`DECLARATION IN SUPPORT OF PETITION
`FOR COVERED BUSINESS METHOD REVIEW OF U.S. PATENT NO.
`7,412,416
`
`1. U.S. Patent No. 7,412,416 B2 to Friesen et al. (“ʼ416 patent”)
`
`2. File History of Application Ser. No. 11/417,522, which became the ’416 patent, as filed and
`obtained from PAIR (“’416 File History”)
`
`3. U.S. Patent No. 7,533,056 to Friesen et al. (“ʼ056 patent”)
`
`4. TD Ameritrade Holding Corp. v. Trading Techs. Int’l, Inc., CBM2014-00131, Paper 19
`(“’131 Ins. Dec.”)
`
`5. TD Ameritrade Holding Corp. v. Trading Techs. Int’l, Inc., CBM2014-00131, Paper 24
`(“’131 Reh’g Dec.”)
`
`6. TD Ameritrade Holding Corp. v. Trading Techs. Int’l, Inc., CBM2014-00131, Paper 38
`(“’131 POR”)
`
`7. IBG LLC v. Trading Techs. Int’l, Inc., CBM2015-00179, Paper 21 (“’179 POPR”)
`
`8. Trading Techs. Int’l. v. CQG, No. 05-cv-4811, Slip. Op. (N.D. Ill. Feb. 24, 2015) (“TT v.
`CQG Slip. Op.”)
`
`9. Transcript of the Deposition of Christopher Thomas, April 28, 2015 (“Thomas Tr.”)
`
`10. Redacted Second Corrected Expert Report of Christopher Thomas, Trading Technologies
`International, Inc. v. CQG, Inc., Case No. 1:05-CV-04811 (N.D. Ill. Dec. 12, 2013)
`(“Thomas Report”)
`
`11. “Futures/Option Purchasing System Trading Terminal Operation Guidelines,” Tokyo Stock
`Exchange (“TSE JP”)
`
`12. Certified Translation of “System for Buying and Selling Futures and Options Transaction
`Terminal Operational Guidelines” (“TSE”)
`
`13. Certificate of Translation for “System for Buying and Selling Futures and Options
`Transaction Terminal Operational Guidelines” (“TSE Certificate”)
`
`14. Deposition Transcript of Atsushi Kawashima, Trading Technologies International, Inc., v.
`eSPEED, Inc., Case No. 04-cv-5312, United States District Court, Northern District of
`Illinois, Eastern Division, dated November 21, 2005 (“Kawashima Dep. Tr.”)
`
`15. U.S. Patent No. 5,619,631 to Schott (“Schott”)
`
`16. U.S. Patent No. 5,646,992 to Subler et al. (“Subler”)
`
`IBG 1014
`CBM of U.S. Patent No. 7,412,416 B2
`
`0001
`
`
`
`17. U.S. Patent No. 5,136,501 to Silverman et al. (“Silverman”)
`
`18. U.S. Patent No. 5,297,031 to Gutterman et al. (“Gutterman”)
`
`19. WO 90/11571 to Belden
`
`20. Mark J. Powers, “Starting Out in Futures Trading,” Sixth Edition, 2001 (“Powers”)
`
`21. History of the American and NASDAQ Stock Exchanges
`
`22. David M. Weiss, “After the Trade is Made,” 1993 (“Weiss”)
`
`23. Alan Cooper, “About Face: The Essentials of User Interface Design,” First Edition, 1995.
`(“Cooper”)
`
`24. Ben Shneiderman, “Designing the User Interface: Strategies for Effective Human-Computer
`Interaction,” Third Edition, 1998 (“Shneiderman”)
`
`25. Richard W. Arms Jr., “Profits in Volume - Equivolume Charting,” 1971 (“Arms”)
`
`26. Inside Macintosh, Promotional Edition, Apple Computer, Inc., 1985 (“Inside Macintosh”)
`
`27. Valerie Illingworth, and I. C. Pyle, Dictionary of Computing, 4th Ed, Oxford University
`Press, 1996 (“Oxford Dictionary”)
`
`28. U.S. Patent No. 1,760,287 to Schippers (“Schippers”)
`
`29. U.S. Patent No. 5,347,452 to Bay, Jr. (“Bay”)
`
`0002