UNITED STATES DISTRICT COURT
`NOR~DISTMCTOFaLfflOIS
`EASTERN DMSION
`
`Trading Technologies futernational, Inc.,
`
`Plaintiff,
`
`v.
`
`Goldenberg, Hehmeyer & Co.,
`
`Defendant.
`
`)
`)
`)
`)
`)
`)
`
`)
`)
`)
`)
`
`Civil Action No. 04 C 6278
`
`Judge Blanche M. Manning
`
`Magistrate Martin C. Ashman
`
`CONSENT JUDGMENT
`
`As a result of settlement of this action by virtue of a settlement agreement
`
`between the parties dated September 29, 2004 which shall become effective upon entry of
`
`this Consent Judgment and upon consent of Plaintiff, Trading Technologies International,
`
`Inc. ("TT') AND Defendant, Goldenberg Hehmeyer & Co. ("GH"), judgment is hereby
`
`entered against GH upon IT's Complaint, and it is hereby ORDERED, ADJUDGED,
`
`and DECREED that:
`
`1.
`
`TT commenced this action for patent infringement against GH on September 28,
`
`2004, alleging that GH infringes U.S. Patent Nos. 6,766,304 ("'304 patent") and
`
`6,772,132 ('"132 patent"). GH has received and reviewed a copy of the Complaint filed
`
`by TT in this action.
`
`.··
`
`1
`
`TT 030247
`
`TTX00030247
`
`Page 1 of 464
`
`TRADING TECH EXHIBIT 2283
`IBG ET AL. v. TRADING TECH. - CBM2016-00054
`
`

`

`2.
`
`This Court has jurisdiction over the parties to this action and over the subject
`
`matter of the Complaint.
`
`3.
`
`TT is the sole and exclusive owner of the '304 patent and the '132 patent, and has
`
`the right to sue upon, and recover damages for past infringement and enjoin future
`
`infringement of the '304 and '132 patents.
`
`4.
`
`5.
`
`All claims of the '304 and '132 patents are valid and enforceable.
`
`GH has directly infringed the '304 and '132 patents by making and using
`
`electronic trading software currently referred to as "GH Trader," screenshots included in
`
`Exhibit A.
`
`6.
`
`Defendant GH, its officers, directors, partners, affiliates, subsidiaries, assigns, and
`
`successors-in-interest are hereby permanently enjoined during the terms of the '304 and
`
`'132 patents from the making, using, selling, offering for sale, importing and otherwise
`
`distributing in the United States the electronic trading software products referred to in
`
`paragraph 5 above.
`
`7.
`
`Any claims of infringement that TT has against GH based on GH's use and/or
`
`distribution of electronic trading software provided by Patsysterns, CQG, Rolfe & Nolan
`
`and Strategy Runner prior to entry of this judgment are dismissed without prejudice. The
`
`parties have addressed this issue in the Settlement Agreement by 'IT granting to GH a
`
`limited covenant not to sue. TT is not waiving any rights to assert the '304 and '132
`
`patents against GH based on GH's use and/or distribution of such third party software in
`
`the future if the limited covenant not to sue is terminated. GH is not waiving any rights
`
`2
`
`TT 030248
`
`TTX00030248
`
`Page 2 of 464
`
`TRADING TECH EXHIBIT 2283
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`
`

`

`to assert that such third party software does not infringe the '304 and '132 patents if the
`
`limited covenant not to sue is terminated.
`
`8.
`
`IT waives its rights to damages from GH arising from the manufacture, use, sale
`
`or offers to sell the electronic trading software products referred to in paragraph 5 above
`
`prior to entry of this Judgment.
`
`9.
`
`Notwithstanding the terms of this Consent Judgment, GH expressly reserves the
`
`right to contest infringement if the GH software is modified so as to not infringe the
`
`patents-in-suit. In the event that GH contests infringement based on GH software that is
`
`modified, IT reserves the right to assert any and all claims against GH including without
`
`limitation a claim of contempt of court based on a violation of this Consent Judgment in
`
`the event that the Court finds there is no colorable difference between the modified GH
`
`software and the software that is the subject of this Consent Judgment.
`
`10.
`
`This Court shall retain jurisdiction over this case for purposes of enforcing the
`
`Consent Judgment and the Settlement Agreement between the parties pursuant to which
`
`the Consent Judgment is filed.
`
`ll. Each party shall bear its own costs and attorneys' fees.
`
`SO ORDERED
`
`Dated: ~}y I
`
`.
`
`1Jwk)/l.~
`. - - .
`.. ..
`Blanche:M.:ManiHA%--·, --~.:.· ..•. ·
`United States District Court Judge
`
`3
`
`TT 030249
`
`TTX00030249
`
`Page 3 of 464
`
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`
`

