throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`
`__________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`__________________
`
`XILINX, INC.
`Petitioner
`
`v.
`
`INTELLECTUAL VENTURES I LLC
`Patent Owner
`
`__________________
`
`Case IPR2013-00112
`Patent 5,779,334
`____________________
`
`INTELLECTUAL VENTURES’ PATENT OWNER MOTION TO AMEND
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`4820-2215-6821.2
`
`

`

`Patent Owner Motion to Amend
`
`IPR2013-00112
`U.S. Patent No. 5,779,334
`
`Table of Contents
`
`I.
`
`II.
`
`STATEMENT OF PRECISE RELIEF REQUESTED ...................................1
`
`CLAIM LISTING............................................................................................1
`
`III. CLAIMS 15 AND 16 DO NOT ENLARGE THE CLAIM SCOPE………..2
`
`IV. WRITTEN DESCRIPTION SUPPORT..........................................................8
`
`V.
`
`CLAIMS 15 AND 16 ARE PATENTABLY DISTINCT OVER THE
`ART ...............................................................................................................11
`
`VI. CONCLUSION AND RELIEF REQUESTED……………………….........15
`
`VII. LIST OF EXHIBITS......................................................................................16
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`4820-2215-6821.2
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`i
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`

`

`Patent Owner Motion to Amend
`
`IPR2013-00112
`U.S. Patent No. 5,779,334
`
`Table of Authorities
`
`Cases
`
`Ameranth v. Pizza Hut, Inc., U.S. Dist. Lexis 20483 (S.D. CA 2012)……………..6
`
`Anthony v. Office of Personnel Management, 58 F.3d 620 (Fed. Cir. 1995)………7
`
`Commissioner v. Keystone Consol. Industries, Inc., 508 U.S. 152 (1993).……..…7
`
`Envtl. Def. v. Duke Energy Corp., 549 U.S. 561 (2007) …………………………..4
`
`In re Freeman, 30 F.3d 1459 (Fed. Cir. 1994)……………………………………..6
`
`Idle Free v. Bergstrom, IPR2012-00027 (PTAB 2013)……………………...passim
`
`Novo Nordisk v. Caraco Pharmaceutical Labs., Ltd., 601 F.3d 1359 (Fed. Cir.
`2010)…………………………………………………………………………….….4
`
`Quantum Corp. v. Rodime, PLC, 65 F.3d 1577 (Fed. Cir. 1995) ……………….5, 6
`
`In re Ruth, 278 F.2d 729 (CCPA 1960)…………………………………………….4
`
`Taurus IP, LLC v. DaimlerChrysler Corp., No. 2008-1462 (Fed. Cir. Aug. 9,
`2013)………………………………………………………………………….…….8
`
`Tillotson, Ltd. v. Walbro Corp., 831 F.2d 1033 (Fed. Cir. 1987)…………………..4
`
`Thermalloy, Inc. v. Aavid Eng’g, 121 F.3d 691 (Fed. Cir. 1997)…………………..6
`
`Wahpeton Canvas Co. v. Frontier, Inc., 870 F.2d 1546 (Fed. Cir. 1989)……….2, 8
`
`Statutes
`
`35 U.S.C. § 112 ……………………………………………………………………2
`
`35 U.S.C. § 251....……………………………………………………………passim
`
`35 U.S.C. § 305………………………………………………...………………..5, 6
`
`35 U.S.C. § 314………………………………………………………………….6, 7
`
`35 U.S.C. § 316………………………………………………...……………..1, 3, 8
`
`4820-2215-6821.2
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`ii
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`

`

`Patent Owner Motion to Amend
`
`Regulations
`
`IPR2013-00112
`U.S. Patent No. 5,779,334
`
`37 C.F.R. § 42.22 .......................................................................................................1
`37 C.F.R. § 42.121 ............................................................................................ 1, 3, 8
`
`4820-2215-6821.2
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`iii
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`

