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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`GAIN CAPITAL HOLDINGS, INC.,
`Petitioner
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`v.
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`OANDA CORPORATION
`Patent Owner
`_______
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`Case No. CBM2020-00021
`Patent 8,392,311
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`PATENT OWNER OANDA CORPORATION’S
`MANDATORY NOTICES
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`Pursuant to 37 C.F.R. § 42.8, Patent Owner OANDA Corporation submits
`these Mandatory Notices to satisfy the requirements of 37 C.F.R. § 42.8. Patent
`Owner reserves its rights to supplement or modify these Notices.
`1. Real Party Interest
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`Pursuant to 37 C.F.R. § 42.8 (b)(1), Patent Owner identifies OANDA
`Corporation.
`2. Related Matters
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`Patent Owner identifies the following related current and/or former
`proceedings involving the patent-at-issue:
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`Current Proceedings:
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`1. OANDA Corp. v. GAIN Capital Holdings, Inc., No. 20-05784-BRM-
`DEA (N.J.)
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`Former Proceedings:
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`None
`3. Lead and Back-Up Counsel
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`Pursuant to 37 C.F.R. § 42.8(b)(3), Patent Owner identifies the following:
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`Drew Koning, Lead Counsel
`USPTO Reg. No. 60,764
`KONING ZOLLAR LLP
`169 Saxony Road, Suite 115, Encinitas, CA 92024
`Telephone: (858)252-3234
`Facsimile: (858) 252-3238
`Email: drew@kzllp.com
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`Erik Dykema, Back-Up Counsel
`pro hac vice admission request pending filing
`KONING ZOLLAR LLP
`4 Manheim Road, Essex Fells, New Jersey 07021
`Telephone: (858)252-3234
`Facsimile: (858) 252-3238
`Email: erik@kzllp.com
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`4.
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`Service Information
`Pursuant to 37 C.F.R. § 42.8(b)(4), Patent Owner identifies the following:
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`Drew Koning, Lead Counsel
`USPTO Reg. No. 60,764
`KONING ZOLLAR LLP
`169 Saxony Road, Suite 115, Encinitas, CA 92024
`Email: drew@kzllp.com
`Email: erik@kzllp.com
`Email: ptab@kzllp.com
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`Patent Owner consents to electronic service by Petitioner in this matter at the email
`addresses identified immediately above.
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`Respectfully submitted,
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`/ Drew Koning /
`Drew Koning, Reg. No. 60,764
`Koning Zollar LLP
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`Date: October 5, 2020
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`CERTIFICATE OF SERVICE
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`The undersigned hereby certifies that the following documents were served by
`electronic service, by consent (see Paper 2 at 3), on the date signed below:
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`PATENT OWNER OANDA CORPORATION’s
`MANDATORY NOTICES
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` PATENT OWNER OANDA CORPORATION’s
`POWER OF ATTORNEY
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`The names and address of the parties being served are as follows:
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`GAIN Capital Holdings, Inc.:
`Michael Rosato (mrosato@wsgr.com)
`Matthew Argenti (margenti@wsgr.com)
`Wesley Derryberry (wderryberry@wsgr.com)
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`Respectfully submitted,
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`/ Drew Koning /
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`Date: October 5, 2020
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