Paper No. ____
` Filed: May 12, 2016
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`TRADESTATION GROUP, INC.,
`TRADESTATION SECURITIES, INC., IBG LLC, and
`INTERACTIVE BROKERS LLC.,
`
`
`
`Petitioner
`v.
`
` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner
`_________________
`Case CBM2015-001721
`U.S. Patent 7,783,556
`_________________
`
`PATENT OWNER’S UPDATED EXHIBIT LIST
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`1 Case CBM2016-00040 has been joined with this proceeding.
`
`

`
`Pursuant to 37 C.F.R. § 42.63(e), Patent Owner Trading Technologies
`
`Case CBM2015-00172
`U.S. Patent 7,783,556
`
`
`
`International, Inc. hereby submits a current listing of Trading Technologies
`
`Exhibits to counsel for Petitioners TradeStation Group, Inc. and TradeStation
`
`Securities, Inc. Exhibits 2029 through 2106 are reserved for later use. Exhibit
`
`2107 was filed on the PRPS and served via email to counsel of record for the
`
`Petitioner.
`
`Exhibit 2002
`
`Exhibit 2003
`
`Exhibit 2004
`
`Exhibit 2005
`
`Filed Exhibits Description
`Trading Tech Int’l v CQG, Inc. and CQGT, LLC, Case No. 05-
`Exhibit 2001
`cv-4811 (N.D.Ill.), Dkt. 1073, Memorandum Opinion and Order
`denying Motion for Summary Judgment (35 U.S.C. § 101) (Feb.
`24, 2015)
`79 Fed. Reg. 74618- 633, USPTO 2014 Interim Guidance on
`Patent Subject Matter Eligibility (December 16, 2014)
`July 2015 Update Appendix 1: Examples, USPTO Examination
`Guidelines
`Trading Tech Int’l v BGC Partners, Inc., Case No. 10-C- 715
`(N.D.Ill.), Dkt. 609, Response of Certain Defendants to Trading
`Technologies’ “Emergency” Motion (July 15, 2015)
`Trading Tech Int’l v BGC Partners, Incm, Case No. 10-C- 715
`(N.D.Ill.), Dkt. 613, Supplemental Response of Certain
`Defendants to TT’s Emergency Motion (July 20, 2015)
`Trading Tech Int’l v BGC Partners, Inc., Case No. 10-C- 715
`(N.D.Ill.), Dkt. 176, Defendants’ Case Management Statement
`for May 5, 2011 Status Hearing (May 30, 2011)
`Trading Tech Int’l v BGC Partners, Inc., Case No. 10-C- 715
`(N.D.Ill.), Dkt. 528, Position Statement of the TD Ameritrade
`Defendants on the Federal Circuit’s Decision in OEC and How
`this Case Should Proceed (Feb. 20, 2014)
`Transcript of Teleconference Call with the Board, dated
`September 10, 2015
`Trading Tech Int’l v BGC Partners, Inc, Case No. 10-C- 715
`(N.D.Ill.), Dkt. 546, Memorandum in Support of the TD
`
`Exhibit 2006
`
`Exhibit 2007
`
`Exhibit 2008
`
`Exhibit 2009
`
`
`
`2
`
`

`
`
`
`Exhibit 2010
`
`Case CBM2015-00172
`U.S. Patent 7,783,556
`
`Exhibit 2011
`Exhibit 2012
`
`Ameritrade Defendants’ Motion to Stay Proceedings Pursuant to
`Section 18(b) of the America Invents Act (May 22, 2014)
`Trading Tech Int’l v BGC Partners, Inc, Case No. 10-C- 715
`(N.D.Ill.), Dkt. 558, TradeStation Defendants’ Joinder In and
`Motion for Stay (June 11, 2014)
`Senate Congressional Record, S936-S953 (Feb. 28, 2011)
`Crossing the Finish Line on Patent Reform: What Can and
`Should Be Done, Hearing Before the Subcommittee on
`Intellectual Property, Competition, and the Internet of the
`Committee on the Judiciary House of Representatives (Feb. 11,
`2011)
`Study and Report on the Implementation of the Leahy-Smith
`America Invents Act, USPTO Report to Congress (Sept. 2015)
`Exhibit 2014 Markup of H.R. 1249, The America Invents Act, House of
`Representatives Committee on the Judiciary (Apr. 14, 2011)
`Versata Development Group, Inc. v. SAP America, Inc. and SAP
`AG, Case No. 2014-1194 (CAFC), Docket No. 61, Brief for the
`Intervenor - Director of the United States Patent and Trademark
`Office (May 1, 2014)
`Trading Technologies International, Inc. v. BCG Partners, Inc.,
`Case No. 1:10-CV-00715 (N.D. Ill.), Docket No. 562, Reply
`Memorandum in Support of the IBG Defendants’ Motion to Stay
`Proceedings Pursuant to Section 18(b) of the America Invents
`Act (Jun. 18, 2014)
`National Aeronautics and Space Administration Web Page Print
`out, Technical Areas
`National Aeronautics and Space Administration Web Page Print
`out, Human Computer Interaction Group
`University of Washington Web Page Print out, Human-Computer
`Interaction Degree Option
`Rochester Institute of Technology Web Page Print out, Masters
`in Human Computer Interaction
`Rensselaer Polytechnic Institute Web Page Print out, M.S. in
`Human-Computer Interaction
`Tufts University Web Page Print out, Human-Computer
`Interaction Certificate Program
`Georgia Institute of Technology Web Page Print out, Human-
`3
`
`Exhibit 2013
`
`Exhibit 2015
`
`Exhibit 2016
`
`Exhibit 2017
`
`Exhibit 2018
`
`Exhibit 2019
`
`Exhibit 2020
`
`Exhibit 2021
`
`Exhibit 2022
`
`Exhibit 2023
`
`
`
`