`

`AGREED TO:
`
`Dated: jb-~ ZCI:J(
`
`Paul H. Berghoff (ID No. 6180462)
`LeifR. Sigmond, Jr. (ID No. 6204980)
`Matthew J. Sampson (ID No. 6207606)
`McDonnell Boehnen Hulbert
`& Berghoff LLP
`300 South Wacker Drive
`Chicago, IL 60606
`Tel.: (312) 913-0001
`Fax: (312) 913-0002
`
`Attorneys for Plaintiff
`TRADING TECHNOLOGIES
`INTERNATIONAL, INC.
`
`Suite 3700
`Chicago, illinois 60606-1698
`Tel.: 312.569.1000
`Fax: 312.569.3000
`
`Attorneys for Defendant
`GOLDENBERG HEHMEYER & CO.
`
`TT 030250
`
`4
`
`TTX00030250
`
`Page 4 of 464
`
`TRADING TECH EXHIBIT 2283
`IBG ET AL. v. TRADING TECH. - CBM2016-00054
`
`

`

`Working
`
`Bid
`
`Position
`0
`
`Change
`111_065
`
`153084
`Volume
`
`High
`
`Low
`
`1
`
`10
`
`0/1
`
`0/1
`
`121 ...
`
`1
`
`2
`1090
`600
`500
`
`389 ...
`
`TT 030251
`
`TTX00030251
`
`Page 5 of 464
`
`TRADING TECH EXHIBIT 2283
`IBG ET AL. v. TRADING TECH. - CBM2016-00054
`
`

`

`. ~· .. . ···- -
`
`10
`
`7
`
`. ~
`
`..
`
`52_19+
`52 192
`-
`52_19
`52_186
`52 18+
`-
`52 182
`52_18
`
`52_ 17+
`
`52 172
`.. - .
`52_ 17
`52 166
`-
`52_ 16+
`52 162
`52_16
`
`1 • • . . • •
`
`52_15+
`52_152
`52_ 15
`
`..
`
`I
`
`j EXHIBIT
`f -A3
`
`... <
`
`TT 030252
`
`TTX00030252
`
`Page 6 of 464
`
`TRADING TECH EXHIBIT 2283
`IBG ET AL. v. TRADING TECH. - CBM2016-00054
`
`

`

`Minu~ 0tdtt Form (06197) Case 1 :04-cv-067 40 Document 4 Filed 10/21/2004 Page 1 of 6
`United States District Court, Northern District oflllinois
`
`N•= of Assigned Judge
`or Maelltrnle Judee
`
`CASE NUMBER
`
`CASE
`TITLE
`
`MOTION:
`
`Suzanne B. Conlon
`
`Sitting Jud&e If Olhcr
`lhan Assigned Judge
`
`04 C6740
`--
`TRADING TECHNOWGIES INTL vs. KINGSTREE TRADING
`
`10/21/2004
`
`DATE
`
`[In tl1e followma bcx (a) ind1cnte the party filing the motion, c g., plaintiff, defendant, Jrd party plninliff, and (b) slatebriclly lhellllture
`oflhc motion being presented J
`
`DOCKET ENTRY:
`.------------··-·--------------·---------.
`0
`(I)
`Filed motion of[ usc listing in "Motion" box above.]
`
`{2)
`
`(3)
`
`(4)
`
`(5)
`
`(6)
`
`(7)
`
`(8)
`
`(9)
`
`0
`
`0
`
`0
`
`0
`
`0
`
`0
`
`0
`
`0
`
`Brief in support of motion due ___ .
`
`Answer brief to motion due __ . Reply to answer brief due ___ .
`
`Ruling/Hearing on--· set for ___ at _ _ .
`
`Status hearing[held/continucd to] [set for/re-set for] on ___ set for ___ nt ___ .
`
`Pretrial confcrence[heldlcontinued to] [set for/re-set for] on ___ set for ___ at __ .
`
`Trial[ set for/re-set for) on ___ at _ _ .
`
`[Bcncb/Jury trial) [Hearing] held/continued to _ _ . nt __ .
`
`This case is dismissed [with/without] prejudice nod without cos!S[by/agreementlpursuont to)
`0 FRCP4(m)
`0 Loc:al Rule 41 1 0 FRCP4l(a)(l)
`0 FRCP4l(n)(2).
`
`(10)
`
`II
`[Other docket entry]
`JUDGMENT.
`
`This action is dismissed pursuant to settlement. ENTER CONSENT
`
`--------.---.,..----1
`Ji.ohim~n!
`:.
`. N~inbi(
`i.:;;:. ;_; :\~ ': ": .. ~· ;
`
`II
`No notices required, advised in open court
`
`[For further detail sec order uttached to the original minute order.)
`
`No notices required
`
`Nolices mailed by judge's sll!Cf.
`
`Notified counsel by telephone.
`
`Docketing to mail notices
`
`Mnll AO 450 fonn
`
`Copy lo judge/magistmtc judge
`
`CB
`
`courlroom
`deputy's
`initials
`
`81 :Zl !!d I Z DO ~ODZ
`. pn.&-~~iin~'olc!:iv.tliffi>
`conlml Clerk's Office
`
`(11)
`-
`-
`-
`7
`
`--
`
`TT0055508
`TTX00055508
`
`Page 7 of 464
`
`TRADING TECH EXHIBIT 2283
`IBG ET AL. v. TRADING TECH. - CBM2016-00054
`
`

