Subs!. for fonn 1449/PTO
`
`INFORMATION DISCLOSURE STATEMENT
`BY APPLICANT
`(Use as many shee as Qcftdlf
`
`i
`,_ IIAIJ A
`"a loA, ci,
`I \t
`~~ ...
`.~~
`CITE -
`
`EXAMINER'S
`INITIALS
`
`NO.
`
`I
`
`Publication
`Date
`
`umber
`
`Complete if Knd\01139257- GAU: 2453
`13/339,257
`12-28-2011
`Victor Larson
`2453
`Krisna Lim
`77580-154(VRNK-1 CP3CN FT 4)
`
`Application Number
`Filing Date
`First Named Inventor
`Art Unit
`Examiner Name
`Docket Number
`U.S. PATENTS
`Name of Patentee or Applicant of Pages, Columns, Lines, Where Relevant Passages
`Cited Document
`or Relevant Figures Appear
`
`Patent Number
`
`Patent Date
`
`Inventor
`
`A1
`A2
`A3
`A4
`A5
`A6
`A7
`A8
`A9
`A10
`A11
`A12
`A13
`A14
`A15
`A16
`A17
`A18
`A19
`A20
`A21
`A22
`A23
`A24
`A25
`A26
`A27
`A28
`A29
`A30
`A31
`A32
`A33
`A34
`A35
`A36
`A37
`A38
`A39
`A40
`A41
`A42
`A43
`
`09/399,753
`2,895,502
`4,761,334
`4,885,778
`4,920,484
`4,933,846
`4,952,930
`4,988,990
`5,164,988
`5,204,961
`5,276,735
`5,303,302
`5,311,593
`5,329,521
`5,341,426
`5,367,643
`5,384,848
`5,511,122
`5,548,646
`5,559,883
`5,561,669
`5,588,060
`5,590,285
`5,625,626
`5,629,984
`5,654,695
`5,682,480
`5,689,566
`5,689,641
`5,740,375
`5,757,925
`5,764,906
`5,771,239
`5,774,660
`5,787,172
`5,790,548
`5,796,942
`5,805,801
`5,805,803
`5,822,434
`5,842,040
`5,845,091
`5,864,666
`
`09/22/1998
`07/21/1959
`08/1988
`12/5/1989
`4/24/1990
`06/12/1990
`08/28/1990
`01/29/1991
`11/17/1992
`04/20/1993
`01/04/1994
`04/12/1994
`05/10/1994
`07/12/1994
`08/23/1994
`11/22/1994
`01/24/1995
`04/23/1996
`08/20/1996
`09/24/1996
`10/01/1996
`12/24/1996
`12/31/1996
`04/29/1997
`05/13/1997
`08/05/1997
`10/28/1997
`11/18/1997
`11/18/1997
`04/14/1998
`05/1998
`06/1998
`06/23/1998
`6/30/1998
`07/28/1998
`08/04/1998
`08/18/1998
`09/08/1998
`09/08/1998
`10/13/1998
`11/24/1998
`12/01/1998
`01/1999
`
`Graig Miller et al.
`Roper et al.
`SaQoi et al.
`Weiss, Kenneth
`Ran a de
`Humphrey et al.
`Franaszek et al.
`Warrior
`Matyas
`Barlow
`Boebert et al
`Burrows
`Carmi
`Walsh etal.
`Barney et al.
`Chang et al
`Kikuchi
`Atkinson
`Aziz et al.
`Williams
`Lenney et al
`Aziz
`Krause et al.
`Umekita
`McManis
`Olnowich et al
`Nakagawa
`Nguyen
`Ludwig et al.
`Dunne et al.
`Faybishenko
`Edelstein et al.
`Moroney et al.
`Brendel et al
`Arnold
`Sitaraman et al.
`Esbensen
`Holloway et al.
`Birrell et al.
`Caronni et al.
`Hughes etal.
`Dunne et al.
`Shrader, Theodore Jack
`London
`Ostenman
`02/02/1998
`5,867,650
`A44
`Beyda et al.
`02/09/1999
`5,870,610
`A45
`Baehr et al
`05/02/1999
`5,878,231
`A46
`Klaus
`04/06/1999
`5,892,903
`A47
`Wasinger, Jr. et al.
`04/27/1999
`5,898,830
`A48
`Holloway et al.
`05/18/1999
`5,905,859
`A49
`Gooderum et al.
`06/29/1999
`5,918,018
`A50
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /K.L./
`07i1 0/2012
`/Krisna Lim/
`
`Petitioner Apple Inc. - Exhibit 1002, p. 608
`
`

`
`Subst. for form 1449/PTO
`
`INFORMATION DISCLOSURE STATEMENT
`BY APPLICANT
`(Use as many sheets as necessary)
`
`I
`
`13339257 - GAU · 2453
`Complete if Known
`13/339,257
`12-28-2011
`Victor Larson
`2453
`Krisna Lim
`77580-154(VRNK-1 CP3CN FT 4)
`
`Application Number
`Filing Date
`First Named Inventor
`Art Unit
`Examiner Name
`Docket Number
`
`I
`
`A51
`A52
`A 53
`A 54
`A55
`A56
`A57
`A58
`A59
`A60
`A61
`A62
`A63
`A64
`A65
`A66
`A67
`A68
`A69
`A70
`A71
`A72
`A73
`A74
`A75
`A76
`A77
`A78
`A79
`ABO
`A81
`A82
`A83
`A84
`A85
`A86
`A87
`A88
`A89
`A90
`A91
`A92
`A93
`A94
`A95
`A96
`A97
`A98
`A99
`A100
`A101
`A102
`A103
`A104
`A105
`A106
`A107
`
`I
`
`I
`
`5,918,019
`06/29/1999
`Valencia
`09/07/1999
`Stockwell et al.
