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ETS I TS 1 01 344 V6.11.0 (2002-09)
`
`Technical Specification
`
`Digital cellular telecommunications system (Phase 2+);
`General Packet Radio Service (GPRS)
`Service description;
`Stage 2
`(3GPP TS 03.60 version 6.11.0 Release 1997)
`
`GSr:r.l:
`
`GLOBAL SYSTEM FOR
`MOBI LE COMMUNICATIONS
`
` 2020
` 2021
`
` Ex. 2021-0001
` Ex. 2020-0001
`
`
`
`IPR Licensing, Inc.
`
`Exhibit
`
` .
`
`ZTE Corp v. IPR Licensing, Inc.
`
`IPR2014-00525
`
`
`
`IPR Licensing, Inc.
`Exhibit .
`ZTE Corp v. IPR Licensing, Inc.
`IPR2014-00525 
`
`IPR Licensing, Inc.
`Exhibit .
`ZTE Corp v. IPR Licensing, Inc.
`IPR2014-00525 
`
`

`

`3GPP TS 03.60 version 6.11.0 Release 1997
`
`ETSI TS 101 344 V6.11.0 (2002..{)9)
`
`Reference
`RTS/TSGS-020360v6b0
`
`Keywords
`GSM
`
`ETSI
`
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`
`Important notice
`
`Individual copies of the present document can be downloaded from:
`http://www.etsi.org
`
`The present document may be made available in more than one electronic version or in print. In any case of existing or
`perceived difference in contents between such versions, the reference version is the Portable Document Format (PDF).
`In case of dispute, the reference shall be the printing on ETSI printers of the PDF version kept on a specific network drive
`within ETSI Secretariat.
`
`Users of the present document should be aware that the document may be subject to revision or change of status.
`Information on the current status of this and other ETSI documents is available at
`http://portal.etsi.org/t:J/status/status.asp
`
`If you find errors in the present document, send your comment to:
`editor@etsi.org
`
`Copyright Notification
`
`No part may be reproduced except as authorized by written permission.
`The copyright and the foregoing restriction extend to reproduction in all media.
`
`© European Telecommunications Standards Institute 2002.
`All rights reserved.
`
`DECT™, PLUGTESTSTM and UMTSTM are Trade Mar1<s of ETSI registered for the benefit of its Members.
`TIPHON TM and the TIPHON logo are Trade Marks currently being registered by ETSI for the benefit of its Members.
`3GPP ™ is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners.
`
` Ex. 2021-0002
` Ex. 2020-0002
`
`ETSI
`
`

`

`3GPP TS 03.60 version 6.11.0 Release 1997
`
`2
`
`ETSI TS 101 344 V6.11.0 (2002..09)
`
`Intellectual Property Rights
`IPRs essential or potentially essential to the present document may have been declared to ETSl. The infonnati.on
`pertaining to these essentiai iPRs, if any, is publicly available for ETS I members and non-members, and can be found
`in ETSI SR 000 314: "intellectual Properzy Rights (JPRs); Essential, or potentially Essential. JPRs notified to ETSJ in
`respect ofETSJ standards", which is available from the ETSl Secretariat. Latest updates are available on the ETSI Web
`server (htto://webapp.etsi.org/LPR/home.asp).
`
`Pursuant to the ETSl I PR Policy, no investigation, including fPR searches, has been carried out by ETSI. No guarantee
`ca11 be given as to the existence of other LPRs not referenced in ETSI SR 000 314 (or the updates on the ETSJ Web
`server) which are, or may be, or may become, essential to the present document.
`
`Foreword
`This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP).
`
`The present document may refer to technical specifi·cations or reports using their 3GPP identities. UMTS identities or
`GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables.
`
`The cross reference between GSM, UMTS, 3GPP and ETSl identities can be found under www.etsi.org/key .
`
` Ex. 2021-0003
` Ex. 2020-0003
`
`ETSI
`
`

