throbber
Page 1 of 418
`
`TRADING TECH EXHIBIT 2283
`IBG ET AL. v. TRADING TECH
`CBM2015-00181
`
`

`

`2.
`
`This Court has jurisdiction over the parties to this action and over the subject
`
`matter of the Complaint.
`
`3.
`
`TT is the sole and exclusive owner of the ’304 patent and the ’132 patent, and has
`
`the right to sue upon, and recover damages for past infringement and enjoin future
`
`infringement of the ’304 and ’ 132 patents.
`
`4.
`
`5.
`
`All claims of the ’304 and ’ 132 patents are valid and enforceable.
`
`GH has directly infringed the ’304 and ’132 patents by making and using
`
`electronic trading software currently referred to as “GH Trader,” screenshots included in
`
`Exhibit A.
`
`6.
`
`Defendant GH, its officers, directors, partners, affiliates, subsidiaries, assigns, and
`
`successors-in-interest are hereby permanently enjoined during the tenns of the ’304 and
`
`’l32 patents from the making, using, selling, offering for sale, importing and otherwise
`
`distributing in the United States the electronic trading software products referred to in
`
`paragraph 5 above.
`
`7.
`
`Any claims of infringement that TT has against GH based on GH’s use and/or
`
`distribution of electronic trading software provided by Patsystems, CQG, Rolfe & Nolan
`
`and Strategy Runner prior to entry of this judgment are dismissed without prejudice. The
`
`parties have addressed this issue in the Settlement Agreement by TT granting to GH a
`
`limited covenant not to sue. TT is not waiving any rights to assert the ’304 and ‘I32
`
`patents against GH based on GH’s use and/or distribution of such third party software in
`
`the future if the limited covenant not to sue is terminated. GH is not waiving any rights
`
`Page 2 of 418
`
`TTX00O30248
`
`TT 030248
`
`Page 2 of 418
`
`

`

`to assert that such third party software does not infringe the ’304 and ' 132 patents if the
`
`limited covenant not to sue is terminated.
`
`8.
`
`TI‘ waives its rights to damages from GH arising from the manufacture, use, sale
`
`or offers to sell the electronic trading software products referred to in paragraph 5 above
`
`prior to entry of this Judgment.
`
`9.
`
`Notwithstanding the terms of this Consent Judgment, GH expressly reserves the
`
`right to contest infringement if the GH software is modified so as to not infringe the
`
`patents-in-suit.
`
`In the event that GH contests infringement based on GH software that is
`
`modified, TT reserves the right to assert any and all claims against GH including without
`
`limitation a claim of contempt of court based on a violation of this Consent Judgment in
`
`the event that the Court finds there is no colorable difference between the modified GH
`
`software and the software that is the subject of this Consent Judgment.
`
`10.
`
`This Court shall retain jurisdiction over this case for purposes of enforcing the
`
`Consent Judgment and the Settlement Agreement between the parties pursuant to which
`
`the Consent Judgment is filed.
`
`1 1.
`
`Each party shall bear its own costs and attorneys’ fees.
`
`soORDERED
`Dated:
`;2.3’£"z67Z‘
`
`fl
`
`[
`
`
`
`
`
`
`
`B1ancheM;Mann;ng-.:—-~-4.L'--- '
`United States District Court Judge
`
`. _-_._
`;
`
`
`
`--—-—-—a-—-—-~- ~ - '
`
`-
`
`TT 030249
`
`Page 3 of 418
`
`TTX00030249
`
`Page 3 of 418
`
`

`

`AGREED TO:
`
`Dated:
`
`‘
`
`A“ 27; .249.‘{
`
`Paul H. Berghoff (ID No. 6180462)
`Leif R. Sigmond, Jr. (ID No. 6204980)
`Matthew J. Sampson (ID No. 6207606)
`McDonnell Boehnen Hulbert
`
`& Berghoff LLP
`300 South Wacker Drive
`
`Chicago, IL 60606
`Tel.: (312) 913-0001
`Fax: (312)913-0002
`
`Attorneys for Plaintiff
`TRADING TECHNOLOGIES
`
`INTERNATIONAL, INC.
`
`Dated:
`
`Chicago, Illinois 60606-1698
`Tel.: 312.569.1000
`
`Fax: 312.569.3000
`
`Attorneys for Defendant
`GOLDENBERG HEHMEYER & CO.
`
`TT 030250
`
`Page 4 of 418
`
`TTX0003025O
`
`Page 4 of 418
`
`

