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LIST OF MATERIALS CONSIDERED BY KENDYL A. ROMÁN FOR
`DECLARATION IN SUPPORT OF PETITION FOR
`COVERED BUSINESS METHOD REVIEW OF U.S. PATENT 7,685,055
`
`1.
`2.
`
`6.
`
`7.
`
`3.
`4.
`5.
`
`U.S. Patent No. 7,685,055 to Brumfield et al. (“the ʼ055 patent”)
`File History of Application Ser. No. 11/417,547, which became the ’055
`patent, as filed and obtained from PAIR (“File History”)
`U.S. Patent No. 5,077,665 to Silverman et al. (“Silverman”)
`U.S. Patent No. 5,297,031 to Gutterman et al. (“Gutterman”)
`“Futures/Option Purchasing System Trading Terminal Operation Guide”
`(“TSE JP”)
`Certified English-language Translation of “Futures/Option Purchasing
`System Trading Terminal Operation Guide” (“TSE”)
`Certificate of Translation for “Futures/Option Purchasing System Trading
`Terminal Operation Guide” (“TSE Certificate”)
`8. WO 90/11571 to Belden et al. (“Belden”)
`9.
`Deposition Transcript of Atsushi Kawashima, Trading Technologies
`International, Inc., v. eSPEED, Inc., Case No. 04-cv-5312, United States
`District Court, Northern District of Illinois, Eastern Division, dated
`November 21, 2005 (“Depo. Transcript”)
`10. Weiss, “After the Trade is Made,” pp. 44-46. (“Weiss”)
`11.
`Trading Techs. Int’l. v. CQG, No. 05-cv-4811, slip op. at 10 (N.D. Ill. Feb.
`24, 2015)
`Ben Shneiderman, “Designing the User Interface: Strategies for Effective
`Human-Computer Interaction,” Third Edition, 1998 (“Shneiderman”)
`13.
`Robert Deel, “The Strategic Electronic Day Trader,” 2000 (“Deel”)
`14. Deposition Transcript of Richard Hartheimer held April 29, 2015
`(“Hartheimer Tr.”)
`Redacted Second Corrected Expert Report of Christopher Thomas, Trading
`Technologies International, Inc. v. CQG, Inc., Case No. 1:05-CV-04811
`(N.D. Ill. Dec. 12, 2013) (“Thomas Report”)
`16. Valerie Illingworth, and I. C. Pyle, Dictionary of Computing, 4th Ed,
`Oxford University Press, 1996 (“Oxford Dictionary”)
`Inside Macintosh, Promotional Edition, Apple Computer, Inc., 1985
`
`12.
`
`15.
`
`17.
`
`IBG 1013
`CBM of U.S. Pat. No. 7,685,055
`
`

`

`19.
`
`20.
`
`21.
`
`(“Inside Macintosh”)
`18. Alan Cooper, “About Face: The Essentials of User Interface Design,” First
`Edition, 1995. (“Cooper”)
`Transcript of the Deposition of Christopher Thomas, April 28, 2015
`(“Thomas Tr.”)
`Transcript of Deposition of Christopher Thomas, Trading Technologies
`International, Inc. v. eSpeed, Inc. et al., No. 04-cv-5312 (“eSpeed Tr.”)
`TD Ameritrade Holding Corp. v. Trading Techs. Int’l, Inc., CBM2014-
`00137, Paper 19 (“Inst. Dec.”)
`TD Ameritrade Holding Corp. v. Trading Techs. Int’l, Inc., CBM2014-
`00137, Paper 41 (“POR”)
`23.
`Super Mario Brothers image (1985)
`24. Metal Warrior V1.6 source code (1999)
`25. U.S. Patent No. 6,205,260 to Crinon et al. (“Crinon”)
`
`
`22.
`
`
`
`
`
`2
`
`
`
`
`
`

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