Case 2:12-cv-00008-RGD-DEM Document 50 Filed 10/12/12 Page 1 of 1 PagelD# 1311
`
`AO 120 (Rev. 081l0)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINAnON OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`Eastern District of Virginia
`on the following
`filed in the U.S. District Court
`IijlJPatents. (0 the patent action involves 35 U.S.C. § 292.):
`
`o Trademarks or
`
`DOCKET NO.
`2:12cv8
`PLAINTIFF
`
`DATE FILED
`1/4/2012
`
`U.S. D1STRICf COURT
`Eastern District of VirQinia
`
`Innovative Communications Technologies, Inc.
`
`DEFENDANT
`
`ooVoo, LLC
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`12/28/1999
`
`Innovative Communications Technologies, Inc.
`
`3/2/2004
`
`Innovative Communications Technologies. Inc.
`
`1/28/2003
`
`Innovative Communications Technologies, Inc.
`
`I 6,513.066
`
`2 6,701,365
`
`3 6,009,469
`
`4 5
`
`In the above--cntitled case, the following patent(s)/trademark(s) have been included:
`
`o Answer
`HOLDER OF PATENT OR TRADEMARK
`
`o Cross Bill
`
`o Other Pleading
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`INCLUDED BY
`
`o Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`I 2 3 4 5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/mDGEMENT
`
`10/11/2012 Stipulation of Dismissal filed
`
`CLERK
`Fernando Galindo
`
`(BY) DEPUTY CLERK
`R. Simmons
`
`DATE
`
`1011212012
`
`Copy I-Upon initiation of action, mail this copy to Director Copy J-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mall this copy to Director Copy 4-Case file copy
`
`SONY EXHIBIT 1027- Page 1
`
`FH_000001
`
`

`

`Case 2:12-cv-00008-AWA-DEM Document 4 Filed 01/11/12 Page 1 of 1 PagelD# 144
`
`,\0 120 (Rev. 081101
`
`TO:
`
`thail Stor:fs
`Director orahe U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`.. ·1tii-bRT ON THE
`., -
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENTOR
`TRADEMARK
`
`!
`
`.
`
`In Compliance with 3S U.S.C. § 290 and/or IS U.S.C. § 1116 you are hereby advised that a coun action has hecn
`filcd in the U.S. District Coun
`for the Eastern District of Virginia
`onlhc following
`...
`-_ .
`o Trademarks or ~ Patents. (0 the patent action involves 35 U.S.C. § 292.):
`,by.9
`f?'.
`U.S. DISTRICT COURT
`DATf}.~i.'7
`L;l~ ~ c.v
`DOC5:I:T NO.
`'/ /2.-
`for the Eastern District of Virainia ~OO ~("(:t..
`I
`.
`'VA
`DEFENDANT
`PLAINTIFF
`
`~
`
`I"
`
`INNOVATIVE COMMUNICATIONS TECHS., INC.
`
`OOVOO, LLC
`
`I'ATENTOR
`TRADEMARK NO.
`I 6,009,469
`
`2 6,701,365
`
`3 6,513,066
`
`DATE Of PATENT
`OR TRADEMARK
`
`12128/1999
`
`312/2004
`
`1128/2003
`
`HOLDER OF PATENT OR TRADEMARK
`
`INNOVATIVE COMMUNICATIONS TECHNOLOGIES, INC.
`
`INNOVATIVE COMMUNICATIONS TECHNOLOGIES. INC.
`
`INNOVATIVE COMMUNICATIONS TECHNOLOGIES, INC.
`
`4 5
`
`DATE INCI.UDED
`
`IWrENTOR
`TRADEMARK NO.
`
`In the ;Ioove-ell\itlcd case. the following pntent(s)/tradelllark(sj have b,,-cn included:
`INCLUDED BY
`o Answer
`o Other Pleading
`o Cross Bill
`HOLDER OF I'''TENT OR TRADE:VIARK
`
`o Amendmenl
`DATE OF PATENT
`OR TRADEMARK
`
`I 2 3 4 5
`
`In Ihe ahove-I:ntitled casco Ihe lollowing dccisinn ha.~ been r"'lIdcred orjudgclllcnt issued:
`
`IIJECISION'lUJJGEMENT
`
`CLERK
`
`Fernando Galindo..
`
`(BY) DEI'UTY CLERK
`~.<£I'M~
`
`DATE
`
`i / jj //..0 1"1"
`
`C:IIII~' J-l'pon tcrminlltion of IIction, mail this COllY to Director
`Copy I-llpon iniliation of lIclion. mail Ihis COllY III J)jreclol'
`COil" 2-llllon filin= docllment Iiddin= plltenl(s), mllil Ihis COllY 10 J)jr~lor
`COII~' 4--Cllse liIe COllY
`
`SONY EXHIBIT 1027- Page 2
`
`FH_000002
`
`