`
`Case CBM2015-00172
`U.S. Patent 7,783,556
`
`
`
`Exhibit 2024
`
`Exhibit 2025
`
`Computer Interaction Master’s Program
`DePaul University Web Page Print out, Master of Science
`Human-Computer Interaction
`Carnegie Mellon University Web Page Print out, Masters of
`Human-Computer Interaction
`Exhibit 2026 Meyers, Brad A. “A Brief History of Human-Computer
`Interaction Technology.” Interactions 5.2 (1998): 44-54.
`Transcript of Teleconference with the Board, dated
`November 23, 2015
`Transcript of Teleconference with the Board, dated
`March 7, 2016
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`
`Exhibit 2027
`
`Exhibit 2028
`
`Exhibit 2029
`Exhibit 2030
`Exhibit 2031
`Exhibit 2032
`Exhibit 2033
`Exhibit 2034
`Exhibit 2035
`Exhibit 2036
`Exhibit 2037
`Exhibit 2038
`Exhibit 2039
`Exhibit 2040
`Exhibit 2041
`Exhibit 2042
`Exhibit 2043
`Exhibit 2044
`Exhibit 2045
`Exhibit 2046
`Exhibit 2047
`Exhibit 2048
`Exhibit 2049
`Exhibit 2050
`Exhibit 2051
`Exhibit 2052
`Exhibit 2053
`Exhibit 2054
`
`
`
`4
`
`

`
`Case CBM2015-00172
`U.S. Patent 7,783,556
`
`
`Exhibit 2055
`Exhibit 2056
`Exhibit 2057
`Exhibit 2058
`Exhibit 2059
`Exhibit 2060
`Exhibit 2061
`Exhibit 2062
`Exhibit 2063
`Exhibit 2064
`Exhibit 2065
`Exhibit 2066
`Exhibit 2067
`Exhibit 2068
`Exhibit 2069
`Exhibit 2070
`Exhibit 2071
`Exhibit 2072
`Exhibit 2073
`Exhibit 2074
`Exhibit 2075
`Exhibit 2076
`Exhibit 2077
`Exhibit 2078
`Exhibit 2079
`Exhibit 2080
`Exhibit 2081
`Exhibit 2082
`Exhibit 2083
`Exhibit 2084
`Exhibit 2085
`Exhibit 2086
`Exhibit 2087
`Exhibit 2088
`Exhibit 2089
`Exhibit 2090
`Exhibit 2091
`Exhibit 2092
`
`
`
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`
`5
`
`

`
`Case CBM2015-00172
`U.S. Patent 7,783,556
`
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`Transcript of Teleconference with the Board, dated May 11,
`2016
`
`
`
`Respectfully submitted,
`
`By: /Rachel L. Emsley/
`Rachel L. Emsley, Back-up Counsel
`Reg. No. 63,558
`
`Counsel for Patent Owner
`Trading Technologies International, Inc.
`
`
`
`
`Exhibit 2093
`Exhibit 2094
`Exhibit 2095
`Exhibit 2096
`Exhibit 2097
`Exhibit 2098
`Exhibit 2099
`Exhibit 2100
`Exhibit 2101
`Exhibit 2102
`Exhibit 2103
`Exhibit 2104
`Exhibit 2105
`Exhibit 2106
`Exhibit 2107
`
`Dated: May 12, 2016
`
`
`
`
`
`6
`
`

`
`CERTIFICATE OF SERVICE
`
`Case CBM2015-00172
`U.S. Patent 7,783,556
`
`
`The undersigned hereby certifies that a copy of the foregoing Patent
`
`
`
`Owner’s Updated Exhibit List and Exhibits 2107 were served on May 12, 2016,
`
`via email directed to counsel of record for the Petitioner at the following:
`
`John C. Phillips
`phillips@fr.com
`
`Kevin Su
`CBM41919-0002CP1@fr.com
`
`Michael T. Rosato
`mrosato@wsgr.com
`
`Matthew A. Argenti
`margenti@wsgr.com
`
`Robert E. Sokohl
`rsokohl@skgf.com
`
`
`/Valencia Daniel/
`Valencia Daniel
`Litigation Legal Assistant
`
`Finnegan, Henderson, Farabow, Garrett
`& Dunner, LLP
`
`
`
`
`
`
`
`Date: May 12, 2016