Paper No. ____
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` Filed: July 5, 2016
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`TRADESTATION GROUP, INC.;
`TRADESTATION SECURITIES, INC.; IBG LLC; AND
`INTERACTIVE BROKERS LLC;
`
`Petitioners
`v.
`
` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner
`_________________
`Case CBM2016-00051
`U.S. Patent 7,904,374
`_________________
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`PATENT OWNER’S EXHIBIT LIST
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` Filed: July 5, 2016
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`TRADESTATION GROUP, INC.;
`TRADESTATION SECURITIES, INC.; IBG LLC; AND
`INTERACTIVE BROKERS LLC;
`
`Petitioners
`v.
`
` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner
`_________________
`Case CBM2016-00051
`U.S. Patent 7,904,374
`_________________
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`PATENT OWNER’S EXHIBIT LIST
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`Case CBM2016-00051
`U.S. Patent 7,904,374
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`Pursuant to 37 C.F.R. § 42.63(e), Patent Owner Trading Technologies
`
`International, Inc. hereby submits a current listing of Trading Technologies
`
`Exhibits to counsel for Petitioners TradeStation Group, Inc., TradeStation
`
`Securities, Inc., IBG LLC, and Interactive Brokers LLC. Exhibits 2007-2016,
`
`2091, 2111, 2116, 2119, 2121-2122, 2124 – 2130, 2166, 2182, and 2212-2213
`
`were filed on the PRPS and served via email to counsel of record for the Petitioner.
`
`Exhibit 2008
`
`Exhibit 2009
`
`Exhibit 2010
`
`Exhibit 2011
`
`Exhibit 2012
`
`Filed Exhibits Description
`Exhibit 2001-
`Reserved
`Exhibit 2006
`Exhibit 2007 Meyers, Brad A. “A Brief History of Human-Computer
`Interaction Technology.” Interactions 5.2 (1998): 44-54
`National Aeronautics and Space Administration Web Page Print
`out, Technical Areas
`National Aeronautics and Space Administration Web Page Print
`out, Human Computer Interaction Group
`University of Washington Web Page Print out, Human-Computer
`Interaction Degree Option
`Rochester Institute of Technology Web Page Print out, Masters
`in Human Computer Interaction
`Rensselaer Polytechnic Institute Web Page Print out, M.S. in
`Human-Computer Interaction
`Tufts University Web Page Print out, Human-Computer
`Interaction Certificate Program
`Georgia Institute of Technology Web Page Print out, Human-
`Computer Interaction Master’s Program
`DePaul University Web Page Print out, Master of Science
`Human-Computer Interaction
`Carnegie Mellon University Web Page Print out, Masters of
`Human-Computer Interaction
`Reserved
`
`Exhibit 2013
`
`Exhibit 2014
`
`Exhibit 2015
`
`Exhibit 2016
`
`Exhibit 2017-
`Exhibit 2090
`
`
`
`1
`
`
`
`Case CBM2016-00051
`U.S. Patent 7,904,374
`Trading Technologies International, Inc. v. CQG, Inc., Case No.
`1:05-CV-04811 (N.D. Ill.), Redacted Version of Second
`Corrected Expert Report of Christopher Thomas
`Reserved
`
`U.S. Patent No. 6,766,304 B2
`Reserved
`
`U.S. Patent No. 6,772,132 B1
`Reserved
`
`TradeStation Group, Inc., et al. v. Trading Techs. Int’l, Inc.,
`Case No. CBM2015-000161, Paper 2, Petition for Covered
`Business Method Review U.S. Patent No. 6,766,304 (Jul. 20,
`2016)
`Reserved
`Class 705, Data Processing: Financial, Business Practice,
`Management, or Cost/Price Determination, Classification
`Definitions (January 2012 ): 1-53
`TradeStation Group, Inc., et al. v. Trading Techs. Int’l, Inc.,
`Case No. CBM2015-000161, Paper 29, Institution Decision (Jan.
`27, 2016)
`Reserved
`Class 345, Computer Graphics Processing and Selective Visual
`Display Systems, (January 2011 ): 1-8
`July 2015 Update Appendix 1: Examples, USPTO Examination
`Guidelines
`Senate Congressional Record, S5402-S5443 (Sept. 8, 2011)
`Senate Congressional Record, S1360-S1394 (Mar. 8, 2011)
`TradeStation Group, Inc., et al., v. Trading Techs. Int’l, Inc.,
`Case No. CBM2015-00161, Declaration of Dr. John Phillips
`Mellor (Jan. 9, 2015)
`Transcript of Proceedings for EPO 01920183.9
`Trading Techs. Int’l, Inc., v. Open E Cry, LLC et al., Case No.
`10-CV-0715, Dkt. 88, Joint Brief for Certain Defendants-
`Appellees (Jan. 18, 2013)
`
`2
`
`Exhibit 2091
`
`Exhibit 2092-
`Exhibit 2110
`Exhibit 2111
`Exhibit 2112-
`Exhibit 2115
`Exhibit 2116
`Exhibit 2117-
`Exhibit 2118
`Exhibit 2119
`
`Exhibit 2120
`Exhibit 2121
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`Exhibit 2122
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`Exhibit 2123
`Exhibit 2124
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`Exhibit 2125
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`Exhibit 2126
`Exhibit 2127
`Exhibit 2128
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`Exhibit 2129
`Exhibit 2130
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`
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`
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`Case CBM2016-00051
`U.S. Patent 7,904,374
`
`Exhibit 2131 –
`Exhibit 2165
`Exhibit 2166
`
`Exhibit 2167-
`Exhibit 2181
`Exhibit 2182
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`Exhibit 2183-
`Exhibit 2211
`Exhibit 2212
`Exhibit 2213
`
`Reserved
`
`Deposition Transcript of Kendyl A. Roman, dated May 5, 2016
`(Thomas Ex. YYYY)
`Reserved
`
`IEEE 100 The Authoritative Dictionary of IEEE Standards
`Terms, 7th ed., p. 1112 (2000)
`Reserved
`
`Thomas Ex. M animation
`Thomas Ex. N - Brumfield Sketch - eSpeed_PTX0321
`
`
`
`Respectfully submitted,
`
`By: /Rachel L. Emsley/
`Rachel L. Emsley, Back-up Counsel
`Reg. No. 63,558
`
`Counsel for Patent Owner
`Trading Technologies International, Inc.
`
`
`
`Dated: July 5, 2016
`
`
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`3
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`
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`CERTIFICATE OF SERVICE
`
`Case CBM2016-00051
`U.S. Patent 7,904,374
`
`
`The undersigned hereby certifies that a copy of the foregoing Patent
`
`Owner’s Exhibit List and Exhibits 2007-2016, 2091, 2111, 2116, 2119, 2121-
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`2122, 2124 – 2130, 2166, 2182, and 2212-2213 were served on July 5, 2016, via
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`email directed to counsel of record for the Petitioner at the following:
`
`John C. Phillips
`phillips@fr.com
`
`Kevin Su
`su@fr.com
`
`Michael T. Rosato
`mrosato@wsgr.com
`
`CBM41919-0013CP1@fr.com
`
`PTABInbound@fr.com
`
`
`Date: July 5, 2016
`
`
`
`
`
`/Lisa C. Hines/
`Lisa C. Hines
`Litigation Clerk
`
`Finnegan, Henderson, Farabow, Garrett
`& Dunner, LLP
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