`

`f(iIiti
`
`-'!
`
`!I
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`POWER OF ArrORNEY,
`CORRESPONDENCE ADDRESS
`AND REVOCATION
`OR POWERS
`O"p
`
`Hon. Commissioner of Patents
`P.O. Box 1450
`Alexan~a, VA 22313-1450
`
`Sir:
`
`Revocation: I hereby revoke all previous powers of attorney given in the
`application identified in the attached statement under 37 CFR 3.73(b).
`
`Power of Attorney: I hereby appoint the practitioners associated with customer
`number 42624, individually and collectively, as attorney(s) or agent(s) to represent the
`undersigned before the United States Patent and Trademark Office (USPTO) in
`connection with any and all patent applications assigned only to .the undersigned
`according to the USPT0 assignment records or assignment documents attached to this
`fonn in accordance with 37 CFR 3.:73(b).
`
`I authorize Davidson Berquist Jackson & Gowdey, LLP to delete names/numbers of
`persons no longer with the Firm and to act and rely on instructions from and communicate
`directly with the entity who first sent this case to them and by whom I hereby declare that I have
`consented after full disclosure to be represented unless/until I instruct Davidson Berquist Jackson
`& Gowdey, LLP in writing to the contrary.
`
`Correspondence Address: Please recognize or change the correspondence
`address for the application identified in the attached statement under 37 CF~ 3.73(b) t~
`the address associated with Customer Number 42624.
`
`Assignee Name and Address:
`
`Net2Phone, Inc.
`520 Broad Street, 8th Floor
`Newark, New Jersey 07102
`
`A copy ofthis form, together with a statement undi:r 37 CFR 3.73(b) (Form PTO/SB/96 or equivalent) is required to be filed in
`statement under 37 CFR 3.73(b) may be completed by one of the practitioners
`each application in which this fonn is
`appointed in this form ifthe ap.
`practitio
`is authorized to act on behalfofthe assignee. and must identify the application
`is to be filed.
`in which this Power of Atto
`
`tI!r!
`
`1\TURE of Assignee of Record
`lied below is authorized to act on bebalfoftbe'assi
`e and title is su
`
`ee
`
`Date
`
`Signature
`
`Name
`Title
`
`SONY EXHIBIT 1027- Page 3
`
`FH_000003
`
`

`

`,Y"S __,
`o
`v.~~ \ ~ 1.~\')~ S
`I
`,,-. JIE1.l-----S-TA-T-E-M-E-N-T-U-N-O-E-R-3-7-C-F-R-3-.-7-3(-B-)-----------,
`
`~
`
`-...;:;~-
`
`Applicant 1Patent Owner: Net2Phbne, Inc.
`
`Docket No. 2655-0063
`
`Patent No. 6,009,469
`
`Filed 1Issued Date: 12/28/1999
`
`Entitled: GRAPHIC USER INTERFACE FOR INTERNET TELEPHONY APPLICATION
`
`Assignee: Net2Phone, Inc.
`(Name of assignee)
`States that it is:
`
`A corporation
`(Type of Assignee: corporation, partnership, university, government agency, etc.)
`
`1. ~ the assignee of the entire right, title, and interest; or
`2. D an assignee of less than the entire right, title and interest.
`(The extent (by percentage) of its ownership interest is
`
`%)
`
`in the patent application 1patent identified above by virtue of either:
`A. D An assignment from the inventor(s) of the patent application 1patent identified above. The assignment
`was recorded in the United States Patent and Trademark Office at Reel
`, Frame
`, or for
`which a copy thereof is attached.
`
`OR
`B. ~ A chain of title from the inventor(s), of the patent application 1patent identified above, to the current assignee
`shown below:
`
`1.
`
`2.
`
`3.
`
`From: MATTAWAY. Shane D. et al. To: Netspeak Corporation
`
`The document was recorded in the United States Patent and Trademark Office at Reel 008311 Frame 0785, or
`for which a copy thereof is attached.
`
`From: HUTTON. Gleen W. To: Netspeak Corporation
`
`The document was recorded in the United States Patent and Trademark Office at Reel 008448 Frame 0779, or
`for which a copy thereof is attached.
`
`From: Netspeak Corporation To: VOIP Technology Holdings. LLC
`
`The document was recorded in the United States Patent and Trademark Office at Reel 016522 Frame 0205, or
`for which a copy thereof is attached.
`
`~ Additional documents in the chain of title are listed on a supplemental sheet.
`~ Copies of assignments or other documents in the chain of title are attached.
`
`As required by 37 CFR 3.73(b)(1)(i), the documentary evidence ofthe chain of title from the original owner to the assignee
`was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`[Note: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to
`Assignment Division in accordance with 37 CFR Part 3, if the assignment is to be recorded in the records
`of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`Michael R. Casey, Ph.D
`
`Printed or Typed Name
`
`Attorney, Registration No. 40,294
`
`Title:
`
`_
`
`3/13/09
`
`Date
`
`703-894-6400
`
`Telephone Number
`
`SONY EXHIBIT 1027- Page 4
`
`FH_000004
`
`

`

`STATEMENT UNDER 37 CFR 3.73(8)
`Continued
`
`4.
`
`5.
`
`6.
`
`From: VOIP Technology Holdings, LLC To: Net2Phone, Inc.
`
`The document was recorded in the United States Patent and Trademark Office at Reel 016945 Frame 0858, or
`for which a copy thereof is attached.
`
`From: Netspeak Corporation To: Net2Phone, Inc.
`
`The document was recorded in the United States Patent and Trademark Office at Reel 016945 Frame 0890, or
`for which a copy thereof is attached.
`
`From: VOIP Technology Holdings, LLC To: Net2Phone, Inc.
`
`The document was recorded in the United States Patent and Trademark Office at Reel 017105 Frame 0240, or
`for which a copy thereof is attached.
`
`SONY EXHIBIT 1027- Page 5
`
`FH_000005
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`UNDER SECRETARY OF COMMERCE FOR
`INTELLECTUAL PROPERTY AND
`DIRECTOR OF THE UNITED STATES PATENT
`AND TRADEMARK OFFICE
`Alexandria, Virginia 22313
`
`Patent No. ~ 00 ~. LI {g ~
`I
`
`I
`
`PaperNo. __
`
`NOTICE OF EX PARTE REEXAMINATION
`
`Notice is hereby given that a request for ex parte reexamination of U.S. Patent No.
`
`(PI l5b5.~(,,<twasfiledon 2~Z~-07
`
`under 35 U.S.c. 302 and
`
`37 CFR 1.510(a).
`
`The reexamination proceeding has been assigned Control No. 90/
`
`() / p "'2 C.
`
`I
`
`This Notice incorporates by reference into the patent file, all papers entered into the
`
`reexamination file.
`
`Note: This Notice should be entered into the patent file and given a paper number.
`
`SONY EXHIBIT 1027- Page 6
`
`FH_000006
`
`