`

`..,
`
`Case 1 :04-cv-067 40 Document 4 Filed 10/21/2004 Page 2 of 6
`
`UNTI'ED STATES DlSTRICT COURT
`NORTI:IERN DlSTRICf OF U...LINOIS
`EASTERN DMSION
`
`DU~{{fltD
`OCT Z 2 2004
`
`Trading Technologies International, Inc.,
`
`Plaintiff,
`
`v.
`
`Kingstree Trading L.L.C.,
`
`Defendant.
`
`)
`)
`)
`}
`)
`)
`)
`)
`)
`)
`
`Civil Action No. 04 C 6740
`
`Judge Conlon
`
`Magistrate Judge Ashman
`
`CONSENT .JUDGMENT
`
`As a result of settlement of this action by virtue of a settlement agreement
`
`between the parties dated October 20, 2004 which shall become effective upon entry of
`
`this Consent Judgment and upon consent of Plaintiff, Trading Technologies International,
`
`Inc. ("'IT") and Defendant, Kingstree Trading L.L.C. ("KINGSTREE"), judgment is
`
`hereby entered against KINGSTREE upon 'IT's Complaint, and it is hereby ORDERED,
`
`ADJUDGED, and DECREED that:
`
`1.
`
`Tr conunenced this action for patent infringement against KINGSTREE on
`
`October 19, 2004, alleging that KINGSTREE infringes U.S. Patent Nos. 6,766,304
`
`("'304 patent") and 6,772,132 ("' 132 patent"). KINGSTREE has received and reviewed
`a copy of the Complaint filed by Tr in this action.
`
`1
`
`TT0055509
`TTX00055509
`
`Page 8 of 464
`
`TRADING TECH EXHIBIT 2283
`IBG ET AL. v. TRADING TECH. - CBM2016-00054
`
`

`

`Case 1 :04-cv-067 40 Document 4 Filed 10/21/2004 Page 3 of 6
`
`2.
`
`This Court has jurisdiction over the parties to this action and over the subject
`
`matter of the Complaint.
`
`3.
`
`IT is the sole and exclusive owner of the '304 patent and the '132 patent, and has
`
`the right to sue upon, ;md recover damages for past infringement and enjoin future
`
`infringement of the '304 and '132 patents.
`
`4.
`
`5.
`
`All claims of the '304 and '132 patents are valid and ~nforceable.
`
`KINGSTREE has directly infringed the '304 and '132 patents by making and
`
`using electronic trading software currently referred to as "KINGSTREE's user interface
`
`software developed by Kingstree for Trading," screenshots included in Exhibit A.
`
`6.
`
`Defendant KINGSTREE, its officers, directors, partners, members, affiliates.
`
`subsidiaries, assigns, and successors-in-interest are hereby permanently enjoined during
`
`the terms of the '304 and '132 patents from the making, using, selling, offering for sale,
`
`importing and otherwise distributing in the United States the electronic trading software
`
`products referred to in paragraph 5 above.
`
`7.
`
`Any claims of infringement that IT has against KINGSTREE based on
`
`KINGSTREE's use and/or distribution of electronic trading software provided by any
`
`third party software provider prior to entry of this judgment are dismissed without
`
`prejudice. The parties have addressed this issue in the Settlement Agreement by IT
`
`granting to KINGSTREE a limited covenant not to sue. IT is not waiv.ing any rights to
`
`assert the '304 and '132 patents against KINGSTREE based on KINGS1REE's use
`
`and/or distribution of such third party software in the future if the limited covenant not to
`
`2
`
`TT0055510
`TTX00055510
`
`Page 9 of 464
`
`TRADING TECH EXHIBIT 2283
`IBG ET AL. v. TRADING TECH. - CBM2016-00054
`
`