`5,950,195
`Anatoli
`09/14/1999
`5,950,519
`Yinger et al.
`5,960,204
`09/28/1999
`5,996,016
`11/30/1999
`Thalheimer et al.
`6,006,259
`12/21/1999
`Adelman et al.
`Aravamudan et al
`6,006,272
`12/21/1999
`6,016,318
`01/18/2000
`Tomoike
`6,016,512
`01/18/2000
`Huitema
`6,041,342
`03/21/2000
`Yamaguchi
`6,052,788
`04/2000
`Wesinger et al.
`6,055,574
`04/25/2000
`Smorodinsky et al.
`6,061,346
`05/2000
`Nordman, Mikael
`05/09/2000
`Rochberger et al
`6,061,736
`06/20/2000
`6,079,020
`Liu
`6,081,900
`06/2000
`Subramaniam et al.
`6,092,200
`07/18/2000
`Muniyappa et al.
`08/2000
`Sistanizadeh et al.
`6,101,182
`09/12/2000
`Alkhatib
`6,119,171
`09/12/2000
`6,119,234
`Aziz et al.
`11/14/2000
`Shand et al.
`6,147,976
`6,157,957
`12/05/2000
`Berthaud
`12/05/2000
`6,158,011
`Chen et al.
`01/02/2001
`6,168,409
`Fare
`01/09/2001
`6,173,399
`Gilbrech
`6,175,867
`01/16/2001
`Taghadoss
`01/23/2001
`6,178,409
`Weberet al.
`01/23/2001
`Schneider et al
`6,178,505
`01/30/2001
`6,179,102
`Weber, et al.
`1/30/2001
`Blum et al.
`6,182,141
`03/2001
`6,199,112
`Wilson, Stephen K.
`03/2001
`Naudus, Stanley T.
`6,202,081
`04/24/2001
`6,222,842
`Sasyan et al.
`04/24/2001
`6,223,287
`Douglas et al.
`05/01/2001
`Bots et al.
`6,226,748
`05/01/2001
`Arrow et al..
`6,226,751
`05/15/2001
`6,233,618
`Shannon
`06/05/2001
`Basilico
`6,243,360
`06/05/2001
`Sitaraman et al.
`6,243,749
`06/05/2001
`Guerin et al
`6,243,754
`06/12/2001
`Karlsson et al.
`6,246,670
`07/03/2001
`Strentzsch et al.
`6,256,671
`07/17/01
`Mogul, Jeffrey C.
`6,262,987
`07/17/2001
`Blumenau
`6,263,445
`07/31/2001
`Borella et al.
`6,269,099
`09/04/2001
`Ramanathan et al
`6,286,047
`10/02/01
`Mann, et al.
`6,298,341
`10/9/2001
`Hrastar et al
`6,301,223
`10/23/2001
`Valencia
`6,308,213
`10/23/2001
`Swift
`6,308,274
`10/30/2001
`Mi~:~hdoll et al
`6,311,207
`11/2001
`Abbott et al.
`6,314,463
`11/27/2001
`Kirch
`6,324,161
`12/11/2001
`Boden et al.
`6,330,562
`12/18/2001
`Risley et al.
`6,332,158
`12/25/01
`McMillin, et al.
`6,333,272
`.SJ::hn.e.idet. ..Er.il;;.
`OJJQBlO~~
`....., ~~~AnA~& .,..... ,..
`~
`r ,L.._ !iCICM.CI\IvC.;:) vUI\1.;:)1 UCtlCU CAvCI I VVr C!iC LII\ICU In tiUUI....Jt . /K.L./
`07/10/2012
`/Krisna Lim/
`
`Petitioner Apple Inc. - Exhibit 1002, p. 609
`
`

`
`Subs!. for form 1449/PTO
`
`INFORMATION DISCLOSURE STATEMENT
`BY APPLICANT
`(Use as many sheets as necessary)
`
`I
`
`A108
`A109
`A110
`A111
`A112
`A113
`A114
`A115
`A116
`A117
`A118
`A119
`A120
`A121
`A122
`A123
`A124
`A125
`A126
`A127
`A128
`A129
`A130
`A131
`A132
`A133
`A134
`A135
`A136
`A137
`A138
`A139
`A140
`A141
`A142
`A143
`A144
`A145
`A146
`A147
`A148
`A149
`A150
`A151
`A152
`A153
`A154
`A155
`A156
`A157
`A158
`A159
`A160
`
`I
`
`I
`
`6,353,614
`6,425,003
`6,430,155
`6,430,610
`6,487,598
`6,496,867
`6,502,135
`6,505,232
`6,510,154
`6,549,516
`6,557,037
`6,560,634
`6,571,296
`6,571,338
`6,581,166
`6,606,708
`6,615,357
`6,618,761
`6,671,702
`6,687,551
`6,687,746
`6,701,437
`6,714,970
`6,717,949
`6,751,738
`6,752,166
`6,757,740
`6,760,766
`6,813,777
`6,826,616
`6,839,759
`6,937,597
`60/134,547
`60/151,563
`7,010,604
`7,039,713
`7,072,964
`7,133,930
`7,167,904
`7,188,175
`7,188,180
`7,197,563
`7,353,841
`7,418,504
`7,461,334
`7,490,151
`7,493,403
`7,584,500
`7,764,231
`7,852,861
`7,921,211
`7,933,990
`8,051,181
`
`13339257 - GAU: 2453
`Complete if Known
`13/339,257
`12-28-2011
`Victor Larson
`2453
`Krisna Lim
`77580-154(VRNK-1CP3CNFT4)
`
`Application Number
`Filing Date
`First Named Inventor
`Art Unit
`Examiner Name
`Docket Number
`
`03/05/2002
`07/23/2002
`08/06/2002
`08/06/2002
`11/26/2002
`12/17/2002
`12/2002
`01/07/2003
`01/21/2003
`04/15/2003
`04/2003
`05/06/2003
`05/27/2002
`05/27/2003
`7/17/2003
`08/12/2003
`9/2/2003
`09/09/2003
`12/30/2003
`2/3/2004
`02/03/04
`03/02/2004
`3/30/2004
`4/6/2004
`06/15/2004
`06/22/04
`06/29/04
`7/6/2004
`11/2004
`11/30/2004
`1/4/2005
`08/30/2005
`05/17/1999
`08/31/1999
`3/7/2006
`05/2006
`07/04/2006
`11/7/2006
`01/23/07
`03/06/07
`3/6/2007
`3/27/2007
`04/08/08
`08/2008
`12/02/08
`02/2009
`02/2009
`09/2009
`07/27/2010
`12/2010
`04/2011
`04/2011
`11/2011
`
`Borella et al.