`

`V
`
`4.
`3: 18:21 pm
`Last Price Update at 3: 17:51 pm
` ‘
`I-1; GHTMEF User:-n!i!s¢;?!°r':s4>€-c 1 1.
`_11--- E1...
`
`Loaded today's fills suocessfiully
`
`page 5 of 413
`
`TT 030251
`
`TTX00030251
`
`Page 5 of 418
`
`

`

`flGHStrat
`-, 1615!:
`set:
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`527192,
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`
`TTXO0030252
`
`Page 6 of 418
`
`Page 6 of 418
`
`

`

`\ ;.
`
`m.mm.mm<os;9n Case 1:04—cv~O6740 Document 4
`
`Fiied 10/21/2004
`
`Page 1 of 6
`
`‘H
`
`Name of Asslgncd Judge
`or Magistrate Judge
`
`CASE NUMBER
`
`United States District Court, Northern District of Illinois
`
`
`
`
`Sitting Judge ii Other
`than Asslgned Judge
`
`DATE
`
`10/21/2004
`
`“"
`
`Suzanne B. Conlon
`
`
`
`
`
`MOTION:
`
`[In the following box (:2) indicate the party filing the motion. c Bupluintifl. dcfcndant. 3rd party plainlifl‘. and (b)statc hricfly thcnamn:
`own: motion being presumed]
`u...
`
`DOCKET ENTRY:
`
`
`
`
`
`
`
`Ci
`
`C1
`
`C]
`
`D
`
`Filed motion of [ us: listing in “Molion" box abovcfi}
`
`Brief in support of motion due ________
`
`Answer brief to motion due
`
`Rulingfl-Iearing on ________’ set for
`
`. Reply to answer bficfduc____
`
`_ at
`
`
`
`(2)
`
`(3)
`
`(4)
`
`(5)
`
`(6)
`(7)
`
`(8)
`
`(9)
`
`(10)
`
`
`
`
`
`
`[3
`
`D
`D
`
`E3
`
`[3
`
`Status hearingfhcld/continued to] [set for/re—set for] on __________ set for _______ at
`
`Pretrial confcrcnce[heIui/continued to] [set for/rewset for} on ______m set for _______ at _________
`/Tria![set for/rc-set for] on _____ at
`
`[Bench/Jury trial] [Hearing] held/continued to ___________ at
`
`This case is dismissed [with/without} prejudice and without costsfby/agreementlpursunnt to]
`El FRCP4(rn)
`[3 Local Rule 41 1 D FRCP4l(a)( 1)
`El FRCP41(a)(2).
`
`
`
`
`
`
`
`[Other docket entry]
`II
`JUDGMENT.
`
`This action is dismissed pursuant to settlement. ENTER CONSENT
`
`Sajaumux K/3.@e~Jaw
`
`
`
`
`
`
`[For funher dctai} see order attached to the original minute order.]
`No notices required. advised in opcn court
`"-
`No notices rcquimd
`
`
`
`
`
`
`
`
`Notices mnilcd byjudgc's staff.
`
`Notified counsel by tzlcphune;
`
`Dockcling to mail notices
`Mull A0 450 form
`
`Copy tojudgdmagisumnjudgc
`
`
`
`mm 932213310 ‘ST’
`,
`..)--1.,
`
`
`‘°““‘*‘*“°"‘“""“'““
`
`
`9‘ :31 an lZL30*1I1Ul
`
` §|ni:[fi,rnc'c§uk‘3v
`trailing dcpuly initials
`cunlml Cictk's Olficc
`
`Page 7 of 418
`
`TT0055508
`
`TTXOOO55508
`
`Page 7 of 418
`
`