`

`Case 1:04-cv-06740 Document4 Filed 10/21/2004 Page4of6
`
`sue is tenninated. KINGSTREE is not waiving any rights to assert that such third party
`
`software does not infringe the '304 and '132 patents if the limited covenant not to sue is
`
`terminated.
`
`8.
`
`TI waives its rights to damages from KINGSTREE arising fr~m the manufacture,
`
`use, sale or offers to sell the electronic trading software products referred to in paragraph
`
`5 above prior to entry of this Judgment.
`
`9.
`
`Notwithstanding the terms of this Consent Judgment, KINGSTREE expressly
`
`reserves the right to contest infringement if the KINGSTREE software is modified so as
`
`to not infringe the patents-in-suit. In the event that KINGSTREE contests infringement
`
`based on KINGSTREE software that is modified, TI reserves the right to assert any and
`
`all claims against KINGSTREE including without limitation a claim of contempt of court
`
`based on a violation of this Consent Judgment in the event that the Court finds there is no
`
`colorable difference between the modified KINGSTREE software and the software that is
`
`the subject of this Consent Judgment.
`
`10.
`
`This Court shall retain jurisdiction over this case for purposes of enforcing the
`
`Consent Judgment and the Settlement Agreement between the parties pursuant to which
`
`the Consent Judgment is 1iled.
`
`I 1.
`
`Each party shall bear its own costs and attorneys' fees.
`
`/o
`,, ~a.~
`/ }J r(
`
`SOORDERED )
`Dated:
`
`/fJ
`
`. Conlon
`Suzanne
`United States District Court Judge
`
`3
`
`TT0055511
`TTX00055511
`
`Page 10 of 464
`
`TRADING TECH EXHIBIT 2283
`IBG ET AL. v. TRADING TECH. - CBM2016-00054
`
`

`

`.-
`
`Case 1 :04~cv~06740 Document 4 Filed 10/21/2004 Page 5 of 6
`
`AGREED TO:
`
`Dated:
`
`I o. (:> ~ (~:;) '(
`
`Dated:
`
`Paul H. Berghoff (ID No.
`)
`8
`Leif R. Sigmond, Jr. (ID No. 6204980)
`Matthew J. Sampson (ID No. 6207606)
`McDonnell Boehnen Hulbert
`& BerghoffLLP
`300 South Wacker Drive
`Cldcago,IL 60606
`Tel.: (312) 913,0001
`Fax: (312) 913-0002
`
`Attorneys for Plaintiff
`TRADING TECHNOLOGIES
`INTERNATIONAL, INC.
`
`Attorneys for Defendant
`KINGSTREE TRADING, L.L.C.
`
`4
`
`TT0055512
`TTX00055512
`
`Page 11 of 464
`
`TRADING TECH EXHIBIT 2283
`IBG ET AL. v. TRADING TECH. - CBM2016-00054
`
`

`

`•.
`
`. -
`...
`
`Case 1 :04-cv-067 40 Document 4 Filed 1 0/21/2004 Page 6 of 6
`
`~
`
`EXHIBIT
`
`I _A_
`
`-·- ------------------------
`
`TT0055513
`TTX00055513
`
`Page 12 of 464
`
`TRADING TECH EXHIBIT 2283
`IBG ET AL. v. TRADING TECH. - CBM2016-00054
`
`

