`E_gger et at.
`
`[19]
`
`111111
`
`1111111111111111111111111111111111111111111111111111111111111
`US005832494A
`[111 Patent Number:
`[45) Date of Patent:
`
`5,832,494
`Nov. 3, 1998
`
`[54) M ETHOD AND A PPARATUS FOR INDEXING,
`SEARCHING AND DISPLAYING DATA
`
`[75]
`
`Inventors: Daniel Egger, Durham; Shawn
`Cannon, Hillsborough; Ronald D.
`Sau ers, Mebane, all of N.C.
`
`(73) Assignee: Libertech, Inc., Durha m, N.C.
`
`(2 1) Appl. No.: 649,304
`
`(22) Filed:
`
`May 17, 1996
`
`Gelbart & Smith, "Beyond Boolean Search: Flexicon, A
`Legal Text- Based Intelligent System," ICAI L '91 (1991).
`Lin, "A Self-Qrganiz.ing Semantic Map f(lr Information
`Retrieval," SIGIR '91 (1991).
`Tur tle & Croft, " Interference Networks for Document
`Retrieval," SIGR '90 (1990).
`Uz.z.i, V-search Integration Toolk it for Folio Views, User's
`Manual, 6 Dec. 1995.
`Uzzi, V-Search Publisher's Toolkit, Beta Release 2.0,
`User 's Manual, Dec. 8, 1995.
`Primary Examiner- Way ne Arnsbury
`Anorney, Agent, or Firm-Dorsey & W hitney LLP
`
`Related U.S. A pplication Data
`
`(57)
`
`ABSTRACT
`
`( 63) Continuation-in-part of Ser. No. 76,658, Ju n. 14, 1993, Pat.
`No. 5,544,352.
`lnt. Cl.6
`(5 1)
`.......... ............................ ... .... ......... G 06F 17/ 30
`(52] U.S. CI ................................. 707/102; 707/104; 707/5
`(58] Field of' Search ..................................... 707/102, 104,
`707/5
`
`[56]
`
`R eferences Cited
`
`U.S. PATENT DOCUMENTS
`
`9/19R9 Fujisawa et al. ........................... 7frl/5
`4,868,733
`5,265,065 11/1993 Turtle ...................................... 395/600
`5,287,493 2/1994 Jacopi ......................................... 707/4
`1/1995 lledt in et al. ............................... 707/4
`5,386,556
`5,47 1,611 11/1995 McGregor ................................... 707/4
`8/1996 Egger .......................................... 707!5
`5,544,352
`8/1996 Marks et al. ............................ 707/501
`5,546,517
`5,586,311 12/1996 Davies et al. ............................... 707/ 1
`5!'1997 Vachey ........................................ 7frl/2
`5,630,120
`7/1997 Sumita et al. .......................... 707/103
`5,649,193
`
`OTHE R PUBLICATIONS
`
`Agosti, et a!., "a Two-level Hypertext Retrieval Model for
`Legal Data," SIGIR ' 91 (1991).
`Fowler, eta!., " Integrating Query, Thesaurw; and Docume nts
`Through a Common Visual Rep resentation, " SIGIR '91
`(1991).
`Rose & Belew, " Legal Information Re trieval: A Hybrid
`Approach," ICAIL '89 (1989).
`Belew, Richard, "A Connectionist Approach to Conceptual
`Information Retrieval," !CAlL '87 (1987).
`
`A computer research tool for indexing, searching and dis(cid:173)
`playing da ta is disclosed . Specifically, a computer research
`tool for performing computerized research of data including
`textual objects in a database or a network and for providing
`a user interface that significantly enhances data presentation
`is described. Textual objects and other data in a database or
`network is indexed by cre ating a numerical representation of
`the data. The indexing technique called proximity indexi ng
`genera tes a quick-reference of the relations , patterns and
`similarity found among the data in the database. Proximity
`indexing indexes the data by using statistical techniques and
`empirically developed algorithms. Using
`this proximity
`index., an efficient search for pools of data having a particular
`relatio n, pattern or c haracteristic can be effectuated. The
`Computer Search program, called the Computer Search
`Program for Data represented in Matrices (CSPDM), pro(cid:173)
`vides efficient computer search methods. The CSPDM ra nk
`orders data in accordance with tbe data' s relations hip to
`time, a paradigm datum, or any similar reference. A n alter(cid:173)
`native embodiment of the invention employs a cluster link
`generation algorithm w b.ich uses links and nodes to index
`and search a database or network. The algorithm searches
`for direct and indirect links to a search node a nd retrieves the
`nodes which are most closely related to the search node. The
`user interface program, called the Graphic al User Interface
`(GUI), provides a user friendl y method of interacting with
`the CSPDM program and prepares and presents a visu al
`graphical display. The graphical display provides the user
`with a two or three dimensional spatial o rientation of the
`data.
`
`33 Claims, 56 Drawing S heets
`
`r-=:-l.-"·
`~
`
`I M~~ } "
`
`~
`
`- ~
`
`
`
`0·
`~±r
`
`001
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 1 of 56
`
`5,832,494
`
`26 I
`
`58
`
`S EPARATE
`MEMORY
`
`54
`
`38
`
`30
`
`DISPLAY
`
`COMPUTER
`PROCESSOR
`
`DATABASE
`
`/ 28
`
`SEPARATE
`COMPUTER
`PROCESSOR
`
`42
`
`46
`
`50
`
`Fig. I
`
`002
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 2 of 56
`
`5,832,494
`
`60 /
`
`62
`
`66
`
`PROXIMITY
`INDEXING
`APPLICATION
`PROGRAM
`
`CSPDM
`
`GUI
`PROGRAM
`
`70
`
`Fig. 2
`
`003
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 3 of 56
`
`5,832,494
`
`INITIALIZE
`DATA
`
`74
`v
`"'
`
`DETERMINE
`TEXTUAL OBJECT /
`RElATIONSHIPS
`"
`
`78
`
`62
`
`/
`
`DETERMINE
`PARAGRAPH TO
`/
`TEXTUAL OBJECT
`RELATIONSHIPS "
`
`80
`
`CLUSTER
`AND
`SECTION
`
`84
`
`v
`
`/
`
`DETERMINE
`RELATIONSHIPS
`BETWEEN
`SECTIONS
`
`/
`"'
`
`88
`
`GOTOCSPDM
`ROUTINE
`
`/
`
`/
`
`92
`
`Fig. 3A
`
`004
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 4 of 56
`
`5,832,494
`
`INITIAL
`EXTRACTOR
`
`96
`
`v
`,
`
`OPINION
`PATTERNER
`
`.. /
`
`1 00
`
`OPINION
`WEAVER
`
`1 04
`, /
`
`PARAGRAPH
`PATTERNER
`(OPTIONAL)
`
`1
`08
`, /
`
`/
`
`PARAGRAPH
`WEAVER
`
`1
`
`.. V 12
`
`1 16
`
`SECTION
`COMPARISON
`SUBROUTINE
`
`/
`
`/
`
`Fig. 3B
`
`005
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 5 of 56
`
`5,832,494
`
`120
`
`124
`
`SECT IONER /.,..._____,
`(GEOGRAPHIC)
`
`......----4 " SECTIONER
`(TOPICAL)
`
`128
`SECTION
`EXTRACTOA.......-V
`
`SECTION
`132
`PATTERNER .,.....V
`
`136
`SECTION ~V
`WEAVER
`'
`
`Fig. JC
`
`006
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 6 of 56
`
`5,832,494
`
`140 "'
`
`INITIALIZE CORE'
`ENGLISH WORDS
`
`CREATEpxw
`BOOLEAN INDEX
`MATR.IX
`
`144
`V
`
`~
`
`,
`
`96
`
`/
`
`INITIAL
`EXTRACTOR
`
`POOL
`PATTERNER
`
`152
`..... v
`
`156
`...,......v
`
`POOL
`WEAVER
`
`POOL
`SECTIONER
`
`160
`
`.. v
`
`SECTION
`EXTRACTOR
`
`SECTION
`PATTERNER
`
`132
`.. V
`
`SECTION
`WEAVER
`
`Fig. 3D
`
`007
`
`Facebook Inc. Ex. 1201
`
`
`
`2011
`
`2.QOO
`
`type
`
`LINK
`
`Weight
`
`NODE
`
`to
`
`from
`
`2004
`
`type
`
`2020
`
`LINK SUBTYPE
`
`#Name
`-Comme,nt Descriptor
`-Comment Display Order
`-Comment Placeholder.