`

`3GPP TS 03.60 version 6.11.0 Release 1997
`
`3
`
`ETSI TS 101 344 V6.11.0 (2002..()9)
`
`Contents
`
`Intellectual Property Rights ................................................................................................................................ 2
`
`Foreword ............................................................................................................................................................. 2
`
`Foreword ............................................................................................................................................................. 8
`
`Scope ........................................................................................................................................................ 9
`
`2
`
`3
`3. 1
`3.2
`3.3
`
`4
`
`References ................................................................................................................................................ 9
`
`Deflllitions, abbreviations and symbols ................................................................................................. 11
`Definitions ........................................................................................................................................................ II
`Abbreviations ................................................................................................................................................... 11
`Symbols ............................................................................................................................................................ l 2
`
`Main Concepts ........................................................................................................................................ l3
`
`5
`5. 1.
`5.2
`:D. I
`5.2.2
`5.3
`5.3.1
`5.3.1.1
`5.3. 1.2
`5.3.1.3
`5.3.1.4
`5.3.1.5
`5.3. 1.6
`5.3.2
`5.3.2.1
`5.3.2.2
`5.3.2.3
`5.3.2.4
`5.3.2.5
`5.3.2.6
`5.3.2.7
`5.3.2.8
`5.3.3
`5.3.4
`5.3.4.1
`5.3.4.2
`5.3.4.3
`5.3.5
`5.3.5.1
`5.3.5.2
`5.3.5.3
`5.3.5.4
`5.3.6
`5.4
`5.4.1
`5.4.2
`5.4.3
`5.4.4
`5.4.5
`5.5
`5.6
`5.6.1
`5.6.2
`
`General G PRS Architectme and Transmission Mechanism ................................................................... l4
`GPRS Access Interfaces and Reference Points ................................................................................................ 14
`Network lnterworking ...................................................................................................................................... 14
`PSPON lnterworking .......................................................................................... - ...................................... 14
`internet ( lP) J nterwork.i ng ........................................................................................................................... t 5
`High-Level Functions Required for GPRS ....................................................................................................... I5
`Network Access Control Functions ............................................................................................................ 15
`Registration Function ............................................................................................................................ l5
`Authentication and Authorisation Functiou .......................................................................................... 15
`Admission Control Function ....................................................................................... .......................... 16
`Message Screening Function ................................................................................................................. l6
`Packet Te1minal Adaptation Func~ion ................................................................................................... 16
`Charging Data Collection Function ....................................................................................................... 16
`Packet Routeing and Transfer Functions .................................................................................................... 16
`Relay Function ...................................................................................................................................... 16
`Routeing Function ................................................................................................................................. '16
`Address Translation and Mapping Function ......................................................................................... 16
`Encapsulation Function ......................................................................................................................... t 6
`Tunnelling Function .............................................................................................................................. 17
`Compression Function .......................................................................................................................... 17
`Ciphering Function ................................................................................................................................ 17
`Domain Name Server Function ............................................................................................................. l 7
`Mobility Management Functions ................................................................................................................ l7
`Logical Link Management Functions ......................................................................................................... 17
`Logical Link Establishment Function ................................................................................................... 17
`Logical Link Mai·ntenance Functions .................................................................................................... 17
`Logical Link Release Function ............................................................................................................. '17
`Radio Resource Management Functions ..................................................................................................... 17
`Urn Management Function .................................................................................................................... 17
`Cell Selection Function ......................................................................................................................... 18
`Um-tranx Function ................................................................................................................................ 18
`Path Management function ................................................................................................................... 18
`Network Management Functions ................................................................................................................ 18
`Logical Architecture ......................................................................................................................................... 18
`GPRS Support Nodes .................................................................................................................................. l9
`GPRS Backbone Networks ......................................................................................................................... 19
`HLR ............................................................................................................................................................ 20
`SMS-GMSC and SMS-JWMSC ................................................................................................................. 20
`GPRS Mobile Stations ................................................................................................................................ 20
`Assignment of Ftmctions to General Logical Architecture .............................................................................. 21
`Transmission and Signalling Planes ................................................................................................................. 22
`Transmission Plane ..................................................................................................................................... 22
`Signalling Plane .......................................................................................................................................... 23
`
` Ex. 2021-0004
` Ex. 2020-0004
`
`ETSI
`
`