`

`COPY
`
`UNITED STATES DISTRICT COURT
`NORTHERN DISTRICT OF ILLINOIS
`EASTERN DIVISION
`
`Trading Technologies International, Inc.,
`
`v.
`
`Ninja Trader, LLC,
`
`Plaintiff,
`
`Defendant.
`
`)
`)
`)
`)
`)
`)
`
`)
`)
`)
`)
`
`Civil Action No. 05 C 3953
`
`Judge Der-Y eghiayan
`
`Magistrate Judge Keys
`
`CONSENT JUDGMENT
`
`As a result of settlement of this action by virtue of a confidential settlement
`
`agreement between the parties dated July 7, 2005 which shall become effective upon
`
`entry of this Consent Judgment and upon consent of Plaintiff, Trading Technologies
`
`International, Inc. ("TT") and Defendant, Ninja Trader LLC ("NINJATRADER"),
`
`judgment is hereby entered against NINJATRADER upon TT's Complaint, and it is
`
`hereby ORDERED, ADJUDGED, and DECREED that:
`
`1.
`
`TT commenced this action for patent infringement against NINJA TRADER on
`
`July 7, 2005. This action alleges that NINJATRADER infringes U.S. Patent Nos.
`
`6, 766,304 ("' 304 patent") and 6, 772,132 ("' 132 patent"). NINJA TRADER has received
`
`and reviewed a copy of the Complaint filed by IT in this action.
`
`429754-1
`
`1
`
`TT0050559
`TTX00050559
`
`Page 13 of 464
`
`TRADING TECH EXHIBIT 2283
`IBG ET AL. v. TRADING TECH. - CBM2016-00054
`
`

`

`2.
`
`This Court has jurisdiction over the parties to this action and over the subject
`
`matter of the Complaint.
`
`3.
`
`TT is the sole and exclusive owner of the '304 patent and the '132 patent, and has
`
`the right to sue upon, and recover damages for past infringement and enjoin future
`
`infringement of the '304 and' 132 patents.
`
`4.
`
`5.
`
`All claims of the '304 and '132 patents are valid and enforceable.
`
`NINJATRADER has infringed the '304 and '132 patents under 35 U.S.C. Section
`
`271 by making, using, selling, offering for sale, importing, and/or otherwise distributing
`
`electronic trading software incorporating the NINJA TRADER SuperDOM screen,
`
`screenshots and documentation of which are included in Exhibit 1.
`
`6.
`
`Defendant NINJATRADER, its officers, directors, partners, members, affiliates,
`
`subsidiaries, assigns, and successors-in-interest are hereby permanently enjoined (unless
`
`expressly permitted by TT) during the terms of the '304 and '132 patents from infringing
`
`the '304 and '132 patents, including, without limitation, by the making, using, selling,
`
`offering for sale, importing, facilitating connectivity for and otherwise distributing in the
`
`United States the electronic trading software products referred to in paragraph 5 above
`
`(and substantially similar products) including, without limitation, for use in electronically
`
`trading any item (e.g., futures, options, equities, fixed-income products, etc.).
`
`7.
`
`IT waives its rights to damages from NINJATRADER arising from the
`
`manufacture, use, sale or offers to sell, importation and/or other distribution of the
`
`429754-1
`
`2
`
`TT0050560
`TTX00050560
`
`Page 14 of 464
`
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`
`

`

`electronic trading software products referred to in paragraph 5 above prior to entry of this
`
`Judgment.
`
`8.
`
`This Court shall retain jurisdiction over this case for purposes of enforcing the
`
`Consent Judgment and the confidential Settlement Agreement between the parties
`
`pursuant to which the Consent Judgment is filed.
`
`9.
`
`Each party shall bear its O\\TI costs and attorneys' fees.
`
`429754-1
`
`3
`
`TT0050561
`TTX00050561
`
`Page 15 of 464
`
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`IBG ET AL. v. TRADING TECH. - CBM2016-00054
`
`

`

`SO ORDERED
`Dated: j"vll c.. I 'I, ].PtJ$
`
`AGREED TO:
`
`Dated: 7 /!ts
`
`· - - -1 - - - f , - - - -
`
`Dated:_7..L._/_e+-0_o_~ __ _
`
`Pt/k/
`
`LeifR. Sigmond, Jr. (ID No. 6264980)
`Matthew J. Sampson (ID No. 6207606)
`McDonnell Boehnen Hulbert & Berghoff LLP
`300 South Wacker Drive
`Chicago, IL 60606
`Tel.: (312) 913-0001
`Fax: (312) 913-0002
`
`Attorneys for Plaintiff
`TRADING TECHNOLOGIES
`INTERNATIONAL, INC.
`
`Steven Petersen (ID No. 6196793)
`Leydig, Voit & Mayer
`Two Prudential Plaza- 180 N. Stetson Avenue
`Suite 4900
`Chicago, Illinois 60601-6780
`Tel: (312) 616-5600
`Fax: (312) 616-5700
`
`Attorneys for Defendant
`NINJA TRADER, LLC
`
`429754-1
`
`4
`
`TT0050562
`TTX00050562
`
`Page 16 of 464
`
`TRADING TECH EXHIBIT 2283
`IBG ET AL. v. TRADING TECH. - CBM2016-00054
`
`