`-Always Display Comment
`
`20 2 1
`
`2022
`
`2023
`
`2027
`
`2021
`
`2021
`
`#Name
`-Title Descriptor
`
`~
`
`subtype
`
`#NAME
`-ExAttr Table ~
`
`2018
`
`style
`
`subtype
`
`2021
`
`a
`'0~
`'~
`\S'1-.-' ,~., ...
`
`,~
`
`~ ', ____ ~·----------~
`
`search
`
`earlier
`
`late r
`
`VISUAL STYLE
`
`#Name
`
`~
`
`2014
`
`2021
`
`Fig. 3E
`
`0 •
`rJ).
`•
`~
`~ .....
`~ = .....
`
`z
`0
`~
`"'~
`.....
`'.c
`'.c
`oe
`
`00 =(cid:173)(:)
`....
`
`(:)
`
`-..J
`0 ......
`Ul
`Q\
`
`...
`Ol
`~ w
`...
`N
`~
`~
`~
`
`008
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 8 of 56
`
`5,832,494
`
`2008
`
`Fig. 3F
`
`2008
`
`2036
`
`Fig. 3G
`
`009
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 9 of 56
`
`5,832,494
`
`2044
`
`Start with Co = the set of candidate cluster
`links containing one path of length zero from
`the start node No. ~
`~
`I Fori= 0 toN ...
`
`Start with a new empty candidate
`cluster link set Ci +1
`2054
`
`-1-
`For each path P in Co ...
`
`Let Ni = the destination node of this path P.
`Retrieve the set of direct links L from N i to any
`other node N i+1 in the database.
`2056
`~
`I For each direct link L .. .
`
`Create a new path P' of length i+1
`consisting of the path P plus the direct
`link L from Ni to this N i +1
`2060
`~
`Determine the combined weight WCi+1
`from WCj, the weight of the path P, and
`Wi+ 1, the weight of link L, as follows:
`VI.Ci+1 = min(WCi, Di+1 * W i+ 1).
`
`2068
`
`L2o64
`
`Is there
`already a path
`in Ci from No
`to this
`Ni+ 1?
`
`yes
`
`no
`
`Add P ' to Ci+1 I
`I
`2072
`
`Add WCi+ 1 to the weight of
`the existing path in Ci+1 r - 2076
`
`Fig. 3H
`
`010
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 10 of 56
`
`5,832,494
`
`200
`
`Enter
`CSPDM
`(text)
`
`228
`
`Execute
`Boolean
`Search or
`Alternate
`Pool-
`Generation
`Method
`
`Cases-In
`Sub(cid:173)
`routine
`
`Cases(cid:173)
`After
`Sub-
`
`Pool(cid:173)
`Similarity
`Sub(cid:173)
`routine
`
`2'56
`
`Pool(cid:173)
`Paradigm(cid:173)
`Similarity
`Sub(cid:173)
`routine
`
`/ 224
`
`GUI
`
`212
`
`Fig. 4A
`
`011
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 11 of 56
`
`5,832,494
`
`Fig. 4B
`
`N
`
`EXECUTE
`ORRESPONOING
`POOLSEAROi
`
`ANALYZE
`INFO
`
`240
`
`EXECUTE
`BOOLEAN SEARCH
`OR ALTERNATE
`POOL GENERATION
`METHOO
`
`N
`
`228
`
`EXECUTE
`CORRESPONDING
`TEXTUAl OBJECT
`SEARCH
`
`RETRIEVE INFO
`FROM DATABASE
`
`ANALYZE
`INFO
`
`N
`
`70
`
`DISPLAY
`RESULT
`(GUll)
`
`012
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 12 of 56
`
`5,832,494
`
`232
`
`/
`
`RECEIVE SELECTION OF A
`SINGLE TEXTUAL OBJECT
`FROM RESEARCHER
`
`v
`,.,.
`
`400
`
`EXAMINE nxn OPINION
`CITATION MATRIX AND
`OTHER FACTORS
`
`404
`
`/
`
`/
`
`RETRIEVE CITED
`TEXTUAL OBJECTS
`
`,...,
`
`408
`
`/
`
`Fig. 4C
`
`013
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 13 of 56
`
`5,832,494
`
`236
`
`/
`
`RECEIVE SELECTION OF A
`SINGLE TEXTUAL OBJECT
`FROM RESEARCHER
`
`/
`
`400
`
`/
`
`EXAMINE n x n OPINION
`CITATION MATRIX AND
`OTHER FACTORS
`
`412
`
`/ v
`
`RETRIEVE CITING
`TEXTUAL OBJECTS
`
`/ v 416
`Fig. 4D
`
`014
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 14 of 56
`
`5,832,494
`
`240
`
`/
`
`RECEIVE SELECTION OF A
`SINGLE TEXTUAL OBJECT
`FROM RESEARCHER
`
`/
`
`400
`
`v
`
`EXAMINE q x q SECTION
`SIMILARITY MATRIX AND
`OTHER FACTORS
`
`420
`
`/
`/ '
`
`RETRIEVE SIMILAR
`TEXTUAL OBJECTS
`
`,.,....