`

`Patent Owner Motion to Amend
`
`IPR2013-00112
`U.S. Patent No. 5,779,334
`
`I.
`
`STATEMENT OF PRECISE RELIEF REQUESTED
`
`Patent owner Intellectual Ventures I LLC moves pursuant to 35 U.S.C. § 316
`
`and 37 C.F.R. §§ 42.22 and 42.121 to cancel Claim 3 and to substitute Claim 15 in
`
`its place, contingent on Claim 3 being found unpatentable by the Board, and
`
`similarly to cancel 12 and to substitute Claim 16 in its place, contingent on Claim
`
`12 being found unpatentable by the Board. Patent owner submits that Claims 3 and
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`12 are patentable as issued. Nonetheless, if the Board rules otherwise, then patent
`
`owner urges the Board to grant this motion.
`
`Patent owner submits that Claims 15 and 16 do not introduce new subject
`
`matter and that each of Claims 15 and 16 is fully supported by at least the
`
`originally filed specification of U.S. Patent No. 5,779,334 (“the ‘334 patent”) as
`
`discussed in the written description support section below. Patent owner also
`
`submits that Claims 15 and 16 do not enlarge the scope of the patent claims.
`
`II.
`
`CLAIM LISTING
`
`3. (Canceled)
`
`12. (Canceled)
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`15. (Proposed substitute for Claim 3) The video projector system of claim
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`2, wherein the three color filters comprise one each of red, green, and blue filters,
`
`and wherein the video projector system further comprises:
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`4820-2215-6821.2
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`1
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`

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`Patent Owner Motion to Amend
`
`IPR2013-00112
`U.S. Patent No. 5,779,334
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`a second controller adapted to control the three white-light sources; and
`
`a control link adapted to connect the video controller to the second controller
`
`to provide individualized variable control of each of the three white-light sources.
`
`16. (Proposed substitute for Claim 12) The video projector system of claim
`
`11 wherein the splitter divides the beam of white light into three separate beams of
`
`colored , one red, one green, and one blue., further comprising:
`
`a second controller adapted to control the source; and
`
`a control link adapted to connect the video controller to the second controller
`
`to provide variable control of the source.
`
`III. CLAIMS 15 AND 16 DO NOT ENLARGE THE CLAIM SCOPE
`
`Claims 15 and 16 do not enlarge the scope of the claims of the patent, even
`
`though new dependent Claim 16 eliminates elements present in the dependent
`
`claim it replaces. Claims 15 and 16 are proper dependent claims under 35 U.S.C. §
`
`112, 4th paragraph. They “specify a further limitation of the subject matter
`
`claimed.” Id. By statutory mandate, each “shall be construed to incorporate by
`
`reference all the limitations of the claim to which it refers.” Id. That matters
`
`because, as the Federal Circuit wrote years ago, “[i]t is axiomatic that dependent
`
`claims cannot be found infringed unless the claims from which they depend have
`
`been found to have been infringed.” Wahpeton Canvas Co. v. Frontier, Inc., 870
`
`F.2d 1546, 1553 (Fed. Cir. 1989).
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`4820-2215-6821.2
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`2
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`

`

`Patent Owner Motion to Amend
`
`IPR2013-00112
`U.S. Patent No. 5,779,334
`
`Patent owner is aware of the Board’s decision on the motion to amend in
`
`Idle Free v. Bergstrom, IPR2012-00027 (Paper 26), where on page 5 the Board
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`interpreted a regulation and stated that “under 37 C.F.R. § 42.121(a)(2)(ii), a
`
`substitute claim may not enlarge the scope of the challenged claim it replaces by
`
`eliminating any feature.” The cited regulation is based on a statute, 35 U.S.C. §
`
`316(d). For the reasons discussed below, patent owner respectfully disagrees with
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`Idle Free’s interpretation to the extent that it forbids what the statute permits –
`
`eliminating an element from a dependent claim.
`
`The non-precedential Idle Free interpretation exceeds the Board’s rule,
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`which rule prohibits an amendment that “seeks to enlarge the scope of the claims
`
`of the patent.” 37 C.F.R. § 42.121(a)(2)(ii). This rule is based on 35 U.S.C. §
`
`316(d)(3), which states that an “[a]mendment under this subsection may not
`
`enlarge the scope of the claims of the patent.” That statutory language against
`
`“enlarge[ing] the scope of the claims” echoes the reissue statute.
`
`In the context of a reissue application, 35 U.S.C. § 251(d) states that “[n]o
`
`reissued patent shall be granted enlarging the scope of the claims of the original
`
`patent unless applied for within two years from the grant of the original patent.”
`
`(Emphasis added). Significantly, the statutory language in 35 U.S.C. § 251(d)
`
`(“enlarging the scope of the claims of the original patent”) is effectively identical
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`4820-2215-6821.2
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`3
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`