`

`1
`
`TT0050563
`TTX00050563
`
`Page 17 of 464
`
`TRADING TECH EXHIBIT 2283
`IBG ET AL. v. TRADING TECH. - CBM2016-00054
`
`

`

`1202.25
`1202.00
`1201.75
`1201.50
`1201.25
`1201.00
`1200.75
`1200.50
`1200.25
`1200.00
`1199.75
`1199.5
`1199.25
`1199.00
`1198.75
`1198.50
`1198.25
`1198.00
`1197.75
`1197.50
`1197.25
`1197.00
`1196.75
`
`1613
`3187
`1133
`1420
`8807
`
`1187
`1669
`13QS
`573
`
`100
`
`Instrument Position Strategy
`
`Stop Strategy
`
`iJ
`
`=T=IF=-____, ..... Ac_co_un_t - - - ,
`
`iJ
`
`j3
`
`TT0050564
`TTX00050564
`
`!Es09-{iJ I
`iJl
`Enby I Stop I Quick Buttons I Reverse & Shadow I
`:··Pos Type ----i L~: SE
`:~:~ Target CIT
`r·-Entry-- ....... -·!
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`1-.
`l
`1 '·. Naked
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`Chase limit
`! --"'
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`jJ jo
`11
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`1 () Stop 12T
`I ('Stop /3T J JO
`
`1
`
`1
`
`J Time Stop
`
`Stop loss
`11.5
`T1 Prufrt
`
`Limit Offset
`fO
`
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`TRADING TECH EXHIBIT 2283
`IBG ET AL. v. TRADING TECH. - CBM2016-00054
`
`

`

`SUPERDOM
`
`The SuperDOM window (SW) provides complete functionality for the management of a position strategy in a highly visual and
`efficient manner. The SW is one of two available position strategy management windows (the other being the Basic Entry window
`{BEW)) where you will spend most of your time using Ninja Trader. The SW and BEW share one common trait, the 'Position Strategy
`Parameter Tabs' (bottom third of the SW and BEW) are identical. This provides consistency when defining your strategy positions.
`
`Important!
`Before continuing any further through this section of the User's Guide, you should review the section on 'Position Strategies' to gain
`a clear and thorough understanding of the difference between them and a positions.
`
`Topics in this section
`Modifyjpg Entry And Scale Orders
`Modifying Stop Loss And Profit Target Orders
`Managing An Open/Pending Position
`The Info Button (Displaying Running Position Strategies)
`Right Mouse Click Context Menu
`
`The Price Ladder Display
`Position And Position Strategy Disj>lay
`Selecting InstrumentS And Position Strategies
`Placing Entry And Scale Orders
`Placing Breakoutlfade Orders
`
`The Price Ladder Display
`
`G:lwatch Video Tutorial: SuperDOM Layout
`
`Columns
`The price ladder is broken down into three columns. The left column (referred to as the 'BUY' column) is used to place/modify buy
`orders and to display market depth on the BID side. The center column (referred to as the 'PRICE' column) is used to modify stop
`loss/profit target orders, display instrument price levels and the current inside market. The right column (referred to as the 'SELL'
`column) is used to place/modify sell orders and to display market depth on the ASK side.
`
`The Inside Market
`The inside market is displayed as follows:
`
`BID- Default is bold dark blue
`ASK- Default is bold forest green
`LAST- Price box default highlight color is yellow
`BID depth size- Displayed in the corresponding price rows 'BUY' column
`ASK depth size - Displays in the corresponding price rows 'SELL' column
`LAST trade size -A size marker (box) is displayed to the right of the 'SELL' column with a value representing the number of
`contracts traded at that price
`Cumulative Depth- The bottom integer value in the BUY column and the top integer value in the SELL column represent cumulative
`depth sizes
`
`•superDOM colors are completely user definable via the 'Settings Manager'
`'*Depth display is optional and can be toggled via the right click mouse menu. When disabled, only the best BID/ASK size will
`display.
`
`Adjusting The Price Ladder Display
`Move your mouse into the price ladder and use the mouse scroll wheel to scroll up or down. You can also press the 'C' button to
`center the last traded price.
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`Page 19 of 464
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`TRADING TECH EXHIBIT 2283
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`