`

`•U
`
`NITED STATES DEPARTMENT OF COMMERCE
`United State. Patent and Trad...mark Office
`Addr=: OOM.\fISSIONER fOR PATENTS
`P.o. Bo. 1450
`Alexandria, Vitginia 22313·1450
`WWW,l:.sptO.go.,-
`
`Page 1 of 1
`
`•
`
`081721,316
`
`FILING OR 371 (c) DATE
`09/25/1996
`
`FIRST NAMED APPLICANT
`SHANE D. MATTAWAY
`
`ATIY. DOCKET NOJrITLE
`
`JEFFREY S. GINSBERG, ESQ.
`KENYON & KENYON
`ONE BROADWAY
`NEW YORK, NY 10004
`
`CONFIRMATION NO. 2693
`
`1111[111111111111 Inl Inllllli Inl Inlllill 11111 11111111[1 111111111 1[111111111[11111111111
`·oc000000019645740·
`
`Date Mailed: 07/18/2006
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 02/24/2006.
`
`• The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`~ffi 1 kA (l a LU.'\
`
`DESHAWN D DURHAM
`OIPE (703) 308-9010
`
`OFFICE COPY
`
`SONY EXHIBIT 1027- Page 7
`
`FH_000007
`
`

`

`•I
`
`DlITED STATE.'> DEPARTMENT OF COMMERCE
`United State. Patent and Trad...aunk om""
`Address: COMMISSIONER FOR PATENTS
`P.o. Box 1450
`Alexandr", Vuginia 213\3·1450
`www.uspto.gn..·
`
`Page 1 of 1
`
`APPLICAnON NUJvlBER
`081721,316
`
`FILINGOR371 (c) DATE
`09/25/1996
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO.rrITLE
`
`SHANED. MATTAWAY
`
`42624
`DAVIDSON BERQUIST JACKSON & GOWDEY LLP
`4300 WILSON BLVD., 7TH FLOOR
`ARLINGTON, VA 22203
`
`CONFIRMATION NO. 2693
`11111111111111111llilllilllillllilllillllllll[IIIII[IIIIIIII~IIII~ IIIIIII~I ~~III[IIIII
`'oc000000019645760'
`
`Date Mailed: 07/18/2006
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 02/24/2006.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`..,
`
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`
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`
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`
`DESHAWN D DURHAM ....
`OIPE (703) 308-9010
`
`OFFICE COPY
`
`SONY EXHIBIT 1027- Page 8
`
`FH_000008
`
`

`

`-
`DP..VI DSON BEHQU I ST
`
`. , : 7038946430
`
`Feb 24 JIIf 19:09
`
`FACSIMILE TRANSJYJlSSION
`
`P.01
`
`RECEiVED
`camw. FAX CENTER
`FEB 242006
`
`To:.. United States Patent and Trademark Office
`Facsimile No.: (571) 273-8300
`
`From: Davidson Berquist Jackson & Gowdey, LLP
`
`No. of Pages (including this page): 4
`
`COMPLETED
`
`IF YOU DO NOT RECEIVE CLEARLY ALL PAGES, PLEASE CONTACT US
`IMMEDIATELY BY TELEPHONE AT (703) 894-6400.
`
`USPTO:
`
`PLEASE ACKNOWLEDGE CLEAR RECEIPT OF ALL PAGES I:Nl),.ICATED
`ABOVE BY FAXING TInS PAGE BACK TO (703) 894-6430
`-
`
`In re Patent Application of:
`Shane D. Mattaway et aI.
`Patent No. 6,009,469
`Issue date: December 28, 1999
`
`Attorney Docket No. 2655-:0063
`>.
`Group Art Unit: 2757
`
`Confi.rmation No.: 2693
`Examiner: RAMIREZ, Ellis' B.
`
`<
`
`~
`
`"
`
`~ >
`
`~:
`
`..
`
`..
`-
`
`Application Serial No. 08/721,316
`
`Date: February 24,2006
`
`Filing date: September 25, 1996
`Title: GRAPHIC USER INTERFACE FOR
`INTERNET TELEPHONY
`APPLICATION
`
`Name(s) ofpaper(s) being transmitted:
`
`• Transmittal
`• General Power of Attorney
`• Statement under 37 CFR 3.73(b)
`
`CERTIFICATE OF FACSllV,UL:E ~NSMlSSION
`
`I hereby certify that this correspondence is being facsimile transmitted to the United States Patent
`and Trademark Office at the above facsimile number On the date shown belQw.
`
`Name: I Amanda Sandusky ISignature:~.,J.
`
`j
`
`JJ~v IDate: I ~
`u
`
`02/24/2006
`
`CUSTOMER NUMBER
`
`42.624
`PAGE 1/4' RCVD AT 212412006 7:03:03 PM [Eastern Standard Timel' SVR:USPTO.£FXRF-5I6· DNIS:2738300 I CSID:7038946430' DURATION (mm-ssl:01·28
`
`DAVIDSON BERQUIST JACKSON & GOWDEY, LLP
`..
`4300 WILSON:8LVD., 1TII fLooR, ARLINGTON, VA 22203
`703.894.6400 (main) • 703.894.6430 (Fax)
`.; .
`
`SONY EXHIBIT 1027- Page 9
`
`FH_000009
`
`