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`Patent Owner Motion to Amend
`
`IPR2013-00112
`U.S. Patent No. 5,779,334
`
`to the statutory language in 35 U.S.C. § 316(d)(3) (“enlarge the scope of the claims
`
`of the patent”). Under familiar canons of statutory construction, like terms in a
`
`statute should be construed alike. See, e.g., Envtl. Def. v. Duke Energy Corp., 549
`
`U.S. 561, 574 (2007) (noting that the identical words used in the same act are
`
`presumed to have the same meaning). See also Novo Nordisk v. Caraco
`
`Pharmaceutical Labs., Ltd., 601 F.3d 1359, 1366 (Fed. Cir. 2010).
`
`For more than five decades at the Federal Circuit and its predecessor, the test
`
`for determining whether a reissue claim is broader in scope has been phrased in
`
`terms of an infringement analysis: “A claim of a reissue application is broader in
`
`scope than the original claims if it contains within its scope any conceivable
`
`apparatus or process which would not have infringed the original patent.”
`
`Tillotson, Ltd. v. Walbro Corp., 831 F.2d 1033, 1037 n.2 (Fed. Cir. 1987); see also
`
`In re Ruth, 278 F.2d 729, 730 (CCPA 1960). The Board should apply the same
`
`broadening test to claim amendments in an inter partes review. This long-settled
`
`view of the law regarding enlarging the scope of the claims of a patent is reflected
`
`in the agency’s own official guidance to its examiners and the patent bar. In
`
`interpreting 35 U.S.C. § 251(d), section 1412.03(II) of the MPEP states:
`
`As pointed out above, a claim will be considered a broadened
`reissue claim when it is greater in scope than each and every
`claim of the patent to be reissued. A corollary of this is that a
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`4820-2215-6821.2
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`4
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`

`

`Patent Owner Motion to Amend
`
`IPR2013-00112
`U.S. Patent No. 5,779,334
`
`claim which has been broadened in a reissue as compared to
`its scope in the patent is not a broadened reissue claim if it is
`narrower than, or equal in scope to, any other claim which
`appears in the patent. A common example of this is where
`dependent claim 2 is broadened via the reissue (other than
`the addition of a process step to convert an intermediate to a
`final product), but independent claim 1 on which it is based
`is not broadened. Because a dependent claim is construed to
`contain all the limitations of the claim upon which it
`depends, claim 2 must be at least as narrow as claim 1 and is
`thus not a broadened reissue claim.
`
`(Emphasis added). Thus, broadening a dependent claim (claim 2 in the example
`
`quoted above) in a situation where “independent claim 1 on which it is based is not
`
`broadened,” does not result in a “broadened reissue claim” (i.e., does not
`
`“enlarge[e] the scope of the claims of the original patent” under 35 U.S.C. §
`
`251(d)) because the “dependent claim is construed to contain all the limitations of
`
`the claim upon which it depends.” Therefore, in reissue practice, eliminating an
`
`element from a dependent claim complies with the statute and does not “enlarge[e]
`
`the scope of the claims of the original patent.” 35 U.S.C. § 251(d).
`
`The same is true for ex parte reexamination. See, e.g., 35 U.S.C. § 305,
`
`which states “[n]o proposed amendment or new claim enlarging the scope of a
`
`claim of the patent will be permitted in a reexamination proceeding.” In Quantum
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`4820-2215-6821.2
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`5
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`

`

`Patent Owner Motion to Amend
`
`IPR2013-00112
`U.S. Patent No. 5,779,334
`
`Corp. v. Rodime, PLC, 65 F.3d 1577, 1582 n.4 (Fed. Cir. 1995), the court held that
`
`“[t]he test for determining whether a reexamined claim is broader than an original
`
`claim under 35 U.S.C. § 305 is the same as that in 35 U.S.C. § 251, last paragraph,
`
`for determining whether reissue claims filed more than two years after issuance of
`
`the original patent are broader than the original claims.” See also Thermalloy, Inc.
`
`v. Aavid Eng’g, 121 F.3d 691, 692 (Fed. Cir. 1997) (“[a] new claim enlarges if it
`
`includes within its scope any subject matter that would not have infringed the
`
`original patent.”). These holdings are reflected in MPEP § 2250, which states that
`
`“[t]he test for when an amended or ‘new claim enlarges the scope of an original
`
`claim under 35 U.S.C. 305 is the same as that under the 2-year limitation for
`
`reissue applications adding enlarging claims under 35 U.S.C. 251, last paragraph.’”
`
`Id. (quoting In re Freeman, 30 F.3d 1459, 1464 (Fed. Cir. 1994)).
`
`Similarly, with respect to inter partes reexamination, 35 U.S.C. § 314(a)
`
`states in part “that no proposed amended or new claim enlarging the scope of the
`
`claims of the patent shall be permitted.” With respect to what is meant by
`
`“enlarging the scope of the claims of the patent” in the context of inter partes
`
`reexamination, Ameranth v. Pizza Hut, Inc., U.S. Dist. Lexis 20483 (S.D. CA
`
`2012) states that “‘[a] claim presented in a reexamination proceeding enlarges the
`
`scope of the claims of the patent being reexamined where the claim is broader than
`
`each and every claim of the patent.’” (quoting MPEP § 2658, which in turn cites
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`4820-2215-6821.2
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`6
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`