`424
`
`/
`
`Fig. 4E
`
`015
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 15 of 56
`
`5,832,494
`
`244
`
`RECEIVE POOL OF
`TEXTUAL OBJECTS
`IDENTIFIED BY
`RESEARCHER
`
`428
`
`RECEIVE ADDITIONAL
`TEXTUAL OBJECT THAT
`RESEARCHER ~--~
`SELECTED FROM
`OUTSIDE OF POOL
`
`432
`
`EVALUATE nxn
`OPINION SIMILARITY
`MATRIX FOR SELECTED
`TEXTUAL OBJECT AND
`OTHER TEXTUAL
`OBJECTS IN POOL
`
`DETERMINE S IMILARITY
`OF OTHER TEXTUAL
`OBJECTS IN POOL TO
`SELECTED TEXTUAL
`OBJECT
`
`436
`
`440
`
`Fig. 4F
`
`016
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 16 of 56
`
`5,832,494
`
`248
`
`/
`
`RECEIVE POOL
`OF TEXTUAL
`OBJECTS
`IDENTIFIED BY
`RESEARCHER
`
`428
`
`v
`
`/
`
`EVALUATE nxn
`OPINION
`PROXIMITY MATRIX
`FORPOOLOF
`TEXTUAL OBJECTS
`
`448
`
`v
`
`/
`
`DETERMINE PARADIGM
`TEXTUAL OBJECT BY
`CALCULATING THE MEAN
`OF EUCLIDEAN DISTANCES
`OF TEXTUAL OBJECTS
`IN POOL
`
`452
`
`, /
`
`456
`
`/ v
`
`DETERMINE SIMILARITY
`BETWEEN PARADIGM
`TEXTUAL OBJECT AND
`OTHER TEXTUAL OBJECTS
`IN POOL
`
`Fig. 4G
`
`017
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 17 of 56
`
`5,832,494
`
`252
`
`/
`
`428
`
`RECEIVE POOL
`OF TEXTUAL
`OBJECTS
`IDENTIFIED BY
`RESEARCHER
`
`EVALUATE nxn
`OPINION MATRIX
`FORPOOLOF
`TEXTUAL OBJECTS
`
`448
`
`...... v
`
`EVALUAT E NUMERICAL
`FACTORS AND RESULTS
`OF WEIGHING ALGORITHM V
`CALCULATED BY THE
`'
`OPINION PATIERNER
`SUBROUTINE FOR T HE
`POOL OF TEXTUAL OBJECTS
`
`460
`
`464
`
`/
`
`DETERMINE IMPORTANCE /
`OF EACH TEXTUAL
`OBJECT IN POOL
`
`Fig. 4H
`
`018
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 18 of 56
`
`5,832,494
`
`42
`8
`
`RECEIVE POOL OF /
`TEXTUAL OBJECTS~
`SELECTED BY -- - - - - - - 1
`
`RESEARCHER
`
`...
`
`256
`
`/
`
`EVALUATE nxn
`PROXIMITY MATRIX
`
`EVALUATE nxn
`PATTERN MATRIX
`
`+
`
`SELECT COLUMNS OF
`PROXIMITY MATRIX
`CORRESPONDING TO
`POOL OF TEXTUAL
`OBJECTS
`/
`
`468
`
`/
`
`+
`
`S ELECT COLUMNS
`OF PATTERN MATRIX
`CORRESPONDING TO
`
`OBJECTS
`
`/
`
`POOL OF T EXTUAL v
`
`484
`
`CREATE PD
`VECTOR
`
`4 72
`
`/ v
`
`CREATE PF
`VECTOR
`
`88
`
`4 v
`
`/
`
`/4 76
`
`48
`01
`
`CREATE
`(n+1) x (n+1)
`PROXIMITY MATRIX
`
`/
`
`CREATE
`(n+1) x (n+1 )
`SIMILARITY MATRIX
`
`r----- I
`/ v
`
`~
`
`492
`
`CREATE
`(n+1) x (n+1)
`PATTERN MATRIX
`
`/
`
`96
`4
`
`CREATE
`(n+1) x (n+1 )
`PROXIMITY MATRIX
`
`/
`
`""""
`
`AWAIT SEARCH
`FROM SIMILAR
`CASES
`SUBROUTINE
`
`/
`
`50 0
`
`
`"""
`
`I
`
`I - - -
`
`Fig. 41
`
`019
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 19 of 56
`
`5,832,494
`
`400
`
`/
`
`/
`
`428
`/
`
`/
`
`SELECTED SINGLE
`TEXTUAL OBJECT
`
`SELECTED POOL OF
`TEXTUAL OBJECTS
`
`I
`I
`232/
`j_ 2~ \ 2\/~
`
`I
`
`I
`
`}36
`,
`
`Cases-In
`Sub-
`routine
`
`Cases-
`After
`Sub-
`routine
`
`'
`Similar-
`Cases
`Sub-
`routine
`
`'
`Pool·
`Similarity
`Search
`Sub-
`routine
`
`r
`
`\
`252 \2\
`
`\
`
`\
`
`"'
`"
`Pool-
`Pool-
`Pool·
`Paradigm
`Paradigm mportance Similarity
`Sub-
`Sub-
`Sub-
`routine
`routine
`routine
`
`-+'
`2r2
`
`512
`I
`,
`
`~
`
`Cases-In
`Display
`Sub-
`routine
`
`516
`L
`,
`Cases-
`After
`Display
`Sub-
`routine
`
`524
`
`536
`520 GUI
`532
`528
`~.i
`I
`,
`~ /
`~ I
`,
`L
`·"'
`Pool-
`Pool-
`Pool-
`Similar-
`Pool-
`Paradigm-
`Similarity Paradigm mportance Similarity
`Cases
`Display
`Display
`Display
`Display
`D isplay
`Sub-
`Sub-
`Sub-
`Sub-
`Sub-
`routine
`routine
`routine
`routine
`routine
`
`~ ~\ 't L /
`
`504
`
`INTEGRATOR
`
`DISPLAY
`
`38
`
`\
`
`508
`
`540
`
`~
`
`70
`
`Fig. 5A
`
`020
`
`Facebook Inc. Ex. 1201
`
`
`
`.tvv-+)
`
`012
`(l
`'1"1080 11/6,
`I
`1.1
`I
`IITtJ ANALYSIS: CASES AFTER
`JO
`
`(
`
`Fig. SB
`
`lVO't\ j fV;;)C
`I '
`TERRY V.· OHIO, 392 U.S. Hi968) 1/
`
`SEARCH 1:4
`
`II 1 I
`U.S. V.!TNOLACC I
`895 F. 2d 1423 L--
`
`I::!D
`
`fl..:><:::'"\
`I
`
`10241
`I
`
`l!
`
`SEARCH 1
`t
`SEARCH TITLE: r SEARCH 1
`I
`1392 1".- -1140
`VOLUME:
`l- -1144
`Ius
`CATEGORY:
`v--,136
`1-
`Ill
`PAGE:
`1/48
`I
`SECTION
`~1152
`
`115(
`
`r-ANALYSIS:
`bSimilar
`OCoses In
`@Cases After
`//60l(( EXEaJTE SEARCH 0
`
`0 •
`rJ).
`•
`~
`~ .....
`~ = .....
`
`'Z
`0
`~
`,.(JJ
`'"""
`'C
`'C
`QO
`
`!">
`
`00 =(cid:173)~
`.....
`N = 0 ......
`
`01
`="
`
`I~ "
`""' 30 F.2 63
`v 1092
`t;;J t3l~lem ,___ 1064
`J084} 1\Ju.s. v. ~RSE 1
`r916F.2 20 r tol?o 892 F.2 118;.
`I/
`(
`'\
`1084
`U.S. V. WILtiAMS
`/
`951 F .2d 1287
`\
`J
`U :u.s. v. ~BERLAKE
`958 F .2 1085 '11lw
`U.S. V.' MCCRORYb~t.
`896F.2 592
`930 F.2d 63
`94
`I
`OCT
`UI\OATED APRIL~
`1989
`1992
`\
`)
`I
`1084
`
`2
`0
`w
`u
`z
`g
`..J
`w
`0::
`
`\
`
`I
`I
`
`1032
`
`u.S. V. ~KIE~
`1
`951 F.
`399
`"-...
`
`1096
`
`~$. V. ~CCRORY I
`(D.C. CIR. 1991
`,/
`YEAR: 1991
`DATE: APRIL 12
`1128 ~ WEIGHT:! -
`
`1028
`
`-- 1016
`
`l
`~
`
`U.S. V. JOJEPHl
`
`U.S. V.~AN
`
`12 2
`
`OCT ) /APRIL/ OCT
`1991
`1991
`1990
`II
`/
`I f ,....
