`DECLARATION IN SUPPORT OF PETITION FOR
`COVERED BUSINESS METHOD REVIEW OF U.S. PATENT 7,212,999
`
`1.
`2.
`
`6.
`
`7.
`
`10.
`
`11.
`
`12.
`13.
`
`3.
`4.
`5.
`
`U.S. Patent No. 7,212,999 to Friesen et al. (“the ʼ999 patent”)
`File History of Application Ser. No. 09/289,550, which became the ’999
`patent, as filed and obtained from PAIR (“File History”)
`U.S. Patent No. 5,077,665 to Silverman et al. (“Silverman”)
`U.S. Patent No. 5,297,031 to Gutterman et al. (“Gutterman”)
`“Futures/Option Purchasing System Trading Terminal Operation Guide”
`(“TSE JP”)
`Certified English-language Translation of “Futures/Option Purchasing
`System Trading Terminal Operation Guide” (“TSE”)
`Certificate of Translation for “Futures/Option Purchasing System Trading
`Terminal Operation Guide” (“TSE Certificate”)
`8. WO 90/11571 to Belden et al. (“Belden”)
`9.
`Deposition Transcript of Atsushi Kawashima, Trading Technologies
`International, Inc., v. eSPEED, Inc., Case No. 04-cv-5312, United States
`District Court, Northern District of Illinois, Eastern Division, dated
`November 21, 2005 (“Depo. Transcript”)
`Trading Techs. Int’l. v. CQG, No. 05-cv-4811, slip op. at 10 (N.D. Ill. Feb.
`24, 2015)
`Ben Shneiderman, “Designing the User Interface: Strategies for Effective
`Human-Computer Interaction,” Third Edition, 1998 (“Shneiderman”)
`Robert Deel, “The Strategic Electronic Day Trader,” 2000 (“Deel”)
`Redacted Second Corrected Expert Report of Christopher Thomas, Trading
`Technologies International, Inc. v. CQG, Inc., Case No. 1:05-CV-04811
`(N.D. Ill. Dec. 12, 2013) (“Thomas Report”)
`14. Valerie Illingworth, and I. C. Pyle, Dictionary of Computing, 4th Ed,
`Oxford University Press, 1996 (“Oxford Dictionary”)
`Inside Macintosh, Promotional Edition, Apple Computer, Inc., 1985
`(“Inside Macintosh”)
`16. Alan Cooper, “About Face: The Essentials of User Interface Design,” First
`Edition, 1995. (“Cooper”)
`
`15.
`
`IBG 1014
`CBM of U.S. Pat. No. 7,212,999
`
`0001
`
`
`
`17.
`
`18.
`
`21.
`
`22.
`
`Transcript of the Deposition of Christopher Thomas, April 28, 2015
`(“Thomas Tr.”)
`Transcript of Deposition of Christopher Thomas, Trading Technologies
`International, Inc. v. eSpeed, Inc. et al., No. 04-cv-5312 (“eSpeed Tr.”)
`19. U.S. Patent No. 7,533,056 to Friesen et al. (“’056 Patent”)
`20.
`TD Ameritrade Holding Corporation et al. v. Trading Techs. Int’l, Inc.,
`CBM2014-00131, Paper 17 (“131 POPR”)
`TD Ameritrade Holding Corporation et al. v. Trading Techs. Int’l, Inc.,
`CBM2014-00131, Paper 19 (“131 Inst. Dec.”)
`TD Ameritrade Holding Corporation et al. v. Trading Techs. Int’l, Inc.,
`CBM2014-00131, Paper 24 (“131 Rehearing Dec.”)
`23. U.S. Patent No. 5,646,992 to Subler et al. (“Subler”)
`24. U.S. Patent No. 5,689,651 to Lozman (“Lozman”)
`25.
`International Patent Application Publication No. WO 97/06492 to Jackson
`(“Jackson”)
`TD Ameritrade Holding Corp. v. Trading Techs. Int’l, Inc., CBM2014-
`00131, Paper 38 (“’131 POR”)
`27. U.S. Patent No. 5,619,631 to Schott (“Schott”)
`28. David M. Weiss, “After the Trade is Made,” 1993 (“Weiss”)
`29.
`Sunny J. Harris, “Trading 101 – How to Trade Like a Pro,” 1996 (“Harris”)
`30.
`Edward R. Tufte, “The Visual Display of Quantitative Information,” 1983
`(“Tufte VDQI”)
`Edward R. Tufte, “Envisioning Information,” Third Edition, December
`1992 (“Tufte EI”)
`32. Vernon L. Smith, “An Experimental Study of Competitive Market
`Behavior,” The Journal of Political Economy, Vol. LXX, No. 2, April 1962
`(“Smith”)
`33. U.S. Patent No. 1,760,287 to Schippers (“Schippers”)
`34. Valerie Quercia et al., “X Window System User’s Guide,” OSF/Motif 1.2
`Edition, The Definitive Guides to the X Window System, Vol. 3, August
`1993 (“X Window”)
`35. U.S. Patent No. 5,454,104 to Steidlmeyer (“Steidlmeyer”)
`
`
`26.
`
`31.
`
`
`
`
`
`
`
`0002
Accessing this document will incur an additional charge of $.
After purchase, you can access this document again without charge.
Accept $ Charge
Still Working On It
This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.
Give it another minute or two to complete, and then try the refresh button.
A few More Minutes ... Still Working
It can take up to 5 minutes for us to download a document if the court servers are running slowly.
Thank you for your continued patience.
This document could not be displayed.
We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.
Your account does not support viewing this document.
You need a Paid Account to view this document. Click here to change your account type.
Your account does not support viewing this document.
Set your membership
status to view this document.
With a Docket Alarm membership, you'll
get a whole lot more, including:
- Up-to-date information for this case.
- Email alerts whenever there is an update.
- Full text search for other cases.
- Get email alerts whenever a new case matches your search.
One Moment Please
The filing “” is large (MB) and is being downloaded.
Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.
Your document is on its way!
If you do not receive the document in five minutes, contact support at support@docketalarm.com.
Sealed Document
We are unable to display this document, it may be under a court ordered seal.
If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.
Access Government Site