`

`.,
`D~VIDSON BERQUIST
`
`_0
`
`I
`
`.:7036946430
`
`Feb 2 4 . 19:09
`
`P.02
`
`IN THE UNITED STATES PATENT AND TRADEMARK. OFFICE
`
`In re PATENT APPLICATION OF:
`
`Shane D. Mattaway et a1.
`
`Patent No.:
`
`6,009A69
`
`Issue Date:
`
`December 28. 1999
`
`Appln.No.:
`
`08/721,316
`
`Filing Date:
`
`September 25,1996
`
`Atty. Dkt. No.:
`
`2655-0063
`
`Art Unit:
`
`Confirmation No.
`
`2757
`
`2693
`
`Examiner: RAMIREZ, Ellis B.
`Date:
`February 24, 2006
`
`RECEIVED
`CEHnw. FAX cam
`FEB 242006
`
`Title:
`
`GRAPInC USER INTERFACE FOR
`INTERNET TELEPHONY
`APPLICATION
`
`TRANSMITfAL
`
`Hon. Comnrissioner of Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir.
`
`Attached please find the following docwnents. submitted for filing in connection ~tb. the above(cid:173)
`identified application:
`
`~ General Power of Attomey
`~ Statement under 37 C.F.R. § 3.73(b~
`
`Our Deposit Account No.: 501860
`
`Our Order No. (Client-Matter No.):
`
`2655-0963
`
`QIAR,QE STATEMENT: The Commissioner is here!:l,y authorizOO to charge any fee specifically authorized hereafter, or any missing or
`insufficient fee(s) filed, or asserted 10 be filed, or wbic~ should have been filed herewith or concerning any paper fileq pereafter, and which
`may be required under Rules 16-18 ~sin!l or insuffic?encies only) now or hereafter relative 10 this application and ~e resulting Official
`docume:nt under Rule 20, or =dit any overpayment, tq our AccountlOrdErNos. (or Attorney Docket No.) shown in the h~ing b.e;reoffor
`whicl1 purpose a duplicate copY of this pe.~ is attach~.
`,.
`
`This Charge Statement doe~ not authorize ch~rge of the issue fee until/unless an issue fee tran9mi~1form i9 filed.
`
`CUSTOMER NUMBER
`42624
`
`Respectfully submitted,
`
`By:
`
`Michael R. Casey, Ph.D.
`Registration No. 40.294
`
`Davidson Berquist Jackson & Gowdey LLP
`
`PAGE 214 t RCVDAT 212412006 7:03:03 PM [Eastern Standard Timel t SVR:USPTO-EFXRF-516 t DNlS:2738300 t CSID:7038946430*DURATION (mm-ss):01.28
`
`SONY EXHIBIT 1027- Page 10
`
`FH_000010
`
`

