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` Filed: May 19, 2016
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`IBG LLC; INTERACTIVE BROKERS LLC;
`TRADESTATION GROUP, INC.; AND
`TRADESTATION SECURITIES, INC.;
`
`Petitioners
`v.
`
` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner
`_________________
`Case CBM2016-00032
`U.S. Patent 7,212,999
`_________________
`
`PATENT OWNER’S EXHIBIT LIST
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`Case CBM2016-00032
`U.S. Patent 7,212,999
`Pursuant to 37 C.F.R. § 42.63(e), Patent Owner Trading Technologies
`
`International, Inc. hereby submits a current listing of Trading Technologies
`
`Exhibits to counsel for Petitioners IBG LLC, Interactive Brokers LLC,
`
`TradeStation Group, Inc., and TradeStation Securities, Inc. Select exhibits between
`
`Exhibit 2001-2139 were filed on PRPS and served via email to counsel of record
`
`for the petitioner.
`
`Filed Exhibits Description
`Exhibit 2001-
`Reserved
`2029
`Exhibit 2030
`
`Trading Techs. Int’l, Inc. v. eSpeed, Inc., Case No. 1:04-CV-
`05312 (N.D. Ill.), Jury Verdict Form (Oct. 10, 2007)
`Reserved
`
`Submission of Publications, etc., PCT 2004-504652 (Apr. 18,
`2005) (Translation)
`Reserved
`
`IBG LLC et al., v. Trading Techs. Int’l. Inc., Case No.
`CBM2015-00179, Paper 23, Institution Decision (Feb. 24, 2016)
`IBG LLC et al., v. Trading Techs. Int’l. Inc., Case No.
`CBM2015-00179, Paper 39, Order (Apr. 15, 2016)
`IBG LLC et al., v. Trading Techs. Int’l. Inc., Case No.
`CBM2015-00179, Paper 50, Petitioners’ Request for Rehearing
`(Apr. 29, 2016)
`U.S. Patent No. 6,766,304 B2
`Japanese Patent No. JP5230049 B2
`Trading Techs. Int’l. Inc., v. BCG Partners, Inc., Case No. 10-
`cv-715, Dkt. 583, Memorandum Opinion and Order (Mar. 25,
`2015)
`Trading Techs. Int’l. Inc., v. BCG Partners, Inc., Case No. 10-
`cv-715, Dkt. 680-1, Letter Request for International Judicial
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`1
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`Exhibit 2031-
`2053
`Exhibit 2054
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`Exhibit 2055-
`2107
`Exhibit 2108
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`Exhibit 2109
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`Exhibit 2110
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`Exhibit 2111
`Exhibit 2112
`Exhibit 2113
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`Exhibit 2114
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`
`
`Case CBM2016-00032
`U.S. Patent 7,212,999
`Assistance Through Diplomatic Channels on the Taking of
`Evidence Abroad in Civil or Commercial Matters (Mar. 7, 2016)
`Reserved
`U.S. Patent No. 6,772,132 B1
`Trading Techs. Int’l. Inc., v. Rosenthal Collins Group, LLC et
`al.., Case No. 10-cv-715, Dkt. 686, Notification of Docket Entry
`(Mar. 14, 2016)
`Trading Techs. Int’l. Inc., v. Rosenthal Collins Group, LLC et
`al.., Case No. 10-cv-715, Dkt. 767, Notification of Docket Entry
`(May 12, 2016)
`TradeStation Group, Inc., et al. v. Trading Techs. Int’l, Inc.,
`Case No. CBM2015-000161, Paper 29, Petition for Covered
`Business Method Review U.S. Patent No. 6,766,304 (Jul. 20,
`2016)
`Reserved
`Class 705, Data Processing: Financial, Business Practice,
`Management,
`or Cost/Price Determination, Classification
`Definitions (January 2012 ): 1-53
`TradeStation Group, Inc., et al. v. Trading Techs. Int’l, Inc.,
`Case No. CBM2015-000161, Paper 29, Institution Decision (Jan.
`27, 2016)
`Class 345, Computer Graphics Processing and Selective Visual
`Display Systems, Classification Definitions (January 2011 ): 1-50
`Class 345, Computer Graphics Processing and Selective Visual
`Display Systems, (January 2011 ): 1-8
`July 2015 Update Appendix 1: Examples, USPTO Examination
`Guidelines
`Senate Congressional Record, S5402-S5443 (Sept. 8, 2011)
`Senate Congressional Record, S1360-S1394 (Mar. 8, 2011)
`Reserved
`
`Exhibit 2126
`Exhibit 2127
`Exhibit 2128-
`2132
`Exhibit 2133 McGraw Hill "Dictionary of Scientific and Technical Terms,"
`Fifth Edition (1994): Definition of “Recording”
`Reserved
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`Exhibit 2115
`Exhibit 2116
`Exhibit 2117
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`Exhibit 2118
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`Exhibit 2119
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`Exhibit 2120
`Exhibit 2121
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`Exhibit 2122
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`Exhibit 2123
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`Exhibit 2124
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`Exhibit 2125
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`Exhibit 2134-
`2139
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`2
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`Dated: May 19, 2016
`
`Case CBM2016-00032
`U.S. Patent 7,212,999
`Respectfully submitted,
`
`
`By: /Joshua L. Goldberg/
`Joshua L. Goldberg, Back-up Counsel
`Reg. No. 59,369
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`Counsel for Patent Owner
`Trading Technologies International, Inc.
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`3
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`CERTIFICATE OF SERVICE
`
`Case CBM2016-00032
`U.S. Patent 7,212,999
`
`The undersigned hereby certifies that a copy of the foregoing Patent
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`Owner’s Exhibit List and Select Exhibits 2001 - 2139 were served on May 19,
`
`2016, via email directed to counsel of record for the Petitioner at the following:
`
`Robert Sokohl
`rsokohl-PTAB@skgf.com
`
`Lori Gordon
`lgordon-ptab@skgf.com
`
`Richard Bemben
`rbemben-PTAB@skgf.com
`
`PTAB@skgf.com
`
`
`Date: May 19, 2016
`
`/Valencia Daniel/
`Valencia Daniel
`Litigation Legal Assistant
`
`Finnegan, Henderson, Farabow, Garrett
`& Dunner, LLP
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