, x Remote Access
`
`‘EXAMINER: Initial it reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not considered.
`Include copy of this fonn with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here it English language Translation is attached.
`
`ALL REFERENCES CONSIDEREQIEXCEPT WHERE LINED THROUGH.
`
`/Ki.../'
`
`586
`
`

`
`'tt84G560 ~ CEAUZ 2453
`
`Subst. for form 1449/PTO
`IsNUF|:)PI|2-llEKl'II'El%I~IAElSCL0SURE STATEMENT BY
`APPLICANT
`(Use as many