IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Applicants:
`
`Rozman, et al.
`
`Docket No.:
`
`ARAC-01RE3C1C1
`
`Serial No.:
`
`TBD
`
`Reissue of:
`
`7,484,247
`
`Filed:
`
`Issued:
`
`Herewith
`
`January 27, 2009
`
`Title:
`
`System and Method for Protecting a Computer System from Malicious
`Software
`
`Commissioner for Patents
`P. 0. Box 1450
`Alexandria, VA 22313-1450
`
`PRELIMINARY AMENDMENT
`
`Dear Sir:
`
`Prior to examination on the merits, the Applicants respectfully submit the
`
`amendments and remarks set forth below.
`
`ARAC-01RE3C1C1
`
`Page 1 of 18
`Google - Exhibit 1009, page 1
`Google - Exhibit 1009, page 1
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`Google - Exhibit 1009, page 1
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`

`
`IN THE SPECIFICATION:
`
`Before the heading "Cross Reference to Related Patents and Applications" please insert:
`
`Cross Reference to Multiple Reissue Applications
`
`This is a reissue continuation of U.S. Reissue Patent Application Serial No.
`
`13/015,186 (now, U.S. Patent No. RE43,987), which is a reissue continuation application of U.S.
`
`Reissue Patent Application Serial No. 12/854,149 (now, U.S. Patent No. RE43,103), which is a
`
`reissue application of U.S. Patent No. 7,484,247, entitled "System and Method for Protecting a
`
`Computer System from Malicious Software," issued on January 27, 2009. The following are
`
`related reissue applications: U.S. Reissue Patent Application Serial No. 12/720,147 (now, U.S.
`
`Patent No. RE43,528) from U.S. Patent No. 7,484,247, filed on March 9, 2010, U.S. Reissue
`
`Patent Application Serial No. 12/720,207 (now, U.S. Patent No. RE43,500) from U.S. Patent No.
`
`7,484,247, filed on March 9, 2010, and U.S. Reissue Patent Application Serial No. 12/941,067
`
`(now, U.S. Patent No. RE43,529) from U.S. Patent No. 7,484,247, filed on November 7, 2010.
`
`All of the above applications are incorporated herein by reference.
`
`ARAC-01RE3C1C1
`
`Page 2 of 18
`Google - Exhibit 1009, page 2
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`Google - Exhibit 1009, page 2
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`

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`Before the heading "BRIEF DESCRIPTION OF THE DRAWINGS", please insert the following
`
`material into the specification. All of the added material has been previously incorporated by
`
`reference and the amendment contains no new matter.
`
`TERM DESCRIPTION
`
`Memory: This term is intended to broadly encompass any device capable of storing
`
`and/or incorporating computer readable code for instantiating the client device referred to
`
`immediately above. Thus, the term encompasses all types of recording medium, e.g., a CD-
`
`ROM, a disk drive (hard or soft), magnetic tape, and recording devices, e.g., memory devices
`
`including DRAM, SRAM, EEPROM, FRAM, and Flash memory. It should be noted that the
`
`term is intended to include any type of device which could be deemed persistent storage. To the
`
`extent that an Application Specific Integrated Circuit (ASIC) can be considered to incorporate
`
`instructions for instantiating a client device, an ASIC is also considered to be within the scope of
`
`the term "memory."
`
`ARAC-01RE3C1C1
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`Page 3 of 18
`Google - Exhibit 1009, page 3
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`Google - Exhibit 1009, page 3
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`

`
`IN THE CLAIMS:
`
`1.-20. (Canceled)
`
`21.
`
`(New) A method, comprising:
`
`executing instructions in a first logical process with one of a first electronic data
`
`processor and a second electronic data processor employing a common operating system, the first
`
`logical process accessing data in at least one of a first memory space and a second memory
`
`space;
`
`executing instructions in a second logical process with one of the first electronic data
`
`processor and the second electronic data processor employing the common operating system, the
`
`second logical process accessing data in at least one of the first memory space and the second
`
`memory space, and exchanging data across a computer network; and
`
`protecting data residing in the first memory space from a malware process downloaded
`
`from the computer network and operating as part of the second logical process.
`
`22.
`
`(New) The method of claim 21 further comprising generating data from the first
`
`logical process and the second logical process for display.
`
`23.
`
`(New) The method of claim 21 wherein the first and second electronic data
`
`processors are part of a multi-core electronic data processor.
`
`24.
`
`(New) The method of claim 21 wherein the first logical process executes
`
`instructions with the first electronic data processor and accesses data in the first and second
`
`ARAC-01RE3C1C1
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`Page 4 of 18
`Google - Exhibit 1009, page 4
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`Google - Exhibit 1009, page 4
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`