`Herzog et al.
`Davie et al
`Carter
`Valencia
`Beser et al.
`Munger et al.
`Mighdoll et al
`Mayes et al
`Albert et al
`Provine, Joseph E.
`Broadhurst
`Dillon
`Shaio et al.
`Hirst et al.
`Devine et al.
`Boden et al.
`Munger et al.
`Kruglikov et al
`Steindl
`Shuster, et al.
`Hoke et al.
`Fiveash et al.
`Boden et al.
`Wesinger, Jr. et al..
`Lull, et al.
`Parekh, et al.
`Sahlqvist
`Weinberger et al.
`Larson et al.
`Larson et al.
`Rosenberg et al.
`Victory Sheymov
`Bryan Whittles
`Munger et al.
`Van Gunter et al.
`Whittle et al.
`Munger et al.
`Devarajan, et al.
`McKeeth, James A.
`Larson et al.
`Sheymov et al.
`Kono,etal.
`Larson et al.
`Lu,etal.
`Munger et al.
`Shull et al.
`Dillon et al.
`Karr et al.
`Wu et al.
`Larson et al.
`Munger et al.
`Larson et al.
`
`/Krisna Lim/
`
`07i10/2012
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /K.L./
`
`Petitioner Apple Inc. - Exhibit 1002, p. 610
`
`

`
`Subs!. for form 1449fPTO
`
`INFORMATION DISCLOSURE STATEMENT
`BY APPLICANT
`(Use as many sheets as necessary)
`
`I
`
`EXAMINER'S CITE
`INITIALS
`NO.
`
`81
`82
`83
`84
`85
`86
`87
`88
`89
`810
`811
`812
`813
`814
`815
`816
`817
`818
`819
`820
`821
`
`EXAMINER'S
`INITIALS
`
`CITE
`NO.
`
`13339257 - GAU · 2453
`Complete if Known
`13/339,257
`Application Number
`12-28-2011
`Filing Date
`Victor Larson
`First Named Inventor
`2453
`Art Unit
`Krisna Lim
`Examiner Name
`I
`77580-154(VRNK-1 CP3CNFT 4)
`Docket Number
`U.S. PATENT APPLICATION PUBLICATIONS
`Patent Number
`Name of Patentee or Applicant of Cited
`Pages, Columns, Lines, Where
`Publication
`Date
`Document
`Relevant Passages or Relevant
`Figures Appear
`
`I
`
`Skene et al.
`12/2001
`US2001/0049741
`Droge
`US2002/0004898
`1/10/02
`Wesinger, Jr. et al.
`10/16/2003
`US2003/0196122
`Ruiz et al.
`10/2004
`US2004/0199493
`Ruiz et al.
`10/2004
`US2004/0199520
`Rechtennan et al.
`10/2004
`US2004/0199608
`Ruiz et al.
`US2004/0199620
`10/2004
`Miller et al.
`3/10/05
`US2005/0055306
`Dillon et al.
`05/2005
`US2005/01 08517
`Polyhonen et al.
`03/16/2006
`US2006/005933 7
`Mungeretal.
`06/2006
`US2006/0123134
`Adelman et al.
`09/2007
`US2007/0208869
`King et al.
`US2007/0214284
`09/2007
`Norton, Michael Anthony
`US2007/0266141
`11/2007
`*Larson et al.
`US2008/0005792
`01/2008
`Wuetal.
`06/2008
`U S2008/0 144625
`09/2008
`US2008/0235507
`Ishikawa et al.
`Agarwal et al.
`07/2009
`US2009/0193498
`Agarwal et al.
`US2009/0193513
`07/2009
`Deng et al.
`08/2009
`US2009/0199258
`Agarwal et al.
`09/2009
`US2009/0199285
`FOREIGN PATENT DOCUMENTS
`Publication Date
`Name of Patentee or Applicant of
`Cited Document
`
`Foreign Patent
`Document
`Country Code3 -
`Number 4 -Kind CodeS
`(if known)
`
`Pages,
`Columns,
`Lines
`Where
`Relevant
`Figures
`Appear
`
`Translation
`
`Yes
`
`No
`
`C1
`C2
`C3
`C4
`C5
`C6
`C7
`C8
`C9
`C10
`C11
`C12
`C13
`C14
`C15
`
`C16
`C17
`C18
`
`12/2/99
`12/29/1997
`4/29/1988
`8/12/98
`4/15/1998
`04/01/1998
`08/11/1999
`02/23/2000
`12/16/1992
`01/17/1997
`03/10/1998
`9/21/1987
`11/23/2000
`3/30/00
`03/08/2001
`
`DE19924575
`EP0814589
`EP0838930
`EP0858189
`EP836306
`GB2317792
`GB2334181
`GB2340702
`JP04-363941
`JP09-018492
`JP10-070531
`JP62-214744
`W00070458
`W00017775
`W001016766
`
`Provino et al.