`

`Case tzoaicv-06740 Documentét
`
`Filed 10/21/2004
`
`Page2of6
`
`UNITED STATES DISTRICT COURT
`NORTHERN DISTRICT OF ILLINOIS
`EASTERN DIVISION
`
`flwfiltl W
`
`OCT 3 3 Z094
`
`Civil Action No. 04 C 6740
`
`Judge Conlon
`
`Magistrate Judge Ashman
`
`)
`
`) )
`
`) )
`
`) )
`
`) )
`
`Trading Technologies International. Inc.,
`
`Plaintiff,
`
`v.
`
`Kingstree Trading L.L.C.,
`
`)
`Defendant.
`.._........____.._,,..)
`
`CONSENT ,!_QQGMEN'I‘
`
`As a result of settlement of this action by virtue of a settlement agreement
`
`between the parties dated October 20, 2004 which shall become effective upon entry of
`
`this Consent Judgment and upon consent of Plaintiff, Trading Technologies International,
`
`Inc. (“IT”) and Defendant, Kingstree Trading LLC. (“KINGSTREE”), judgment is
`
`hereby entered against KINGSTREE upon TT’s Complaint, and it is hereby ORDERED,
`
`ADJUDGED, and DECREED that:
`
`1.
`
`T1‘ commenced this action for patent infringement against KINGSTREE on
`
`October 19, 2004. alleging that KINGSTREE infringes US. Patent Nos. 6,766,304
`
`(‘"304 patent”) and 6,772,132 (“’ 132 patent”). KINGSTREE has received and reviewed
`
`a copy of the Complaint filed by TT in this action.
`
`Page 8 of 418
`
`TT0055509
`
`TTXOOO55509
`
`Page 8 of 418
`
`

`

`Case 1:04—cv-06740 Document 4
`
`Filed 10/21/2004
`
`Page 3 of 6
`
`2.
`
`This Court has jurisdiction over the parties to this action and over the subject
`
`matter of the Complaint.
`
`3.
`
`TI‘ is the sole and exclusive owner of the ’304 patent and the ’ 132 patent, and has
`
`the right to sue upon, and recover damages for past infringement and enjoin future
`
`infringement of the ‘.304 and ’132 patents.
`
`4.
`
`5.
`
`All claims of the ’304 and ‘I32 patents are valid and enforceable.
`
`KINGSTREE has directly infringed the '304 and ’132 patents by making and
`
`using electronic trading software currently referred to as “KINGSTREE’s user interface
`
`software developed by Kingstree for Trading.” screenshots included in Exhibit A.
`
`6.
`
`Defendant KINGSTREE,
`
`its officers, directors, partners, members, affiliates,
`
`subsidiaries, assigns, and successors~in-interest are hereby permanently enjoined during
`
`the terms of the ’304 and ’132 patents from the making, using. selling, offering for sale,
`
`importing and otherwise distributing in the United States the electronic trading software
`
`products referred to in paragraph 5 above.
`
`7,
`
`Any claims of infringement
`
`that
`
`'I‘T has against KINGSTREE based on
`
`KlNGSTREE’s use andfor distribution of electronic trading software provided by any
`
`third party software provider prior to entry of this judgment are dismissed without
`
`prejudice. The parties have addressed this issue in the Settlement Agreement by TT
`
`granting to KINGSTREE a limited covenant not to sue" 'I‘T is not waiving any rights to
`
`assert the ’304 and ‘I32 patents against KINGSTREE based on K.lNGS'I'REE's use
`
`and/or distribution of such third party software in the future if the limited covenant not to
`
`Page 9 of 418
`
`TT0055510
`
`TTXOOO5551O
`
`Page 9 of 418
`
`

`

`Case 1:0-4~cv~O674O Documenttl
`
`Filed 10/21/2004
`
`Page 4 of 6
`
`sue is terminated. KINGSTREE is not waiving any rights to assert that such third party
`
`software does not infringe the ’304 and ‘I32 patents if the limited covenant not to sue is
`
`terminated.
`
`8.
`
`TI‘ waives its rights to damages from KINGSTREE arising from the manufacture,
`
`use, sale or offers to sell the electronic trading software products referred to in paragraph
`
`5 above prior to entry of this Judgment.
`
`9.
`
`Notwithstanding the terms of this Consent Judgment, KINGSTREE expressly
`
`reserves the right to contest infringement if the KZINGSTREE software is modified so as
`
`to not infringe the patents-in—suit.
`
`In the event that KINGSTREE contests infringement
`
`based on KINGSTREE software that is modified, ‘IT reserves the right to assert any and
`
`all claims against KINGSTREE including without limitation a claim of contempt of court
`
`based on a violation of this Consent Judgment in the event that the Court finds there is no
`
`colorable difference between the modified KINGSTREE software and the software that is
`
`the subject of this Consent Judgment.
`
`10.
`
`This Court shall retain jmisdiction over this case for purposes of enforcing the
`
`Consent Judgment and the Settlement Agreement between the parties pursuant to which
`
`the Consent Judgment is filed.
`
`11.
`
`Each party shall bear its own costs and attorneys’ fees.
`
`SOORDERED
`Dated:
`d
`
`9/
`
`/ 0
`
`1 i [3, WSuzanne
`
`.Conlon
`
`United States District Court Judge
`
`3
`
`
`
`
`
`Page 10 of 418
`
`TT0055511
`
`TTXOOO55511
`
`Page 10 of 418
`
`