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`memory space, and the second logical process executes instructions with the second electronic
`
`data processor and accesses data in the second memory space.
`
`25.
`
`(New) The method of claim 21 further comprising protecting the first logical
`
`process from executing instructions initiated by the malware process downloaded from the
`
`network and executing as part of the second logical process.
`
`26.
`
`(New) The method of claim 21 further comprising restoring at least one corrupted
`
`data file residing on the second memory space from an image residing on the first memory space.
`
`27.
`
`(New) The method of claim 21 further comprising automatically deleting at least
`
`one data file residing on the second memory space when the second logical process is terminated.
`
`28.
`
`(New) A computer, comprising:
`
`a first electronic data processor employing a common operating system and configured to
`
`execute instructions in a first logical process, the first logical process configured to access data
`
`in at least one of a first memory space and a second memory space;
`
`a second electronic data processor employing the common operating system and
`
`configured to execute instructions in a second logical process, the second logical process
`
`configured to access data in at least one of the first memory space and the second memory space,
`
`and exchange data across a computer network; wherein data residing in the first memory space is
`
`protected from a malware process downloaded from the computer network and operating as part
`
`of the second logical process.
`
`ARAC-01RE3C1C1
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`Page 5 of 18
`Google - Exhibit 1009, page 5
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`Google - Exhibit 1009, page 5
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`

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`29.
`
`(New) The computer of claim 28 further comprising a display configured to
`
`display data from the first logical process and the second logical process.
`
`30.
`
`(New) The computer of claim 28 wherein the first and second electronic data
`
`processors are part of a multi-core electronic data processor.
`
`31.
`
`(New) The computer of claim 28 wherein the first logical process is configured to
`
`execute instructions with the first electronic data processor and access data in the first and second
`
`memory space, and the second logical process is configured to execute instructions with the
`
`second electronic data processor and access data in the second memory space.
`
`32.
`
`(New) The computer of claim 28 wherein the first logical process is configured to
`
`be protected from executing instructions initiated by the malware process downloaded from the
`
`network and executing as part of the second logical process.
`
`33.
`
`(New) The computer of claim 28 wherein at least one corrupted data file residing
`
`on the second memory space is restored from an image residing on the first memory space.
`
`34.
`
`(New) The computer of claim 28 wherein at least one data file residing on the
`
`second memory space is automatically deleted when the second logical process is terminated.
`
`35.
`
`(New) A computer program product comprising a program code stored in a
`
`computer readable medium configured to:
`
`execute instructions in a first logical process with one of a first electronic data processor
`
`and a second electronic data processor employing a common operating system, the first logic
`
`ARAC-01RE3C1C1
`
`Page 6 of 18
`Google - Exhibit 1009, page 6
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`Google - Exhibit 1009, page 6
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`

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`process being configured to access data in at least one of a first memory space and a second
`
`memory space;
`
`execute instructions in a second logical process with one of the first electronic data
`
`processor and the second electronic data processor employing the common operating system, the
`
`second logical process being configured to access data in at least one of the first memory space
`
`and the second memory space, and exchange data across a computer network; and
`
`protect data residing in the first memory space from a malware process downloaded from
`
`the computer network and operating as part of the second logical process.
`
`36.
`
`(New) The computer program product of claim 35 wherein said program code
`
`stored in said computer readable medium is further configured to generate data from the first
`
`logical process and the second logical process for display.
`
`37.
`
`(New) The computer program product of claim 35 wherein the first and second
`
`electronic data processors are part of a multi-core electronic data processor.
`
`38.
`
`(New) The computer program product of claim 35 wherein the first logical
`
`process is configured to execute instructions with the first electronic data processor and access
`
`data in the first and second memory space, and the second logical process is configured to
`
`execute instructions with the second electronic data processor and access data in the second
`
`memory space.
`
`39.
`
`(New) The computer program product of claim 35 wherein said program code
`
`stored in said computer readable medium is further configured to protect the first logical process
`
`ARAC-01RE3C1C1
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`Page 7 of 18
`Google - Exhibit 1009, page 7
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`Google - Exhibit 1009, page 7
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`