`AT&T Corp.
`Digital Equipment Corporation
`Maciel et al.
`HEWLETT PACKARD CO
`Secure Computing Corporation
`NEC Technologies
`Sun Microsystems Inc.
`Nippon Telegr & Teleph Corp
`Nippon Telegr & Teleph Corp
`Brother lnd Ltd.
`Hitachi Ltd.
`Comsec Corporation
`Miller et al.
`Science Applications
`International Corporation
`W00150688
`7/12/01
`Kriens
`06/25/1998
`Northern Telecom Limited
`W09827783
`W09855930
`12/10/98
`Tang
`J-\LL HI::J-l::Kl::NCt:~ CUN~IUI::HI::U I::XCI::t-J I WHI::KI:: .... INI::U HKUUli ~ /K.L./
`07/10/2012
`/Krisna Lirn/
`
`Petitioner Apple Inc. - Exhibit 1002, p. 611
`
`

`
`Subs!. for form 1449/PTO
`
`INFORMATION DISCLOSURE STATEMENT
`BY APPLICANT
`(Use as many sheets as necessary)
`
`_1333925_7 - G AU · 2453
`Complete if Known
`13/339,257
`12-28-2011
`Victor Larson
`2453
`Krisna Lim
`77580-154(VRNK-1 CP3CNFT 4)
`
`Application Number
`Filing Date
`First Named Inventor
`Art Unit
`Examiner Name
`Docket Number
`
`I
`
`C19
`C20
`C21
`C22
`C23
`C24
`
`I
`
`I
`
`W09843396
`W09859470
`W09911019
`W09938081
`W09948303
`W001/61922
`
`10/01/1998
`12/30/98
`03/04/1999
`7/29/99
`9/23/99
`02/12/2001
`
`Northern Telecom Limited
`Kanter et al.
`V One Corp
`Paulsen et al.
`Cox et al.
`Science Application International
`Corporation
`
`EXAMINE
`R'S
`INITIALS
`
`OTHER ART (Including Author, Title, Date, Pertinent Pa_aes, Etc.)
`lndude name of the author (in CAPITAL LEITERS). title of the artide (when appropriate), title of the item (book,
`CITE magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number(s), publisher, city
`and/or country where published.
`NO.
`D1
`
`D2
`
`D3
`D4
`
`D5
`
`D6
`
`D7
`
`DB
`
`D9
`
`D10
`
`D11
`
`D12
`
`D13
`
`D14
`
`D15
`
`D16
`
`D17
`D18
`D19
`
`D20
`
`D21
`D22
`D23
`
`Alan 0. Frier et al., ''The SSL Protocol Version 3.0", Nov. 18, 1996, printed from
`htto://www.netscape.com/eng/ss13/ draft302.txt on Feb. 4, 2002, 56 pages.
`August Bequai, "Balancing Legal Concerns Over Crime and Security in Cyberspace", Computer &
`Security, vol. 17, No.4, 1998, pp. 293-298.
`D. B. Chapman et al., "Building Internet Firewalls", Nov. 1995, pp. 278-375.
`D. Clark, "US Calls for Private Domain-Name System", Computer, IEEE Computer Society, Aug. 1,
`1998, pp. 22-25.
`Davila Jet al, "Implementation of Virtual Private Networks at the Transport Layer", lnfonnation
`Security, Second International Work-shop, ISW'99. Proceedings (Lecture Springer-Verlag Berlin,
`Germany, [Onlinel1999, pp. 85-102, XP002399276, ISBN 3-540-666
`Dolev, Shlomi and Ostrovsky, Rafil, "Efficient Anonymous Multicast and Reception" (Extended
`Abstract), 16 pages.
`Donald E. Eastlake, 3rd, "Domain Name System Security Extensions", INTERNET DRAFT, Apr.
`1998, pp. 1-51.
`F. Halsall, "Data Communications, Computer Networks and Open Systems", Chapter 4, Protocol
`Basics, 1996, pp. 198-203.
`Glossary for the Linux FreeS/WAN project, printed from
`http://liberty.freeswan.org/freeswan_trees/freeswan-1.3/ doc/glossary.html on Feb. 21, 2002, 25
`pages.
`J. Gilmore, "Swan: Securing the Internet against Wiretapping", printed from
`http://liberty.freeswan.org/freeswan _trees/freeswan-1.3/doc/rationale.html on Feb. 21, 2002, 4
`pages.
`James E. Bellaire, "New Statement of Rules-Naming Internet Domains", Internet Newsgroup, Jul.
`30, 1995, 1 page.
`Jim Jones et al., "Distributed Denial of Service Attacks: Defenses", Global Integrity Corporation,
`2000, pp. 1-14.
`Laurie Wells (LANCASTERBIBELMAIL MSN COM); "Subject: Security Icon" USENET Newsgroup,
`Oct. 19, 1998, XP002200606, 1 page.
`Linux FreeS/WAN Index File, printed from http://liberty.freewan.org/freeswan_trees/freeswan-
`1.3/doc/ on Feb. 21, 2002, 3 Pages.