`

`Patent Owner Motion to Amend
`
`IPR2013-00112
`U.S. Patent No. 5,779,334
`
`MPEP § 1412.03). Thus, the case law and the MPEP make clear that the statutory
`
`language of 35 U.S.C. § 314(a) with respect to inter partes reexamination (i.e.,
`
`“enlarging the scope of the claims of the patent”) is to be interpreted the same as
`
`the statutory language of 35 U.S.C. § 251(d) with respect to reissue practice (i.e.,
`
`“enlarging the scope of the claims of the original patent”).
`
`As a result, eliminating an element from a dependent claim does not
`
`constitute enlarging the scope of the claims of the patent in reissue practice, ex
`
`parte reexamination, and inter partes reexamination. That same result should
`
`apply in an inter partes review. Indeed, Congress is presumed to know how the
`
`courts have interpreted its previous statutes, and is thus presumed to have intended
`
`the same interpretation when using the same phrase in a related, new statute.
`
`Commissioner v. Keystone Consol. Industries, Inc., 508 U.S. 152, 159 (1993)
`
`(noting presumption that Congress is aware of "settled judicial and administrative
`
`interpretation[s]" of terms when it enacts a statute); Anthony v. Office of Personnel
`
`Management, 58 F.3d 620, 626 (Fed. Cir. 1995).
`
`Conversely, in the context of inter partes review, the Board in Idle Free
`
`appears to be applying a different interpretation to essentially the same statutory
`
`language. Patent owner submits that this is an improper departure from the
`
`standard accepted interpretation that the scope of the claims of a patent is enlarged
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`4820-2215-6821.2
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`7
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`

`

`Patent Owner Motion to Amend
`
`IPR2013-00112
`U.S. Patent No. 5,779,334
`
`if a proposed amendment results in a claim that is greater in scope than each and
`
`every claim of the patent being considered.
`
`Patent owner respectfully disagrees with the Board’s interpretation in the
`
`Idle Free dicta, and submits that the phrase “enlarge the scope of the claims of the
`
`patent” in 35 U.S.C. § 316(d)(3) should have the same meaning as the similar
`
`statutory language that governs reissue practice, ex parte reexamination practice,
`
`and inter partes reexamination practice.
`
`Patent owner submits that no apparatus within the scope of new substitute
`
`Claims 15 and 16 is outside the scope of the original patent claim from which each
`
`respectively depends. (Ex. 2008 at 34). Indeed, that condition is “axiomatic.”
`
`Taurus IP, LLC v. DaimlerChrysler Corp., No. 2008-1462, slip op. at 26 n.11
`
`(Fed. Cir. Aug. 9, 2013) (quoting Wahpeton Canvas). For at least these reasons,
`
`patent owner submits that substitute Claims 15 and 16 do not enlarge the scope of
`
`the claims of the ‘334 patent.
`
`IV. WRITTEN DESCRIPTION SUPPORT
`
`A motion to amend must set forth “[t]he support in the original disclosure of
`
`the patent for each claim that is added or amended.” 37 C.F.R. § 42.121(b)(1).
`
`The originally filed specification of the ‘334 patent is included in Ex. 1007, and the
`
`originally filed specification of the parent U.S. Patent No. 5,632,545 (“the ‘545
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`4820-2215-6821.2
`
`8
`
`