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`from executing instructions initiated by the malware process downloaded from the network and
`
`executing as part of the second logical process.
`
`40.
`
`(New) The computer program product of claim 35 wherein said program code
`
`stored in said computer readable medium is further configured to restore at least one corrupted
`
`data file residing on the second memory space from an image residing on the first memory space.
`
`41.
`
`(New) The computer program product of claim 35 wherein said program code
`
`stored in said computer readable medium is further configured to automatically delete at least one
`
`data file residing on the second memory space when the second logical process is terminated.
`
`42.
`
`(New) A portable computer based system using a common operating system for
`
`protecting critical files and data from malicious software attacks via a network of one or more
`
`computers, comprising:
`
`a protected process capable of accessing at least one website via the network of one or
`
`more computers, the protected process capable of being communicatively coupled to a first
`
`memory space and to a second protected memory space, and including a first logical process and
`
`at least one secure second logical process;
`
`the first logical process configured to:
`
`access data files contained in the first memory space including at least one critical
`
`file.
`
`accept data entry from a computer user;
`
`initialize the at least one secure second logical process;
`
`pass data to the at least one secure second logical process;
`
`ARAC-01RE3C1C1
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`Page 8 of 18
`Google - Exhibit 1009, page 8
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`Google - Exhibit 1009, page 8
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`

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`the at least one secure second logical process configured to:
`
`execute instructions downloaded from the network of one or more computers;
`
`access data files contained in the second protected memory space, wherein a
`
`malware process downloaded from the network and executing as part of the at least one secure
`
`second logical process is capable of accessing the second protected memory space but is denied
`
`access to the first memory space;
`
`generate website video data for display;
`
`wherein the protected process is configured such that the at least one critical file residing
`
`on the first memory space is protected from corruption by the malware process downloaded from
`
`the network and executing as part of the at least one secure second logical process.
`
`43.
`
`(New) The portable computer based system of Claim 42 wherein the first logical
`
`process is capable of directly exchanging data with a network interface device and with the at
`
`least one secure second logical process.
`
`44
`
`(New) The portable computer based system of Claim 42 wherein the first logical
`
`process is capable of passing data downloaded from the network to the at least one secure second
`
`logical process.
`
`45
`
`(New) The portable computer based system of Claim 42 wherein the at least one
`
`secure second logical process is capable of directly exchanging data with a network interface
`
`device and with the first logical process.
`
`ARAC-01RE3C1C1
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`Page 9 of 18
`Google - Exhibit 1009, page 9
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`Google - Exhibit 1009, page 9
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`

`
`46
`
`(New) The portable computer based system of Claim 42 further configured to:
`
`close the at least one secure second logical process;
`
`upon closing the at least one secure second logical process, automatically delete at least
`
`one file selected from the group consisting of:
`
`a temporary internet file,
`
`a cookie, and
`
`a file corrupted by malware.
`
`47.
`
`(New) The portable computer based system of Claim 42 further configured to
`
`block attempts by malware to record data entry by the computer user.
`
`48.
`
`(New) The portable computer based system of Claim 42 further configured to
`
`initialize a plurality of secure second logical processes with the first logical process.
`
`49.
`
`(New) The portable computer based system of Claim 42 wherein the at least one
`
`secure second logical process is initialized from clean system files.
`
`50.
`
`(New) The portable computer based system of Claim 42 further configured to:
`
`execute instructions from the first logical process on a first core of a multi-core processor;
`
`and
`
`execute instructions from the at least one secure second logical process on a second core
`
`of the multi-core processor.
`
`51.
`
`(New) The portable computer based system of Claim 42 wherein at least one file
`
`corrupted by the malware process is capable of being restored from a protected image.
`
`ARAC-01RE3C1C1
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`Page 10 of 18
`Google - Exhibit 1009, page 10
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`Google - Exhibit 1009, page 10
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`