`

`-~ ‘-
`
`Case ”I:04—cv-06740 Document 4
`
`Fiied 10/21/2004
`
`Page 5 of 6
`
`AGREED TO:
`
`Dated:
`
`/Q1 3“/9
`
`Leif R. Sigmund, Jr. (ID No. 6204980)
`Matthew J. Sampson (ID No. 6207606)
`McDonnell Boehnen I-Iulbert
`
`& Berghoff LLP
`300 South Wacker Drive
`
`Chicago, IL 60606
`TeI.: (312) 913-0001
`Fax: (312) 913-0002
`
`Attorneys for Plaintiff
`TRADING TECHNOLOGIES
`INTERNATIONAL, INC.
`
` Suite 3700
`
`Chicago, Illinois 60606-1698
`Tel; 312.569.1000
`Fax: 312.569.3000
`
`Attorneys for Defendant
`KINGSTREE TRADING, L.L.C.
`
`Page 11 of 418
`
`TT0055512
`
`TTX00055512
`
`Page 11 of 418
`
`

`

`Case 1:04-cv—O674O Document4
`
`Filed 10/21/2004
`
`Page 6 of 6
`
`mm m é%E@H_¢A
`‘W
`!.::*.".a::
`4 12:2’:
`XIIIIIIIIE HM;
`
`“:
`‘-
`
`
`
`page 12 OM13
`
`TT0055513
`
`TTXOOO55513
`
`Page 12 of 418
`
`

`

`
`
`UNITED STATES DISTRICT COURT
`
`NORTHERN DISTRICT OF ILLINOIS
`
`EASTERN DIVISION
`
`Civil Action No. 05 C 3953
`
`Judge Der-Yeghiayan
`
`Magistrate Judge Keys
`
`) ) J
`
`) )
`
`) )
`
`) )
`
`Trading Technologies International, Inc.,
`
`Plaintiff,
`
`v.
`
`Ninja Trader, LLC,
`
`)
`Defendant.
`j_
`
`CONSENT JUDGMENT
`
`As a result of settlement of this action by virtue of a confidential settlement
`agreement between the parties dated July 7, 2005 which shall become effective upon
`
`entry of this Consent Judgment and upon consent of Plaintiff, Trading Technologies
`
`International,
`
`Inc.
`
`(“TT”) and Defendant, Ninja Trader LLC (“NINJATRADER”),
`
`judgment is hereby entered against NINJATRADER upon TT°s Complaint, and it is
`
`hereby ORDERED, ADJUDGED, and DECREED that:
`
`1.
`
`TT commenced this action for patent infringement against NINJATRADER on
`
`July 7, 2005. This action alleges that NINJATRADER infringes U.S. Patent Nos.
`
`6,766,304 (“’304 patent”) and 6,772,132 (“’132 patent”). NINJATRADER has received
`
`and reviewed a copy of the Complaint filed by TT in this action.
`
`4297544
`
`1
`
`Page 13 of 418
`
`TT0050559
`
`TTX00050559
`
`Page 13 of 418
`
`

`

`2.
`
`This Court has jurisdiction over the parties to this action and over the subject
`
`matter of the Complaint.
`
`3.
`
`TT is the sole and exclusive owner of the ’304 patent and the ’ 132 patent, and has
`
`the right to sue upon, and recover damages for past infringement and enjoin fiiture
`
`infringement of the ’304 and ‘I32 patents.
`
`4.
`
`5.
`
`All claims of the ’304 and ’l32 patents are valid and enforceable.
`
`NDJJATRADER has infringed the ’304 and ’132 patents under 35 U.S.C. Section
`
`271 by making, using, selling, ofiiering for sale, importing, and/or otherwise distributing
`
`electronic trading software incorporating the NINJATRADER SuperDOM screen,
`
`screenshots and documentation of which are included in Exhibit 1.
`
`6.
`
`Defendant NINJATRADER, its officers, directors, partners, members, affiliates,
`
`subsidiaries, assigns, and successors-in—interest are hereby permanently enjoined (Lmless
`
`expressly permitted by TT) during the terms of the ’304 and ’ 132 patents from infringing
`
`the ‘304 and ‘132 patents, including, without limitation, by the making, using, selling,
`
`offering for sale, importing, facilitating connectivity for and otherwise distributing in the
`
`United States the electronic trading software products referred to in paragraph 5 above
`
`(and substantially similar products) including, without limitation, for use in electronically
`
`trading any item (e.g., futures, options, equities, fixed-income products, etc.).
`
`7.
`
`"FT waives its rights to damages from NINJATRADER arising from the
`
`manufacture, use, sale or offers to sell,
`
`importation and/or other distribution of the
`
`429?5-J-J‘
`
`2
`
`Page 14 of 418
`
`TT0050560
`
`TTX00050560
`
`Page 14 of 418
`
`

