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` Paper No. ____
` Filed: April 20, 2016
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`TRADESTATION GROUP, INC.,
`TRADESTATION SECURITIES, INC, IBG LLC, and
`INTERACTIVE BROKERS LLC,
`
`Petitioner
`v.
`
`
`
`
`
`
`
`
`
`
` TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner
`_________________
`Case CBM2015-001611
`U.S. Patent 6,766,304 B2
`_________________
`
`PATENT OWNER’S UPDATED MANDATORY NOTICES
`
`
`1 Case CBM2016-00035 has been joined with this proceeding.
`
`
`
`
`

`

`Case CBM2015-00161
`U.S. Patent 6,766,304
`Patent Owner Trading Technologies International, Inc. hereby submits these
`
`Updated Mandatory Notices under 37 C.F.R. § 42.8(b)(2) to identify the following
`
`pending judicial matters involving one or more of the Petitioners and Trading
`
`Technologies:
`
`Tradestation Techs., Inc. v. Trading Techs. Int’l, No. 0:16-cv-60296 (S.D.
`
`FL).
`
`Trading Technologies further identifies the following administrative matters
`
`relating to patents asserted in judicial matters listed in Patent Owner’s Mandatory
`
`Notices:
`
`CBM2016-00051 (U.S. Patent No. 7,904,374) (pending);
`
`CBM2016-00054 (U.S. Patent No. 7,693,768) (pending).
`
`Patent Owner Trading Technologies International, Inc. identifies the
`
`following administrative matter that has concluded:
`
`In re Trading Techs. Int’l, Inc., Case No. 16-120 (Fed. Cir.).
`
`To the extent that 37 C.F.R. § 42.8(b)(2) applies, Trading Technologies
`
`further identifies the following, sent within the last 21 days:
`
`Trading Technologies International, Inc.’s Email To
`
`Robert C. Houser, Office of the Under Secretary of
`
`Commerce for Intellectual Property and Director of
`
`the United States Patent and Trademark Office,
`
`
`
`1
`
`

`

`Case CBM2015-00161
`U.S. Patent 6,766,304
`regarding PTAB CBM Proceeding No. CBM2015-0061 [sic],
`
`dated April 1, 2016.
`
`Patent Owner designates the following additional counsel to transact all
`
`business in the United States Patent & Trademark Office associated with the
`
`above-captioned proceeding.
`
`Back-Up Counsel
`
`Back-Up Counsel
`
`Michael D. Gannon (Reg. No. 36,807)
`
`Leif R. Sigmond, Jr. (Reg. No. 35,680)
`
`McDonnell Boehnen Hulbert &
`
`McDonnell Boehnen Hulbert &
`
`Berghoff LLP
`
`Berghoff LLP
`
`300 South Wacker Drive
`
`300 South Wacker Drive
`
`Chicago, Illinois 60606
`
`Chicago, Illinois 60606
`
`Phone: (312) 913-2139
`
`Phone: (312) 913-2127
`
`Fax: (312) 913-0002
`
`Fax: (312) 913-0002
`
`Email: gannon@mbhb.com
`
`Email: sigmond@mbhb.com
`
`
`
`Dated: April 20, 2016
`
`Respectfully submitted,
`
`By: /Rachel L. Emsley/
`Rachel L. Emsley, Back-up Counsel
`Reg. No. 63,558
`
`Counsel for Patent Owner
`Trading Technologies International, Inc.
`
`
`
`
`
`2
`
`

`

`Case CBM2015-00161
`U.S. Patent No. 6,766,304
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the foregoing Patent
`
`Owner’s Updated Mandatory Notices was served on April 20, 2016, via email
`
`directed to counsel of record for the Petitioner at the following:
`
`
`John C. Phillips
`phillips@fr.com
`
`Kevin Su
`CBM41919-0005CP1@fr.com
`
`Michael T. Rosato
`mrosato@wsgr.com
`
`Matthew A. Argenti
`margenti@wsgr.com
`
`Robert E. Sokohl
`rsokohl@skgf.com
`
`
`Dated: April 20, 2016
`
`/Lisa C. Hines/
`Lisa C. Hines
`Litigation Clerk
`
`Finnegan, Henderson, Farabow, Garrett
`& Dunner, LLP
`
`
`
`
`
`
`
`

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