`

`D&VIDSON BERQUIST
`
`.:7036946430
`
`Feb 24 4IIt
`
`19:09
`
`P.03
`
`PTOISBJBO (ll4-O5)
`Approved fOr Uge Qlr'Ougll 11r.l(y.!O()5, OMS 0651-0035
`u.s. Patent and Trallell'l3S1<. 0lfiCe; U.$. PEPAATMISNT OF COMMERCE
`unller tllil Paperwcrt Rllauclion Ad Of 1995, no~ _ tequj~ to r~pcnd to a COOedion Of intotmaljQn un~ it dbpl<2y5 .. VZllid OM9 t::Q(l\rgf mnnb8lc
`-
`POWER OF ATIORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`l'
`
`I hereby revoke aU previous powero of attorney given in the application identified in the attached statement under
`37 CFR 3.73Cb),
`I hereby appoint:
`
`[Xl Practitioners associated with the CustOl11er Number: I
`I
`42624
`ORD Ptactiliol\Ql'(s) namBd below ("rf mom than tan patant.pta~iotlSl'S am to b& named. than a cuslPme, number mUl>t be r.!i>ed>:
`
`.'
`
`Name
`
`Registration
`Number
`
`Name
`
`Reglstranon
`Nuinber
`
`as altOmey(s) or agsm(s) to represent the undersigned before the unlled Slates Patent and Tradamark OfflOll (USPT.O) In ~ctIon with
`any and all patent applications assigned.!!nlx to the undersigned according to the USPTO assignment records or assIgnmentaocuments
`attached to this form in accordance with 37 CF~ 3.73(b).
`
`Plea$e change the corr'llspcndel1C9 address for the appllcallon Identlfled In the attached statement under. :?rT ~ 3.73(b) to:
`
`00 The address associated with CUstomer Number. I
`
`OR
`U Finn or
`
`Individual Name
`Address
`
`42624
`
`]
`
`C11y
`
`Country
`
`Telephone
`
`I State
`
`I Zip
`
`I Email
`
`Assignee Name and Addres5; NET2J:tBONE,·INC.
`520 Broad Street, 8th Floor
`Newark, New Jersey 07102
`
`-
`
`,
`
`-
`
`A copy of thl$ form, together with II 5tatement under37 CFR 3.73(b) (Form PTO/SB/96 or equivalent) is ~qulred to be
`filed In each application In which this fonn i5 used. The statement UI'ld9r 37 CFR, 3.73(b) may be compl~d by one of
`th9 practitioners appointed In this fonn if the appointed practitioner Is authorized to act on behalf ofthe:lmSignee,
`and must identify the aDDlleatloJl In which this Power of AUomev Is to be fIlad.
`-~IGN.ATURE of A&Signoo of Rocord
`fitlcji ~liedbelow is authorized to act on behalfoftbc 883igncc
`
`Signatull!
`
`The illdividllal~~
`~:----:::
`
`:::..----
`
`Gle~iUiams
`Nama
`......!-EXecutive Vice PJ'esident. General Counsel
`TIlle
`TNa COllecIJon ofinfonnaf"lOI1lS ~UI~ by:!7 C~ 1.31. 1.32 end 1.33.. Th8 IIIfcnnll!jgn IS r<lCjuited to obtain or ret:aln a benelll by 1/la public which 18101119 (end
`by the usPTO lD Jl"'C8S$) iln "I'l'li=.ticn. CClnfidentIallty 1& gOV9fT1ad by 3S U.S.C. 122 end ~7 CFR 1.11 and 1.14, llliS COqedlon 19~ lD tsl\S 3 rMlUUI8
`to eorttpI&ta,lnCIUlling gathering. prepi!ring, and 8llbn1llllng lIlB COfllIlI9tBO sppllcsllon 10nn to lhc USPTO. Ti~ y"llvwy !lepeolfing up<lI\ tile U\dilridu:al esse., Any
`oommen\$ on tile amount or U1nS you 19Quiv to completl: lhis fOm1 MdIDr suggestlons !Dr reducing 1hla burtl8l1. should bs 59I1t 10 the Chicflnfommiclo- Qffi::l:(.
`U.S. PslBnt and T~eow1: 6mce:u.s. DBpBr1mBm of Commcr=. P.O. 90lC 1450, AleXandrla, VA 2231$-1450. 00 NOT SEND FEES' OR COMPLETED'
`FOR.MS TO THIS ADDRESS. SI'iND TO; CommisQionar for Patllnts. P.O. Box 1450. AJellandria. VA 22313-1450.
`..
`Ifyou nesd assistanaJ In completing tile tbrm, can 1-eoo-PTO-9199 illIQ seIsct option 2.
`
`Date .:vi"J.;l~
`Telephone (973) 43.8-6066
`
`PAGE 3/4' RCVD AT 2124120061:03:03 PM [Eastern Standard Timel' SVR:USPTO.£FXRF-5I6· DNJS:2138300' CSID:1038946430' DURATION (mm-ssl:01·28
`
`SONY EXHIBIT 1027- Page 11
`
`FH_000011
`
`

`

`•DAVIDSON BERQUIST
`
`•
`
`:7038946430
`
`Feb 24 •
`
`19:09
`
`STATEMENT UNDER 37 CFR 3.73(b)
`
`Applicant I Patent Owner: Net2Phone, Inc.
`
`Attorney DocKet No.: 2655-0063
`
`P.04 RECEIVED
`canw. FAX CENTER
`24
`FEB
`2006
`
`Application No.1 Patent No. 6,009,469
`Filed I Issue Date: December 28, 1999
`GRAPHIC US~R INTERFACE FOR INTERNET TELEPHONY APPLICATION
`Assignee: Net2Phone, Inc.
`A Delaware Corporation
`States that it is:
`1. [8J the assignee of the entire right. title. and interest; or
`2. 0 an assignee of less than the entire right, title and interest.
`The extent (by percentage) of its ownership interest is
`Identified above by virtue of either:
`
`·
`
`· =
`
`-
`-
`% in the patent application! patent
`
`~ntitled:
`
`A. 0 An assignment from the inventor(s) of the patent application I patent identified above. The assignment
`was recorded in the United States Patent and Trademark Office at Reel __, Frame _.__, or for
`which a copy thereof is attached.
`
`OR
`B. IZI A chain of title from the Inventor(s), of the patent application I patent identified above, to the current
`-
`assignee shown below:
`
`From: Shane D. Mattaway, Craig Strickland To: NetSpeak Corporation
`The document was recorded in the United States Patent and Trademark Office at Reel 008311 Frame
`0765. or for which a copy thereof is attache~.
`-
`-
`From: Glenn W. Hutton To: NetSpeak Corporation
`The document was recorded in the United States Patent and Trademark Office at Reel 008448 Frame
`0779, or for which a copy thereof is attached.
`·
`
`From: NetSpeak Corporation To: VolP Technology Holdings. LLC
`The document was recorded in the United States Patent and Trademark Office at Reel 0.16522 Frame
`-
`0205, or for which a copy thereof is attached.
`
`--
`
`1.
`
`2.
`
`3.
`
`4.
`
`From: VolP TechnoloQ'l Holdings LLC To: Net2Phone. Inc.
`The document was recorded in the United States Patent and Trademark Office at Reel 0"16945 Frame
`-
`0658, or for which a copy thereof is attached.
`o Copies of assignments or other documents in the chain of title are attached.
`-
`
`The undersifi.ZJJe IS supplied below) Is Bu",orized to Bet on behBlf of the assignee:
`
`By:
`
`. '~~ ,
`Michael R. Casey, Ph.D. J
`
`Registration No. 40,294
`
`Date: February 24, 2008
`
`Telephone No.: (703) 894-6406
`
`Title: Attorney
`
`PAGE 414' RCVD AT 212412006 7:03:03 PM (Eastern Standard Timel' SVR:USPTO.£FXRF-5I6' DNIS:2738300· CSID:7038946430' DURATION (mm-ss):01·28
`
`SONY EXHIBIT 1027- Page 12
`
`FH_000012
`
`