`
`52.
`
`(New) The portable computer based system of Claim 51 wherein the protected
`
`image is stored at a location selected from the group consisting of:
`
`a removable drive,
`
`the first memory space,
`
`a partition on a memory device, and
`
`a memory storage medium.
`
`53
`
`(New) The portable computer based system of Claim 42 wherein the at least one
`
`secure second logical process is selected from the group consisting of:
`
`an electronic mail process,
`
`an instant messaging process,
`
`an internet browser process,
`
`a gaming process,
`
`a reader application process, and
`
`a word processor process.
`
`54.
`
`(New) The portable computer based system of Claim 42 wherein the malware
`
`process downloaded from the network and executing as part of the at least one secure second
`
`logical processes is capable of being disallowed from initiating access to another logical process.
`
`55.
`
`(New) The portable computer based system of Claim 42 further configured to:
`
`place an offending website that contributed to a malware infection on a block list, thereby
`
`blocking future access to the offending website; and
`
`allowing access to the offending website if the computer user authorizes access.
`
`ARAC-01RE3C1C1
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`Page 11 of 18
`Google - Exhibit 1009, page 11
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`Google - Exhibit 1009, page 11
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`

`
`56.
`
`(New) The portable computer based system of Claim 42 further comprising a cell
`
`phone communication capability.
`
`57.
`
`(New) A method of operating a portable computer based system using a common
`
`operating system and configured with a first memory space and a second protected memory space
`
`and at least one electronic data processor, comprising:
`
`storing at least one system file within the first memory space;
`
`exchanging data across a network of one or more computers using a protected browser
`
`process, wherein the protected browser process comprises a first logical process and at least one
`
`secure second logical process;
`
`executing instructions in the first logical process using the at least one electronic data
`
`processor, wherein the first logical process is configured to access data contained in the first
`
`memory space and to initialize the at least one secure second logical process;
`
`executing instructions in the at least one secure second logical process using the at least
`
`one electronic data processor, wherein the at least one secure second logical process is
`
`configured to access data contained in the second memory space and is capable of executing
`
`instructions from a malware process downloaded from the network of one or more computers,
`
`wherein the malware process is capable of accessing the second protected memory space but is
`
`denied access to the first memory space;
`
`passing data from the first logical process to the at least one secure second logical
`
`process;
`
`displaying video data generated by the at least one secure second logical process;
`
`wherein the protected browser process is configured such that the at least one system file
`
`ARAC-01RE3C1C1
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`Page 12 of 18
`Google - Exhibit 1009, page 12
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`Google - Exhibit 1009, page 12
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`

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`residing on the first memory space is protected from corruption by a malware process
`
`downloaded from the network and executing as part of the at least one secure second logical
`
`process;
`
`wherein the at least one secure second logical process is selected from the group
`
`consisting of;
`
`an electronic mail process;
`
`an internet browser process;
`
`a word processor process.
`
`58.
`
`(New) The method of Claim 57 further comprising:
`
`closing the at least one secure second logical process; and
`
`upon closing the at least one secure second logical process, automatically deleting at least
`
`one file selected from the group consisting of:
`
`a temporary internet file;
`
`a cookie; and
`
`a file corrupted by malware.
`
`59.
`
`(New) The method of Claim 57 further comprising blocking attempts by malware
`
`to record data entry by the computer user.
`
`60.
`
`(New) The method of Claim 57 further comprising the first logical process
`
`opening a plurality of secure second logical processes.
`
`ARAC-01RE3C1C1
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`Page 13 of 18
`Google - Exhibit 1009, page 13
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`Google - Exhibit 1009, page 13
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`

`
`61.
`
`(New) The method of Claim 57 wherein the at least one secure second logical
`
`process is initialized from clean system files.
`
`62.
`
`(New) The method of Claim 57 further comprising executing instructions from
`
`the first logical process on a first core of a multi-core processor and executing instructions from
`
`the at least one secure second logical process on a second core of the multi-core processor.
`
`63.
`
`(New) The method of Claim 57 wherein at least one file corrupted by the
`
`malware process is capable of being restored from a protected image.
`
`64.
`
`(New) The method of Claim 63 wherein the protected image is stored at a
`
`location selected from the group consisting of:
`
`a removable drive,
`
`the first memory space,
`
`a partition on a memory device, and
`
`a memory storage medium.
`
`65.
`
`(New) The method of Claim 57 further comprising placing an offending website
`
`that contributed to a malware infection on a block list, thereby blocking future access to the
`
`offending website and allowing access to the offending website if the computer user authorizes
`
`access.
`
`66.
`
`(New) The method of Claim 57 wherein the portable computer based system is
`
`further configured with a cell phone communication capability.
`
`ARAC-01RE3C1C1
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`Page 14 of 18
`Google - Exhibit 1009, page 14
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`Google - Exhibit 1009, page 14
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`