`/032
`
`108
`
`APRIL
`19'90
`
`APRIL
`1989
`
`I
`
`1036
`
`1-----f---1112
`
`OCT
`1988
`
`It l
`
`...
`Ol
`~ w
`...
`N
`~
`~
`~
`
`021
`
`Facebook Inc. Ex. 1201
`
`
`
`/012
`/1080 rll/6
`
`1 1004
`
`Fig. SC
`
`. I
`. J
`SEARCH 1:2
`t:r
`l"
`U.S. V. LAM KWO\IG-WAH, 924 F.2d 298 (D.C. Cl
`ll1JANALYSISfCASES AFTER
`2 I
`/
`I
`1000
`U.S. V.LM11KWENG-~H
`924 F 2d "'298
`'\. m.c. CIR. 1991)
`1~
`YEAR:I991
`1 DATE: JAN. 25---------- !!-""........
`//28--........ 1 WEIGHT: I
`:--..
`___
`1016
`IFIIFI IP919n '\.. ....__ 1028
`LJ fLI LJ I "LL
`'-- -..
`1~
`
`( 1096 ....,_
`I
`
`l
`
`z
`0
`lLl
`u
`~
`:J
`w
`a::
`
`./
`1020-_.,
`
`IVU"""O
`
`1044] r//00
`7
`
`1028--.......
`[
`
`.--J060
`
`U.S. V. BARRY
`U.S. V. 8ARRY,)938)F 2d 1327(D.C. CIR. 1991) /
`YEAR:I991 1 _/DATE: JULY 12 WEIGHT: I
`~~~lfSal~l!§J
`10 ciBSTRUCT 11-E ADMfNSTRATION oF'JltiQJ l.J 1040
`WITH RESPECT TO THE OFFENSE OF C9t'fl
`OR WHETHER TI-iE TRIAL COURT US PRO
`THE ERRONEOUS BELIEF TI-iT83C1.1 OClE~
`REOURE SUCH A FINDING. THU2t ALTHOU<
`IN NO WAY CONDONE BARRY's r-t.RJURY. 01
`URGNG OF OTHERS TO COMMIT PERJUR~~f/04
`CONSTRAINED TO REMAND THE SENTEN~..-1
`PORTION OF THIS CASE FOR CLARIFICAn
`~,PPLICATION OF THE CORRECT LEGAL Sl
`~EE UNITED STATES V CABALLERO 935 H-l
`129TI 1299-1300 ([).C. CR Jl.K'JE ~1,_1991~ _H---1068
`UNJ ED STATES LAM KWJNG-WAH, :::t24 :n
`298_. 307 <D.C. OR. 1991).
`~1048
`,-!-...
`
`v
`
`Q_
`lA
`
`--
`
`.
`
`~ .
`
`00
`•
`~
`~ ....
`~ = ....
`
`z
`0
`;<
`~~
`"""' ~
`
`~
`QO
`
`lJ) =(cid:173)~
`~ ....
`"""' 0 ....
`
`N
`
`til
`0\
`
`j
`
`-
`
`-
`
`-
`
`LNDATED] JANB
`1992
`
`r s
`I
`!107 1084" 103271084)
`
`s
`/032)
`
`SEPT 12 AUG 13
`1991
`1991
`.c
`10367
`
`\
`t\
`/032)(/084 /032) 1084)
`
`I
`
`~
`
`Ul
`~ w
`N
`~
`~
`~
`
`022
`
`Facebook Inc. Ex. 1201
`
`
`
`L! .
`00 .
`""= ~ ......
`~ = ......
`
`z
`Q
`:<
`~~
`~
`1¢
`1¢
`00
`
`V1 =(cid:173)~
`~ ....
`N
`N
`0 ......,
`til
`e\
`
`w
`U
`2
`
`a
`~ STATUTE
`~ 18 U.S.C. 1505
`;::r-::: 032
`o:
`us CONSTITLJ-1
`,. ....... ~ ...
`TJONAL
`I
`
`I
`
`J
`
`KASTIGAR V(U. STATES
`4 06 U.S 44
`/092h YEAR: 1972
`.
`10.~
`ATE· MAY 22
`V ~u
`'-
`0
`WEIGHT: 77
`1016
`~ -
`l·:r..,•1
`J
`~:.'~ J:fJ ~ 'Cgj ~ JC64
`I
`'-t:-.
`1020
`
`1/28
`
`VOWME:
`CATEGORY:
`PAGE :
`SECTION:
`
`g JO
`f2
`84
`
`1084
`
`1032-1') )
`r NALYSIS
`OSimilor
`1 1
`" 98 F.SUPPJ -1 @Cases In
`Q
`Cases After
`'500
`.
`1
`1
`1
`
`1140
`1144
`/136
`
`1148
`
`1152
`
`c,oa4 <1076
`
`c /032
`
`)
`1036
`
`10~0~2)
`
`1084) 1032 )
`
`1084 1160
`
`I
`
`Vl
`
`"" ~ w
`N
`~
`~ .a:.
`
`1012
`1080
`
`/1116 d/08
`
`,/084
`(1032
`
`r/000
`
`Fig. SD
`
`I v
`I
`
`I
`V
`
`I
`
`I
`
`II
`
`SEARCH I : I
`212IANALYSis7cAsEs JN7 u.s. v. NORTH, 9IOTF 2d(a43 <D.c. CJR. 1990J
`1
`I f I 1
`''l
`IKASTIGAR v. u.s.
`406 U.S 441
`I
`I
`I
`I
`l
`l
`
`1088
`......-i
`
`r-1~ 11 12
`I
`v-r
`o
`S::ARCH I
`7
`SEARCH TITLE: !SEARCH 1 l
`
`1132--.. 1024
`I
`\
`
`023
`
`Facebook Inc. Ex. 1201
`
`
`
`Fig. SE
`
`1008 t
`
`SEARCH I ; I
`US. V. CABALLERO, 936 F.2 1292 (D.C. CIR. 1991)
`
`I
`~ I
`I~.S. v. MORG.l\1'\tiU.S. v. SMITHj
`914 F. 2d,272 1l901 F.,2d 1116
`1684
`v
`U.S. v. L WI~-:
`921F.2cTt294l
`
`li'
`
`10/2
`1116)
`riOBO
`I
`\
`17 ANALYSIS: SIMILAR
`I?
`1/20
`'~·
`
`I
`
`/"""
`
`1108/
`
`1
`>-
`~
`1-
`_.1
`~
`ii>
`~
`~
`w
`a..j
`
`1120
`
`1132..... 102~
`'l
`I
`lU
`S::ARCH I r-
`7
`( 1032
`l
`U.S. v.' MARAGH SEARCH TITLE: SEARCH I
`le94F.2d4l5 l voLuME:
`936 ~1-1140
`1088
`~""\..