`

`electronic trading software products referred to in paragraph 5 above prior to entry of this
`
`Judgment.
`
`8.
`
`This Court shall retain jurisdiction over this case for purposes of enforcing the
`
`Consent Judgment and the confidential Settlement Agreement between the parties
`
`pursuant to which the Consent Judgment is filed.
`
`9.
`
`Each party shall bear its own costs and attorneys’ fees.
`
`4297544
`
`3
`
`Page 15 of 418
`
`TT0050561
`
`TTX00050561
`
`Page 15 of 418
`
`

`

`SO ORDERED
`
`Dated: Tent lql 2-0‘;
`
`Samuel Der-Yeghlayan
`
`I
`
`5 i
`
`United States District Court Judge
`
`AGREED TO:
`
`Dated: 7 £5! 95
`
`Dated:
`
`7! 9! or
`
`%47//6»
`
`Leif R. Sigmond, Jr. (ID No. 6204980)
`Matthew J. Sampson (ID No. 6207606)
`McDonnell Boehnen Hulbert & Berghoff LLP
`300 South Wacker Drive
`
`Chicago, IL 60606
`Tel.: (312)913-0001
`Fax: (312) 913-0002
`
`Attorneys for Plaintiff
`TRADING TECHNOLOGIES
`
`INTERNATIONAL, INC.
`
`
`
`Steven Petersen (ID No. 6196793)
`
`Leydig, Voit & Mayer
`Two Prudential Plaza — 180 N. Stetson Avenue
`
`Suite 4900
`
`Chicago, Illinois 60601-6780
`Tel: (312) 616-5600
`Fax: (312)616-5700
`
`Attorneys for Defendant
`NINJA TRADER, LLC
`
`42937544
`
`Page 16 of 418
`
`TT0050562
`
`TTX00050562
`
`Page 16 of 418
`
`

`

`Page 17 of 418
`
`TT0050563
`
`TTX00050563
`
`Page 17 of 418
`
`

`

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`
`Position Strategy
`
`Stop Strategy
`
`_v_j
`
`I
`
`v]
`
`EWY Ifitop I Quick Buttons] Reverseflshadowl
`
`Target CIT
`Chase Limit
`
`:_i":: cut
`:13: Chase
`
`_
`
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`
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`‘ff Stop Only
`ii; Stop] TT
`?':1rStop]2T
`C*Stop]3T
`
`Limit Offset
`
`T‘! Profit
`
`Page 18 of 418
`
`TT0050564
`
`TTX00050564
`
`Page 18 of 418
`
`

`

`SUPERDOM
`
`The SuperDOM window (SW) provides complete functionality for the management of a position strategy in a highly visual and
`efficient manner. The SW is one of two available position strategy management windows (the other being the Basic Entry window
`(BEW)) where you will spend most of your time using NinjaTrader. The SW and BEW share one common trait, the ‘Position Strategy
`Parameter Tabs‘ (bottom third of the SW and BEW) are identical. This provides consistency when defining your strategy positions.
`
`lrnpartantl
`Before continuing any further through this section of the User's Guide, you should review the section on ‘Position Strategies‘ to gain
`a clear and thorough understanding of the difference between them and a positions.
`
`The Price Ladder Display
`Position And Position Stmtggy Djglgg
`Selfl‘g Instruments And Pgsition Strategies
`Placmg' Eng And Scale Orders
`Placing Breakoutl'Fade Orders
`
`Modifling Ent_r3g And Scale Orders
`Modifling fitop Loss And Profit Target Orders
`Mangging An g@nlPending Position
`The Info Button (Displaying Running Position Strategies}
`Right Mouse Click Context Menu
`
`Topics in this section
`
`The Price Ladder Display
`
`Glwaich Video Tutorial: SuperDOM Layout
`
`Columns
`
`The price ladder is broken down into three columns. The left column (referred to as the ‘BUY’ column) is used to placelmodify buy
`orders and to display market depth on the BID side. The center column (referred to as the 'PRlCE‘ column) is used to modify stop
`Iosslprofit target orders. display instrument price levels and the current inside market. The right column (referred to as the ‘SELL’
`column) is used to placelmodify sell orders and to display market depth on the ASK side.
`
`The Inside Market
`
`The inside market is displayed as follows:
`
`BlD — Default is bold dark blue
`
`ASK - Default is bold forest green
`LAST - Price box default highlight color is yellow
`BID depth size — Displayed in the corresponding price rows ‘BU Y’ column
`ASK depth size — Displays in the corresponding price rows ‘SELL 'column
`LASTtrade size - A size marker (box) is displayed to the right of the ‘SELL ' column with a value representing the number of
`contracts traded at that price
`Cumulative Depth - The bottom integer value in the BUY column and the top integer value in the SELL column represent cumulative
`depth sizes
`
`*5‘uperDOM colors are completely user definable via the Settings Manager’
`“Depth display is optional and can he toggled via the right click mouse menu. When disabled, only the best BID/A SK size will
`display.
`
`Adjusting The Price Ladder Display
`Move your mouse into the price ladder and use the mouse scroll wheel to scroll up or down. You can also press the 'C' button to
`center the last traded price.
`
`Page 19 of 418
`
`TT0050565
`
`TTX00050565
`
`Page 19 of 418
`
`