`
`REMARKS
`
`This reissue application is a continuation of U.S. Reissue Patent Application Serial No.
`
`13/015,186 (now, U.S. Patent No. RE43,987), which is a reissue continuation application of U.S.
`
`Reissue Patent Application Serial No. 12/854,149 (now, U.S. Patent No. RE43,103), which is a
`
`reissue application of U.S. Patent No. 7,484,247. The Applicants respectfully provide the
`
`following remarks related to the claim amendments submitted above. This is a broadening
`
`reissue application.
`
`Claims 1-20 have been canceled without prejudice or disclaimer. Claims 21-66 have
`
`been added by this Preliminary Amendment to more comprehensively claim the subject invention
`
`and their examination is respectfully requested. No new subject matter has been added by the
`
`claims, and the new claims are fully supported in the specification.
`
`The Applicants respectfully provide notice that more than one reissue application has
`
`been filed on U.S. Patent No. 7,484,247, as required under 37 C.F.R. § 1.177(a). The
`
`specification has also been amended to insert a Cross Reference to Related Applications section
`
`in compliance with 37 C.F.R. §1.53 and §1.173(b).
`
`A Statement of Status of Claims and Support for Claim changes, as required by 37 C.F.R.
`
`§ 1.173(c) is provided in an Appendix. The support shown in the Appendix is by way of
`
`example only and the Applicants make no representation that the identified support is the only or
`
`best support for the claims. Other support than that specifically cited in the Appendix may be
`
`found in the specification, drawings, and original claims, as well.
`
`ARAC-01RE3C1C1
`
`Page 15 of 18
`Google - Exhibit 1009, page 15
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`Google - Exhibit 1009, page 15
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`

`
`Please enter the above amendments before consideration of this application. The
`
`Applicants believe the claims are in condition for allowance and respectfully request that the
`
`Examiner pass the case to reissuance. The Examiner is invited to contact the undersigned to
`
`address any questions or concerns regarding the present reissue application.
`
`Respectfully submitted,
`
`/Glenn W. Boisbrun/
`Glenn W. Boisbrun
`Attorney for Applicants
`Reg. No. 39,615
`
`February 1, 2013
`
`Date
`
`Slater & Matsil, L.L.P.
`17950 Preston Rd., Suite 1000
`Dallas, TX 75252-5793
`Tel: (972) 732-1001
`Fax: (972) 732-9218
`
`ARAC-01RE3C1C1
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`Page 16 of 18
`Google - Exhibit 1009, page 16
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`Google - Exhibit 1009, page 16
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`

`
`APPENDIX
`
`STATUS OF CLAIMS AND
`SUPPORT FOR CLAIM CHANGES
`
`Support
`
`Original Claim 1
`Original Claim 1
`Original Claim 5
`Original Claim 1
`Original Claim 14
`Fig. 4, 420
`Col 8 lines 23-26
`Claim 1
`Claim 1
`Claim 5
`Claim 1
`Claim 16
`Claim 20
`Col 8, lines 23-26
`Original Claim 1
`Original Claim 1
`Original Claim 5
`Original Claim 1
`Original Claim 14
`Original Claim 6
`Original Claim 7
`Col 9 lines 30-37
`Fig. 2
`Fig. 9
`Col 7 lines 42-44
`Fig. 1, 120, 191,
`190, 195
`Fig. 1, 120, 191,
`190, 195
`Fig. 1, 140, 190, 195
`Col 13 lines 41-62
`Col 7 lines 58-62
`Col 13 lines 22-24
`Col 13 lines 16-30
`Col 16 lines 6-47
`Fig. 4, 420
`Col 12 lines 46-58
`
`Original Claim 10
`
`Original Claim 15
`
`Col 16, lines 22-47
`Col 12 lines 46-58
`
`Claim 10
`
`Claim 15
`
`Original Claim 10
`Original Claim 10
`
`Original Claim 15
`Original Claim 15
`
`Col 9 line 53
`Col 16 lines 22-24
`Col 11 lines 2-4
`Col 8 lines 1-6
`
`Col 10 lines 46-49
`Fig. 1
`Col 18 lines 23-28
`
`Col 11 lines 38-41
`
`Col 7 lines 13-16
`
`Claims
`1-20
`21
`22
`23
`24
`25
`26
`27
`28
`29
`30
`31
`32
`33
`34
`35
`36
`37
`38
`39
`40
`41
`42
`
`43
`
`44
`
`45
`46
`47
`48
`49
`50
`51
`52
`
`Status
`Canceled
`New
`New
`New
`New
`New
`New
`New
`New
`New
`New
`New
`New
`New
`New
`New
`New
`New
`New
`New
`New
`New
`New
`
`New
`
`New
`
`New
`New
`New
`New
`New
`New
`New
`New
`
`ARAC-01RE3C1C1
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`Page 17 of 18
`Google - Exhibit 1009, page 17
`Google
`- Exhibit
`1009, page 17
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`Google - Exhibit 1009, page 17
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`