`/032-L-
`1---/144
`t-'t -1136
`\
`l12d
`CATEGORY:
`I
`1 I
`u.s v. WNST
`r '
`096
`112921 ~~//48
`1'-- u.s.v. NUR~Y 92 F.2d 11'?'1 PAGE:
`I
`~HI52
`916 F.2d 20
`SECTION:
`<D.C. CR.I990)
`, -1028
`1~S.V. NURSEr- YEAR: 1990
`~
`1916 F.2d 2YJ DATE: NOV. 19
`1-- 1064
`, ('""' r ~OIS
`WEIGHT: 9
`1092 v J rtiSfl~lti!l ~ r,7
`11~
`__
`-u.s v. TAIOLACCil
`u.s. V. BUTLER
`~~~U.S. V. JOODAN J
`I (
`V
`1
`I~951F.2dl278 I
`IA9S·F:2d.l423l I
`924F.2d.,J I24
`IU.S. V. I_f1A:rg~ -...::
`ILU U.S. V. Ml<JE l
`U.S. V. BURROUGHS[
`1020
`\
`r I"\ ..._ r.-
`19 951 F.a:i.399 r f- 935 F. 2d 292
`tra9a F.2~ soo ~
`1 y
`\l
`1684 1 r,032
`1084 1 2
`03
`u.s . .,..v. B1f1ELD
`~~ D
`1084
`1
`4 t
`024
`928\F..£U 1163
`!"'--...
`MAY\ I JAN.
`1
`I ,
`UNDATED JAN.
`SEPT. '-f-.JJ /2
`1991 1
`1992
`1989
`199 1
`I ~
`f
`l "1032
`~1084 1036
`)
`
`v
`
`V
`1032 ~
`-~
`/
`\
`
`IU.S. V._~MUELSI
`I
`I938F.2d 210
`
`U.S. V. SPRINGS 1
`936 F .2d 1330
`
`I"'-
`SEPT.\
`1991
`I
`\
`1
`1032
`
`SEPT.
`1990
`
`MAY
`1990
`
`JAN.
`1990
`
`I
`
`0
`
`ANALYSIS
`~s· 'I
`~ 1m1 ar
`0 Cases In
`0 Cases After
`
`((EXECUTE SEARot )))
`
`)
`
`t/60
`
`1156
`
`r
`
`~ •
`00
`•
`~
`
`~ ..... n> = .....
`
`z Q
`
`;"!l
`
`~~ -\C
`
`\C
`00
`
`!'l>
`
`t;J'J ;
`....
`~
`0 .....
`Ul
`0',
`
`...
`01
`~
`...
`N
`~
`\C
`~
`
`024
`
`Facebook Inc. Ex. 1201
`
`
`
`I
`\
`SEARCH 1: 2
`U.S. V. NURSE, 916 F.2d 20 (D.C. CIR. 1990) \
`1
`,..._..........~.~-11.,.._..,....,.~__,
`lf~~~/F~~§J11~o~l
`\
`u.s. V. ~MRAG~ 1032
`894 F.2d 415 '! /
`1
`)
`Ius. v. TAVOLACCII
`
`.
`
`895 F.2d 1423
`
`I
`
`/012
`
`1008
`
`Fig. SF
`
`( ,
`
`(
`
`/
`
`/
`ll
`IL /
`1muANALYsrs: srMILAR
`r-- /032
`I
`1084 1-----
`16
`II~Wr=~~d%'1~1
`/088,1\
`
`108~ ( 1032
`U.S. V. SPRINIU.S;)Y LEWIS, 1
`936 F.2d 13 1921 F.2d 12941
`
`""IC u.s. y. SAMUELS
`10~ 938 F .2dl210
`~~:~9~)
`~
`
`~ 1092'bATE: JUNE 21 ~ 1028
`WEIGHT : 10---~ 1064
`.J
`~ /0/6'"'-l I G.!~ I ~ I~ I r---
`V> I~ 'I
`II t - - U.S. V. SAMUELS!
`938 F.2d 210
`1128
`.......... J..l
`~
`JUS. v. SMITH
`I fUS. v. vQRC u.s. v. CABALLERO(
`!U.S. v. MORGAN I
`~
`901 F.2d 1116
`,/
`951 F.2d 12· 936F.2d 1292
`/020
`Q:
`~
`1914F.2d 272
`1032~D
`~ U.S. V. JOSEPH I
`892 F.2d 118 I
`'
`U.~. V. TRAYER(
`898F..2d805
`I
`APRIL.l ) OCT.
`1990 \
`1989
`ll
`·---.1\.-- -
`
`l~f9vF_wr~~LD I
`US V. WILLIAMSII
`I
`I
`~--,"'--+--1951 F.2d 1287
`I
`I
`"" UU.S.V. IVCj!J?~.V;.BRADSHAW
`1~95}f2d l~.~12d\295
`\
`(,OCT /
`(APRIL)
`991
`1991
`\ ' \ , . I
`.J (
`1
`
`5
`') UNDATED APRIL
`1992
`T
`
`.,...,,.,
`
`1/I"IQJ
`
`\
`l
`/032
`
`OCT.
`1990
`
`APRIL
`1989
`J
`'·---
`
`~ •
`rJ'l •
`~
`~ .....
`~ = .....
`
`z Q
`
`;"!!
`~
`.......
`
`"" "" 00
`
`'J) =(cid:173)~
`
`r> -N
`
`~
`Q
`~
`01
`Cl\
`
`1o24'
`;~)
`
`126
`I
`
`CATEGORY:
`
`PAGE:
`SECTION:
`
`1132
`1
`~ARCH 'r
`SEARCH TITLE: I....,S-=EA-:-:R~C~H~I---,1
`f 916 ~H /40
`.
`• ..... .1---1144
`VOLUME.
`1 'vl/
`lf2d
`36
`h~-o-f/48
`h·-1152
`•
`·
`
`ANALYSIS
`@Similar
`ocases In
`ocases After
`
`I\
`
`c ExEcuTE sEARCH )J
`7
`. y
`I 156)
`1160./
`
`""
`1112
`~'\..
`I '-1024
`
`OCT.
`1988
`
`I
`I
`
`Ul
`-.
`QlO w
`N
`~
`l...e
`~
`
`025
`
`Facebook Inc. Ex. 1201
`
`
`
`Fig. SG
`( ( l~ ANALYSIS: SIMILAR (I u.s. v JORDAN, 1951 F.2d 1278 <D.C. CIR. 1991)
`I
`--10..,..,
`. v. JORDAN
`Us.
`IOQ
`~01§_. 109_._,
`'096r--....
`958F.2CYI085
`>----- / "'
`(D.C. CR. 1992)
`I - "'\.
`'-..... YEAR:t992
`>-
`088 ~TE: MA
`US. V lJWOLACCI /
`17
`WEIGHT: 4h ~ 895 F. 2d 1423_..,
`1E
`1-
`1'
`d
`IE~TGI~"rn ~
`~ff~~'Jg~>
`u.s.v WILLIAMS )
`1028 032t'\
`:;_ 7106~11
`~
`951F.2d 1287.._..t
`DATE : JAN 9
`l/ (
`\.. ~ (WEIGHT: 22
`['""' -·I -" I I ~.s.v. TA'/OLA
`(/) /096...../ <D.C. CR. 1991)
`YEAR : 19~~ 1128
`--1092 '- to2C 1092v c,. f§ ~1'tEI rii95 F.2d.l~
`1028
`~ 1016_,..DATE: ~c 21
`WEIGHT. 8~ 1028
`108411
`[i.J
`~
`~i~l~l9sl
`1,~
`'I
`w 1128~ OJ IW I !:::11 "'6.lJ
`I
`I
`C7
`IUS. V. WINS
`a_
`-~892F.2d I~
`/128
`r.
`. :.v. NJ..Ij;1Av
`U.S. V. WIWAMS'-"U.S\l~NGS ~~~~S.V NLRS_El-L.ffi61 ~~·~~~4 F.'a:f 46
`,U.S.V SAMUEl c;
`U.