`P. Srisuresh et al., "DNS extensions to Network address Translators (DNS_ALG)", Internet Draft,
`Jul. 1998, pp. 1-27.
`Reiter, Michael K. and Rubin, Aviel D. (AT&T Labs-Research), "Crowds: Anonymity for Web
`Transactions", PD. 1-23.
`RFC 2401 (dated Nov. 1998) Security Architecture for the Internet ProtocoljRTPl
`RFC 2543-SIP (dated March 1999): Session Initiation Protocol (SIP or SIPS)
`Rich Winkel, "CAQ: Networking With Spooks: The NET & The Control Of Information", Internet
`Newsgrouo, Jun. 21, 1997, 4 pages.
`Rubin, Aviel D., Geer, Daniel, and Ranum, Marcus J. (Wiley Computer Publishing), 'Web Security
`Sourcebook", PD. 82-94.
`Search Report (dated Aug. 20, 2002), International Application No. PCT/US01/04340.
`Search Report (dated Aug. 23, 2002j, International Application No. PCT/US01/13260.
`Search Report (dated Oct. 7, 2002), International Application No. PCT/US01/13261.
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /K.L./
`/Krisna Lim/
`07/10/2012
`
`Petitioner Apple Inc. - Exhibit 1002, p. 612
`
`

`
`Subst. for form 1449/PTO
`
`INFORMATION DISCLOSURE STATEMENT
`BY APPLICANT
`(Use as many sheets as necessary)
`
`I
`
`I
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`D24
`D25
`D26
`D27
`
`D28
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`D31
`
`D32
`
`D33
`
`D34
`
`D35
`
`13339257 - GAU · 2453
`Complete if Known
`13/339,257
`12-28-2011
`Victor Larson
`2453
`Krisna Lim
`77580-154(VRNK-1 CP3CN FT 4)
`
`Application Number
`Filing Date
`First Named Inventor
`Art Unit
`Examiner Name
`Docket Number
`
`Search Report, I PER (dated Nov. 13, 2002), International Application No. PCT/US01/04340.
`Search Report, I PER (dated Feb. 06, 2002), International Application No. PCT/US01/13261.
`Search Report, I PER (dated Jan. 14, 2003 , International Application No. PCT/US01/13260.
`Shankar, A.U. "A verified sliding window protocol with variable flow control". Proceedings of ACM
`SIGCOMM conference on Communications architectures & protocols. pp. 84-91, ACM Press, NY,
`NY 1986.
`Shree Murthy et al., "Congestion-Oriented Shortest Multi-path Routing", Proceedings of IEEE
`INFOCOM, 1996, pp. 1028-1036.
`D29 W. Stallings, "Cryptography And Network Security", 2nd, Edition, Chapter 13, IP Security, Jun. 8,
`1998, pp. 399-440.
`D30 Microsoft Corporation's Fourth Amended Invalidity Contentions dated Jan. 5, 2009, VirnetX Inc. and
`Science Applications International Corp. v. Microsoft Corporation.
`Appendix A of the Microsoft Corporation's Fourth Amended Invalidity Contentions dated Jan. 5,
`2009.
`Concordance Table For the References Cited in Tables on pages 6-15, 71-80 and 116-124 of the
`Microsoft Corporation's Fourth Amended Invalidity Contentions dated Jan. 5, 2009.
`1. P. Mockapetris, "DNS Encoding of Network Names and Other Types; Network Working Group,
`RFC 1101 (April 1989) RFC11 01, DNS SRV)
`R. Atkinson, "An Internetwork Authentication Architecture," Naval Research Laboratory, Center for
`High Assurance Computing Systems (8/5/93). (Atkinson NRL, KX Records)
`Henning Schulzrinne, Personal Mobility For Multimedia Services In The Internet, Proceedings of the
`Interactive Distributed Multimedia Systems and Services European Workshop at 143 (1996).
`(Schulzrinne 96)
`D36 Microsoft Corp., Microsoft Virtual Private Networking: Using Point-to-Point Tunneling Protocol for
`Low-Cost, Secure, Remote Access Across the Internet (1996) (printed from 1998 PDC DVD-ROM).
`(Point to Point, Microsoft Prior Art VPN Technology)
`"Safe Surfing: How to Build a Secure World Wide Web Connection," IBM Technical Support
`OrQanization, (March 1996). (Safe SurfinQ, WEBSITE ART)
`D38 Goldschlag, et al., "Hiding Routing Information," Workshop on Information Hiding, Cambridge, UK
`(May 1996). (Goldschlag II, Onion Routing)
`"IPSec Minutes From Montreal", IPSEC Working Group Meeting Notes,
`http://www.sandleman.ca/ipsec/1996/08/msg00018.html (June 1996). (IPSec Minutes, FreeS/WAN)
`J. M. Galvin, "Public Key Distribution with Secure DNS," Proceedings of the Sixth USENIX UNIX
`Security Symposium, San Jose, California, July 1996. (Galvin, DNSSEC)
`J. Gilmore, et al. "Re: Key Management, anyone? (DNS Keying)," IPSec Working Group Mailing
`List Archives (8/96). (Gilmore DNS, FreeS/WAN)
`H. Orman, et al. "Re: 'Re: DNS? was Re: Key Management, anyone?" IETF IPSec Working Group
`Mailing List Archive (8/96-9/96). (Orman DNS, FreeS/WAN)
`Arnt Gulbrandsen & Paul Vixie, A DNS RR for specifying the location of services (DNS SRV), IETF
`RFC 2052 (October 1996). (RFC 2052, DNS SRV)
`Freier, et al. "The SSL Protocol Version 3.0," Transport Layer Security Working Group (November
`18, 1996). (SSL, UNDERLYING SECURITY TECHNOLOGY)
`D45 M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet Draft,
`(12/02/1996). (RFC 2543 Internet Draft 1)
`D46 M.G. Reed, et al. "Proxies for Anonymous Routing," 12th Annual Computer Security Applications
`Conference, San Diego, CA, Dec. 9-13, 1996. (Reed, Onion Routing)
`Kenneth F. Alden & Edward P. Wobber, The AltaVista Tunnel: Using the Internet to Extend
`Corporate Networks, Digital Technical Journal (1997) (Alden, AltaVista)
`Automotive Industry Action Group, "ANX Release 1 Document Publication," AIAG (1997). (AIAG,
`ANX)
`Automotive Industry Action Group, "ANX Release 1 Draft Document Publication," AIAG Publications
`(1997). (AIAG Release, ANX)
`Aventail Corp. "Aventail VPN Data Sheet," available at
`httrr//www.archive.org/web/19970212013043/www.aventail.com/~rod/v~ndata.html ( 1997). (Data
`Sheet, Aventail)
`Aventail Corp., "Directed VPN Vs. Tunnel," available at
`htt~://web.archive.org/web/19970620030312/www.aventail.com/educate/directv~n.html (1997).