`

`PRICE LADDER DISPLAY
`
`37
`126
`
`IIIII
`
`10376
`
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`Position And Position Strategy Display
`
`Your account position is displayed at the top of the middle column (orange highlighted box) while position strategy information
`(turquoise highlighted box) is displayed below the price ladder. For the most part. the size values (in this example 1 contract is
`shown) will be identical but for advanced users, these numbers could be different because you could have a situation where you
`have two active position strategies. One managing 1 contract, the other managing two which of course would give a total of 3
`contracts in your account and be reflected at the top of the middle column.
`
`--
`
`-251
`B70..75
`1426
`
`370.50 M
`370.25
`870.00
`
`3027
`3242
`
`.75
`'
`869.50
`369.25
`369.00
`868.75
`868.50
`363.25
`863.00
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`867.50
`337.25
`
`2689
`
`5141
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`366.75
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`366.50
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`
`Selecting Instruments And Position Strategies
`
`Selectinglchanging strategies will update the parameters in the ‘Position Strategy Parameter Tabs‘.
`
`instrument - Changes the active SuperDOM instrument. You can select the 'STOCK' instrument if you wish to request dataltrade an
`equity instrument. When selected. a prompt will ask you to enter a stock symbol.
`
`Position Strategy - Selecting a position strategy will update the ‘Position Strategy Parameter Tabs’ with the associated parameters
`of the selected strategy
`
`Stop Strategy - Selecting a stop strategy will update the ‘Stop’ tab in the ‘Position Strategy Parameter Tabs‘ with the associated
`parameters of the strategy
`
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`

`

`Placing Entry And Scale Orders
`
`Qlwatch Video Tutorial: Placing Orders In The SuperDOM
`
`NinjaTrader defines orders in several categories. Within the SW. you can place and manage the following order categories:
`
`Entry Orders - Orders that initiate a position strategy once filled
`Scale Orders - Orders that addlsubtract contractslshares from an open position strategy
`Stop LosslProfit Target Orders
`
`Entry and Scale orders are manually placed while Stop Loss and Profit Target orders (for the most part) are automatically submitted
`by NinjaTrader once an Entry order has been filled.
`
`The following mouse conventions are used:
`
`Left Cliclr - Places L lll/ll T orders
`Middle Click — Places S TOP orders
`
`Middle Click + CTRL Key — Places S TOP orders
`
`‘The SuperDOM has as STOP order type default (either STOP Llllll T or 8 TOP MARKET), this can be toggled via the right mouse
`cliclr context menu. if STOP l_lMlTis default, then middle click will place STOP LIMIT order while middle click + CTFl'l_ ltey
`combination will place STOP MARKE 7' order. The in verse is true if the SuperDOM S TOP order type default is S TOP MARKET.
`** Middle mouse button usually refers to pressing down on the scroll wheel ofyour mouse
`
`The SuperDOM allows you to place a maximum of two Entry orders (using the breakoutlfade entry mode which must be enabled via
`the right mouse click context menu) and a maximum of two scale orders while a position is open.
`
`To place a LIMIT order, left click in the appropriate ‘BUY’ or ‘SELL' column at the price level you wish the order to be submitted. A
`cyan colored box will appear with the letters 'LMT‘ along with a size marker to the left of the 'BUY' column. The size marker color will
`change to reflect the current status of the order. The image to the right illustrates a BUY LIMIT order at 1 144.50 for ‘I contract
`
` 1145.25
`
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`1144.00
`
`
`To place a STOP LIMIT order (assuming default stop order type is STOP LIMIT), middle click in the appropriate 'BUY' or ‘SELL’
`column at the price level you wish the order to be submitted. A violet colored box will appear with the letters 'SLM' along with a size
`marker to the left of the ‘BUY’ column. The size marker color will change to reflect the current status of the order. The image to the
`left illustrates a BUY STOP LIMIT order at 1145.75 for 1 contract.
`
`
`
`
`
`
`
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`
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`
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` 1144.75
`
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`