`

`'.
`•
`~----T-RA-N-S-M-I-T-T-A-L-L-E-T-T-E-R------':---D-o-c-ke-t-No-.-N-0-00-3-/7-00-2-"'~~
`3-l1-0(
`
`C(J/-:~
`
`',,-
`
`Applicant:
`Serial No:
`Patent No:
`Filed:
`For:
`
`Examiner:
`Art Unit:
`
`Shane D. Mattaway, Glenn W. Hutton and Craig B. Strickland
`08/721,316
`6,009,469
`September 25, 1996
`GRAPHIC USER INTERFACE FOR INTERNET TELEPHONY
`APPLICATION
`E. Ramirez
`2757
`
`L-
`3-"""
`:;r.:
`N
`
`:::0
`ill
`(")
`.-q
`-:::
`t-..-..-
`r--~ Pl
`=>
`c.::} CJ
`
`C-..
`r· .
`;r;
`-~-.,
`<,
`2:
`r-,
`Cfi
`0
`-rj:
`n
`c·
`~
`.... \~'
`fTl
`
`n-
`
`-1
`
`o
`Request for Certificate of Correction
`
`Request for Corrected Filing Receipt
`
`Copy of Original Filing Receipt
`
`Request for Reconsideration
`
`Request for Refund
`
`Response to Missing Parts
`
`Return Receipt Postcard
`
`Sheets Formal Drawing(s)
`
`Small Entity Statement
`
`Status Letter
`
`Terminal Disclaimer
`
`Other: Certificate of Correction; Copy
`of Amendment After Allowance;
`Copy of Approval of Amendment
`After Allowance
`
`Date:__/_z-+;A_Z---=-,~~A_(J_IJ__
`
`l8J
`
`DDDDDl
`
`8J
`
`DDDDl
`
`8J
`
`Assistant Commissioner for Patents
`Washington, D.C. 20231
`
`Enclosures
`D
`D
`D
`D
`D
`D
`D
`D
`D
`D
`D
`D
`
`Affidavit under 37 C.F.R. 1.131
`
`Assignment Papers
`
`Change of Correspondence Address
`
`Extension of Time Request
`
`Declaration/Power of Attorney
`
`Fee Transmittal Form
`
`Information Disclosure Statement
`
`Invention Disclosure Document
`
`Notice of Appeal
`
`Petition and Petition Routing Slip
`
`Power of Attorney Form
`
`PTO-1449 Form(s)
`
`o't--1·
`\~l
`An (0
`'b \\
`
`.-
`
`~.
`
`Reg. No. 33,518
`ruce D. Jobse, Es
`KUDIRKA &JOBS , LLP
`Customer Number 021127
`, Tel: (617) 367-4600 Fax: (617) 367-4656
`
`APP~~OVED
`'\.,J
`
`MAR 2 9 2001
`
`Transmittal Letter - General 10f 1
`
`FOR THE DIREC'DR OF USPTO
`
`SONY EXHIBIT 1027- Page 13
`
`FH_000013
`
`

`

`•
`
`•
`
`REQUEST FOR CERTIFICATE OF CORRECTION
`
`Docket No. NOO03/7002
`
`Applicant:
`Serial No:
`Patent No:
`Filed:
`For:
`Examiner:
`Art Unit:
`
`Shane D. Mattaway, Glenn W. Hutton and Craig B. Strickland
`08/721,316
`6,009,469
`September 25, 1996
`GRAPHIC USER INTERFACE FOR INTERNET TELEPHONY APPLICATION
`E. Ramirez
`2757
`
`/
`
`CERTIFICATE OF MAILING UNDER 37 C.F.R. §1.8(a)
`
`The undersigned hereby certifies that this document is being placed in the United States mail with first(cid:173)
`class postage attached, addressed to Assistant Commissioner f
`patent~h1washi g n, DC 20231 on
`. ,
`December 29, 2000.
`. ~
`Frances M. Cunningham
`
`Assistant Commissioner for Patents
`Washington, D.C. 20231
`
`ATTENTION:
`
`Decision and Certificate of Correction
`Branch of the Patent Issue Division
`
`REQUEST FOR CERTIFICATE OF CORRECTION OF PATENT
`FOR PTO MISTAKE (37 C.F.R. 1.322(a»
`
`Applicant hereby requests the issuance of a Certificate of Correction for the above-referenced
`
`patent, the corrections being shown on the attached Certificate of Correction form. The corrections, as
`
`outlined on the Certificate of Correction, were previously submitted by Applicants with an Amendment After
`
`Allowance mailed July 20,1999, a copy of which is attached. Such Amendment After Allowance was
`
`entered by the Examiner as indicated by the Office Action, Paper No. 14, dated November 16, 1999, a copy
`
`of which is also attached. Unfortunately, the amendments from the approved and entered Amendment after
`
`Allowance were not present in the above-identified patent at issuance. Since these errors in the text of the
`
`patent is the fault of the PTO, no fees are due for the filing of this request. The Commissioner is hereby
`
`authorized to charge any additional fees to Deposit Account No. 02-3038. Any questions regarding this
`
`matter may be directed to Attorney Bruce D. Jobse at the below-referenced number.
`
`Respectfully submitted,
`
`~~~~~~~:::<~()::::":.~~~~~~:!:-
`
`Bruce D. Jobse, Reg
`P
`KUDIRKA & JOBSE,
`Customer Number 021127
`Tel: (617) 367-4600 Fax: (617) 367-4656
`
`Date:__I-;~f-!?_Z""':?"-fA,-O'O _
`
`SONY EXHIBIT 1027- Page 14
`
`FH_000014
`
`