`(Directed VPN, Aventail)
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /K.L./
`07/10/2012
`/Krisna Lim/
`
`D37
`
`D39
`
`D40
`
`D41
`
`D42
`
`D43
`
`D44
`
`D47
`
`D48
`
`D49
`
`D50
`
`D51
`
`Petitioner Apple Inc. - Exhibit 1002, p. 613
`
`

`
`Subs!. for fonn 1449/PTO
`
`INFORMATION DISCLOSURE STATEMENT
`BY APPLICANT
`(Use as many sheets as necessary)
`
`I
`
`I
`
`D52
`
`13339257 - GAU · 2453
`Complete if Known
`13/339,257
`12-28-2011
`Victor Larson
`2453
`Krisna Lim
`77580-154(VRNK-1 CP3CN FT 4)
`
`Application Number
`Filing Date
`First Named Inventor
`Art Unit
`Examiner Name
`Docket Number
`
`Aventail Corp., "Managing Corporate Access to the Internet," Aventail AutoSOCKS White Paper
`available at
`htt~:/ /web .arch ive.org/199 706200300312/www .aventail.com/educate/white~a~er/i~mw. html ( 1997) .
`. (Corporate Access, Aventail)
`Aventail Corp., "VPN Server V2.0 Administration Guide," (1997). (VPN, Aventail)
`D53
`D54 Goldschlag, et al. "Privacy on the Internet," Naval Research Laboratory, Center for High Assurance
`Computer Systems (1997). (Goldschtag I, Onion Routing)
`D55 Microsoft Corp., Installing Configuring and Using PPTP with Microsoft Clients and Servers (1997).
`(Using PPTP, Microsoft Prior Art VPN Technology)
`D56 Microsoft Corp., IP Security for Microsoft Windows NT Server 5.0 (1997) (printed from 1998 PDC
`DVD-ROM). (IP Security, Microsoft Prior Art VPN Technology)
`D57 Microsoft Corp., Microsoft Windows NT Active Directory: An Introduction to the Next Generation
`Directory Services (1997) (printed from 1998 PDC DVD-ROM). (Directory, Microsoft Prior Art VPN
`Technology)
`D58 Microsoft Corp., Routing and Remote Access Service for Windows NT Server New Opportunities
`Today and Looking Ahead (1997) (printed from 1998 PDC DVD-ROM). Routing, Microsoft Prior Art
`VPN Technology)
`D59 Microsoft Corp., Understanding Point-to-Point Tunneling Protocol PPTP (1997) (printed from 1998
`PDC DVD-ROM). (Understanding PPTP, Microsoft Prior Art VPN Technology)
`-
`J. Mark Smith et.al., Protecting a Private Network: The AltaVista Firewall, Digital Technical Journal
`(1997). (Smith, AltaVista)
`Naganand Doraswamy Implementation of Virtual Private Networks (VPNs) with IPSecurity, <draft-
`ietf-ipsec-vpn-OO.txt> (March 12, 1997). (Doraswamy)
`D62 M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet Draft,
`(03/27/1997). (RFC 2543 Internet Draft 2)
`Aventail Corp., "Aventail and Cybersafe to Provide Secure Authentication For Internet and Intranet
`Communication," Press Release, April3, 1997. (Secure Authentication, Aventail)
`D. Wagner, et al. "Analysis of the SSL 3.0 Protocol," (April 15, 1997). (Analysis, UNDERLYING
`SECURITY TECHNOLOGIES)
`Automotive Industry Action Group, "ANXO Certification Authority Service and Directory Service
`Definition for ANX Release 1 ," AIAG Telecommunications Project Team and Bellcore (May 9,
`1997). (AIAG Definition, ANX)
`Automotive Industry Action Group, "ANXO Certification Process and ANX Registration Process
`Definition for ANX Release 1 ," AIAG Telecommunications Project Team and Bellcore (May 9,
`1997). (AIAG Certification, ANX)
`Aventail Corp., "Aventail Announces the First VPN Solution to Assure lnteroperability Across
`Emerging Security Protocols," June 2, 1997.JFirst VPN, Aventail)
`Syverson, et al. "Private Web Browsing," Naval Research Laboratory, Center for High 8 Assurance
`Computer Systems{June 2, 1997). (Syverson, Onion Routing)
`Bellcore, "Metrics, Criteria, and Measurement Technique Requirements for ANX Release 1," AIAG
`Telecommunications Project Team and BellcoretJune 16, 1997). (AIAG Requirements, ANX)
`D70 M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet Draft,
`(07/31/1997). (RFC 2543 Internet Draft 3)
`R. Atkinson, "Key Exchange Delegation Record for the DNS," Network Working Group, RFC 2230
`(November 1997). (RFC 2230, KX Records)
`D72 M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet Draft,
`(11/11/1997). (RFC 2543 Internet Draft 4)
`1998 Microsoft Professional Developers Conference DVD ("1998 PDC DVD-ROM") (including
`screenshots captured there from and produced as MSFTVX 00018827-00018832). (Conference,
`Microsoft Prior Art VPN Technology)
`D74 Microsoft Corp., Virtual Private Networking An Overview (1998) (printed from 1998 PDC DVD-
`ROM) (Overview, Microsoft Prior Art VPN Technology)
`D75 Microsoft Corp., Windows NT 5.0 Beta Has Public Premiere at Seattle Mini-Camp Seminar
`attendees get first look at the performance and capabilities of Windows NT 5.0 (1998) (available at