`To place a STOP MARKET order (assuming default stop order type is STOP LIMIT), middle click while holding the CTRL key down
`at the price level you wish the order to be submitted. A pink colored box will appear with the letters 'STP' along with a size marker to
`the left of the ‘BUY’ column. The size marker color will change to reflect the current status of the order. The image to the right
`illustrates a BUY STOP MARKET order at 1145.25 for 1 contract.
`
`You can also place orders using the buttons on the ‘Quick Buttons‘ tab of the ‘Position Strategy Parameter Tabs‘.
`
`1145.75
`
`1146.00
`
`Placing Breakout‘/Fade Orders
`
`Gilwatch Video Tutorial: Breakout/Orders
`
`Breakout/Fade orders is where you can place two entry orders as an OCA pair. This means that once one order is filled, the other
`order will be automatically cancelled. There are several breakoutlfade order combinations available:
`
`Break - Order pair consisting of one BUY STOP order and one SELL STOP order
`Fade - Order pair consisting of one BUY LIMIT order and one SELL LIMIT order
`BreakIFade Buy — Order pair consisting of BUY LIMIT and STOP orders
`BreakIFade Sell - Order pair consisting of SELL LtMIT and STOP orders
`
`You must first enable breakoutlfade mode by selecting the 'Breakout!Fade Entry Mode‘ via the right mouse click context menu as
`per the image to the below
`
`
`
`v Autotienter
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`Size Adjust Value
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`Page 23 of 418
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`

`

`You can then place the breakoutlfade order combination. The image on the left illustrates a Fade order pair combination.
`
`
`
`1146.00
`
`
`
`
`
`
`
`
`
`
`
`Modifying Entry/ind Scale Orders
`
`To modify an order price, use the same mouse button used to place the original order and click on a new price in the same column
`the order currently resides. You can also modify order contract size by clicking on the size marker.
`
`Left Click — increments the order size
`Middle Click - Decrements the order size
`
`The order size is modified by the ‘Size Adjust Value’ which can be toggled via the right mouse click context menu.
`
`Modiij/ing Stop Loss And Profit Target Orders
`
`Once a position has been established, the SW will display your entire position by color coding rows where your stop loss and profit
`target orders exist. The image to the right illustrates a position that has three targets (green shaded rows) and a ‘stop loss order
`(red colored row). The position's average entry price is highlighted by the brown colored price box. Each stop and target has an
`associated size marker (to the left of the ‘BUY’ column) displaying the number of contracts for each order.
`
`*From a traders perspective, there is only one stop loss however, in reality, the stop loss is made up of three separate stop orders
`in this example. Each profit target order is OCA paired with a stop loss order. Although there are three stop orders, Ninja Trader
`combines them into one red row for display purposes.
`
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`— _ ‘——
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`
`Page 24 of 418
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`Page 24 of 418
`
`