`

`Patent Owner Motion to Amend
`
`IPR2013-00112
`U.S. Patent No. 5,779,334
`
`patent”) is included in Ex. 2007. With respect to claim construction, patent owner
`
`submits that the claim elements should receive the broadest reasonable
`
`construction in accordance with their plain and ordinary meaning to a person of
`
`ordinary skill in the art, in light of the specification and prosecution history.
`
`Claim 15 requires “[t]he video projector system of claim 2, wherein the three
`
`color filters comprise one each of red, green, and blue filters.” The element is
`
`supported in the originally filed specification of the ‘334 patent at least by page 4,
`
`line 29 – page 5, line 2 (Ex. 1007 at 10-11), elements 112-114 of Fig. 1 (Ex. 1007
`
`at 19), and as well as original Claim 3 (Ex. 1007 at 13). This element is also
`
`supported in the originally filed specification of the parent ‘545 patent at least by
`
`page 4, lines 12-15 (Ex. 2007 at 10) and elements 112-114 of Fig. 1 (Ex. 2007 at
`
`17). See Ex. 2008 at ¶ 35.
`
`Claim 15 also requires that the video projector system further comprises “a
`
`second controller adapted to control the three white-light sources.” Claim 16
`
`similarly requires “a second controller adapted to control the source.” These
`
`elements are supported in the originally filed specification of the ‘334 patent at
`
`least by page 4, lines 23-25 (Ex. 1007 at 10), page 5, lines 28-30 (Ex. 1007 at 11),
`
`element 130 in Fig. 1 (Ex. 1007 at 19), and element 130 in Fig. 2 (Ex. 1007 at 20).
`
`These elements are also supported in the originally filed specification of the parent
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`4820-2215-6821.2
`
`9
`
`

`

`Patent Owner Motion to Amend
`
`IPR2013-00112
`U.S. Patent No. 5,779,334
`
`‘545 patent at least by page 4, lines 5-8 (Ex. 2007 at 10), page 5, lines 12-14 (Ex.
`
`2007 at 11), and element 130 in Fig. 1 (Ex. 2007 at 17). See Ex. 2008 at ¶ 36.
`
`Claim 15 further requires “a control link adapted to connect the video
`
`controller to the second controller to provide individualized variable control of
`
`each of the three white-light sources.” Claim 16 similarly requires “a control link
`
`adapted to connect the video controller to the second controller to provide variable
`
`control of the source.” These elements are supported in the originally filed
`
`specification of the ‘334 patent at least by page 5, lines 28-30 (Ex. 1007 at 11),
`
`element 124 in Fig. 1 (Ex. 1007 at 19), and element 124 in Fig. 2 (Ex. 1007 at 20).
`
`These elements are also supported in the originally filed specification of the parent
`
`‘545 patent at least by page 5, lines 12-14 (Ex. 2007 at 11) and element 124 in Fig.
`
`1 (Ex. 2007 at 17). See Ex. 2008 at ¶ 37.
`
`The originally filed specification of the ‘334 patent supports the combination
`
`of elements of Claims 15 and 16 as well. With respect to Claim 15, as-filed Fig. 1
`
`of the ‘334 patent illustrates a system that includes a second controller (130) and a
`
`control link (124) in addition to the elements recited in Claim 1 (i.e., a source (132-
`
`134), a light-shutter matrix system (120), a video controller (122), and an optical
`
`combination system (111)) and the elements recited in Claim 2 (i.e., three white-
`
`light sources (132-134) producing three parallel beams of white light through three
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`4820-2215-6821.2
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`10
`
`

`

`Patent Owner Motion to Amend
`
`IPR2013-00112
`U.S. Patent No. 5,779,334
`
`color filters (112-114)). (Ex. 1007 at 19). With respect to Claim 16, as-filed Fig. 2
`
`of the ‘334 patent illustrates a system that includes a second controller (130) and a
`
`control link (124) in addition to the elements recited in Claim 11 (i.e., a source
`
`(233), a splitter (211), a light-shutter matrix system (120), a video controller (122),
`
`and an optical combination system (111)). (Ex. 1007 at 20). See Ex. 2008 at ¶ 38.
`
`The originally filed specification of the parent ‘545 patent also supports the
`
`combination of elements of Claim 15. With respect to Claim 15, as-filed Fig. 1 of
`
`the parent ‘545 patent illustrates a system that includes a second controller (130)
`
`and a control link (124) in addition to the elements recited in Claim 1 (i.e., a source
`
`(132-134), a light-shutter matrix system (120), a video controller (122), and an
`
`optical combination system (111)) and the elements recited in Claim 2 (i.e., three
`
`white-light sources (132-134) producing three parallel beams of white light
`
`through three color filters (112-114)). (Ex. 2007 at 17). See Ex. 2008 at ¶ 39. The
`
`originally filed specification of the parent ‘545 patent arguably does not support
`
`the combination of elements of Claim 16 because one or more elements from
`
`independent Claim 11 are not explicitly disclosed in the parent ‘545 patent.
`
`V.
`
`CLAIMS 15 AND 16 ARE PATENTABLY DISTINCT OVER THE
`ART
`In its decision on the motion to amend in Idle Free, the Board stated that
`
`“[f]or each proposed substitute claim, we expect a patent owner: (1) in all
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`4820-2215-6821.2
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`11
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`