`

`'.
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO
`
`:6,009,469
`
`DATED
`
`:December 28, 1999
`
`INVENTOR(S)
`
`:Shane D. Mattaway, Glenn W. Hutton and Craig B. Strickland
`
`It is certified that errors appear in the above-identified patent and that said Letters Patent
`are hereby corrected as shown below:
`
`IN THE CLAIMS:
`
`In claim 1, column 41, line 23, after "having a display", please delete "and an audio transducer";
`
`In claim 1, column 41, line 43, after "program code", please delete "means";
`
`In claim 3, column 41, line 60, after "program code", please delete "means";
`
`In claim 4, column 42, line 1, after "program code", please delete "means";
`
`In claim 4, column 42, line 5, after "program code", please delete "means";
`
`In claim 5, column 42, lines 8 and 9, after "having a display", please delete "and an audio
`transducer";
`
`t
`C
`
`~
`
`C
`t-
`V
`
`MAILING ADDRESS OF SENDER: KUDIRKA & JOBSE, LLP
`Two Center Plaza
`Boston, MA 02108
`
`PATENT NO.
`
`6,009.469
`
`No. of addiUonal copies
`
`=> 10
`
`SONY EXHIBIT 1027- Page 15
`
`FH_000015
`
`

`

`••
`
`UNITED STATES DEPARTMENT OF COMMERCE
`Patent and Trademark Office
`Address: COMMISSIONER OF PATENTS AND TRADEMARKS
`Washington, D.C. 20231
`
`FIRST NAMED APPLICANT
`
`I ATTORNEY DOCKET NO.
`
`LW':;1. / 111.6
`
`c:
`'-'
`
`EXAMINER
`
`H?H'1JREZ;. E
`I
`
`ART UNIT
`
`~?/'·~~·V
`
`PAPER NUMBER
`
`/Lf
`
`11./ 1. (,/99
`
`SERIAL NUMBER
`
`I
`
`FILING DATE
`
`I
`
`0::::/721.:. ::::16
`
`09/2S/'.".:f6
`
`I<Ul) I F~K?-)
`.JOJY3E
`;~~
`TWO CEN1'ER PLAZA
`E:OSTot·"
`rl(~ 021 O:~:
`
`The amendment flied7
`
`and has been:
`
`.~ 1.~ntered,
`
`2. 0 entered as directed to matters of form not affecting the scope of the invention (0.3311).
`
`3. 0 disapproved. A report appears below.
`
`4. 0 entered in part. A report appears below.
`
`By Direction of the Commissioner
`
`Report:
`
`;(~
`
`fJ-fj'JIr- ~ ~. rJ
`
`n:.:STAFA M. MEKY
`Ptl;t.iARY EXAMINER
`
`SONY EXHIBIT 1027- Page 16
`
`FH_000016
`
`

`

`AMENDMENT TRANSMITTAL
`
`Docket No. NOO03n002
`
`Applicant:
`Serial No.
`Filed:
`For:
`
`Examiner:
`Art Unit:
`
`Shane D. Mattaway, et al.
`08/721,316
`September 25, 1996
`GRAPHIC USER INTERFACE FOR INTERNET TELEPHONY
`APPLICATION
`E. Ramirez
`2757
`
`'CE~tIFICATE0fEXPRt;SS;MAILlN.G .
`
`~Express Mail" mailing ICibel. 'n~mb'er:<·I;L::4459481365US,
`Date of O~posit: ~Gly20, 19~9', ...." ,." '
`"
`,'I, hereby certifyl,that the JOIIOWingA~9n;eSP()@ence. ·i~:~~eif1g.deposited;~ith the Unj~~df:$.tat~s'. "
`Postal, Service n~press~ail po~t'$tftc:~)o,A(ldre·sseet,;~~~ry!c..e;purs~e6hto3tG.FR§.1;:119';,qn ,', '
`~'
`,the da!eif1~icat~d,/~¥ve·i.q;an ,enye.,lpp:y,aadr~ss€ld ·to"
`iss,ione'/.9~~ei!r. ,'~!1d Tr:ac;few.~~s,; .,.. ''.
`BoxlssueF-ee, ~W~hlngtQ!'1i;'.o~G<69.~~!~;'·. . . . ; fem ci:> :,~"Vi ::~'"
`. '.';,.""
`.'
`,~:",//< .
`5Efcii'fces:MYCunnlngha'iT1
`. :.,';:.:~:'<;'~;:;.~:'.~:_--
`:~ ;~:;K;··~~::~"·:·
`':'~}:'-':';'::'-~~?:::'.:~"~"
`~,;:~
`
`. : '..:~- ,~: ... :
`,' ....
`~ ,".
`,~: '" ;'~,
`
`J
`
`.. ~. ~ j
`
`. '
`
`.. ':':.,-~_~~'
`
`Assistant Commissioner for Patents
`BOX ISSUE FEE
`Washington, DC 20231
`
`Transmitted herewith for filing is the following:
`
`Enclosures
`Amendment After Allowance
`~
`D
`Petition for a month Extension of Time
`Return Receipt Postcard
`~
`
`Small Entity
`D
`A small entity statement under 37 C.F.R. §1.27 has already been filed.
`D A small entity statement under 37 C.F.R. §1.27 is attached
`
`Amendment Transmittal 1 of 2
`
`SONY EXHIBIT 1027- Page 17
`
`FH_000017
`
`