`

`PRICE LADDER DISPLAY
`
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`TRADING TECH EXHIBIT 2283
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`

`

`Position And Position Strategy Display
`
`Your account position is displayed at the top of the middle column (orange highlighted box) while position strategy information
`(turquoise highlighted box) is displayed below the price ladder. For the most part, the size values (in this example 1 contract is
`shown) will be identical but for advanced users, these numbers could be different because you could have a situation where you
`have two active position strategies. One managing 1 contract, the other managing two which of course would give a total of 3
`contracts in your account and be reflected at the top of the middle column.
`
`Instrument Position Strategy
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`Selecting Instruments And Position Strategies
`
`Selecting/changing strategies will update the parameters in the 'Position Strategy Parameter Tabs'.
`
`Instrument- Changes the active SuperDOM instrument. You can select the 'STOCK' instrument if you wish to request data/trade an
`equity instrument. When selected, a prompt will ask you to enter a stock symbol.
`
`Position Strategy- Selecting a position strategy will update the 'Position Strategy Parameter Tabs' with the associated parameters
`of the selected strategy
`
`Stop Strategy- Selecting a stop strategy will update the 'Stop' tab in the 'Position Strategy Parameter Tabs' with the associated
`parameters of the strategy
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`

`

`Placing Entry And Scale Orders
`
`G::lwatch Video Tutorial: Placing Orders In The SuperDOM
`
`Ninja Trader defines orders in several categories. Within the SW, you can place and manage the following order categories:
`
`Entry Orders - Orders that initiate a position strategy once filled
`Scale Orders- Orders that add/subtract contracts/shares from an open position strategy
`Stop Loss/Profit Target Orders
`
`Entry and Scale orders are manually placed while Stop Loss and Profit Target orders {for the most part) are automatically submitted
`by Ninja Trader once an Entry order has been filled.
`
`The following mouse conventions are used:
`
`Left Click- Places LIMIT orders
`Middle Click -Places STOP orders
`Middle Click+ CTRL Key- Places STOP orders
`
`*The SuperDOM has as STOP order type default (either STOP LIMIT or STOP MARKET), this can be toggled via the right mouse
`click context menu. If STOP LIMIT is default, then middle click will place STOP LIMIT order while middle click + CTRL key
`combination will place STOP MARKET order. The inverse is true if the SuperDOM STOP order type default is STOP MARKET.
`.... Middle mouse button usually refers to pressing down on the scroll wheel of your mouse
`
`The SuperDOM allows you to place a maximum of two Entry orders {using the breakout/fade entry mode which must be enabled via
`the right mouse click context menu) and a maximum of two scale orders while a position is open.
`
`To place a LIMIT order, left click in the appropriate 'BUY' or 'SELL' column at the price level you wish the order to be submitted. A
`cyan colored box will appear with the letters 'LMT' along with a size marker to the left of the 'BUY' column. The size marker color will
`change to reflect the current status of the order. The image to the right illustrates a BUY LIMIT order at 1144.50 for 1 contract
`
`To place a STOP LIMIT order (assuming default stop order type is STOP LIMIT), middle click in the appropriate 'BUY' or 'SELL'
`column at the price level you wish the order to be submitted. A violet colored box will appear with the letters 'SLM' along with a size
`marker to the left of the 'BUY' column. The size marker color will change to reflect the current status of the order. The image to the
`left illustrates a BUY STOP LIMIT order at 1145.75 for 1 contract.
`
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`To place a STOP MARKET order (assuming default stop order type is STOP LIMIT), middle click while holding the CTRL key down
`at the price level you wish the order to be submitted. A pink colored box will appear with the letters 'STP' along with a size marker to
`the left of the 'BUY' column. The size marker color will change to reflect the current status of the order. The image to the right
`illustrates a BUY STOP MARKET order at 1146.25 for 1 contract.
`
`You can also place orders using the buttons on the 'Quick Buttons' tab of the 'Pos'ition Strategy Parameter Tabs'.
`
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`Placing Breakout/Fade Orders
`
`~Watch Video Tutorial: Breakout/Orders
`
`Breakout/Fade orders is where you can place two entry orders as an OCA pair. This means that once one order is filled, the other
`order will be automatically cancelled. There are several breakout/fade order combinations available:
`
`Break- Order pair consisting of one BUY STOP order and one SELL STOP order
`Fade- Order pair consisting of one BUY LIMIT order and one SELL LIMIT order
`Break/Fade Buy- Order pair consisting of BUY LIMIT and STOP orders
`Break/Fade Sell- Order pair consisting of SELL LIMIT and STOP orders
`
`You must first enable breakout/fade mode by selecting the 'Breakout/Fade Entry Mode' via the right mouse click context menu as
`per the image to the below
`
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`TRADING TECH EXHIBIT 2283
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`