`

`Patent Owner Motion to Amend
`
`IPR2013-00112
`U.S. Patent No. 5,779,334
`
`circumstances, to make a showing of patentable distinction over the prior art.”
`
`Paper 26 at 6. As demonstrated by the declaration of Mr. Smith-Gillespie, Ex.
`
`2008, an expert in the field, Ex. 2009, patent owner submits that Claims 15 and 16
`
`are patentably distinct over both the prior art of record and the prior art known to
`
`patent owner. Pages 6-7 of the Idle Free decision identify two additional scenarios
`
`in which a showing of patentable distinction is required. Patent owner submits that
`
`scenario (2) does not apply because the present motion requests a one-for-one
`
`claim substitution. With respect to scenario (3), page 9 of Idle Free states
`
`(emphasis added) that "if the substitute claim is presented as patentable over prior
`
`art on the same basis that another substitute claim on which it depends is
`
`patentable over prior art, then the patent owner should provide meaningful reasons
`
`…." Claims 15 and 16 do not depend on one another; rather, Claim 15 depends
`
`from Claim 2 (which depends from Claim 1) and Claim 16 depends from
`
`independent Claim 11. Thus, scenario (3) also does not apply.
`
`Claim 15 requires “a second controller adapted to control the three white-
`
`light sources” and “a control link adapted to connect the video controller to the
`
`second controller to provide individualized variable control of each of the three
`
`white-light sources.” Claim 16 similarly requires “a second controller adapted to
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`4820-2215-6821.2
`
`12
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`

`

`Patent Owner Motion to Amend
`
`IPR2013-00112
`U.S. Patent No. 5,779,334
`
`control the source” and “a control link adapted to connect the video controller to
`
`the second controller to provide variable control of the source.”
`
`The “individualized variable control of each of the individual light sources”
`
`(Claim 15) and “variable control of the source” (Claim 16) allow for, as one non-
`
`limiting example, adjustment of light source intensity based on varying video
`
`requirements such as Average Picture Level. (Ex. 2008 at ¶ 40). This variable
`
`control results in less heat generation, in addition to lower power consumption.
`
`(Ex. 2008 at ¶ 40).
`
`The combination of U.S. Patent No. 5,264,951 to Takanashi (Ex. 1002) and
`
`U.S. Patent No. 5,287,131 to Lee (Ex. 1003), which forms the basis for Petitioner’s
`
`challenge, fails to disclose or suggest “a second controller” and “control link,” as
`
`claimed. In addition, Takanashi, which does not include the term “heat,” makes no
`
`mention of any problems associated with generated heat or solutions to such
`
`problems. (See Ex. 2008 at ¶ 41). In its background section, Lee states that “in the
`
`case of a conventional projection system, due to the close distance between the
`
`sources 7 and the LC panels 4, 5 and 6, in order to raise the brightness, a cooling
`
`device is needed because heat generated from the source 7 has an influence over
`
`the LCD characteristics.” (Col. 1, lines 50-55). The system of Lee purportedly
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`4820-2215-6821.2
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`13
`
`