`http:l/www.microsoft.com/presspass/features/1998/10-19nt5.mspxpftrue). (NT Beta, Microsoft Prior
`Art VPN Technology)
`"What ports does SSL use" available at stason.org/TULARC/security/ssl-talk/3-4-What-ports-does-
`ssl-use.html (1998). (Ports, DNS SRV)
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /K.L./
`/Krisna Lim/
`07!1 Oi20i 2
`
`D60
`
`D61
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`D63
`
`D64
`
`D65
`
`D66
`
`D67
`
`D68
`
`D69
`
`D71
`
`D73
`
`D76
`
`Petitioner Apple Inc. - Exhibit 1002, p. 614
`
`

`
`Subst. for form 1449/PTO
`
`INFORMATION DISCLOSURE STATEMENT
`BY APPLICANT
`(Use as many sheets as necessary)
`
`I
`
`D77
`
`I
`
`I
`
`13339257 - GAU: 2453
`Complete if Known
`13/339,257
`12-28-2011
`Victor Larson
`2453
`Krisna Lim
`77580-154(VRNK-1CP3CNFT4)
`
`Application Number
`Filing Date
`First Named Inventor
`Art Unit
`Examiner Name
`Docket Number
`
`D78
`
`D79
`
`D80
`D81
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`D84
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`D89
`
`091
`
`D93
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`D94
`D95
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`D96
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`D97
`
`D98
`D99
`
`Aventail Corp., "Aventail VPN V2.6 Includes Support for More Than Ten Authentication Methods
`Making Extranet VPN Development Secure and Simple," Press Release, January 19, 1998. {VPN
`V2.6, Aventail)
`R. G. Moskowitz, "Network Address Translation Issues with IPsec," Internet Draft, Internet
`Engineering Task Force, February 6, 1998. (Moskowitz)
`H. Schulzrinne, et al, "Internet Telephony Gateway Location," Proceedings of IEEE INfocom '98,
`The Conference on Computer Communications, Vol. 2 (March 29- April2, 1998). (Gateway,
`Schulzrinne)
`C. Huitema, 45 al. "Simple Gateway Control Protocol," Version 1.0 (May 5, 1998). (SGCP)
`DISA "Secret Internet Protocol Router Network," SIPRNET Program Management Office (D3113)
`DISN Networks, DISN Transmission Services (May 8, 1998). DISA, SIPRNET)
`D82 M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet Draft,
`(05/14/1998). (RFC 2543 Internet Draft 5)
`D83 M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet Draft,
`(06/17/1998). (RFC 2543 Internet Draft 6)
`D. McDonald, et al. "PF KEY Key Management API, Version 2," Network Working Group, RFC
`2367 (July 1998). (RFC 2367)
`D85 M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet Draft,
`(07/16/1998). (RFC 2543 Internet Draft 7)
`D86 M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet Draft,
`(08/07/1998). (RFC 2543 Internet Draft 8)
`D87 Microsoft Corp., Company Focuses on Quality and Customer Feedback (August 18, 1998). (Focus,
`Microsoft Prior Art VPN Technology)
`D88 M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet Draft,
`(09/18/1998). (RFC 25431ntemet Draft 9)
`Atkinson, et al. "Security Architecture for the Internet Protocol," Network Working Group, RFC 2401
`(November 1998). (RFC 2401, UNDERLYING SECURITY TECHNOLOGIES)
`D90 M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet Draft,
`(11/12/1998). (RFC 25431nternet Draft 10)
`Donald Eastlake, Domain Name System Security Extensions, IETF DNS Security Working Group
`(December 1998). (DNSSEC-7)
`D92 M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet Draft,
`(12/15/1998). (RFC 2543 Internet Draft 11)
`Aventail Corp., "Aventail Connect 3.1/2.6 Administrator's Guide," (1999). (Aventail Administrator
`3.1, Aventail)
`Aventail Corp., "Aventail Connect 3.1/2.6 User's Guide," {1999). (Aventail User 3.1, Aventail)
`Aventail Corp., "Aventail ExtraWeb Server v3.2 Administrator's Guide," (1999). (Aventail ExtraWeb
`3.2, Aventail)
`Kaufman et al, "Implementing IPsec," (Copyright 1999). (Implementing IPSEC, VPN
`REFERENCES)
`Network Solutions, Inc. "Enabling SSL," NSI Registry (1999). (Enabling SSL, UNDERLYING
`SECURITY TECHNOLOGIES)
`Check Point Software TechnoloQies Ltd. (1999) (Check Point, Checkpoint FW)
`Arnt Gulbrandsen & Paul Vixie, A DNS RR for specifying the location of services (DNS SRV),<dratt-
`ietf-dnsind-frc2052bis-02.txt> (January 1999). (Gulbrandsen 99, DNS SRV)
`D100 C. Scott, et al. Virtual Private Networks, O'Reilly and Associates, Inc., 2nd ed. (Jan. 1999). Scott
`VPNs)
`D101 M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet Draft,
`(01/15/1999). (RFC 25431nternet Draft 12)
`D102 Goldschlag, et al., "Onion Routing for Anonymous and Private Internet Connections," Naval
`Research Laboratory, Center for High Assurance Computer Systems (January 28, 1999).