`1020,..-
`95lF.2dl287 w~·'rf\11\
`96 u.s.v.~..t1:1
`lUS.V.JOSEPH"
`~~~:>1 1".<&::: ltl~ 1;: C"'\/ o .. "u.s~!~~r~914F.ro272"
`·
`••
`--1..:: U.S V. BY.d~t:::4r.£:U II
`~US .. 'l~AOONIS~
`\ ,
`92SF~2"dlff631j
`I
`"'
`1891ti.2d300J
`r--...
`II
`fg~ I ~~L \
`f§~ \
`(?Jg~L ' ~~ \ ~~~
`,~'§%)
`1032' J 1084>
`\
`l
`TI
`1
`II.
`.L..
`I
`10847
`/
`td32
`1032}
`\::1112
`1084
`
`1
`
`I 132
`
`~~
`
`1024
`
`J
`
`S::ARCH I F.
`{
`l
`SEARCH TITLE: !SEARCH I
`1951 1-i~//40
`1-/ 144 I
`lf2d ~ ..-1136
`IJ"1'781 1
`t-.-/148
`c.•
`I
`
`VOWME:
`CATEGORY:
`PAGE.
`·
`SECTION:
`ANALYSIS
`r-\S' ·1
`\!I rm1 or
`QCoses In
`OCoses After
`
`1012
`1120
`1080
`
`'I
`
`\ 41J
`I I
`
`1084, //032
`
`I
`I
`I
`I ru.s VJJORDAN I
`958 F.2d 1085
`
`I
`
`SEARC H 1:3
`
`1
`v
`
`>C.
`
`OV'V'T
`
`!
`
`,
`
`4
`I\
`
`UNDATED ' ~~2L) f§E~
`L
`I
`C1108
`
`\../120
`1116
`
`1088
`I'
`
`1016
`:;;·
`
`/"
`
`1036
`
`~ •
`fJJ
`•
`~
`~ ....
`~ = ....
`
`z
`0
`;1!.
`~~
`""""
`loC
`loC
`00
`
`(I}
`::r
`~
`
`~ ...
`
`N
`Ul
`e
`~
`Ul
`0\
`
`r:H /52
`
`))I\
`
`( EXECUTE SEARCH)
`
`rr
`
`1160
`
`1024
`
`I
`
`)
`
`t/56:J
`
`I
`
`(Ia
`....
`~
`N
`....
`~
`1,0
`~
`
`026
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 26 of 56
`
`5,832,494
`
`Fig.SH
`
`/024
`
`SEARCH I
`
`1132
`
`VQUME:
`
`1152
`
`ANALYStS•- - - - - - - - .
`0 Simtlar
`0 Cases In
`@ Cases After
`
`//56
`
`027
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 27 of 56
`
`5,832,494
`
`SCHEMATIC R EPRESENT ATIONS OF THE EIGHTEEN PRIMARY PATTERNS
`
`1. abc~ g h
`
`10. a b c ~
`11. a b c ~
`2. a b cAde fB g h
`~
`~ 12. a b c t=d ef B g hi
`3 . a b e A~ h
`~
`
`Ad~i
`
`~
`4. a b c A d e
`f B g h
`........,
`
`5. abc~ g h
`
`h
`6. a b c A d~~ g h
`
`7 .
`
`16. a b c A d e
`f B g h
`~'----"
`
`17.~~gh
`
`~
`9. a b c A d e
`f B ~i
`
`Fig. 6
`
`028
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 28 of 56
`
`5,832,494
`
`PLOT RESULT NODES
`ON AXIS
`1ZQQ
`,...---~
`
`ADJUST POSITION OF
`>--~ OVERLAPPING NODE
`1.200
`
`CAN ALL OF
`THE RESULT
`NODES
`BE SHOWN ON
`ONE SCREEN?
`
`DISPLAY
`
`~
`
`RESIZE
`AXIS
`12..1.§
`
`Fig. 7
`
`029
`
`Facebook Inc. Ex. 1201
`
`
`
`0
`OPEN
`I
`®
`I
`:
`SAVE
`~ l
`.
`{uffiy
`I.R~ .
`~LEAR.OUER' !
`~ ~ i
`NEXT
`.
`~~ l
`PREVIOUS
`I!
`••••
`• •
`.•....
`BACKTRACK
`••• ••••
`••
`••••
`I TRAIL
`·-
`L =0 ~ i
`1
`I
`_C_O __ ~TEN'rS
`ROBINSONV.COMMISSIONER R:J
`...~_filh- --- 82T_:.444(1984)
`
`I
`SANI
`DEPI
`I
`I RES
`I
`
`.
`
`BEFII
`I
`OPI~
`I
`scHI
`I
`LAWI
`I
`coM1
`COM
`'I
`UNUI
`
`I
`
`:
`1
`
`1:
`
`~ .
`
`00
`•
`~
`~ ......
`
`~ = ......
`
`z
`0
`;<
`~~
`"'""' ~
`~
`QO
`
`lJ) =(cid:173)~
`~ ....
`
`N
`~
`
`0 ......
`til e-.
`
`~
`
`Ul
`~ w
`N
`~
`~
`~
`
`Fig. 8-1
`0
`FOLIO BOUND VIEWS
`EILE EDIT
`
`.V.IEW ..SEARCH
`
`I' [ 0
`
`lAYOUT CUSTOMIZE V·SEARCH WINDOW HELP
`
`ALVES v. COMMISSIONER ... CLUSTER MAP
`
`.
`
`ALVES V. COMMISSIONER
`734 f 0 20 478 {9TH CIA. 1984)
`
`20 OF 24 ITEMS
`
`I
`I
`---
`I
`1-1 0 I X llls:jr m I
`
`2122'
`
`\, 2100,1032
`
`I 26 U.S.C. § 83 {199
`
`j 21 04) 1 032 )
`I
`
`\
`I I
`I
`C.LUSTER
`-
`JNFLUENCE
`SOU~CE
`I SHOW TEXT
`l
`MONTELEPRE SYSTEMED, INC. v. COMMISSIONE I SHOW USAGE
`61 T.C.M. 1782 (1991)
`
`CENTEL COMM. CO., INC. v. COMMISSIONER
`92
`612119891
`T.C.
`
`I
`
`I
`
`I
`
`!
`
`11-- - -- -....... !
`I)'SSJONER
`I
`
`1
`I
`I
`
`1
`
`I
`.
`:
`
`I
`KOSS v. COMMISSIONER
`57 T.C.M. 882!1989)
`T
`,-----
`I
`PAGEL, INC. v. COMMISSIONER Fb
`,
`91 T.C. 200 {1988)
`I
`I
`I
`26Ui
`KLINGLER ELECTRIC co. v. UNITED STATES
`WHd
`"PE~
`776F.SUPP.1158{S.D.MISS.1991)
`- - __ l_- _I_- _j_-- __ jJ- ST~:
`
`!
`I
`
`:
`
`"-1032
`
`.
`
`1
`
`030
`
`Facebook Inc. Ex. 1201
`
`
`
`Fig. 8-2
`
`-
`
`·--·
`
`r·-u'BERTECH-DEMONSTRATIIJN INFOB-ASE ~-----
`I ALVES V. COMMISSIONER, 734 F. 2D 478 (9TH CIR. 19841
`
`~ .. -
`
`DIEGO, CALIF, 92101, FOR PETITIONERS-APPELLANTS. JAY MILLER,
`~RTMENT OF JUSTICE, WASHINGTON, D.C. 20530, FOR
`fONDENT-APPELLEE
`l
`PRE KENNEDY, SCHROEDER, AND BOOCHEVER. CIRCUIT JUDGES.