`

`To modifying stop loss and profit target order prices click in the center ‘Price’ column. Clicking in the price column on the BID or
`above when long will adjust your profit target order prices, below the BID will adjust stop loss order prices. Clicking in the price
`column on the ASK or below when short will adjust your profit target order prices, above the ASK will adjust stop loss order prices.
`
`I. ell Cliclr - Modify either stop loss order or closest profit target
`Middle Cliclr - Modiijr second closest profit large! order
`Middle Click + CTRL Key - Modiijr third closest profit large! order
`Left Click + CTRL Key - Modilji all profit large! orders to the price that is clicked on
`
`You can modify profit target order prices so that two or more orders rest at the same price. The SuperDOM will combine the order
`display in the same manner as it does for stop loss orders however, all three order remain active. in other words, profit target orders
`do not combine into one order. This allows you to preserve independent order FIFO advantage.
`
`To modify stop loss or profit target order sizes click on the appropriate orders size marker.
`
`Left Click - increments the order size
`Right Click — Decremehts the order size
`
`Since a position strategy has built in intelligence, there will be cases where you can not modify an order's size. For example, if you
`have three profit targets with a total position strategy size of three contracts (one contract per profit target order) you can't modify the
`profit target order sizes since there is no ‘excess' contracts to move around. in the same scenario, if you had a total position strategy
`size of four contracts, you could move the fourth contract from one profit target to another.
`
`AddlRemove Targets
`At any time, you can add or remove a target from your position strategy via the right mouse click context menu.
`
`Managing An Open/Pending Position Strategy
`
`Gfiwatch Video Tutorial: Managing Positions
`
`Reverse - Closes the current position strategy and opens a new position strategy in the opposite direction. The new position
`strategy is created based on the current parameters set in the ‘Position Strategy Parameter Tabs’.
`
`Cancel - Cancels any pending Entry or Scale orders.
`
`Close — Closes the current open position strategy.
`
`In the image above right we have a LONG position of three contracts. Auto Trail (TR) and Auto Breakeven (BE) are currently
`enabled since they are highlighted in green. The label column are position strategy automation features. By clicking on them, you
`can enable or disable these features. it is important to note that the position size displayed is the size of the position strategy and
`not your total NET position. For most cases, this value will be the same however, there are times where you may have a total NET
`position of 5 contracts but only 3 are managed via a strategy.
`
`TR-Enableldisable autotrail.
`
`BE - Enableldisable auto breakeven.
`
`SS - Enableldisable simulated stop loss and entry. When a position
`strategy is pending it will display 'SE‘ for simulated entry, when a position
`strategy is open it will display ‘SS2
`
`"9"u
`
`
`
`%
`
`ESTARGET A
`' ‘
`
`CIT - Enableldisable auto chase. While a position strategy is pending, clicking this with your middle mouse button will change the
`auto chase type between Chase If Touched (CIT) or Chase (CH).
`
`RT - Enableldisable auto reverse at target
`
`RS — Enableldisable auto reverse at stop
`
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`

`The Info Button (Displaying Running Position Strategies)
`
`By clicking on the top middle button (which shows the account position) a menu will become available that provides position and
`position strategy management features. Different menu options will appear dependant on the current state of the SuperDOM,
`selected instrument and account.
`
`The menu wifl show ail running position strategies for the selected instrumentlaccount combination as well as a sub menu for other
`running (different instrument/account combinations) position strategies. The currently displayed position strategy will have check
`mark in front of it. If you have multiple position strategies running, you can select any one of them to set it as the currently viewed
`position strategy in the SuperDOM. You can do the following from this menu —
`
`New Position Strategy - Will reset the SuperDOM display to a state where it is ready for you to enter a new strategy (entry orders).
`The currently displayed position strategy will still be running in the back ground.
`
`Flatten Position — This will cancel alt open orders and remove an active position strategies and then send a market order to flatten
`the account/instrument combination.
`
`Create Position Strategy - There may be situations where you have an open position but no position strategy to manage it. In these
`cases, you may want to create a position strategy to protect this position. Set all of the parameters (number of stops and targets and
`their respective values} and then select the this option.
`
`Net Position: LONG 1
`
`New Position Strategy
`Flatten Position
`
`"
`
`Running Position Strateges:
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`
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`
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`Page 25 of 413
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`
`

`

`Right Mouse Click Context Menu
`
`Always On Top - Enable/disable the SD window to be on top of other windows
`
`Cash PIL - Enableldisable display of cash vs point based profitlloss
`
`Show Depth - Enable/disable market depth display
`
`Autocenter - Enable/disable automatic re—centering of last traded price once it trades outside the visible price range
`
`Cancel All Orders - Will cancel all active orders system wide
`
`Close All Position Strategies — Close all open position strategies and cancel any remaining associated orders
`
`Flatten Everything - Closes all open position strategies, cancels any remaining associated orders and flattens an open positions that
`were not being managed by a strategy
`
`Disable Time Stop - Enable/disable position time stop if one was used when initially enter a position strategy
`
`Size Adjust Value - Changes the value used when modify contract sizes
`
`StopLimit As Default - Entry and Scale orders will use this order type when clicking the middle mouse button
`
`BreakoutIFade Entry Mode — Enableld

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