`(Goldschlag Ill, Onion Routing)
`D103 H. Schulzrinne, "Internet Telephony: architecture and protocols- an IETF perspective," Computer
`Networks, Vol. 31, No.3 (February 1999). {Telephony, Schulzrinne)
`0104 M. Handley, et al. "SIP: Session Initiation Protocol," Network Working Group, RFC 2543 and
`Internet Drafts (12/96-3/99). (Handley, RFC 2543)
`0105 FreeS/WAN Project, Linux FreeS/WAN Compatibility Guide (March 4, 1999). (FreeS/WAN
`Compatibility Guide, FreeS/WAN)
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /K.L./
`/Krisna Lim/
`07!1 Oi20i 2
`
`Petitioner Apple Inc. - Exhibit 1002, p. 615
`
`

`
`Subst. for form 1449/PTO
`
`INFORMATION DISCLOSURE STATEMENT
`BY APPLICANT
`(Use as many sheets as necessary)
`
`I
`
`I
`
`13339257 - GAU · 2453
`Complete if Known
`13/339,257
`12-28-2011
`Victor Larson
`2453
`Krisna Lim
`77580-154(VRNK-1 CP3CN FT 4)
`
`Application Number
`Filing Date
`First Named Inventor
`Art Unit
`Examiner Name
`Docket Number
`
`I
`
`D111
`
`D106 Telcordia Technologies, "ANX Release 1 Document Corrections," AIAG (May 11, 1999). (Telcordia,
`ANX)
`D107 Ken Hornstein & Jeffrey Altman, Distributing Kerberos KDC and Realm Information with DNS
`<draft-eitf-cat-krb-dns-locate-oo.txt> (June 21, 1999). (Hornstein, DNS SRV)
`D108 Bhattacharya, et al., "An LDAP Schema for Configuration and Administration of IPSec Based Virtual
`Private Networks (VPNs)", IETF Internet Draft (October 1999). (Bhattcharya LDAP VPN)
`D109 B. Patel, et al. "DHCP Configuration of IPSEC Tunnel Mode," IPSEC Working Group, Internet Draft
`02 (1 0/15/1999). (Patel)
`D110 Goncalves, et al. Check Point FireWall-1 Administration Guide, McGraw-Hill Companies (2000).
`(Goncalves, Checkpoint FW)
`"Building a Microsoft VPN: A Comprehensive Collection of Microsoft Resources," FirstVPN, (Jan
`2000). (FirstVPN Microsoft)
`D112 Gulbrandsen, Vixie, & Esibov, A DNS RR for specifying the location of services (DNS SRV), IETF
`RFC 2782 (February 2000)._{RFC 2782, DNS SRV)
`D113 MITRE Organization, "Technical Description," Collaborative Operations in Joint Expeditionary Force
`Experiment (JEFX) 99 (February 2000). (MITRE, SIPRNET)
`D114 H. Schulzrinne, et al. "Application-Layer Mobility Using SIP," Mobile Computing and
`Communications Review, Vol. 4, No.3. pp. 47-57 (July 2000). (Application, SIP)
`D115 Kindred et al, "Dynamic VPN Communities: Implementation and Experience," DARPA Information
`Survivability Conference and Exposition II (June 2001 ). (DARPA, VPN SYSTEMS)
`D116 ANX 101: Basic ANX Service Outline. (Outline, ANX)
`D117 ANX 201: Advanced ANX Service. (Advanced, ANX)
`D118 Appendix A: Certificate Profile for ANX IPsec Certificates. (Appendix, ANX)
`D119 Assured Digital Products. (Assured Digital)
`D120 Aventail Corp., "Aventail AutoSOCKS the Client Key to Network Security," Aventail Corporation
`White Paper. (Network Security, Aventail)
`D121 Cindy Moran, "DISN Data Networks: Secret Internet Protocol Router Network (SIPRNet)." (Moran,
`SIPRNET)
`D122 Data Fellows F-Secure VPN+ (F-Secure VPN+)
`"Interim Operational Systems Doctrine for the Remote Access Security Program (RASP) Secret
`D123
`Dial-In Solution. (RASP, SIPRNET)
`D124 Onion Routing, "Investigation of Route Selection Algorithms," available at http://www.onion-
`router.net/Archives/Route/index.html. (Route Selection, Onion Routing)
`D125 Secure Computing, "Bullet-Proofing an Army Net," Washington Technology. (Secure, SIPRNET)
`D126 SPARTA "Dynamic Virtual Private Network." (Sparta, VPN SYSTEMS)
`D127 Standard Operation Procedure for Using the 1910 Secure Modems. (Standard, SIPRNET)
`D128 Publically available emails relating to FreeS/WAN (MSFTVX00018833-MSFTVX00019206).
`(FreeS/WAN emails, FreeS/WAN)
`D129 Kaufman et al., "Implementing IPsec," (Copyright 1999) (Implementing IPsec)
`D130 Network Associate