`I
`
`~ION
`
`/_IBIIxl
`
`IDIX I
`r(cid:173)....
`
`'---
`
`~OEDER, CIRCUIT JUDGE:
`I
`jRENCE J. ALVES APPEALS A TAX COURT DECISION SUSTAINING THE
`~MISSIONER'S FINDING OF DEFICIENCY FOR 1974 AND 1975. ALVES V.
`~MISSIONER. 79 T. C. 864 11l (1982). THE APPEAL RAISES AN
`ISUAl QUESTION UNDER SECTION 83 @) OF THE INTERNAL REVENUE CODE,
`.S.C.§ 83 1m (1982). SECTION 83 ~ REQUIRES THAT AN EMPLOYEE
`HAS PURCHASED RESTRICTED STOCK IN CONNECTION WITH HIS
`IIFORMANCE OF SERVICES" MUST INCLUDE AS ORDINARY INCOME THE
`'
`J:K'S APPRECIATION IN VALUE BETWEEN THE TIME OF PURCHASE AND THE
`- 1-
`-
`-
`-
`-
`- -
`-
`-
`- -
`- - - - -
`
`-
`
`- - - - - - - - - ....1...
`
`-
`
`0 •
`rJJ.
`•
`""C
`~ ....
`~ = ....
`
`z
`0
`;<
`~~ ,....
`
`I,Q
`I,Q
`QO
`
`\1) =(cid:173)~
`<'> ...
`
`~
`0
`0
`~
`Ul
`0'1
`
`~
`
`Ul
`~ w
`N
`~
`'C
`~
`
`~
`
`031
`
`Facebook Inc. Ex. 1201
`
`
`
`-- -- - --- - ·-- ··-- -- - - - ------
`~lGHuGHTE~MissloNER
`791
`BOOKMARk I
`I
`[8]
`I
`:~ I
`lg2 J I
`FIELD
`
`1033
`
`t
`
`- -- T-- -
`
`-- ~- - ~ -- -·--
`
`2120
`
`I
`
`I
`
`CAMPBELL V. COMMI""'naorn n..
`59 T.C.M. 236 (1990)
`SCHULMAN V. COMMISSIONER Fb
`I
`93 T .C. 623 (1989)
`I
`jl
`I
`I
`ROBINSON V. COMMISSIONER Fb
`805 F. 20 38 (1ST CIR. 1986)
`II TREAS. REG § 1.83-3 ( 1985) Fb
`I
`Fi~ll I 26 u.s.c. § B3ICII19831' Fb I
`MONTELEPRE SYSTEMED, INC. V. COMMISSIONER Fb
`956 F. 20 496 (5TH CIR. 1992)
`CENTEL COMM. CO., INC. V. COMMISSIONER Fb
`920 F. 20 1196 (7TH CIR. 19901
`BAGLEY V. COMMISSIONER Fb
`806 F. 20 169 18TH CIA. 1986)
`l
`I REV. RUL. 83-22 Fb I
`I
`
`RJ
`
`JAN. 1980
`~
`,I RECORD: 8/1888
`
`I
`
`I
`'
`
`JAN. 1982
`
`I
`JAN. 1984
`
`AIDOO V. CDMMISIONER
`65 T.C.M. 1798 !19931
`
`JAN. 1986
`
`JAN. 1988
`
`JAN. 1990
`
`JAN. 1992
`
`II HIT: 1/10
`
`II QUERY: [GROUP 734 F. 20 478: [FifLO 26 U.S.C. § 83:*]]
`
`~
`
`~M~
`
`HE Ef
`PRICI
`
`WHE
`RESl
`AMO
`REG I
`
`OPI~
`TRAi
`REG.
`
`FAC.
`
`GENI
`19711
`FIRS!
`
`90,01
`sa.ol
`SELL:
`I
`
`~ •
`00
`•
`~
`~ .....
`~ = .....
`
`:z
`Q
`;<!l
`~~
`,.....
`~
`~
`QO
`
`'J) =(cid:173)~
`....
`<'>
`~ ,.....
`0
`~
`Ol
`0\
`
`...
`f.J1
`00 w
`N
`~
`\C
`"""
`
`032
`
`Facebook Inc. Ex. 1201
`
`
`
`~ •
`rJ'l •
`~
`~ .....
`~ = .....
`
`z Q
`
`;<
`~~
`
`~
`\C
`\C
`00
`
`V".J =(cid:173)~
`r> ....
`~
`N
`Q
`~
`01
`0\
`
`VI
`
`"' (X) w
`N
`"' ~
`\C
`~
`
`...,
`
`Fig. 8-4
`- - - - - -
`1- - - - - - - - - - - - - -- --
`1 THE RESTRICTIONS LAPSE, UNLESS AT THE TIME HE PURCHASED THE STOCK
`
`-
`
`1-ECTEO TO INCLUDE AS INCOME THE DIFFERENCE BETWEEN THE PURCHASE
` AND THE FAIR MARKET VALUE AT THAT TIME. 1 THE ISSUE HERE IS
`THEA SECTION 83 00 APPLIES TO AN EMPlOYEES'S PURCHASE OF
`1-RICTEO STOCK WHEN, ACCORDING TO THE STIPUlATION OF THE PARTIES, THE
`
`IE
`
`JUNT PAID FOR THE STOCK EQUALED ITS FULL FAIR MARKET VALUE, WITHOUT
`
`\l
`
`l\RD TO ANY RESTRICTIONS. THE TAX COURT, WITH TWO DISSENTING
`~lOINS, HELD THAT SECTION 83 !JJ APPLIES TO ALL RESTRICTED STOCK THAT IS
`~SFERREO "IN CONNECTION WITH THE PERFORMANCE OF SERVICES,"
`~RDLESS OF THE AMOUNT PAID FOR IT. 79 T. C.~ AT B78. WE AFFIRM.
`I
`I
`ITS
`i
`JERAL DIGITAL CORPORATION (THE COMPANY) WAS FORMED IN APRIL,
`0, TO MANUFACTURE AND MARKET MICRO-ELECTRONIC CIRCUITS. AT ITS
`T MEETING, THE COMPANY'S BOARD OF DIRECTORS RESOLVED TO ISSUE
`oo SHARES OF ITS COMMON STOCK TO ITS COMPANY PRESIDENT, AND
`o SHARES TO THE COMPANY UNDERWRITER. THE BOARD ALSO VOTED TO
`AN ADDITIONAL 264.000 SHARES OF COMMON STOCK TO SEVEN NAMED
`
`1o
`
`1
`
`033
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 33 of 56
`
`5,832,494
`
`SELECT ANCHOR POINTS
`FOR INFORMATION TYPES
`2200
`
`PLOT INFORMATION
`AT ANCHOR POINTS
`
`DOES ALL
`THE
`INFORMATION
`FIT WITHIN A
`DEFAULT BOX?
`
`NO
`
`ADJUST POSITIONING
`OF ANCHOR POINTS OF
`INFORMATION TYPES
`AND/OR RESIZE BOX
`
`DO ANY
`INFORMATION
`TYPES OVERLAP?