`

`•
`
`•
`
`Fees
`
`Claims as Filed
`
`Total Claims
`(37 CFR §1.16(c))
`
`Independent
`Claims
`(37 CFR §1.16(b))
`
`Claims
`Filed
`
`Highest
`Number
`Paid for
`
`Number of Rate
`Extra
`Claims
`
`Additional
`Fees Due
`
`18
`
`-20 =
`
`OX
`
`$18.00 =
`
`$ 0.00
`
`3
`
`- 3 =
`
`OX
`
`$78.00 =
`
`$
`
`0.00
`
`Extension Fee
`
`Reduction by 50% for filing by small entity
`
`Total Filing Fee
`
`$ 0.00
`
`$ 0.00
`
`$ 0.00
`
`Payment
`D
`Check in the amount of the total filing fee.
`D
`Charge Account No. 02-3038 in the amount of the total filing fee. A duplicate of this
`transmittal sheet is attached.
`
`Authorization to Charge Additional Fees
`[8]
`The Commissioner is hereby authorized to charge any additional fees under 37 C.F.R.
`§1.16 and §1.17 required by the attached
`during the entire pendency of this
`application to Account No. 02-3038.
`
`Bruce D. Jobse, Esq.
`KUDIRKA & JOBSE, LLP
`Customer Number 021127
`Tel: (617) 367-4600 Fax: (617) 367-4656
`
`g. No. 33,518
`
`7/2v(~1
`I
`
`I - - - - -
`
`Amendment Transmittal 2 of 2
`
`SONY EXHIBIT 1027- Page 18
`
`FH_000018
`
`

`

`•
`
`•
`
`AMENDMENT AFTER ALLOWANCE
`UNDER 37 CFR §1.312(a)
`
`Docket No. NOO0317002
`
`Applicant:
`Serial No.
`Filed:
`For:
`
`Examiner:
`Art Unit:
`
`,.
`
`,
`
`Shane D. Mattaway, et al.
`081721,316
`September 25, 1996
`GRAPHIC USER INTERFACE FOR INTERNET TELEPHONY
`APPLICATION
`E. Ramirez
`2757
`
`. ~
`
`.-" .
`
`,'~,ExpreSs Mail~ niailingA~~~inun;~kELk~594~:6e5.US,' ,
`Date'ofDeposit: Jul}r2,O;:;1,999,',:' .'
`'., ',','
`." '
`
`CERTIFICATE OF EXPRESS MAILING
`\'.,;
`',:"
`
`.,.'¥~;,~~~~"~l\lj,~~·'~~r~~;~~1~~i~it~~;~?~C'~'~~i~~~;:···,
`4iiii .' ...' ..
`,<the date incllcated'above'm"an',envelope,addressed.to·€om'
`issi6ne'
`t,Paten a d Trademarks;. ',.>'
`.. ..;";. '..
`B6X'ISSl!J~~EE;\~~1~~:~'C;:;2~i;'
`
`Assistant Commissioner for Patents
`Washington, D.C. 20231
`
`Sir:
`
`~Q£N~re.~/
`Prior to issuance, Applicants request the above-identified application be
`
`80,
`
`amended as follows:
`
`In the Claims
`1. (Thrice Amended) A computer program product for use with a computer
`
`system having a display [and an audio transducer], the computer system capable
`of executing a first process and connecting to other processes and a server
`
`process over a computer network, the computer program product comprising a
`computer usable medium having computer readable code means embodied in
`the medium comprising:
`a.
`program code for generating a user-interface enabling control a first
`process executing on the computer system;
`
`1
`
`SONY EXHIBIT 1027- Page 19
`
`FH_000019
`
`

`

`•
`
`•
`
`b.
`
`c.
`
`program code for determining the currently assigned network
`protocol address of the first process upon connection to the
`computer network;
`
`program code responsive to the currently assigned network
`protocol address of the first process, for establishing a
`communication connection with the server process and for
`forwarding the assigned network protocol address of the first
`
`process and a unique identifier of the first process to the server
`process upon establishing a communication connection with the
`
`server process; and
`program code [means], responsive to user input commands, for
`
`d.
`
`establishing a point-to-point communications with another process
`
`over the computer network.
`
`(Thrice Amended) The computer program product of claim 2 wherein the
`3.
`program code for establishing a point-to-point communication link further
`
`comprise:
`
`d.2
`
`d.3
`
`program code for transmitting, from the first process to the server
`process, a query as to whether the second process is connected to
`the computer network; and
`program code [means] for receiving a network protocol address of
`
`the second process from the server process, when the second
`process is connected to the computer network.
`
`(Thrice Amended) The computer program product of claim 2 wherein the
`4.
`program code for establishing a point-to-point communication link further
`comprises:
`d.2
`
`program code [means] for transmitting an E-mail message
`containing a network protocol address from the first process to the
`server process over the computer network;
`
`2
`
`SONY EXHIBIT 1027- Page 20
`
`FH_000020
`
`

`

`•
`
`•
`
`d.3
`
`program code [means] for receiving a second network protocol
`
`address from the second process over the computer network.
`
`7.
`
`(Twice Am