`

`3GPP TS 03.60 version 6.11.0 Release 1997
`
`4
`
`ETSI TS 101 344 V6.1 1.0 (2002..{)9)
`
`5.6.2.1
`5.6.2.2
`5.6.2.3
`5.6.2.4
`5.6.2.5
`5.6.2.6
`5.6.2.7
`5.6.2.7. 1
`5.6.2.7.2
`
`MS- SGSN ........................................................................................................................................... 23
`SGSN - HLR ................................................................................ ......................................................... 23
`SGSN - MSCIVLR. ................................................................................................................................ 24
`SGSN - ErR ........................................................................................................................................... 24
`SGSN - SMS-GMSC or SMS-IWMSC .......................................................... ....................................... 24
`GSN -GSN ........................ ................... ................................................................................................ 25
`GGSN- HLR. ........................................................................................................................................ 25
`MAP-based GGSN- HLR Si!:,rnalling .............................................................................................. 25
`GTP and MAP-based GGSN- HLR Signalling ....................................... ....................................... 26
`
`6
`6. L
`6.1.1
`6. 1.2
`6. 1.3
`6.2
`6.2.1
`6.2.2
`6.2.3
`6.2.4
`6.3
`6.3.1
`6.3.2
`6.3.3
`6.3.3.1
`6.3.4
`6.3.5
`6.3.6
`6.4
`6.5
`6.6
`6.6.1
`6.6.2
`6.6.2.1
`6.6.2.2
`6.7
`6.8
`6.8.1
`6.8.2
`6.8.2.1
`6.8.2.2
`6.8.3
`6.8.3.1
`6.8.3.2
`6.8.4
`6.9
`6.9.1
`6.9. 1.1
`6.9.1.2
`6.9.1.2.1
`6.9.1.2.2
`6.9.1.3
`6.9.1.3.1
`6.9.1.3.2
`6.9.1.4
`6. 10
`6. 10.1
`6. 10.1. I
`6. 1 0.1.2
`6.11
`6. 11.1
`6. 11.2
`
`Mobility Management Functionality ...................................................................................................... 26
`Definition of Mobility Management States ...................................................................................................... 26
`IDLE (GPRS) State .................. ................ ................................................................................................... 26
`STANDBY State ........................................................................................................................................ 26
`REAbY State .............................................................................................................................................. 27
`IDLE I STANDBY I READY State Functionality ... ........................................................................................ 28
`State Transitions and Functions .................................................................................................................. 28
`READY TimerFunction ............................................................................................................................. 30
`Periodic RA Update Timer Function .......................................................................................................... 30
`Mobile Reachable Timer Function ............................................................................................................. 30
`Interactions Between SGSN and MSC!VLR .................................................................................................... 31
`Administration of the SGSN- MSCNLR Association ....................................... ....................................... 31
`Combined RA I LA Updating ..................................................................................................................... 32
`CS Paging ................................ ................................................................................................................... 33
`Paging Co-ordination ............................................................................................................................ 33
`Non-GPRS A.lert ............................................................................................................... .......................... 34
`MS Information Procedure ...... ................................................................................................................... 34
`MM Information Procedure ........................................................................................................................ 35
`MM Procedures ................................................................................................................................................ 35
`Attach Function ............. ................................................................................................................................... 36
`Detach F unction ............................................................................................................................................... 39
`MS-1 nitiated Detach Procedure .................................................................................................................. .40
`Network-Initiated Detach Procedure ................................................................... ...................................... .40
`SGSN-lnitiated Detach Procedure ....................................................................................................... .40
`HLR-Lnitiated Detach Procedure .......................................................................................................... .41
`Purge Function .............................. .................................................................................................................. .41
`Security Function .................................................................................... ......................................................... 42
`Authentication of Subscriber ............................................................................................ .......................... 42
`User Identity Confidentiality ... .... ........................... ................................................................................... .43
`P-TMSI Signature ................................................................................................................................ .43
`P-TMSI Reallocation Procedure .......................................................................................................... .43
`User Data and GMM/SM Signalling Contldentiality ................................................................................. 43
`Scope ofCiphering ............................................................................................................................... .43
`GPRS Ciphering Algorithm ................................................................................................................. .44
`Identity Check Procedures ......................................................................................................................... .44
`Location Management Function ...................................................................................................................... .44
`Location Management Procedures ............................................................................................................. .45
`Cell Update Procedure ......................................................................................................................... .45
`Routeing Area Update Procedure ....... .................................................................................................. .45
`Intra SGSN Routeing Area Update ........................................................... ...................................... .46
`Inter SGSN Routeing Area Update ................................................................................................. .47
`Combined RA I LA Update Procedure ................................................................................................. .49
`Combined Intra SGSN RA I LA Update ......................................................................................... 49
`Combined Inter SGSN RA I LA Update ......................................................................................... 51
`Periodic RA and LA Updates ................................................................................................................ 54
`Subscriber Management Function .................................................................................................................... 54
`Subscriber Management Procedures ........................................................................................................... 54
`lnsert Subscriber Data Procedure .......................................................................................................... 54
`Delete Subscriber Data Procedure ......................................................................................................... 55
`Classmark Handling ......................................................................................................................................... 55
`Radio Access Class mark ...................... ....................................................................................................... 55
`SGSN Classmark ..................................................................................................................... , .................. 56
`
` Ex. 2021-0005
` Ex. 2020-0005
`
`ETSI
`
`