`
`YES
`
`ADJUST POSITIONING OF
`ANCHOR POINTS
`OF INFORMATION TYPES
`AND/OR RESIZE BOX
`
`..___,
`
`DISPLAY
`
`2220
`
`Fig. 9
`
`034
`
`Facebook Inc. Ex. 1201
`
`
`
`Fig. JOA-1
`
`I
`
`INFLUENCE MAP .I
`
`-
`
`BROWN V. UNITED STATES
`358 F. 20 1002 (CT. Cl. 1984)
`I
`OVERRULED: ISSUE NO. 1 (1992) 113 s. CT. 2035
`I OVERRULED: ISSUE NO.2 (1993) 962E.2D 1013
`
`I
`I
`
`2116
`
`.
`l
`---'----J--- --_I __ - _._ -
`
`I
`
`- - - . .1 . -
`
`I
`I
`I
`I
`
`l
`I
`I
`I
`I
`I
`I
`I
`I
`I
`I
`I
`I
`I
`_ I
`
`~ •
`00
`•
`~
`
`~ ..... n> = .....
`
`z Q
`
`;"!l
`
`~~ -\C
`
`\C
`00
`
`t;J'J ;
`....
`
`!'l>
`
`~
`~
`0 .....
`Ul
`0',
`
`...
`01
`~
`...
`N
`~
`\C
`~
`
`035
`
`Facebook Inc. Ex. 1201
`
`
`
`·~ig~._JOA._-_2 __________ ~-------
`i BROWNV. UNITED STAT_Es_ ... - - - - - - - - - - - - - - - - - - - - - - - - -1
`I
`I
`I I
`I
`I
`I
`
`KEENE CORP. V. UNITED STATES
`113 S. CT. 2035 119931
`I OVERRULING ISSUE NO. 1 AT 2045
`
`I
`
`I
`
`r
`
`1032
`
`WEBB & ASSOCIATES V. UNITED STATES
`19 CL. CT. 650 (1990)
`
`1
`UNR INDUSTIRES, INC. V. UNITED STATES
`962 F. 20 1013 (FED. CIR. 1992)
`I OVERRULING ISSUE NO. 2 AT 1 022
`
`I
`
`L! .
`00 .
`""= ~ ......
`~ = ......
`
`z
`Q
`:<
`~~
`~
`1¢
`1¢
`00
`
`V1 =(cid:173)~
`~ ....
`~
`til
`0 ......,
`til
`e\
`
`Vl
`
`"" ~ w
`N
`~
`~ .a:.
`
`L FOLLOWING ISSUE NO. 1 AT 655 J
`I l2112 J
`I
`I
`I
`I
`I
`[
`L. ____ _ -
`
`BOEHM V. UNITED STATES
`22CL.CT. 51111991)
`
`I FOLLOWING ISSUE NO. 2 AT 515
`
`I
`
`I
`I
`
`-
`
`- _ j_ - - - _ l -
`
`l
`
`- - - ~ _ _ _j_ ___ __l_ ___ I __ ..-
`
`036
`
`Facebook Inc. Ex. 1201
`
`
`
`Fig. 10 [_ ~------f- --,----,------------
`
`fi}
`
`I
`
`JOHNS·MANVIlLE CORP. V. UNITED STATES
`855 F. 20 1556 (FEO. CIR. 1988)
`!DiSTINGUISHING AT 1566
`
`-
`
`CONN. DEPT OF CHILDREN AND YOUTH SERVICES V. UNITED STATE
`I FOllOWING ISSUE NO. 21TI!
`16 Cl. CT. 102 (1 989)
`I
`I
`--1032
`I
`I
`2112
`I
`I
`
`I
`
`I
`
`I
`
`i
`I
`
`I
`I
`
`BENAl lY V. UNITED STATES
`14 Cl. CT. 8 (1987)
`I DISTINGUISHING ISSUE NO. 1 AT 11
`MARSHAll lEASING. INC. V. UNITED STATES
`13 Cl. CT. 368 (1987)
`
`I DISTINGUISHING ISSUE NO. 1 AT 370
`I
`I
`I
`I
`KEENE CORP. V. UNITED STATES
`12 Cl. CT. 197 (19871
`ISSUE NO. 1 AT 212
`
`I
`
`I
`
`I
`I
`
`I
`I
`I
`
`KEENE CORP. V. UNI
`17Cl.CT.146(198
`ISSUE NO. 1 AT 158
`
`I
`
`I
`I
`I
`I
`I
`I
`i
`
`I
`
`I
`I
`
`JUl
`
`JUL. 1986
`
`JAN. 1987
`
`JUL. 1987
`
`JAN. 1988
`
`JUL. 1988
`
`JAN. 1989
`
`~ •
`00
`•
`~
`~
`
`"""' ~ = """'
`
`z Q
`
`;<!l
`~CM
`.....
`'IC
`'IC
`00
`
`t:J'J :r
`~
`~ .....
`CM
`eo,
`0 -..
`(II
`eo,
`
`...
`til
`~
`...
`N
`~
`\C
`~
`
`037
`
`Facebook Inc. Ex. 1201
`
`
`
`pn-1 __ T _____ _ u
`
`-
`
`-.....-- - - - - -- --
`
`-
`
`- ~ - - -
`
`-
`
`, -
`
`-
`
`-
`
`-
`
`-
`
`I
`I
`I
`
`1
`
`TED STATES
`~)
`
`I
`
`DONNELLY V. UNITED STATES
`28 FED. CL. 62 (1993)
`I QUESTIONING ISSUE NO. 1 AT 65
`I
`I
`GEORGE F. MILLER FARMS V. UNITED STATES
`27 FED. Cl. 672 (1993)
`I UUESTIONING ISSUE NO. 1 AT 675
`T
`
`I
`
`HARDWICK BROS. CO. V. UNITED STATES
`26 CL. CT. 88411992)
`....... , .-:.nU- E-ST-IO-Nl-NG_ A_T_8_85--,I
`
`1- 1989
`
`JAN. 1990
`
`JUL. 1990
`
`JAN. 1991
`
`JUL. 1991
`
`JAN. 1992
`
`JUL. 1992
`
`JAN. 1993
`
`~ .
`00
`•
`~
`~ ......
`
`~ = ......
`
`z
`0
`;<
`~~
`"""' ~
`
`~
`QO
`
`lJ) =(cid:173)~
`~ ....
`~ ......
`0 ......
`til e-.
`
`~
`
`Ul
`~ w
`N
`~
`~
`~
`
`038
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`Sheet 38 of 56
`Fig.JOB-1
`
`5,832,494
`
`I TERRY v. OHIO
`
`292 U.S. 1 (1 968)
`
`I U.S. CONST. AMEND. IV 1791
`
`I
`
`SOURCE MAP · TERRY V.OHIO]
`
`I
`I
`I
`
`I
`I
`I
`I
`I
`I
`
`I
`I
`I
`I
`I
`I
`I
`
`I
`I
`I
`I
`- - - - - - 1 - - - - - - -r- - - - - - t- - - - - - - }
`
`I
`
`039
`
`Facebook Inc. Ex. 1201
`
`
`
`U.S. Patent
`
`Nov. 3, 1998
`
`Sheet 39 of 56
`
`5,832,494
`
`Fig.JOB-2
`
`----·---- - - - - - - - - - - - - - - - 1
`
`t
`
`KATZ V. UNITED STATES
`389 U.S. 347, 351 11967)
`(HARLAN, J., CONCURRING)
`L. TIFFANY ET. AL.,
`DETECTION OF CRIME (1967)
`PRESTON V. UNIT