`
`53
`54
`55
`56
`57
`
`58
`59
`60
`61
`62
`63
`64
`65
`66
`
`New
`New
`New
`New
`New
`
`New
`New
`New
`New
`New
`New
`New
`New
`New
`
`Col 18 lines 33-38
`Col 16, lines 30-40
`Col 13 lines 58-65
`Col 9 lines 30-37
`Col 9 lines 30-37
`Fig. 9
`Col 7 lines 5-7
`Col 9 line 53
`Col 13 lines 41-62
`Col 7 lines 58-62
`Col 13 lines 22-24
`Col 13 lines 16-30
`Col 16 lines 6-47
`Fig. 4, 420
`Col 12 lines 46-58
`Col 13 lines 58-65
`Col 9 lines 30-37
`
`Fig 2
`Col 16 lines 22-24
`Col 11 lines 2-4
`Col 8 lines 1-6
`
`Col 10 lines 46-49
`Fig. 1
`Col 18 lines 23-28
`
`Col 7 lines 13-16
`
`ARAC-01RE3C1C1
`
`Page 18 of 18
`Google - Exhibit 1009, page 18
`
`Google - Exhibit 1009, page 18
`
`

`
`PTO/AIA/53 (09-12)
`Approved for use through 08/31/2013. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`Docket Number (Optional)
`
`REISSUE APPLICATION: CONSENT OF ASSIGNEE;
`STATEMENT OF NON-ASSIGNMENT
`
`ARAC-01RE3C1C1
`
`This is part of the application for a reissue patent based on the original patent identified below.
`Name of Patentee(s)
`Allen F. Rozman, Alfonso J. Cioffi
`
`Patent Number
`7,484,247
`Title of Invention
`System and Method for Protecting a Computer System from Malicious Software
`
`Date Patent Issued
`January 27, 2009
`
`1.
`
`Filed herein is a statement under 37 CFR 3.73(c).
`
`(Form PTO/AIA/96)
`
`assignment of the patent' is in effect.
`2. ,/ Ownership of the patent is in the inventor(s), and no
`
`One of boxes 1 or 2 above must be checked. If multiple assignees, complete this form for each assignee. If
`box 2 is checked, skip the next entry and go directly to "Name of Assignee."
`
`The written consent of all assignees and inventors owning an undivided interest in the original
`patent is included in this application for reissue.
`
`The assignee(s) owning an undivided interest in said original patent is/are
`and the assignee(s) consents to the accompanying application for reissue.
`
`,
`
`Name of assignee/inventor (if not assigned)
`Alfonso J. Cioffi, as i ventor and less representative on behalf of Allen F. Rozman, deceased
`
`
`Signature
`
`j
`
`Date
`
`Typed or prin -: nam
`
`d t
`
`of •erson signing for assignee (if assigned)
`
`/3(...) /-,-/(9 /_3
`
`This collection of information is required by 37 CFR 1.172. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 6 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the
`amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Google - Exhibit 1009, page 19
`Google - Exhibit 1009, page 19
`
`Google - Exhibit 1009, page 19
`
`