`

`3GPP TS 03.60 version 6.11.0 Release 1997
`
`5
`
`ETSI TS 101 344 V6.1 1.0 (2002..09)
`
`7
`
`Network Management Functional ity ...................................................................................................... 56
`
`8
`8. 1
`8.2
`8.3
`8.3.1
`8.3.2
`8.3.2.1
`8.4
`
`Radio Resource Functionality ...................................................... , ......................................................... 56
`Cell Selection and Reselection .................................................................................................... , .................... 56
`Discontinuous Reception .................................................................................................................................. 56
`Radio Resource Management.. ...................... ................................................................................................... 56
`Layer Functions ................................................................................................... ....................................... 57
`Model of0peration ..................................................................................................................................... 57
`Dynamic Allocation of Radio Resources .............................................................................................. 57
`Paging forGPRS Downlink Transfer ............................................................................................................... 57
`
`9
`Packet Routeing and Transfer Functionality .......................................................................................... 58
`9. 1
`Definition of Packet Data Protocol States. ........................................................................................................ 58
`9. 1. 1
`INACTIVE State ........................................................................................................................................ 58
`9. 1.2
`ACTIVE State ........................................................................................... , ....................... .......................... 58
`PDP Context Activation, Modification, and Deactivation Functions ............................................................... 59
`9.2
`9.2. 1
`Static and Dynamic PDP Addresses , .......................................................................................................... 59
`9.2.2
`Activation Procedures ................................................................................................................................. 60
`9.2.2.1
`PDP Context Activation Procedure ....................................................................................................... 60
`Network-Requested PDP Context Activation Procedure ............................................ .......................... 61
`9.2.2.2
`Successful Network-Requested PDP Context Activation Procedure ............................................... 62
`9.2.2.2.1
`Unsuccessful Network-Requested PDP Context Activation Procedure .......................................... 63
`9.2.2.2.2
`Anonymous Access PDP Context Activation Procedure ...................................................................... 64
`9.2.2.3
`9.2.3
`Modilic..:ation Procedun:s ............................................................................................................................. 65
`9.2.3.1
`PDP Context Modification Procedure ................................................................................................... 66
`9.2.4
`Deactivation Procedures ............................................................................................................................. 66
`9.2.4.1
`PDP Context Deactivation initiated by MS Procedure ......................................................................... 66
`9.2.4.2
`PDP Context Deactivation Initiated by SGSN Procedure ..................................................................... 67
`9.2.4.3
`PDP Context Deactivation Initiated by GGSN Procedure .................................................................... 67
`9.2.4.4
`Anonymous Access PDP Context Deactivation Initiated by MS Procedure ......................................... 68
`Anonymous Access PDP Context Deactivation Initiated by GGSN Procedure .................................... 68
`9.2.4.5
`9.3
`Packet Routeing and Transfer Function ........................................................................................................... 69
`9.4
`Relay Function ................................................................................................................................................. 69
`9.5
`Packet Terminal Adaptation Function .............................................................................................................. 69
`9.6
`Encapsulation Function .................................................................................................................................... 70
`9.6. 1
`Encapsulation Between SGSN and GGSN ................................................................................................. 70
`Encapsulation Between SGSN and MS ...................................................................................................... 70
`9.6.2
`10 Message S<:reening Functionality ........................................................................................................... 70
`Compatibility lssues ............................................................................................................................... 70
`Trans1nission ........................................................................................................................................ .. 70
`Transmission Modes ......................................................................................................................................... 70
`GTP Trans1nission Modes .......................................................................................................................... 71
`.LLC Transmission Modes .......................................................................................................................... 71
`RLC Transmission Modes .......................................................................................................................... 71
`Logical Link Control Functionality .................................................................................................................. 71
`Addressing .................................................................................................................................................. 71
`Services ....................................................................................................................................................... 71
`Functions .................................................................................................................................................... 72
`Subnetwork Dependent Convergence Ftmctional ity ........................................................................................ 72
`Services ................................................................... .................................................................................... 73
`Subfunctions ............................................................................................................................................... 73
`Gb lnterface ...................................................................................................................................................... 74
`Physical Layer Protocol .............................................................................................................................. 74
`Link Layer Protocols .............................................. .................................................................................... 74
`BSS GPRS Protocol .................................................................................................................................... 74
`Inter-dependency of the BSSGP and LLC f unctions ............................................................................ 75
`BSSGP Addressing ............................................................................................................................... 75
`BVCI Contexts in BSS and in SGSN .................................................................................................... 75
`Flow Control Between SGSN and BSS over the Gb Interface .............................................................. 76
`Abis Interface ................................................................................................................................................... 76
`
`12
`12. 1
`12.1.1
`12. L.2
`12.1.3
`12.2
`12.2 . .1
`12.2.2
`12.2.3
`12.3
`12.3.1
`12.3.2
`12.4
`12.4. I
`12.4.2
`12.4.3
`12.4.3.1
`12.4.3.2
`12.4.3.3
`12.4.

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