`

`You can then place the breakout/fade order combination. The image on the left illustrates a Fade order pair combination.
`
`Modifying Entry And Scale Orders
`
`To modify an order price, use the same mouse button used to place the original order and click on a new price in the same column
`the order currently resides. You can also modify order contract size by clicking on the size marker.
`
`Left Click - Increments the order size
`Middle Click- Decrements the order size
`
`The order size is modified by the 'Size Adjust Value' which can be toggled via the right mouse click context menu.
`
`Modifying Stop Loss And Profit Target Orders
`
`Once a position has been established, the SW will display your entire position by color coding rows where your stop loss and profit
`target orders exist. The image to the right illustrates a position that has three targets (green shaded rows) and a •stop loss order
`(red colored row). The position's average entry price is highlighted by the brown colored price box. Each stop and target has an
`associated size marker (to the left of the 'BUY' column) displaying the number of contracts for each order.
`
`*From a trader's perspective, there is only one stop loss however. in reality, the stop loss is made up of three separate stop orders
`in this example. Each profit target order is OCA paired with a stop loss order. Although there are three stop orders, Ninja Trader
`combines them into one red row for display purposes.
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`TRADING TECH EXHIBIT 2283
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`To modifying stop loss and profit target order prices click in the center 'Price' column. Clicking in the price column on the BID or
`above when long will adjust your profit target order prices, below the BID will adjust stop loss order prices. Clicking in the price
`column on the ASK or below when short will adjust your profit target order prices, above the ASK will adjust stop loss order prices.
`
`Left Click - Modify either stop loss order or closest profit target
`Middle Click- Modify second closest profit target order
`Middle Click + CTRL Key- Modify third closest profit target order
`Left Click + CTRL Key- Modify all profit target orders to the price that is clicked on
`
`You can modify profit target order prices so that two or more orders rest at the same price. The SuperDOM wilt combine the order
`display in the same manner as it does for stop loss orders however, all three order remain active. In other words, profit target orders
`do not combine into one order. This allows you to preserve independent order FIFO advantage.
`
`To modify stop loss or profit target order sizes click on the appropriate orders size marker.
`
`Left Click - Increments the order size
`Right Click - Decrements the order size
`
`Since a position strategy has built in intelligence, there will be cases where you can not modify an order's size. For example, if you
`have three profit targets with a total position strategy size of three contracts (one contract per profit target order} you can't modify the
`profit target order sizes since there is no 'excess' contracts to move around. In the same scenario, if you had a total position strategy
`size of four contracts, you could move the fourth contract from one profit target to another.
`
`Add/Remove Targets
`At any time, you can add or remove a target from your position strategy via the right mouse click context menu.
`
`Managing An Open/Pending Position Strategy
`
`~Watch Video Tutorial: Managing Positions
`
`Reverse- Closes the current position strategy and opens a new position strategy in the opposite direction. The new position
`strategy is created based on the current parameters set in the 'Position Strategy Parameter Tabs'.
`
`Cancel -Cancels any pending Entry or Scale orders.
`
`Close- Closes the current open position strategy.
`
`In the image above right we have a LONG position of three contracts. Auto Trail (TR) and Auto Breakeven (BE} are currently
`enabled since they are highlighted in green. The label column are position strategy automation features. By clicking on them, you
`can enable or disable these features. It is important to note that the position size displayed is the size of the position strategy and
`not your total NET position. For most cases, this value will be the same however, there are times where you may have a total NET
`position of 5 contracts but only 3 are managed via a strategy.
`
`TR - Enable/disable auto trail.
`
`BE- Enable/disable auto breakeven.
`
`SS- Enable/disable simulated stop loss and entry. When a position
`strategy is pending it will display 'SE' for simulated entry, when a position
`strategy is open it will display 'SS'.
`
`CIT- Enable/disable auto chase. While a position strategy is pending, clicking this with your middle mouse button will change the
`auto chase type between Chase If Touched {CIT) or Chase (CH).
`
`RT- Enable/disable au