`
`Doc Code REI t-3.DECL.
`Document Description: Reissue Declaration Filed In Accordance With MPEP 1414
`
`PT0i,NA,105 (06-12)
`Approved for use through 08/31/2013. OMB 0651-0033
`U.S Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are Tecuired to resoond to a collection Of information ;..ink;ss it dispays a
`OiVE controi number.
`Docket Number (Optional;
`ARAC-0 1 RE3C1 C1
`
`REISSUE APPLICATION DECLARATION BY THE INVENTOR
`
`hereby declare that:
`Each inventor's residence and mating address are stated below next to their name.
`believe am the oric.final inventor or an original joint inventor of the subject matter which is desc.Tibed and claimed
`in patent number 7,484,247
`granted ""elY 27 ' 2009
`and for which a
`System and Method for Protecting a Computer System from Malicious Software
`reissue patent is sought on the invention titled
`
`the specification of which
`
` is attached hereto.
`
`TI was filed on
`
` as reissue application number
`
`
`
`The above-identified application was made or authorized to be made by me
`
`I hereby acknowledge that any willful false statement made in this declaration is punishable under 18 U.S.C. 1001 by fine
`or imprisonment of not more than five (5) years, or both.
`
`I believe the original patent to be vvi-lolly or partly inoperative or invalid, for the reasons described
`below. (Check at boxes that apply.)
`
`I-1 by reason of a defective specification or drawing.
`Z by reason of the patentee claiming more or less than he had the right to claim in the patent.
`
` by reason of other errors.
`
`At least one error upon which reissue is based is described below. If the reissue is a broadening
`reissue, a claim that the application seeks to broaden must be identified:
`The patentees have claimed less than they had the right to claim and have filed a broadening
`reissue. At least one error is limiting the display of data to a windowed format.
`
`Every error in the patent which was corrected in the present reissue application, and is not
`covered by the prior declaration submitted in this application, arose without any deceptive
`intention on the part of the Applicants.
`
`[Page 1 of 2]
`This collection of information is required by 37 CFR 1.175. The information is required to obtain or retain a benefit by the public which is to file (and by the USP1O
`to pnacess) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 30 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450. Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.0, Box 1450, Alexandria, VA 22313-1450.
`
`if you need assistance in completing the form, Caii 1-600-PTO-9199 end select option 2.
`
`Google - Exhibit 1009, page 20
`Google - Exhibit 1009, page 20
`
`Google - Exhibit 1009, page 20
`
`

`
`PTO/AIA/05 (06-12)
`Approved for use through 08/3112013. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of Information unless it displays a valid OMB control number.
`Docket Number (Optional)
`ARAC-01 RE3C1 C1
`
`(REISSUE APPLICATION DECLARATION BY THE INVENTOR, page 2)
`
`Note: To appoint a power of attorney, use form PTO/SB/81.
`
`Correspondence Address: Direct all communications about the application to:
`i The address associated with Customer Number: 25962
`OR
`Firm or
`Individual Name
`Address
`
`City
`
`Country
`
`Telephone
`
`State
`
`Zip
`
`Email
`
`WARNING:
`Petitioner/applicant is cautioned to avoid submitting personal information in documents filed in a patent application that may
`contribute to identity theft. Personal information such as social security numbers, bank account numbers, or credit card
`numbers (other than a check or credit card authorization form P10-2038 submitted for payment purposes) is never required by
`the USPTO to support a petition or an application. If this type of personal information is included in documents submitted to
`the USPTO, petitioners/applicants should consider redacting such personal information from the documents before submitting
`them to the USPTO. Petitioner/applicant is advised that the record of a patent application is available to the public after
`publication of the application (unless a non-publication request in compliance with 37 CFR 1.213(a) is made in the application)
`or issuance of a patent. Furthermore, the record from an abandoned application may also be available to the public if the
`application is referenced in a published application or an issued patent (see 37 CFR 1.14). Checks and credit card
`authorization forms PTO-2038 submitted for payment purposes are not retained in the application file and therefore are not
`publicly available.
`
`Legal name of sole or first inven or (E.g., Given Name (first and middle (if any) and Family Name or Surname)
`Alfonso J. C.:ffi, as inv ntor and as legal representative for Allen F. Rozman, deceased
`Date (Optio al)
`Inventor's S nat re
`
`Residence: City I
`Murphy
`Mailing Address
`
`719 Mockingbird Dr.
`
`City
`Murphy
`
`State
`TX
`
`State
`TX
`
`/
`Country
`US
`
`Zip
`75094
`
`.3 0 -20 13
`7
`
`Country
`US
`
`1
`
`I Additional joint inventors are named on the
`
`supplemental sheet(s) PTO/AIA/10 a