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UNITED STATES PATENT AND TRADEMARK OFFICE
`
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`____________
`
`UNIVERSITY OF WATERLOO,
`
`Assignee of U.S. Patent Application No. 15/513,914
`
`Petitioner,
`
`v.
`
`SALIENT ENERGY INC.
`
`Assignee of U.S. Patent No. 9,780,412
`
`Respondent.
`
`____________
`
`Case No.: DER2018-00018
`
`____________
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`
`
`

`

`
`
`Description
`
`U.S. Patent No. 9,780,412
`
`U.S. Patent App. 15/513,914
`
`U.S. Prov. App. No. 62/230,502: manuscript and filing receipt
`
`PCT/CA2016/050613, published as WO2016/197236
`
`Confidential - Declaration of Dipan Kundu
`
`Confidential - Declaration of Linda F. Nazar
`
`Assignment Abstract of U.S. Patent App. 15/513,914
`
`Assignment Abstract of U.S. Patent No. 9,780,412
`
`Confidential - Oct. 22, 2015 e-mail from Brian Adams
`
`§ 1.64 substitute statement from U.S. Patent No. 9,780,412 file history
`
`Kundu et al., “A high-capacity and long-life aqueous rechargeable zinc
`battery using a metal oxide intercalation cathode,” Art. No. 16119,
`Nature Energy (Aug. 26, 2016)
`
`US20170250449A1 (publication of U.S. Patent App. 15/513,914)
`
`US20170207492A1 (publication of U.S. Patent App. 15/461,849)
`
`Reserved
`
`Reserved
`
`Confidential - Technology Disclosure Form dated May 28, 2015
`
`Confidential - PowerPoint Presentation dated January 12, 2015
`
`U.S. Patent Application No. 13/794,508 to Pellion
`
`Confidential - PowerPoint Presentation
`
`
`
`UW Ex.
`
`1001
`
`1002
`
`1003
`
`1004
`
`1005
`
`1006
`
`1007
`
`1008
`
`1009
`
`1010
`
`1011
`
`1012
`
`1013
`
`1014
`
`1015
`
`1016
`
`1017
`
`1018
`
`1019
`
`
`
`
`
`1
`
`

`

`
`
`Reserved
`
`Confidential - Laboratory notebook excerpts from August 7 to
`September 25, 2014
`
`Confidential - Laboratory notebook excerpts from September 15, 2014
`to March 20, 2015
`
`Confidential - Laboratory notebook excerpts from April 20 to May 30,
`2015
`
`Default Protective Order
`
`Confidential – Settlement Agreement
`
`
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`
`
`
`By: /W. Todd Baker/
`W. Todd Baker
`Reg. No. 45,265
`Oblon, McClelland, Maier & Neustadt, LLP
`1940 Duke Street
`Alexandria, Virginia 22314
`Tel: (703)413-6383 (direct)
`Email: cpdocketbaker@oblon.com
`
`Dated: January 22, 2019
`
`
`
`
`
`
`
`
`
`
`2
`
`1020
`
`1021
`
`1022
`
`1023
`
`1024
`
`1025
`
`
`
`
`
`
`
`
`
`
`
`
`

`

`
`
`CERTIFICATE OF SERVICE
`
`
`

`
`The undersigned certifies service of the foregoing PETITIONER’S
`
`UPDATED EXHIBIT LIST with EXHIBIT 1025 on counsel for Respondent via
`
`email to the following:
`
`Barry E. Bretschneider
`Charles C. Carson
`BAKER & HOSTETLER LLP
`James W. Hinton
`BERESKIN & PARR
`bbretschneider@bakerlaw.com
`ccarson@bakerlaw.com
`jhinton@bereskinparr.com
`
`
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`Oblon, McClelland, Maier &
`Neustadt, LLP
`
`
`
`
`
`/W. Todd Baker/
`W. Todd Baker
`Reg. No. 45,265
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Dated: January 22, 2019
`
`
`
`
`
`
`
`
`
`
`
`
`

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