`

`Patent Owner Motion to Amend
`
`IPR2013-00112
`U.S. Patent No. 5,779,334
`
`eliminates the need for such a cooling device as discussed at col. 3, line 67 – col. 4,
`
`line 7 (“a cooling device for cooling the LC panel is not necessary any more”).
`
`Thus, Lee recognizes that heat can influence LCD characteristics, resulting
`
`in the need for a cooling device. (Ex. 2008 at ¶ 41). Lee’s solution is to form the
`
`LC panel remote from the light source. Lee, however, fails to disclose or suggest
`
`“a second controller” or “a control link” generally or as a way to reduce the
`
`generated heat that affects characteristics of the LCD panel. (Ex. 2008 at ¶ 41).
`
`The remaining prior art of record and the prior art known to patent owner also fails
`
`to disclose or suggest such elements. See also paragraph 41 of Mr. Smith-
`
`Gillespie’s declaration, Ex. 2008, which states that “I am not aware of any video
`
`projector prior art that discloses the combination of a ‘second controller’ and ‘a
`
`control link,’ as required by proposed Claims 15 and 16.”
`
`The embodiments of Claims 15 and 16 therefore address the problems
`
`identified in Lee with respect to generated heat but does so in a way that differs
`
`from the solutions disclosed in Lee. (Ex. 2008 at ¶ 42). Patent owner submits that
`
`the “second controller” and “control link” of Claims 15 and 16, and indeed those
`
`claims as a whole, would not have been obvious to one of ordinary skill in the art
`
`at the relevant time. (Ex. 2008 at ¶ 42). This is evidenced by the fact that Lee
`
`identifies problems caused by generated heat but does not discuss or contemplate
`
`4820-2215-6821.2
`
`14
`
`

`

`Patent Owner Motion to Amend
`
`IPR2013-00112
`U.S. Patent No. 5,779,334
`
`using “individualized variable control of each of the individual light sources” or
`
`“variable control of the source” to mitigate the problem. (Ex. 2008 at ¶ 42).
`
`Claims 15 and 16 are patentably distinct from the prior art at least because of the
`
`required combination of the “second controller” and “control link.” See also
`
`paragraph 42 of Mr. Smith-Gillespie’s declaration, Ex. 2008, which states that
`
`“[b]ased on my understanding of the prior art at the time of filing the ‘334 patent, I
`
`do not believe that the ‘second controller’ and ‘control link’ as recited in proposed
`
`Claims 15 and 16 would have been obvious to one of ordinary skill in the art.”
`
`For at least these reasons, Claims 15 and 16 are patentable over the prior art.
`
`VI. CONCLUSION AND RELIEF REQUESTED
`
`Patent owner submits that the issued ‘334 claims are patentable. If the
`
`Board agrees, then it need not reach this motion. However, if Claim 3 is found
`
`unpatentable, the Board should grant this motion and find Claim 15 patentable; and
`
`if Claim 12 is found unpatentable, the Board should grant this motion and find
`
`Claim 16 patentable.
`
`Dated: August 27, 2013
`
`Respectfully submitted,
`
`/George E. Quillin/
`George E. Quillin
`Registration No. 32,792
`Counsel for Patent Owner
`
`4820-2215-6821.2
`
`15
`
`

`

`Patent Owner Motion to Amend
`
`VII. LIST OF EXHIBITS
`
`IPR2013-00112
`U.S. Patent No. 5,779,334
`
`Exhibit 1002:
`
`U.S. Patent No. 5,264,951 to Takanashi
`
`Exhibit 1003:
`
`U.S. Patent No. 5,287,131 to Lee
`
`Exhibit 1007:
`
`File history of U.S. Patent No. 5,779,334 to Kikinis
`
`Exhibit 2007:
`
`File history of U.S. Patent No. 5,632,545 to Kikinis
`
`Exhibit 2008:
`
`Declaration of Robert Smith-Gillespie
`
`Exhibit 2009:
`
`CV of Robert Smith-Gillespie
`
`4820-2215-6821.2
`
`16
`
`

`

`Patent Owner Motion to Amend
`
`IPR2013-00112
`U.S. Patent No. 5,779,334
`
`CERTIFICATE OF SERVICE
`
`The undersigned certifies that a copy of the foregoing Patent Owner Motion
`
`to Amend and Exhibits 2007-2009 along with an Exhibit List are being served on
`
`counsel of record by filing these documents through the Patent Review Processing
`
`System as well as delivering a copy via commercial overnight courier directed to
`
`the counsel of record for the Petitioner at the following address:
`
`David L. McCombs, Esq.
`Haynes and Boone, LLP
`2323 Victory Avenue, Suite 700
`Dallas, TX 75219
`
`Dated: August 27, 2013
`
`Respectfully submitted,
`
`/George E. Quillin/
`George E. Quillin
`Registration No. 32,792
`Counsel for Patent Owner
`
`4820-2215-6821.2
`
`17
`
`

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