` Filed: September 16, 2016
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`IBG LLC; INTERACTIVE BROKERS LLC;
`TRADESTATION GROUP, INC.; TRADESTATION SECURITIES, INC.;
`TRADESTATION TECHNOLOGIES, INC.;
`and IBFX, INC.
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`Petitioner
`v.
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`TRADING TECHNOLOGIES INTERNATIONAL, INC.
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`Patent Owner
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`Case CBM2015-00182
`U.S. Patent 6,772,132
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`Patent Owner’s Objections to
`Evidence Pursuant to 37 C.F.R. § 42.64
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`Case CBM2015-00182
`U.S. Patent 6,772,132
`Pursuant to 37 C.F.R. § 42.64(b)(1), Patent Owner objects to the following
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`Petitioner Exhibits:
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`1046 - New York Times, “Futures/Options; Automation in Trading,”
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`December 10, 1984;
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`1047 - Intex Trading Screen; and
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`1048 - Commodity Futures Trading Commission, Strategic Plan (2007-
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`2012).
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`I.
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`OBJECTION TO PETITIONER EXHIBITS 1046-1048
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`Patent Owner objects to Exhibits 1046-1048 to the extent that Petitioner
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`relies on their contents for the truth of the matters asserted therein. Exhibits 1046-
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`1048 are inadmissible hearsay under FRE 801 and 802, and no exception applies.
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`Petitioner has also submitted no evidence to authenticate Exhibit 1046-1048,
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`making them inadmissible under FRE 901. Exhibits 1046-1048 are also
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`inadmissible under FRE 401 and 402 because they lack a tendency to make any
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`fact at issue in this proceeding more or less probable.
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`Dated: September 16, 2016
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`Respectfully submitted,
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`By: /Rachel L. Emsley/
`Rachel L. Emsley, Backup Counsel
`Registration No. 63,558
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`CERTIFICATE OF SERVICE
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`The undersigned hereby certifies that a copy of the foregoing Patent
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`Owner’s Objections to Evidence Pursuant to 37 C.F.R. § 42.64 were served on
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`September 16, 2016, via email directed to counsel of record for the Petitioner at the
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`following:
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`Robert Sokohl
`rsokohl-PTAB@skgf.com
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`Lori Gordon
`lgordon-ptab@skgf.com
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`Richard Bemben
`rbemben-PTAB@skgf.com
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`John C. Phillips
`CBM41919-0006CP1@fr.com
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`PTAB@skgf.com
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`/Valencia Daniel/
`Valencia Daniel
`Litigation Legal Assistant
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`Finnegan, Henderson, Farabow, Garrett
`& Dunner, LLP
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`Dated: September 16, 2016